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Comprehensively Critical Rationalism: Rationality with Revisable Foundations*

by Dmitry Sepety

Zaporizhzhya State Medical University, Ukraine

[email protected]

                                             

1. Bartley’s comprehensively critical (pancritical) rationalism

as solution to the problem of limits of rationality

In his book “The Retreat to Commitment” William Bartley proposed comprehensively critical (pancritical) rationalism (CCR) as solution to the problem of limits of rationality. The problem arises from the following facts:

1) according with traditional concept of rationality (the view Popper dubbed uncritical or comprehensive rationalism), rational attitude demands that we accept those and only those views which are rationally justified;

2) this demand can’t be implemented neither for rational attitude itself nor for any other view.

In a bit more details.

1) It is generally acknowledged that justifying some view by reference to itself is fallacious, – well-known type of argumentative error called “begging the question”. (Direct form: “Why X? Because X.” Indirect form: “Why X? Because Y. Why Y? Because X.”) Any attempt to justify something rationally already presupposes rational attitude. So, attempt to justify rationally rational attitude is attempt to justify rational attitude by rational attitude, – direct begging the question. So, it is fallacious.

This is the situation Popper described in “The Open Society and Its Enemies” when he wrote about uncritical or comprehensive rationalism:

We can express this … in the form of the principle that any assumption which cannot be supported either by argument or by experience is to be discarded. Now it is easy to see that this principle of an uncritical rationalism is inconsistent; for since it cannot, in its turn, be supported by argument or by experience, it implies that it should itself be discarded.” (Popper 1977, 230)

2) To justify some view we need some other, justifying views which themselves have to be justified. Now to justify these views we need yet other justifying views which themselves have to be justified. And so on. So, any attempt of justification gets us

either into logical vicious circle of indirect begging the question, which makes justification fallacious

 

or into infinite regress which never achieve justification.

A ← B ← C ← D ← …………

So, no view can be properly justified.

Popper in “The Open Society and Its Enemies” stated this as follows:

Since all argument must proceed from assumptions, it is plainly impossible to demand that all assumptions should be based on argument.” (Popper 1977, 230)

 

So, rationalism, if it is to be identified with the demand to accept those and only those views which are rationally justified, is untenable.

Thus far Bartley agrees with Popper’s treatment of the problem in “The Open Society and Its Enemies”. But he disagrees with Popper’s proposed solution of the problem (CR-1) and severely criticizes it.

Poppers proposition is to admit that rationalism can’t be comprehensive, that it is itself “irrational faith in reason” and to designate such position "critical rationalism" – in opposition to both irrationalism and comprehensive (uncritical) rationalism.

Bartley shows that this view is as unacceptable as comprehensive (uncritical) rationalism. Popper’s concession to irrationalism is too much, as it is unneeded, and too little, as it doesn’t really solve the problem.

Its gravest fault is that as far as we retain the demand of justification we can’t get out of trouble just by making one exception – for rational attitude itself. For we have already seen that it is not only rational attitude itself that can’t be properly rationally justified, – no view at all can be rationally justified!

It follows, that justification is possible only relative to some framework – some set of basic axioms and principles which constitute rules and references of justification. These basic axioms and principles themselves can’t be justified. Moreover, they can’t be criticized too, – for, being basic, they constitute rules and references of criticism. So, all we can do is just to accept some framework of basic axioms and principles and work within it. As these can’t be properly justified, they are exempt from demand for justification; as they can’t be properly criticized, they are exempt from criticism.

If it is so, then any arbitrary framework of basic axioms and principles can be accepted just as well as any other. (At least – any which isn’t self-contradictive – which stands it own rules.) There is no rational way to compare and select what is best; no possibility for rational preference of one framework over another; no rational way to judge what basic axioms and principles are true and what are false. You just make commitment to some framework, – make irrational decision to hold to it. Really, usually you don’t make real decision, – you just uncritically absorb some framework from your childhood social environment or from professional environment (science). And you can’t be critical toward it. The only way you can change your framework is irrational leap of faith, – which is making new commitment. If you make such irrational leap, you are in the same attitude toward new framework as you were toward old, – its axioms and principles are exempt from criticism.

Such commitment-theory became philosophical fashion of XX century. To name only three most influential commitment-theorists: J.P.Sartre, L.Wittgenstein, T.Kuhn.

Where is rationality to find its place? Only inside this or that framework. On this view rationality can be nothing but keeping to axioms and principles (which constitute rules of justification and criticism) accepted inside some framework. There is no real difference between frameworks which call themselves rational and those which don’t. This is merely a matter of word-preference. You can introduce any set of basic axioms and principles and call it “rationality”. As far as you keep to these axioms and principles, you are “rational”. There is no one comprehensive rationality, there are as many “rationalities” limited to frameworks as you want.

This is tu-quoque argument which Bartley undertakes to refute.

 

Popper in The Open Society and Its Enemies proposed, as solution to similar problem, to distinguish two forms of rationalism:

1)            uncritical, comprehensive rationalism which demands that “any assumption which cannot be supported either by argument or by experience is to be discarded”;

and

2)            critical rationalism which identifies rationality with critical attitude and “frankly admits its limitations, and its origin in an irrational decision (and so far, a certain priority of irrationalism)”, “irrational faith in reason”.

Popper admitted that uncritical, comprehensive rationalism is self-defeating, but contended that critical rationalism is tenable.

Bartley criticized this purported solution as fideistic appeal to decision or commitment. Popper rejected charge of fideism. I think that Bartley’s criticism wasn’t quite right, but it suggests improvements to Popper’s description of CR:

1) the real difference between two forms of rationalism is to be described not in terms of comprehensiveness/limitations but in terms of justificationism/critical attitude;

2) critical rationalism is to admit comprehensiveness of rationality understood not as justification, but as critical attitude, openness to criticism.

Bartley locates the source of the problem which makes traditional rationalism self-defeating not in comprehensiveness, but in demand for justification. This demand is unrealizable – whether it is comprehensive or not. And this demand is needless for development of knowledge. All we really need is openness to criticism, willingness to consider seriously critical arguments when presented. And this openness, critical attitude needs no exception, even for itself! The term 'rationality' is traditionally associated with both – demand of justification and critical attitude. We can well discard the first and retain the second in full comprehensiveness! So, Bartley proposes to identify rationality with the attitude of openness to criticism. Views and theories are neither rational nor irrational. What is rational (or irrational) is our attitude towards our views. Rational attitude is nothing but critical attitude.

Bartley proposes to call this conception of rationality comprehensively critical rationalism or pancritical rationalism.

Now a bit more about comprehensiveness.

Can rationalist really hold all his views, without exception, open to criticism? There are two often doubted points about the question?

First. If everything is criticizable, then all statements used in criticism are criticizable too. If so, how criticism is possible?

Bartley explains:

“I don’t suggest that all assumptions be abandoned, only that they be opened to criticism… pancritical rationalist, like other people, holds countless unexamined presuppositions and assumptions, many of which may be false. His rationality consists in his willingness to submit these to critical considerations when he discovers them or when they are pointed out to him... When one belief is subjected to criticism, many others, of course, have to be taken for granted – including those with which the criticism is being carried out. The latter are used as the basis of criticism not because they are themselves justified or beyond criticism, but because they are unproblematical at present. These are, in that sense alone and during that time alone, beyond criticism. We stop criticizing – temporarily – not when we reach uncriticizable authorities, but when we reach positions against which we can find no criticisms. If criticisms of these are raised later, the critical process then continues. This is another way of saying that there is no theoretical limit to criticizability – and to rationality. …the fact that most of a man’s beliefs are beyond criticism at any one time does not mean that any of them has to be beyond criticism all the time...” (Bartley 1984, 121-122)

Second. Can rationalist really apply this critical attitude even to rationalism itself? The fact is, he can.

