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Chapter 6.7:
Geoffrey, the lost document
"N", its sources, and the
historical Ambrosius
Fabio P.
Barbieri
|
N does not end with Vortigern. Its
narrative continues through Constans two
brothers, Ambrosius and Uther, and reaches down
to Arthur; in other words, from Constantine to
Arthur, it is articulated over three generations,
the second having three members, and designed to
involve all the personages who tower over the
misty distances of an already remote all-British
monarchy. Constantine, Constans, Vortigern, and
Ambrosius, are, without a doubt, historical
characters; of Uther Pendragon and Arthur the
least that may be said is that the inventor of N
regarded them as being as historical as the
others. On the other hand, they were already
distant enough for their pedigrees to be
forgotten. Constantine was made their patriarch
because he was remembered as the first lord of
Britain after the end of Roman power; therefore
any dynasty of great kings of Britain had to
begin with him. It is certain that their
association can only have been invented some time
after the end of the Ambrosian dynasty, which was
still around in Gildas' time.
Whenever we come across a group of
three in Welsh legend we are entitled to suspect
a triad; and the three sons of Constantine are a
perfect Dumézilian one, extending over the three
functions of holiness, warrior strength, and
fertility. Constans is a member of the
religious class, and is never shown fighting
(most unlike the historical Constans, the last
years of whose life were spent amidst constant
alarums and excursions). Aurelius Ambrosius
is the all but perfect warrior king, whose wars
establish the power of the dynasty. Uther
Pendragon is a less notable warrior. Of the
battles he fights, two are at his brothers
orders, one is won following the plan of Duke
Gorlois who is soon to become Uthers
own enemy one, against Gorlois himself, by
the disorderly valour of leaderless soldiers
while he is making love to Gorlois wife
Igerna, and the last while he is helplessly ill
and half-dead; in other words, in so
far as he has any military success at all, that
success is determined not by the kings own
military prowess, but by his under-king Gorlois
and the mass of his followers (nameless masses of
free men are typically third-function in several
Indo-European triads).
Uther is famous not as a warrior,
but as a lover. This is fairly untypical of
Geoffrey; not many of his 99 kings have romantic
legends; but Uthers passion for Igerna
dominates his story. It leads him to civil
war against his own loyal follower Gorlois; but
it is also the gateway through which the future
of the dynasty passes. Once Gorlois is
dead, Igerna will marry Uther, live with him
without any problems, and make him the father of
great Arthur and of Anna, matriarch of all later
British kings. In other words, his love is
fertile; it secures the future of the dynasty,
while neither Constans nor Ambrosius have heirs.
He is also associated with peace: in his time,
civil peace reached for the first time
ever, claims Geoffrey even as far as
Caledonia, which Uther visited, settled, and gave
laws to. Even Uther's demand for the wife
of one of his own vassals may be justified in
terms of Celtic ideas: the legend of Conchobar
and Cuchulainn, among others, seem to show that
the king has a right to the wives of all his
subjects, that he is something like a universal
bridegroom; and we have seen that sexual lordship
can involve illegitimate relationships, even rape
(in the bitter legend of Ailill the earless and
Aine). This too will
obviously be a third-function feature.
This clear and perfect order is,
of course, quite as synthetic as it looks. Constans,
Ambrosius and Uther were nothing like brothers
and have been artificially brought together.
And the artificiality extends to every part of
the legend. Constantine is stabbed by one
treacherous Pict; Constans by a crowd of Picts.
Ambrosius is murdered by one Saxon, and Uther by
a crowd of Saxons. Two heroes are murdered
by the Pictish arch-enemy before the Saxons came,
two by the Saxons after. Constantine is stabbed
to death in a thicket, by a single man;
Constans is stabbed to death in his
bedroom by a drunken crowd; Aurelius
is poisoned, in his bedroom, by a single
man; Uther drinks from a spring in the
forest, which had been poisoned by a crowd
of Saxon spies. Picts stab, Saxons poison;
two kings are stabbed, two poisoned; one stab
victim and one poison victim die in their bed,
one each in a wood; one of the bedroom murder
victims is killed by a single man, one by a
crowd, and the same goes for the forest murder
victims; it is even possible to say that reckless
drinking and a crowd of barbarians had been the
deaths of both Constans and Uther - the one
murdered by a drunken crowd, the other by
drinking from a spring poisoned by a crowd of
Saxons. I imagine that the contrasting
element to this reckless drinking is the reckless
mercy that allows members of the defeated
barbarian tribes near Constantine and Ambrosius.