Really, there were quite a many cases when rationalists renounced rationalism exactly because they judged criticisms against rationalism sound. But their judgement was mistaken, for they identified rationalism with the demand for justification. There is really crushing criticisms against rationalism so understood – justificationist rationalism. So, justificationist rationalism is to be renounced. But rationalism can be retained in its (pan)critical variety. Those former rationalists converted to irrationalism didn’t see this alternative. Nevertheless, their cases have some positive value: they prove that rationalist can genuinely hold rationalism open to criticism.

Pancritical rationalist holds open to criticism all his views, including CCR itself. Attitude of pancritical rationalist towards CCR can be stated as follows:

“I accept CCR, for, as far as I see it, it is the best view, and it is consistent. As far as I know, there are no sound criticisms showing CCR unsatisfactory, and there is no satisfactory alternative to it. But, as pancritical rationalist, I keep all my views open to criticism and make no exemptions, even for CCR itself. So, if new criticisms or alternatives will be proposed, I am willing to consider them seriously, and if I see that criticisms are sound or that alternatives proposed are better, I would renounce CCR.”

 

Précis. No position (theory, statement, belief etc.) can satisfy justificationist demand. Justificationist rationalism is self-defeating. But any position can be held open to criticism. Openness to criticism can be comprehensive. There are no limits of rationality understood as openness to criticism. And there is no need for commitment.

 

2. Strong and Weak CCR

Bartley had given different descriptions of CCR which suggest two different interpretations. I will call them strong CCR and weak CCR.

 

Strong CCR

Strong CCR is the interpretation based on Bartley’s statement (possibly the most often quoted in discussions of CCR):

“The position may be held rationally without needing justification at all – provided that it can be and is held open to criticism and survives severe examination”.  (Bartley 1984, 119)

(By “position” Bartley mean any statement, theory, attitude etc.)

The statement may be interpreted in two different ways.

The first is to consider it as stating sufficient, but not necessary conditions of rationality. In fact, Bartley does not say that position is held rationally if and only if it fits both conditions described. If so, this statement, taken literally, does not exclude the possibility for a position to be held rationally even if one of the conditions is not satisfied!

But usually this statement is taken (both by supporters and critics of Bartley) in the stronger meaning, as the definition of rationality from CCR’s viewpoint which states sufficient and necessary conditions of rationality. In other words, it is understood in the sense: “The position is held rationally if and only if it is held open to criticism and survives severe examination”. I will call this view “strong CCR”.

So, strong CCR defines, as necessary for a position to qualify as rationally held, two conditions:

1)     it is held open to criticism;

2)     it survives severe criticism.

Now, CCR states that it is possible for a person to hold all his positions rationally. So, for strong CCR to be true, it must be possible for a person (1) to hold all his views open to criticism and (2) to hold only those views which survive severe examination.

Surely, for a view to survive severe examination, there must be severe examination of it. But what is to be counted as “severe examination”? If pancritical rationalist is forbidden to hold any view which wasn’t severely examined, he needs some general criteria to distinguish what is to be counted as “severe examination” from criticisms and checks which aren’t severe enough. Bartley proposes nothing of the sort.

Now, some most usual criticisms against CCR point out different varieties of statements which any rational person would consider true, though it seems that there can be no criticism or check of them which would count as “severe examination”.

The most obvious criticism of strong CCR is that for any person it is absolutely impossible to subject all his/her views to “severe examination”, whatever this means. (Surely, it is not to deny that critical examination, the severer the better, is always desirable and makes for rationality.) The great majority of views every person holds are unexamined, and it can’t be otherwise. No one can examine all – or majority – of his/her views. If attempt was made, it would lead to that same infinite regress which Bartley tried to escape by proposing CCR. So, if Bartley’s proposed solution to the problem of limits of rationality is strong CCR, he doesn’t solve the problem, but falls into the same trap as justificationaists. (For more detailed discussion of this point see section “How Bartley Have Let in the "Troyan Horse" of Justificationism” in my article “Critical Rationalism and the Problem of Reasonable Beliefs”.)

The interesting thing is that Bartley is well aware of this and, when criticized, answers:

“…pancritical rationalist, like other people, holds countless unexamined presuppositions and assumptions … His rationality consists in his willingness to submit these to critical considerations when he discovers them or when they are pointed out to him...” (Bartley 1984, 121-122)

But this statement is a direct refutation of strong CCR.

So, strong CCR is untenable. The tenable interpretation of CCR is weak CCR.

 

It may be proposed that the phrase about the survival of severe examination is to be interpreted in a weaker sense of the demand to reject (disbelieve) positions that have not survived criticism. (Surely, this demand may apply only to those positions which were, in fact, criticized.) Really, we may meet the attribution of such a demand to CCR in some discussions. But I doubt that Bartley ever stated such demand. In any case, it makes no sense. If a position has not survived criticism, it does mean that it was rejected (disbelieved); if it was not rejected (disbelieved), it has survived criticism. There is no such event (action) as rejection (disbelieving) a statement over and above its failure to survive criticism.

It is a consequence of the fact that no conclusive proof of falsity, except for self-contradiction, (as well as no conclusive proof of truth, except for tautology) is possible. Whenever you are presented with a critical argument intended to demonstrate the falsity of some position P, the most that can be said is that it logically follows from the premises of the argument (if the argument is valid) that P is false. But this does not mean that P is false. This does mean that either P is false, or one (some) of the premises of the argument is (are) false. So, you always have a choice; it is always for you to judge; logically, the only thing you are forbidden is “to sit on both the chairs”. That is why there is no other sense in which a position may fail to survive criticism except that the criticism has convinced someone that the position is false, i.e., has made someone to reject (disbelieve) the position.

 

Weak CCR

Weak CCR says that to hold position (statement, theory, attitude etc.) rationally is to hold it open to criticism. And it says that it is possible for a person to holds all his/her views open to criticism. Openness to criticism is the only condition of rationality; no further conditions are required.

 

On my view, weak CCR is the same with what Popper repeatedly (with some variations) said to be the essence of critical rationalism:

“I may be wrong and you may be right,

and by an effort, we may get nearer to the truth”. (Popper 1977, 238)

“…perhaps I am wrong and perhaps you are right.

But we could easily both be wrong.

… we can nearly always come closer to truth

in a discussion which avoids personal attacks…” (Popper 1992, 199)

“I may be wrong, and you may be right,

but let us sit together and discuss matter critically,

and in the end we may not agree

but we will both have learnt something.” (Artigas 1999, 30)

 

The last two rows are to be emphasized.

Now the question is: isn’t weak CCR too weak? The answer is: it is strong enough to be a sound solution to the problem of limits of rationality.

 

One may say that weak CCR is too weak on the other considerations: it does mean that the kind of arguments or criticisms one heeds to is irrelevant to the distinction of rational and irrational. Let us take one extreme example. It is logically possible for some religious fundamentalist to be comprehensively critical rationalist. Suppose for John it just seems very plausible that the Holybook (whatever it is) is the most reliable source of true knowledge. But, as a fallibilist and comprehensively critical rationalist, John admits that he may be mistaken, and he is ready to consider all relevant arguments and criticisms. And now whatever arguments and criticisms are adduced (and however strong they seem to us), John doesn’t find them convincing; for him it still seems more plausible that the Holybook is the most reliable source of true knowledge than that any of the premises on which the criticisms are based are true. Now, from the viewpoint of weak CCR there is nothing irrational in John’s attitude; he is perfectly rational.

The supporter of weak CCR may say in its defence that though such John is logically possible, he is hardly really (psychologically) possible or, if possible, is an exception rather than a rule. Generally, the supporter of weak CCR must admit that openness to critical discussion can’t exclude as irrational any sort of foolishness, and gives no guarantee of achieving truth or agreement. In a sense, weak CCR needs a sort of “faith in reason” – an unjustified belief that openness to critical discussion is, by and large, conductive to truth and, in practical matters of human relationships, to agreement or worthy compromise.

In other words, Kant’s famous motto “Dare to use your own intelligence!” is not meant as a panacea. To be a rationalist, a person does not need to believe that using one’s reason is always successful. Also, he/she does not need to believe that reason is the same with all persons; that all persons, when they use their reasons, need arrive to the same results. Also, he/she does not need to deny that there are fools who, while using their reason, will very often arrive at foolish beliefs, and that there are demented whose use of their reason is of no good. All that a person need to believe to be a rationalist is that using one’s reason is, by and large, a good thing.