The story of Uther
Pendragons death (a crowd of Saxon spies
poison a spring at which he used to drink) is so
unlikely as to be off the scale. Spies do
not move in groups - there is no safety in
numbers - and as for poisoning a favourite
spring, this has to be the least risk-free way of
killing an enemy ever devised in the history of
human fiction. Springs, by definition, have
running water: how, exactly, are the killers to
make sure that it remains poisonous as long as
necessary, without being cleansed by the constant
flow? and what about making sure that the right
guy gets it before anyone else does? - one or
more corpses stretched out under the trees might
well help warn the sick king that the spring's
waters might not do much for his health. But
this series of absurdities is necessary to the
symmetry of the sequence. If Ambrosius was
(1) poisoned (2) as he was sick, (3) by a single
Saxon, (4) in his own house; while N1 had had
Constans (1) stabbed (2) as he was well, (3) by a
crowd of Picts, (4) in his own house, and N, for
reasons best known to its author, had Constantine
(1) stabbed (2) as he was well, (3) by a single
Pict, (4) as he was (hunting) in the forest; the
symmetry therefore dictated that Uther should be
(1) poisoned (2) as he was sick, (3) by a crowd
of Saxons, (4) in the forest. Which shows
only that the storyteller obeyed the dictates of
his peculiar self-imposed form, even when it made
trouble for him.
I must point out that there is
nothing to suggest that N1 regarded Ambrosius and
Uther as sons of Constantine; the dynastic scheme
is so consistent, and seems so rooted in the
concerns of the person who reworked N1's
pseudo-history to produce N, that we have to
suspect that it was the latter's invention.
And if we assume that, in N1, the first British
dynasty ended with Constans and as a result of
Vortigern's corrupting influence, this would
explain why the author of N, so concerned with
clearing the Maximid and Vortigernid lines of any
stain, would want to make Good Guithelinus the
consecrator and foster-father of all British
monarchy: the Vortigern of N1, polluter and
destroyer of the first British dynasty, would be
his exact opposite - a black stain on British
history, threatening the very existence of the
monarchy and defiling its sacred status by first
deconsecrating a monk and then extinguishing his
whole dynasty. What is more, since the historical
"house of Constantine" did in fact die
out with Constans, proclaimed Augustus and
finally executed by Honorius, this would add to
the number of actual historical features known to
the author of N1.
(Since this story is so evidently
written to prove a point, the fact that
Constans vow-breaking is so central to it
suggests that moralists of St.Gildas' kind may
have made great play with it in the early years
of British independence. It seems to have
been a kind of British original sin hanging over
all subsequent British history. This is the
best explanation why N1 designed an elaborate
plot by Vortigern, as the first of his evil acts
against the sovereignty of the island. That
is, what N1 is saying is: Constans'
vow-breaking and death were indeed the beginnings
of all British ills, but guess who was the real
culprit?)
The clearly artificial sequence of
N, meant to tie all the members of the
"House of Constantine" together as
enemies, conquerors, and finally victims of the
barbarians, is built on a symmetry which is a
mnemonic device, designed to be remembered.
This symmetry excludes Arthur, otherwise the
dominant figure in tradition, and centres on
Ambrosius, not only as a character, but as a
structural element. For it can be shown
that the same way of constructing characters as
if out of a mathematical calculation of
contributing elements is in evidence in the
legend of Ambrosius supposed father
Constantine. The Galfridian picture of
Constantine II(I) is rigorously compounded from
three different sources. Two we have
already treated: (1), features of the historical
Constantine III and his son; and (2), features to
do with the legendary Archbishop Guithelinus,
resulting therefore ultimately from the
duplication of Vitalinus-Vortigern. I
therefore argue that those features which belong
to neither of them are carried over from accounts
of his son Ambrosius:
1.
from the historical Constantine III, his name,
the name of his first son and their family
relationship, the fact that they both died
violent deaths, the fact that Constans was a monk
who broke his vows to become a sovereign, their
approximate date, and the fact that they
represent in some fashion the beginnings of
independent British monarchy;
2.