And the supporter of weak CCR can claim that it is sufficiently strong for the purpose it was intended for – the solution of the problem of limits of rationality. It is strong enough for Bartley’s major task, which was to refute “the contention … that there is an essential logical limitation to rationality: the rational defence and examination of ideas must, for logical reasons, be terminated by an arbitrary and irrational appeal to what can be called dogmas or absolute presuppositions”, and to show that “there are no limits to rationality in the sense that one must postulate dogmas or presuppositions that must be held exempt from review…” (Bartley 1984, 221), that “criticism can be carried out successfully and satisfactorily without … any resort to dogmas or authorities”, “that it is not necessary, in criticism, … to declare a dogma that cannot be criticized”, “that it is not necessary to mark off a special class of statements, the justifiers, which do the justifying and criticizing but are not open to criticism…” (Bartley 1984, 223)

 

3. Attempted Criticisms of CCR

Some usual criticisms of CCR deny possibility of comprehensive critical attitude, along the lines discussed – and shown unsound – at the end of section 3.

 

Imre Lacatos in footnote of the article “Popper on Demarkation and Induction” formulates CCR as the theory according to which “all propositions accepted by a rational person must be open to criticism”. Lacatos dismisses it offhandedly by the remark: “the basic weakness of this position is emptiness. There is not much point in affirming the criticisability of any position we hold without concretely specifying the forms such criticism might make”. (Lacatos 1974, 264) Lacatos had to know better. It is his appraisal of CCR which is empty and pointless. For it is empty and pointless to appraise the theory without considering the problem it is meant to solve. To appraise any theory we need to answer questions: What is the problem this theory attempts to solve? Is this problem important? Is the solution proposed by the theory sound? On answering these questions we will see that Bartleys’ theory is not empty (pointless) – it deals with important philosophical problem and proposes its solution. Besides (as far as I see it), the solution is sound. Surely, it would be highly desirable to supplement the basic general principle with concrete specifications, and this lays down a program for further elaboration. But clear statement and rational defence of the basic general principle is valuable by itself when this principle is widely denied (or its opposites affirmed) on the supposedly firm logical reasons, and there is no other tenable solution known.

 

There is also interpretation of CCR as the theory about rationality of beliefs, as a doctrine according to which “a belief is rational if it is criticisable”. (Musgrave 1991, 30) This misunderstanding is characteristic also for criticisms of CCR by John Watkins and John Post. Bartley explains:

“…I declare that all statements are criticizable…” (Bartley1984, 223) (Accentuation mine.)

It is … one of the merits of pancritical rationalism … that it presents a theory about people, not statements. It is, quite explicitly, an account of the essense of being a rationalist. It is an account of how a rationalist or critical person might behave. It is not an account … of rational statements or of rational belief. … I doubt the merit of discussing the problem of rationality in terms of rationality of statements… For statements are intrinsically neither rational nor irrational. …rationality is not a property of statement but is a matter of the way in which a statement is held, and also … of the way in which the statement has been examined.” (Bartley1984, 233-234)

So, according to CCR, attributes 'rational' and 'irrational' are to be applied not to beliefs, but to our attitudes toward our beliefs. The rational attitude consists in holding our beliefs open to criticisms, – admitting the possibility of these beliefs being false and being ready to consider criticisms proposed and to reassess our beliefs. (Bartley 1984, 233-234)

John Watkins mentions Bartley’s explanation that “CCR is a theory about people, and the attitude they should adopt if they seek to be rational, not about statements” (Watkins 1993, 275) and contraposes it with another Bartley’s statements saying that CCR concerns “so-called logical limitations of rationality” (Bartley 1964, 5). So, Watkins remarks: “That doesn’t sound to me as a theory about people”. (Watkins 1993, 275) But this is just picking on words without considering what they are about! CCR is the theory that it is logically possible for a person to hold all his views open to criticism, that there are no logical limitations which would make it impossible.

 

Watkins and Post proposed criticisms to demonstrate that CCR is untenable because applying the principle that everything is criticisable to the principle itself leads to contradictions or logical paradoxes of “the liar” kind. These arguments are at length discussed by Bartley (in appendix “On Alleged Paradoxes of Pancritical Rationalism” to 2-nd edition of “The Retreat to Commitment”).

When I have read Bartley’s defence I judged it successful and criticisms of Watkins and Post unsound because they are based on confusing different meanings of word “criticizable”. After reading Watkins’ article I have slightly reassessed this judgment. Now I think that confusion mentioned is present in some Bartley’s own descriptions of CCR. Criticisms of Watkins and Post are partially sound as criticisms of strong CCR. But as such they are superfluous, unneeded sophistications, – for strong CCR is refuted by much simpler arguments. If taken as criticisms of weak CCR, Watkins’ and Post’s arguments are unsound. Bartley’s defence of CCR against Watkins’ and Post’s arguments is successful as defence of weak CCR.

 

Watkins in his latest discussion of CCR (1987) explains what first raised his doubts:

“…I became uneasy about this generalisation of Popper’s idea of rational acceptance within a scientific context to much wider contexts, and the generalization of the idea of empirical testability into that of criticizability. We are sometimes in a position to say unequivocally of two propositions that one is, and the other is not, testable. But can we ever say of two theories that one is, and the other is not criticizable? Bartley once proposed that the important demarcation is not between falsifiable and unfalsifiable but between criticizable and uncriticizable theories. But would such demarcation effect a cut? How could the criticizability of a theory be established?” (Watkins 1993, 271)

I share these doubts of Watkins, but think they have little to do with CCR on its adequate understanding (as weak CCR).

Really, CCR is not logical extension of Popper’s theory of scientific testability as falsifiability into general theory of criticism.[1] Also, I agree with Watkins that there is no criteria of criticizability; so no demarcation between criticizable and uncriticizable theories is possible.

Watkins writes that “Bartley once proposed that the important demarcation is not between falsifiable and unfalsifiable but between criticizable and uncriticizable theories”. I guess Watkins misunderstands and misrepresents what Bartley really proposed. I have looked through Bartley’s mature works, including “The Retreat to Commitment”, 2-nd ed., and found no such proposition. Instead, I have found something that seems similar, but have really quite another meaning:

“…the evaluatory problem is less to demarcate scientific from nonscientific theories as to demarcate critical from uncritical theories or from theories that are protected from criticism – particularly pseudo-critical theories.” (Bartley 1982)

This quotation is preceded by discussion of Popper’s attempt “to exclude from science those theories (often ones which claim or aspire to scientific status) which have built-in devices for avoiding or deflecting critical arguments – empirical or otherwise.” (Bartley 1982)

So, Bartley was not proposing demarcation between criticizable and uncriticizable theories. Instead, he discussed Popper’s attempt to demarcate critical from uncritical theories, where 'uncritical' means not 'uncriticizable', but “protected from criticism”, “which have built-in devices for avoiding or deflecting critical arguments”.

As for “demarcation between criticizable and uncriticizable theories”, Bartley’s view is that no such demarcation is possible: “…I declare that all statements are criticizable…” (Bartley1984, 223). There is no way to determine criticizability of a theory, except in comparative terms – that theory X is more/less criticizable than theory Y (for example, in some sense, empirical theories are more criticizable than metaphysical, metaphysical statements more criticizable than analytic; clearly stated theories are in some sense more criticizable than obscurely stated).

Then, Watkins discusses Bartley statement (which I discussed above as definitive for strong CCR) that unjustifiable position can be held rationally provided that it is held open to criticism and survives severe criticism. As CCR states that such rationality can be comprehensive and is applicable to CCR itself, the question is: “how might one set about trying to criticize it?” Watkins, 272)

This question contains implicit assumption which is characteristic also for Post’s argumentation. As Bartley describes it:

“…essential to Post’s discussion, as he has pointed out, is his claim that criticizability is a semantic property of statements in the sense that for a statement to be criticizable we must be able to specify its “potential criticizer”.” (Bartley 1984, 234)

Bartley answers that it is unclear what is meant by “specification” and how it can be used to demarcate criticizable statements from the uncriticizable. To identify rationality with ability to produce such specification – if you can’t specify potential criticizers for some view you hold, this means that you hold it irrationally and uncritically – would be unreasonable. In any case, it is not the view of rationality/irrationality which is meant by CCR. On CCR view, inability to specify a potential criticism (whatever it is) have nothing to do with irrationality:

Lack of interest in potential criticism, or hostility to potential criticism, would be quite another thing: that would indeed probably mark a dogmatic or at least uncurious attitude. What I had in mind when writing of pancritical rationalist was one who holds his claims open to review even when – and particularly when – he is unable to imagine, let alone specify, what would count against them.” (Bartley 1984, 234)

Generally, outside science, it is often impossible to say what kind of argument would do as sound criticism before the argument is produced (and if such argument is produced, the view it criticizes is refuted):

“It is, of course, valuable and important, whenever possible, to specify in advance what sort of things would count against a theory. It is also characteristic of the evaluation of scientific theories that one can quite often make such specifications in advance… But I was in no way restricting myself to science… I was concerned with a broad range of ideas, with religion, ethics, theory of value, and metaphysics, as well as with science. In this broader domain there is not the slightest reasonable hope of always being able to specify potential criticisms in advance, although one may try even here to specify the sorts of things that would be critically effective. Yet there is all the more reason, in such circumstances, to continue to hold such theories as open to criticism.” (Bartley 1984, 235)

Pancritical rationalist is not obliged to specify the kind of argument which would count as sound criticism of CCR. Really, he presupposes that there is no such sound criticism, while admitting that he can be mistaken:

“the onus is on the critic to produce it.” (Bartley 1984, 120)

It is possible to propose some general lines of possible criticisms for CCR, but they are very general. Some of them were outlined by Bartley. These lines reflect the structure of CCR, admissions it contains. You can try to criticize each of these admissions. For example:

  you can try to show that there are some views that can’t be hold open to criticism;

  you can try to show that justification and criticism are inseparable in principle;

  you can try to show that basic rule of logic – rule of non-contradiction, which is presupposed in any rational discussion, – is unsound;

  you can try to show that the attitude of CCR is not conductive for truth;

  you can try to criticize CCR-attitude on ground of some other ethical values.

 

Next line of criticizing CCR, proposed by Watkins, suggests that CCR contains inbuilt anti-critical strategies, so it is not really self-critical.

In his earlier article Watkins presented it as general criticism of CCR as using “dictatorial strategy”.  He contended that CCR can be defended against any criticism by very simple trick: stating that, as there is a criticism of CCR, CCR is criticizable.

This is indeed very strange criticism. It is rude misinterpreting CCR into the theory that every view is criticizable in the sense that someone can try to criticize it. CCR is not such a theory. CCR is the theory that a person (pancritical rationalist) can held open to criticism each of his views. There is no logical inference from “Someone criticizes X” to “I hold X open to criticism”.

So, Bartley assesses this Watkins’ criticism as “a deplorable argument”:

“If someone were to come forward with a cogent argument against pancritical rationalism; and if I were then to reply: "Oh, you see, that just goes to show that I was right in saying that my position is open to criticism", I would be laughed at. And we all know from Charlie Chaplin that one thing that dictators cannot stand is to be laughed at.” (Bartley 1984, 242)

In his latest (1987) discussion of CCR Watkins omits this older criticism but proposes similar, though more limited objection against one Bartley’s suggestion about possible line of attempts to criticize CCR. Bartley wrote that CCR would be refuted if someone produced “an argument showing that at least some of … standards necessarily used by a pancritical rationalist were uncriticizable …” (Bartley 1984, 120). Watkins objects that “this line of criticism is not available to a would-be critics of CCR”. Argument is as follows:

To criticize X is to show that X have some undesirable property. On view of CCR uncriticizability is undesirable property. So, any argument which intends to show that X is uncriticizable, states that X have that undesirable property of “uncriticizability”, and so it criticizes X and demonstrates its criticizability. (Watkins 1993, 272)

Taking into account objections to this argument proposed by Agassi, Jarvie, Settles and Keke, Watkins agrees that his argument doesn’t exclude the possibility that “there may be other lines of criticism than one indicated by Bartley in his book”. (Watkins 1993, 273)

So, it seems that Watkins consider his argument as sound against possibility of “line of criticism indicated by Bartley in his book”. I think it isn’t. My objection is: Watkins takes word “criticism” in too wide meaning referring to “some undesirable property”. Moreover, it is not some indisputably undesirable property, but some undesirable property from CCR viewpoint. If defenders of CCR used word “criticism” in such meaning, they would be objected that this is obviously unallowable, for it is direct begging the question (suppose, a would-be critics of CCR consider uncriticizability desirable property). Really, “line of criticism indicated by Bartley” means criticism in much narrower meaning – referring only to truth/falsity properties: to criticize theory X is to try to show that it is false.

Really, Bartley’s meaning it is yet more narrow and definite. When Watkins quoted Bartley he omitted important part of the sentence which explains what Bartley means by "uncriticizable"

“… that there too, something had to be accepted as uncriticizable in order to avoid circular argument and infinite regress.” (Bartley 1984, 120).

Taking this omission into account, it is clear that what Watkins criticized was really not “line of criticism indicated by Bartley in his book”, but something rather different.

 

Watkins’ next argument, proposed as refutation of CCR, refers not to formulation definitive for strong CCR, but to Bartley’s characterization of rationalist “as one who holds all his beliefs … open to criticism”. (Watkins 1993, 273) This is formulation of weak CCR, so assessment of Watkins’ criticism is of importance.

Watkins begins with explanation that his argument

“was based on two explicitly made assumptions… The first was that, just as scientist cannot genuinely hold open to falsification a proposition that is in fact unfalsifiable, so a rationalist cannot genuinely hold open to criticism a proposition that is in fact uncriticizable…” (Watkins 1993, 273)

I deny this assumption. Before discussing it, let us make some convention to avoid confusion of different possible meanings in which word 'criticizable' can be used. Let us designate

'criticizable-1' – held open to criticism;

'criticizable-2' – can be successfully criticized (its sound criticism exists).

Now let us observe that CCR (weak CCR) is the theory about criticizability-1, not about criticizability-2.

Watkins’ assumption says that criticizability-2 is necessary condition of criticizability-1. I think it is mistaken. Supposed analogy between falsification and criticism doesn’t hold.

I must confess that I really don’t understand what can be the meaning of statement that a proposition (statement, theory, attitude) is “in fact uncriticizable”. In some sense, statements can be more or less criticizable, but they are never uncriticizable. (And higher/lower criticizability is not to be considered directly as index of goodness/badness. It depends on the nature of statement, problematic area to which it pertains. So, empirical theories are more criticizable that metaphysical or complex mathematical ones; I am at loss how to compare criticizability of metaphysical and complex mathematical statements, but statements of both kinds are more criticizable than simple tautologies. But this doesn’t mean that we are not to hold any metaphysical views or even tautologies. On the other side, in the same problematic area, more criticizable theories are preferable. For example, more clearly formulated theories are more criticizable than more obscurely formulated.)

Now what can “in fact uncriticizable” mean? I can guess for possible meanings:

(A) in fact no criticism was proposed.

(B) in fact no sound criticism was proposed.

(C) no sound criticism exists.

(D) it is provable that no sound criticism exists.

Whatever is the option, positions (statements, theories, attitudes etc.) which are “in fact uncriticizable” can be held open to criticism.

Really, suppose

(A) There is a position P for which no criticism was proposed. Surely, it is possible that sound criticism of P exists. So, P can be held open to criticism.

(B) There is a position P for which no sound criticism was proposed. Really, rationalist can’t hold P if he knows of some sound (on his judgment) criticism of it! But rationalist is to admit that though he knows of no sound criticism, such criticism can exist. So, he can hold P open to criticism.