from the concept of Archbishop Guithelinus, that
the Archbishop summonses him to Britain to be
king, and crowns him (this is calqued on Bad
Vortigerns dealings with Constans), that he
bestows on him the wife who is to be the
matriarch of all succeeding kings thus rooting
his rule in dynastic and national legitimacy (the
reverse of Bad Vortigern's corrupting influence
on the monarchy), and that he is killed by a Pict
in the open, reflecting the death of Constans in
N1 - by a crowd of Picts, in the royal chambers
(remember our authors constructive
principles!);
It follows that the
following features pertain to Ambrosius:
3.
that he was a second son in a royal family;
brought up in exile, that he came to Britain
from Armorica with a small army; that his arrival
sparked an island-wide rebellion against
barbarians, that he was a heaven-sent war leader,
who, though young, led his rebel forces to
victory after victory, that he won and insured
peace; that he called a great national
parliament, which signalled the restoration of
the British state; and that finally, he was
murdered by one of the same barbarians to whom,
after defeating them, he had shown mercy.
Between them, these three groups
of features account for absolutely everything
that happens to Geoffrey's Constantine and his
son Constans. It can be shown, without too
much trouble, that his story is the matrix which
helps form those of all the other heroes of N.
And that N imitated Ambrosius in designing his
legendary Constantine means that all the features
of group (3) were known as part of the story of
the national hero by the time N was written.
All the Ambrosian features are
found in Geoffreys account of Ambrosius;
all but four - being a second son, the national
parliament, Armorica as a specific place of
exile, and the death by poison - can be matched
with points or hints from Gildas. And none
are unlikely. While Gildas does not say
that Ambrosius lost an elder brother as well as
his parents, there is no reason to deny it; and
even if he had not lost him in eadem
tempestate, there are a million ways in which
a young exile, the heir of a great family, might
die in Armorica in that violent fifth century of
the Roman West. However, the parallel with
king Aldroenus, who refused to go to Britain but
sent his younger brother Constantine, suggests to
me that Ambrosius elder brother lived on,
and that when the opportunity arose, he decided
not to go back to Britain on a forlorn hope, and
sent his younger sibling. Gildas never
calls Ambrosius a king. The feature of
Constantine being a second son makes no sense
either in terms of the historical Constantine III
(Aldroenus obviously Celtic name shows that
he cannot have been connected to anyone called
Flavius Claudius Constantinus in 407) or in that of the
legend of Archbishop Guithelinus; therefore,
bearing in mind our authors constructive
principles, it must have been imitated from the
legend of Ambrosius. That is, it was
Ambrosius himself who was believed to be a second
son. However, the fact
that Ambrosius is made the one thing he certainly
was not - the younger brother of Constans son of
Constantine III - shows that the author of N knew
that he was a second son, but did not know the
name and identity of his elder brother.
As for the other points, summoning
a national congress is a natural thing to do when
reconstructing a countrys collapsed
political structure. Armorica not only is
not an unlikely place of exile, it is a very
likely one indeed. Near to Britain but far
from Saxon hands, remote from every major
barbarian threat, yet practically beyond the
reach of the Emperor of Ravenna (who might not
like to find, on his territory, a claimant from
Britannia, the province fertile of
tyrants whose lords carried on the claims
of the pretenders Constantine III and Constans),
it is difficult to think of another province so
well suited for the fallen lords of Britain.
Some Nennian manuscripts, including the quite
early "Irish Nennius", do in fact call
Ambrosius Rex Francorum et Brittonum
Aremoricorum[9], king of the Franks and
of the Britons of Armorica - a doubly
anachronistic title, but one that shows a
comparatively early association between the hero
and the peninsula.
Knowing no more about the
historical Constantine III than what he put in
the legend, and knowing on the other hand that in
his time the northern enemy were a scourge quite
as terrible as the Saxons were to become
and that, like them, they aspired to rule the
whole island it goes without saying that
the author, trying to reconstruct the beginnings
of the independent Romano-British state, would
have cast its founder as the hammer of the North.
Constantine fights the Picts as Ambrosius fights
the Saxons; and the logical consequence is that
our author, who knew that he had died a violent
death, saw it in the same light as that suffered
by Ambrosius at the hand of a defeated Saxon, and
attributed to Constantine a similar end.