(C) Whenever rationalist holds some position P, he holds it on supposition that no sound criticism of P exists. Really, if such criticism exists then P is false! If rationalist supposes that V is true, he supposes that no sound criticism of V exists. But, at the same time – and this is just what fallibilism and critical-pancritical rationalism are about – rationalist admits that it is possible that he is mistaken, that despite his belief that P is true it is really false and there is sound criticism of it. So, rationalist (1) holds P on supposition that no sound criticism of P exists, and (2) he holds P open to criticism as he admits possibility that he is mistaken in (1).

(D) Now is it possible to hold some position P open to criticism, if it is logically proven by the argument A that no self-consistent criticism of P exists? Yes, it is possible, and easily indeed. (Pan)critical rationalist can say:

“Well, as far as I can judge, A proves that no self-consistent criticism of P exists. But I admit the possibility that I am mistaken and that really A is mistaken. I don’t see mistake, but it can be there. So, if you propose some criticism of A, I am willing to consider it. Now, as I admit that it is possible that A is mistaken, I admit that it is possible that, despite A, self-consistent criticism of P can exist. So, I hold P, as well as A, open to criticism.”

(C) and (D) are interesting in that they reveal dual attitude of (critical) rationalist towards his views and towards proofs (arguments) he judges sound. (C) shows that critical rationalist

(1) holds V on supposition that it is true and no sound criticism of it exists;

(2) admits the possibility that V is false and sound criticism of it exists.

(D) shows the same about proofs which critical rationalist judges sound and, as consequence, to views they allegedly prove.

This dual attitude is not to be confused with logical contradiction. Without this dual attitude no criticism could be effective: we could criticize only views we don’t hold, and so, no one could change his views as result of criticism.[2]

Now Watkins’ and Post’s sophisticated arguments are varieties of (D). If they are directed against weak CCR, they are unsound. If they are directed against strong CCR, they are unnecessarily sophisticated, for it is refuted by much simpler arguments. Let us consider Post’s argument.

 

Post's argument changed many formulations, but it can be presented, in most general form, as follows:

The main principle of CCR is:

All statements, theories, attitudes etc. are criticizable.         (1)

As (1) is a statement, it follows that

(1) is criticizable.                                                         (2)

Now, argument goes, (2) is a statement and, according with (1) should be criticizable. But as (2) logically follows from (1) then any criticism of (2) would be also criticism of (1). And so, any criticism of (2) would demonstrate that (1) is criticizable. But this is exactly what (2) states. So, any attempt to criticize (2) would demonstrate that (2) is true. But if it is so, it means that (2) is uncriticizable.

As you can see, the argument is supposed to prove that (2) can’t be successfully criticized, i.e. that (2) is uncriticizable-2.

Now the answer to this argument is that it doesn’t affect weak CCR at all. Weak CCR isn’t the theory about criticizability-2, it is the theory and attitude about criticizability-1, i.e. about holding statements, theories, attitudes etc. open to criticism.

To remove confusion of criticisability-1 with criticisability-2, Bartley reformulates Post’s argument changing “criticizable” for “open to criticism”.  I think this reformulation still isn’t enough, for statement.

All statements, theories, attitudes etc. are open to criticism         (1B)

is still misleading. “Openness to criticism” isn’t something inherent in statements, theories, attitudes etc.  All statements, theories, attitudes etc. are neither open nor closed for criticism. It is we who hold them this or that way. Now the adequate reformulation of (1), to express the principle of CCR, is:

It is possible to hold all statements, theories, attitudes etc.

open to criticism                                                             (1S1)

or

Pancritical rationalist holds all statements, theories, attitudes etc.

open to criticism                                                             (1S2)

Now if you reformulate (2) accordingly as

It is possible to hold (1S1) open to criticism.                (2S1)

or

Pancritical rationalist holds (1S2) open to criticism       (1S2)

these formulations won’t engender logical paradoxes.

 

To emphasize, the attitude of openness to criticism is as follows:

“I hold this view, for, in the light of all arguments I know, I judge it tenable and the best among alternatives I know. But I admit that I can be mistaken. So I am willing to consider your arguments, and possibly you will succeed in persuading me to change my view.”

There is nothing in Watkins’ and Post’s arguments which would demonstrate that pancritical rationalist can’t apply this attitude comprehensively, – to every statement, theory, attitude etc., including CCR itself.

 

The next misunderstanding is especially relevant to our discussion. We can find it in Mariano Artigas’ description of the problem CCR is designed to solve, and in his objection to CCR. These are as follows:

“His theory could help the rationalists fight off the relativists, the sceptics and the fideists with their reproach that ultimately all of us depend on some fundamental convictions that cannot be proven and that all of us are guided ultimately by irrational decisions.” (Artigas 1999, 95) “Bartley does not want to hear anything about commitment, because he identifies commitment with blind faith in the sense of fideism. There exist however, types of faith and of commitment that are reasonable and have nothing to do with the blind faith of fideism.” (Artigas 1999, 99)

Now compare this with Bartley’s explanation:

“I was confronting the contention … that there is an essential logical limitation to rationality: the rational defence and examination of ideas must, for logical reasons, be terminated by an arbitrary and irrational appeal to what can be called dogmas or absolute presuppositions. …I argued: (1) that nothing of any interest can be justified in the way required…; (2) criticism is nonetheless possible provided one unfuses justification and criticism…; (3) there are no limits to rationality in the sense that one must postulate dogmas or presuppositions that must be held exempt from review…” (Bartley 1984, 221)

“What I did … was to show that no authorities or justifiers in this sense were needed in criticism. I separated the notions of justification and criticism (for the first time explicitly) and showed that criticism can be carried out successfully and satisfactorily without … any resort to dogmas or authorities. That is, when I declare that all statements are criticizable, I mean that it is not necessary, in criticism, … to declare a dogma that cannot be criticized…; I mean that it is not necessary to mark off a special class of statements, the justifiers, which do the justifying and criticizing but are not open to criticism…” (Bartley 1984, 223)

We can see that Artigas’ description is much fuzzier than Bartley’s and can be interpreted in different ways. It fails to capture the main point – that Bartley’s theory is opposed to arguments which seem to prove that “the rational defence and examination of ideas must, for logical reasons, be terminated by an arbitrary and irrational appeal to what can be called dogmas or absolute presuppositions.” And “commitment” against which Bartley fights is exactly decision to hold some views as dogmas or absolute presuppositions, exempt from criticism. So, there can’t be commitments in this meaning which are “reasonable and have nothing to do with the blind faith of fideism”. Surely, if you chose to use word 'commitment' in another meaning, then Bartley’s statements and arguments won’t be applicable to it!

Really, the word “commitment” is often used in the different meaning – that of deep devotion. You can be committed to some values in this meaning, without being committed in Bartley’s meaning. To say for myself, with respect to my dearest views I am still willing to know and understand arguments of their opponents or enemies (at least, those that are influential enough), and in the process I run the risk (however small I now estimate it) to be persuaded by them. So I don’t consider my dearest views as dogmas exempt from criticism, though I hope there is no sound criticism of them.

As for Bartley’s view on this point, may be this quotation will do:

“...the claim that a rationalist need not commit himself … is no claim that he will not or should not have strong convictions an which he is prepared to act. We can assume or be convinced of the truth of something without being committed to its truth.” (Bartley 1984, 121)

 

4. Foundations Firm (Final) and “Swampy” (Revisable)

Joseph Agassi describes fideism (commitment-theory, in the meaning criticized by Bartley) as follows:

“…there is no practical difference between the fideist mode of arguing and other, except for one: whenever what they happen to consider their initial basic axioms happens to be challenged, they refuse to discuss it. …there is a basic difference between the fideist and others: we all exempt some dogma from the demand to examine it rationally, but the advocates of fideism exempt their own dogma consciously and systematically and for good. … tu-quoque argument … is used as an excuse to exempt from rational scrutiny some unspecified view, on the basis of the observation that usually we all do so… But we all do so now and then, whereas advocates of fideism do so come-what-may. This is why the suggestion to keep one’s own initial axiom floating is so deadly to fideism…” (Agassi 2012, 46-47)

I think this is quite a good description, except that term 'dogma' is not applicable properly to those views we don’t exempt from criticism “systematically and for good”; and if “axioms” are “floating” (if I rightly understand the meaning of this metaphor), they aren’t axioms.

Now we can see that fideism departs from what “usually we all do” in that it considers some views as dogma, exempts them from examination “consciously and systematically and for good”. What we all usually do seems similar in that we don’t examine the great multitude of our views; but there is principal difference in that we don’t exempt them from criticism “consciously and systematically and for good”. If criticisms are produced we can assess them and possibly reconsider our views. Surely, sometimes we are unwilling to heed to criticisms, but this unwillingness is easier surmountable while it is not “conscious and systematical and for good”. It can be nearing to dogmatism, but is not dogmatism yet. In a sense, fideism seems to excel usual way in self-awareness and consistency. But self-awareness and consistency is not always a merit, it can be a great vice. I think (and suppose all critical rationalists will agree) that this is just such case.  Self-aware and consistent dogmatism is not to be praised.

Now there is another – opposite, adogmatic – way of higher self-awareness and consistency. It consists in keeping all our views “floating” – in the meaning: open for revision (if some arguments against them are produced) “consciously and systematically and for good”. There is no dogma; all “foundations” are as “floating” as everything. Surely, they are not to be changed without reasons we judge good enough, but they are to be changed whenever such reasons are produced.

But what are those “reasons good enough”? How are we to judge if reasons proposed are good enough? The answer is: there is no exhaustive, final, unrevisable answer. Any account of reasons is as “floating”, revisable as everything.

Finally everyone judges for himself. In a sense, we never know how do we know.

 

******

What Bartley criticizes as commitment is exactly decision to hold some explicitly marked off dogmas exempt from criticism “consciously and systematically and for good”, “come-what-may” (in Agassi’s terms, fideism). And defenders of commitment-theory state that we all do so, but the way of higher awareness is to make it consciously, with awareness, explicitness about what are those dogmas you make commitment to.

The meaning of Bartley‘s theory, on my understanding, is that commitment-theory misdescribes the logical situation. Really, everybody holds great multitude of views without critical examination, and this is inevitable; it is impossible to make critical examination on all our views and the attempt would lead to infinite regress. But this doesn’t mean that we are logically forced to commitment (fideism), in the meaning: “to mark off a special class of statements” (Bartley 1984, 223) as basic dogmas (framework), and decide to hold them exempt from criticism “consciously and systematically and for good”, “come-what-may”.

If we don’t do this “consciously and systematically and for good”, we don’t do this at all. I can hold the great multitude of my views without their critical examination until I have run into strong criticism of it. And if I have run into it, I am to consider criticism seriously, try to evaluate it as unbiasedly as I can, and judge if it is strong enough to refute the view criticized. It is always my judgement, there is no logical forcedness in it (except in rather rare situations when it is persuasively demonstrated that the view is self-contradictive).

Commitment-theorists describe the situation as if there is no escape from fideism (commitment). The only difference is that there are fideists with full awareness of it, and fideists unawares. And surely it is better to be the first than the second. Now Bartley’s argument shows that this is misdescription: there are really three possibilities.

The first is common, not philosophizing way; it is not to be properly described as “fideism unawares”, – for you can move from it to higher awareness (with respect to "commitment" or "fideism") and consistency in two opposite direction – 1) that of fideism ("commitment"), if you dogmatize some views “consciously and systematically and for good” or 2) pancritical rationalism, if you consciously reject fideism ("commitment"). Despite arguments of commitment-theorists, the second, consistently non-dogmatic way is logically possible.

  So, pancritical rationalism can be properly described as

1) rejection of justificationist theory of rationality, renouncing the search for final justification and authoritative source of knowledge, identifying rationality with critical attitude

plus

2) conscious rejection of the proposition of commitment-theorists (fideists) – conscious decision not to make some views exempt from criticism “consciously and systematically and for good”, “come-what-may.

 

******

In e-mail correspondence with me, J.Agassi raised an objection against the word “comprehensively”: “I have yet to meet a person whose openness to criticism does not meet with some exception, proviso, stubbornness etc.”

I think this objection doesn’t hit the mark. The word “comprehensively” is used by Bartley (and by me) extensively, not intensively, – not in the meaning “perfectly”, but in the meaning applicable to everything”. Stating that critical rationalism can be comprehensive Bartley means only that there is no logical necessity to hold some views exempt from criticism consciously and systematically and for good”, “come-what-may”; in this meaning we can held each of our views open to criticism; this openness to criticism can be comprehensive (but not perfect).

CCR doesn’t mean that our openness to criticism with respect to each view can meet some highest standards – really, I have no idea as to what those standards may be.

If Smith produces some argument which seems persuasive to Smith and John doesn’t accept it, Smith can judge John stubborn, while John judges Smith’s argument unpersuasive.

Really, as a matter of psychology of rationality, I think that some amount of what can be called “stubbornness” is a good thing, – in the sense that you mustn’t be too easily renouncing your views, or views you intuitively feel interesting and promising; even if at the moment you can’t answer well some criticisms. Especially with entrenched moral views, you need time to rethink things better, to estimate total significance of the possible change under consideration. Also about scientific hypotheses which you feel promising. What is important – and what is proper meaning of openness to criticism – is not to shun criticisms, try to understand them correctly in their real meaning, without their distortion and picking on words (which are means to avoid understanding). And then, taking into proper account all criticisms, you judge if it still seems advisable to stick to the moral view under consideration, or if the scientific hypothesis still looks promising, – or further sticking to them is just stubbornness. If you do this way, you make your mind open to criticisms; indeed, you have already let them in. If criticisms are really strong and you are willing to be open and fair about them, they will gnaw their way in proper time.

For me, there is no judge besides myself. But there is the choice for me (and for everyone):

either

1) I can be willing to consider arguments seriously, to understand them in their real meaning and judge their soundness as unbiasedly as I can. This means that I risk my views: if arguments against them will turn out persuasive for me, those views they criticise will be abandoned.

or

2) I can decide to hold some views exempt from criticism “consciously and systematically and for good”, “come-what-may”. On this choice, if criticisms are produced, I shun them, or reject without real attempt to understand them in their real meaning and judge their soundness unbiasedly.

These are just two opposite conscious personal attitudes, – not algorithms of behaviour in concrete cases (though surely, your consciously taken attitude greatly influences your behaviours in concrete cases).

 

******

Critical rationalism is sometimes described as philosophy of “rationality without foundations” (Gattei 2009). I would rather describe it as philosophy of rationality without firm, final foundations – philosophy of rationality which takes all "foundations" as conjectural, open to criticism, revisable.[3]

It is just what Popper has written about science:

“The empirical basis of objective science has thus nothing "absolute" about it. Science does not rest upon solid bedrock.  The bold structure of its theories rises, as it were, above a swamp.  It is like a building erected on piles.  The piles are driven down from above into the swamp, but not down to any natural or "given" base; and if we stop driving the piles deeper, it is not because we have reached firm ground.  We simply stop when we are satisfied that the piles are firm enough to carry the structure, at least for the time being. My term 'basis' has ironical overtones: it is a basis that is not firm.” (Popper 2002, 93-94)

 

5. What Justification Is Denied?

“The principles that form the basis of every rational discussion, that is, of every discussion undertaken in the search for truth… 1. The principle of fallibility: perhaps I am wrong and perhaps you are right. But we could easily both be wrong. 2. The principle of rational discussion: we want to try, as impersonally as possible, to weigh up our reasons for and against a theory… 3. The principle of approximation to the truth: we can nearly always come closer to truth in a discussion which avoids personal attacks…” (Popper 1992, 199)

 

One rather usual misunderstanding of Popper’s and Bartley’s non-justificationism is interpreting their denial of possibility of justification too widely, as denial of the possibility of anything that can be called “justification”, in whatever weak sense, as denying any supporting, favourable arguments, any “positive” (in the sense “favourable”, “pro”) reasons.