The neat chronological distinction
between the reigns of Constantine and Constans,
threatened by the Picts, and those of Ambrosius
and Uther, threatened by the Saxons, corresponds
with historical fact, and is part of a
considerable amount of Galfridian material that
is not matched in Nennius, but which yet matches
ancient history. The overall framework in
which the House of Constantine moves is
historical. The correspondence between the
historical reality of barbarian menaces and their
Galfridian picture is chronologically quite
precise. Let us follow what Geoffrey has to
say:
GEOFFREY |
GILDAS (including
implicit or suggested points) AND OTHER
CONTEMPORARY SOURCES |
1)- The Pictish
menace is at its height as Roman power
runs out |
1)- The Picts
suddenly appear on the scene as the
Romans disappear |
2)- The Picts
invade and devastate Britain,
disarticulating its whole society |
2)- The Picts
invade and devastate Britain, causing a
major refugee crisis and a terrible
famine |
3)- (see next
point) |
3)- Isolated
British armed groups, broken apart by the
initial Pictish assault, gather in
various defended areas - forests,
mountains, caves. |
4)- A war leader
appears and miraculously re-forms the previously
scattered forces of Britain, which
sweep to a triumphant success. The war
has a religious dimension, being asked
for and directed by a saintly archbishop. |
4)- The forces of
Britain miraculously re-gather and sweep
to a triumphant success, with a strong
religious dimension - the country is
consecrated to God before the struggle. |
5)- Two reigns
(those of Constantine and Constans) and
at least a generation pass. |
5)- A generation
(411 or so to 427/8) passes. I suspect
that the Mild King had not reigned all
this time, given the rise of opposition
to him, and that his predecessor had been
more to the taste of the Romano-British
aristocracy. |
6)- Vortigern
usurps the throne. |
6) An infaustus
tyrannus usurps the throne, 427/8. |
7)- Within a few
years, unable to resist the Pictish
threat without reinforcements, he summons
the Saxons. |
7)- By 430 or so,
unable to resist the Pictish threat
without reinforcements, he sanctions the
summoning of the Saxons. |
8)- In the short
run, they prove very useful fighters and
do most of the work, inflicting a
resounding defeat on the northern enemy. |
8)- (We never
hear of a Pictish threat again.) |
9)- After some
considerable time, during which
St.Germanus carried out his anti-Pelagian
mission, relations
between locals and Saxons deteriorate.
There is war[12], and the Saxons
win by treachery (of course!). |
9)- After multo
tempore (about ten years) the Saxons
find themselves stinted of the promised annona
and the British want to drive them out.
The Saxons secretly resolve on war,
assault Britain without warning, and are
victorious. |
10)- The Saxons
are left masters of the island for a long
time - the time for Ambrosius to grow
from a young child to a resolute adult. |
10)- The Saxons
are left masters of the island from about
442 to some time before 468. |
11)-
Ambrosius came ashore. As soon as
the news of his coming reached them, the
Britons, who had been dispersed with such
great slaughter [n.b.: Geoffrey
seems to have missed the point that this
was years before!], gathered together
again from all sides, reassured
by
the coming of their
fellow-country-men
and
followed Aurelius Ambrosius to victory. |
11)- "Then,
after some time had intervened, as the
most cruel robbers went home, as God
strengthened the remains [of the
aristocracy], to whom fled together most
miserable ciues from everywhere...
Ambrosius Aurelianus, the modest hero,
being leader... they captured
more and more strength; they called the
victors to battle; and Victory, with
God's blessing, yelded to them". |
Every historical transition that
we remember from our analysis of Gildas, we find
again in Geoffrey; including, most importantly, a
very compatible time scheme.
The easy reaction, however
well, Geoffrey had read Gildas
is quite wrong. The narrative and
interpretative differences are enormous. Geoffrey
had indeed read Gildas, and made extensive use of
him; but very few of these elements are clearly
to be read in the older writer. We remember
the close analysis we had to carry out to
discover the thread of historical sequence in his
work, and it would be easy to quote scholars who,
having read the same passages, came to quite
different conclusions. Reading Gildas is
anything but a guarantee that anyone will even
get close to Geoffrey's time scheme. What
is more, the two writers each include features
quite apart from the more obvious
legendary points in Geoffrey unknown to
the other.
·
Gildas says nothing of the negotiations between
Vortigern and the barbarian commander or of
Vortigerns refusal to offer him official
rank because of his paganism. Hengist asks
Vortigern for the rank of consul or
princeps, which Vortigern refuses on
the grounds of his paganism and of the fact that
he, Vortigern, has not yet seen enough of him,
Hengist, to judge of his character. (Hengists
request sounds like a typical feature of late
Roman politics barbarian leaders being
nominated magistri militum, supreme army
commanders, in exchange for their military
support. The title was highly prized, and
refusal to award it to particular chieftains,
such as Alaric, could even start wars.)