This understanding of the thesis that no view (theory) can be justified is mistaken. It stems from the confusion of two meanings in which it can be said that theory is (or is not) justified.

The first one is the meaning of absolute – conclusive or probabilistic – justification, i.e. logically valid demonstration that a statement under consideration is true or that its truth is highly probable (in the sense of probability calculus). This demonstration must be a logically valid argument without unjustified premises. But such argument is impossible because of infinite justificatory regress. So, absolute – conclusive or probabilistic – justification is never possible.

The second one is what can be called justification in fuzzier common language meaning. In this meaning, whenever we formulate some reasons why we think the statement (theory) is true or preferable to alternative statements (theories), we justify the statement (theory). In this fuzzier meaning, justification is often possible, and all our reasoning is such fuzzy, tentative justification, justification on some tentative (unjustified but plausible for us) assumptions. (In this sense, any criticism of the statement S is tentative justification of the statement not-S.)

For example, when Bartley argues in favour of CCR (and when he criticizes its alternatives), he surely justifies it, in the meaning of fuzzy, tentative justification. And he doesn’t justify it, in the meaning of absolute (conclusive or probabilistic) justification.

Surely, we can reserve the word “justification” for the strict logical meaning, and use some other word – for example “support” or “commendation” – for fuzzier common language meaning. But to avoid confusion and misinterpretation, we need to be clearly aware of this reservation.

 

One probable reason of misunderstanding described above is mistaken interpretation of CR(CCR) as generalization of Popper’s falsificationism. This mistake is made by Bartley himself. To quote: “in 1960, I proposed to contrast justificationist and nonjustificationist theories of criticism as a generalisation of his own distinction between verification and falsification” (Bartley 1990, 237)

Roughly it looks like this. Popper argues that scientific theories can’t be verified (confirmed) by observations so that it would establish their truth or high probability, but can be falsified so that it would establish their falsity. CR(CCR) generalizes this into arguments that no positions can be justified, but any can be criticized. This interpretation of CR(CCR) is mistaken: there is no such generalization; two cases are quite non-analogous.

In important sense, relation between criticism (refutation) and support (justification) in general case is very different from relation between falsification and verification in special case of empirical sciences. So, analogy between falsificationism and critical (pancritical) rationalism is only partial. To understand this, we need to recollect why, on Popper’s account, falsification plays so decisive role in development of empirical sciences, while verification plays no.  

First, we need to distinguish three types of statements with which empirical sciences work:

1) universal statements – scientific theories;

2) singular statements which logically follow from universal statements – predictions;

3) singular statements which are obtained as result of properly made repeatable observations – observational reports.

Falsificationism is the theory that there can be no logically valid verification (confirmation) of the theory by observational reports, while there can be logically valid falsification (refutation) of the theory by observational reports. Scientific progress is achieved by discarding falsified theories and replacing them by new, which stand attempts of falsification and, so, are possibly true or near enough to truth.

Now this is so because of two factors:

(1)   Observational reports have in empirical science sort of privileged status – that of “basic statements”. Though “basic statements” aren’t final, though they are as hypothetical as everything, they are given sort of preference in science: if properly obtained observational reports conflict with predictions, observational reports “by default” are considered true and predictions falsified; if truth of observational reports is doubted, the burden of proof belongs to doubters.

(2)   There is logical retransmission of ‘false’ value in direction from predictions to theories, while there is no such logical retransmission of ‘true’ value. If some predictions which logically follow from some theory when checked happened to be false, then it logically follows that the theory is false. But if all predictions which logically follow from some theory and which were checked until now happened to be true, then it logically does not follow that the theory is true. This is so, because the number of predictions which logically follow from the theory is infinite, while the number of checked predictions, however large, is always finite. So, infinite number of predictions always remains unchecked.

Observational reports (basic statements) can falsify predictions, and falsity-value is transmitted from predictions to theories from which they follow, – and so theories are falsified. On the other side, if observational reports (basic statements) verify predictions, truth-value is not transmitted from predictions to theories from which they follow, – and so the theories can’t be verified.

Now how about general case of criticism? Of two factors discussed above, in general case but one remains.

(1)   There is no analogue of privileged “basic statements”.

(2)   Retransmission of ‘false’ value and absence of retransmission of ‘true’ value remains. If you have statement or theory S and multitude of statements which logically follow from it {s1, s2, … sn, …}, then falsity of any of these means falsity of S, while to establish truth of S on the base of its inferences you need that all these inferences were true, and usually it is impossible to make such assessment, for their number is infinite. If Y logically follows from X and we judge Y false, then we are to judge X false too (falsity of X logically follows from falsity of Y). But if Y logically follows from X and we judge Y true, then we still have no reason to judge X true (truth of X logically doesn’t follow from truth of Y).

Absence of analogue of scientific “basic statements” in general case makes “asymmetry” between negative and positive argumentation weaker than in science. One of two main logical reasons pertaining to the theory of falsification is lacking in the general case of criticism. Nevertheless, one which remains makes negative reasoning more efficient than positive. It is the way how we can discover and eliminate errors in our theories. In this respect, there is asymmetry both in specific case of scientific theories and in general. But in another important respect, asymmetry doesn’t hold.

That stronger sense is particular for theories (universal statements) of empirical sciences: they can be empirically falsified, but can’t be empirically verified. This asymmetry is not generalizable into statement about all positions (statements, theories, attitudes etc.) that they can be properly criticized (refuted) but can’t be properly supported (justified).[4] In this respect, relation between criticism and argumentative support is symmetrical. If both are taken in strong sense of strict, conclusive refutation and strict, conclusive justification, they both are logically impossible. If both are taken in weak sense of fuzzy, inconclusive criticism and fuzzy, inconclusive support, they both are possible. No wonder, for any criticism of X equals to support of not-X.

 

Bartley’s arguments – that justification is impossible while criticism is possible and can be comprehensive – are sound. But this result has nothing to do with asymmetry between favourable and unfavourable arguments which would be analogous to asymmetry between verification and falsification. In general, there is no such asymmetry between favourable and unfavourable arguments. The asymmetry reflected in the statement that justification is impossible while criticism is possible is much less interesting, for it is verbal; it is the asymmetry between use of word "justification" in the strong meaning (of absolute, conclusive or probabilistic, justification) and use of word "criticism" in the weak meaning of tentative unfavourable argument.

 

CCR doesn’t mean denying possibility of justification in all possible meanings of the word – it means

1) negation of justificationism – rejection of unfeasible justificationist demand to accept no position without justification; acknowledgement that no position can be justified in compliance with this demand, that we can’t avoid accepting some (great many) unjustified positions and use them in our arguments

and

2) negation of “commitmentism” or fideism – refutation of the view that since it is impossible to avoid accepting some unjustified positions, we must accept them dogmatically, as exempt from criticism; explanation that all our positions can be held open to critical discussion and revision.

 

There is quite a clear explanation in Popper’s book “Realism and the Aim of Science”, chapter 1, section I. Here Popper explains that he denies possibility of 'justification' and 'positive reasons' in the meaning: providing-certainty-or-high-probability reasons. Surely, this doesn’t mean impossibility of 'positive reasons' in the meaning of arguments in favour, reasons for tentative acceptance. Really, Popper admits that we can often provide such tentative reasons, reasons for preference and proposes to call them 'critical reasons'. Also, Popper admits:

“Giving reasons for one’s preference can of course be called a justification (in ordinary language). But it is not justification in the sense criticized here. Our preferences are 'justified' only relative to the present state of discussion …” (Popper 2005, p.20)

 

I think it is appropriate to defend some sort of positive (in the meaning 'in favour') reasoning against some kind of pseudo-critical attitude. We are not to criticize for criticizing sake; criticism is (efficient) instrument in search for truth and in making rational preference between alternative theories. To make such preference we are to be receptive to “pros” as well as to “contras”. Both – purely negative (captious, ungenerous criticism which fails to admit merits of the view under discussion) and purely positive reasoning (apologetics) – are not conductive to truth. The hindrance is that most people usually tend to positive reasoning when views they already hold are concerned, and to negative reasoning when discussing views which contradicts those they hold.

So, the most reasonable way is to try to consider, as unbiasedly as you can, all known alternatives, all ‘pro’ and ‘contra’ you can find for each of them, and then make your judgement as to what seems more truthlike (if you consider theories or other factual statements) or better (if you consider attitudes) in the light of these reasons. And consider your judgement tentative, open for reassessment whenever new arguments or new alternatives are proposed. This is how I understand critical rationalism, in most general terms. And I think Bartley was right that it can be held comprehensively. Critical (pancritical) rationalism is comprehensive fallibilism.

On the other hand, there can be more to critical (pancritical) rationalism than mere open-mindedness, willingness to consider and weigh unbiasedly known pros and contras to known alternatives. There is important active component to be added: search for mistakes to be eliminated and for discovery of new alternatives. And here criticism plays crucial role while supports are useless.

To summarize:

With respect to task of making rational choice between available (known) alternatives, arguments ‘pro’ (criticisms) and ‘contra’ (supports) are on equal logical footing. But criticisms do more. They are necessary  means and drives for discovery. They show faults in the best of available (known) theories and push the search for new, better theories.

 

PS. Mark Notturno on ‘refutation’, ‘justification’ and ‘criticism’

After finishing the draft of this article I have read Mark Notturno’s book “Science and the Open Society”, where I have found a good elucidations. In particular, Notturno explains:

“There are senses of ‘refutation’, for example, in which someone refutes a statement not by proving that it is false, but by contradicting it, or simply by denying that it is true. And there are senses of ‘justification’ in which someone justifies a statement not by proving that it is true, but by showing that it is a logical consequence of other things that he asserts.” (Notturno 1999, 126)

And Notturno remarks that because of this ambiguity Popper’s statements about ‘justification’ and ‘refutation’ are easily misunderstood and were in fact misunderstood…

To make things clearer Notturno proposes to understand ‘criticism’ not as refutation or argument against, but as “the setting of problems” and “forcing us to choose”:

“We set problems by showing that our beliefs are contradictory and cannot all be true. And we try, in this way, to force ourselves to reexamine our beliefs and to choose between them. Criticism can never force us to reject any particular belief as false or to accept any particular belief as true. But it can force us, if it is effective at all, to recognize that our beliefs are contradictory, and to reexamine them, and to try to decide how we should revise them in order to remove the contradiction. This, in my view, is a large part of what the learning process is all about.” (Notturno 1999, 58-59)

This proposition shifts the meaning of the term 'criticism' from negative (argument against) to neutral, fit to encompass both arguments pro and contra. On such understanding, there is no use for 'justification', except in the sense which is already incorporated by 'criticism':

“Critical thinkers do not justify their beliefs; they criticize them. They question and test the beliefs that others take for granted. In so doing, they oftentimes clarify how some of their beliefs are based upon others. But this basing of beliefs one upon another must ultimately end. And if you are a critical thinker, then you will, somewhere in the course of your tests, inevitably come upon statements that you believe for no other reason than that they seem true – to you. In such a case, it would be more accurate to say not that such statements are justified, but that they seem, in your judgment, to be true.” (Notturno 1999, 147)

 

Bibliography

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Artigas, M. 1999. The Ethical Nature of Karl Popper’s Theory of Knowledge. Bern, Berlin, Bruxelles, Frankfurt am Main, New York, Wien: Peter Lang.

Bartley, W.W., III. 1964. Rationality versus the Theory of Rationality. In M.Bunge, ed., The Critical Approach to Science and Philosophy. New York: Free Press.

Bartley, W.W., III. 1982. The Philosophy of Karl Popper. Part III. Rationality, Criticism, and Logic. Philosophia 11 (1-2):121-221.

Bartley, W.W. 1984. The Retreat to Commitment. La Salle, Illinois: Open Court.

Bartley, W.W., III. 1990. Unfathomed Knowledge, Unmeasured Wealth. La Salle, Illinois: Open Court.

Gattei, S., 2009. Karl Popper’s Philosophy of Science. Rationality without Foundations. London and New York: Routledge.

Gellner, E. 1994. Conditions of Liberty. Allen Lane/Penguin Press.

Lacatos, I. 1974. Popper on Demarcation and Induction. In P.A. Schilpp, ed., The Philosophy of Karl Popper. La Salle, Illinois: Open Court.

Musgrave, A. 1991. What is Critical Rationalism? In A.Bohgen, A.Musgrave, eds., Wege der Vernunft: Festchrift zum siebzigsten Geburtstag von Hans Albert. Tübingen: Mohr.

Notturno, M. 1999. Science and the Open Society. Central European University Press.

Popper, K. 1977. The Open Society and Its Enemies. Vol.2. London: Routledge.

Popper, K. 1992. In Search of a Better World. London and New York: Routledge.

Popper K., 2002. The Logic of Scientific Discovery. London and New York: Routledge.

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Watkins, J., 1993. Comprehensively Critical Rarionalism: a Retrospect. In G.Radnitzky, W.W.Bartley, III, eds., Evolutionary Epistemology, Rationality, and the Sociology of Knowledge, La Salle, Illinois: Open Court.

 

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* I thank Joseph Agassi, Mark Notturno and Alan Musgrave for helpful comments and discussions on earlier draft of this article

[1] I discuss some aspects of this question in section 9. G.Radnitzky makes a similar point about Watkins’ and Post’s attempt to criticize CCR using (their own, not Bartley’s) generalization of Popper’s concept of "potential falsifier" into "potential criticizer". This generalization loses two of three definitive features of "potential falsifier": 1) potential falsifier has to be a singular statement and 2) potential falsifier is to be observable event. So, the only generalizable definitive feature of "potential falsifier" is that it 3) contradicts the theory of which it is potential falsifier. So, "potential criticizer" is any statement (or set of statements whatever) which “bears adversely” on the view criticized. Now to quote Radnitzky:

“This concept is, however, itself left unspecified and hence is so vague as to be practically useless. Moreover, since all sorts of theories are in principle capable of functioning as potential criticizers … and since we cannot know in advance what theories we may get, the concept of potential criticizer is not only vague but also appears to be empty. I conclude that the attempt to generalize Popper’s methodological concept of potential falsifier into  the concept of potential criticizer is a cul-de-sac. It does not help us to present Bartley’s position more clearly: that the rational way of dealing with any position is to hold it open to criticism – including this principle itself.” (Radnitzky 1993, 304) “…it is not possible to paraphrase the basic principle of pancritical rationalism with the help of the concepts of criticizability and potential criticizer.” (Radnitzky 1993, 309)

[2] In similar meaning, Ernst Gellner writes about “Liberal Doublethink”. Term “doublethink” comes from G.Orwell’s famous anti-utopia “1984”. Gellner states that despite Orwell, double-think is characteristic for liberal society. But this is mere word-juggling on Gellner’s part. What Orwell described as “double-think” is quite different from liberal (critical) dual attitude. Orwell’s “double-think” is totalitarian-conformist ability to sincerely believe in what ruling party decrees (and change beliefs whenever new decree arrives, even if it completely reverses what was decreed and believed as “truth” up to the moment), while knowing well – on some deeper level – that it is lie. Critical rationalist’s dual attitude, which is highly congenial with liberal democracy, is: “I believe it, but I admit that I can be mistaken, so I am willing to listen to your arguments. And I won’t force you to accept my view. I am willing to live peacefully with those who disagree with me.”

[3]surely, all these "foundations", "buildings" etc. are just loose metaphors – apt for some purposes but not for others

[4] This ungeneralizability is directly connected with ungeneralizability of Popper’s concept of “potential falsifier” into the concept of “potential criticizer”, pointed out by G.Radnitzky, – see footnote 2.)