- Geoffrey
does not mention the dreadful plague that
forced Vortigern and his Senate to call
in Saxon settlers. Yet, after the end of
the war, he has Ambrosius accept the
English as subjects, to settle them in
the deserted and devastated parts of
Britain; which was part of the rationale
for Vortigern calling them in the first
place.
- Geoffrey
has nothing to say about the British
intention to starve the Saxons out of the
country, though Gildas probably knew of
it and Nennius states it quite crudely.
As they asked for food and
clothing, as they had been promised[14], the British
said: we cannot give you food and
clothing, for your number is multiplied;
but go away from us, since we do not
require your help.
- Gildas does
not specifically mention Germanus
mission (as his theme was the perversity
of British aristocracy, mention of the
rise of Pelagianism was important, but
its defeat was not).
- Gildas has
nothing to say directly about the defeat
of the Picts in Vortigerns time, or
the Saxon role in it; the reader will
remember that I surmised it from elements
in his account[15].
- The kind of
"treachery" by which the Saxons
gain control of the whole island is
enormously different. In Gildas it
amounts to the decision to fight a blitzkrieg
to avoid starvation; in Geoffrey, it is a
long-prepared process of stealthy
takeover that involves the marriage of
Vortigern to Ronwein and goes through
several stages, culminating in the
massacre of all the British elders at the
Hill of Ambrius. Gildas' account is
echoed by Nennius' chapter 36, though the
rest of Nennius agrees with Geoffrey's
version.
- By the same
token, the brief and savage war of Gildas
is transformed into a lengthy conflict.
- Finally,
Gildas misses one capital Galfridian
item: Already no-one could tell who
was a Pagan and who was a Christian, for
the Pagans were associating with their
daughters and their female
relations. This is a flagrantly
contemporary complaint - oi! They're
nicking our birds! - clearly a casus
belli. Geoffrey reports this as one
of the arguments offered to Vortigern by
the Britons (that is, the
majority of his people, and in particular
of his nobles); it sticks out from the
rest of his argument like a sore thumb
and has a realistic feel that suggests
that if there is any real history
scattered in his brilliant prose, this
must be part of it probably an
argument of the cant pay
wont pay party.[16]
Whether any of these things is
legendary or not, this picture simply could not
have been constructed from Gildas alone. And
yet we have every reason to think that at least
some of its features are accurate. I doubt
whether Geoffrey added them to N: some of them -
in particular, the scheme that places the Picts
as the greatest threat before Vortigern, and the
Saxons afterwards - are necessary to Ns
overall design. It does not seem too bold
to suggest that one of Ns sources somehow
involved a fairly accurate chronological picture
of Britain between about 410 and 470 - but
without a correspondingly good genealogical
picture. N welded into it material drawn
from accounts of Ambrosius and of Uther, from N1
(the story of Bad Vortigern), and from Gildas;
and, by the use of his formidable constructive
abilities, turned it all into a solid unified
legend.
Whatever the date of N, the story
of Ambrosius was earlier. The legends
peculiar regularities, especially the parallels
between Constantine and Ambrosius, must depend on
the known role of at least one scourge of the
Barbarians; and that can be nobody but Ambrosius,
attested by Gildas and unforgotten by later
legend. It seems therefore impossible to
deny that those features in which Constantine
matches Ambrosius are, as parts of the figure of
Ambrosius earlier than N. If, therefore, N
contains an earlier account of Ambrosius which
was one of the basic building blocks of the
legend (as well, as we have seen, as of the *Gesta
Germani), we have to ask ourselves whether we
do not have the Holy Grail - a historical
narrative of Ambrosius - embedded in the
despised Geoffrey.
The signs are not good. N's
other major source known to us, N1, only contains
a small amount of history, brilliantly rewritten
into a historical fantasy that clashes with every
known source from Orosius to Gildas; why should
the story of Ambrosius - let's call it N2 - is
any better? We can only analyze it and see.
Gildas does not record the
progress of Ambrosius' war, save for a strong
suggestion that the British, early on, won an
overwhelming victory. There is therefore no
reason either to accept or to reject the
Galfridian description of Ambrosius great
campaign, save of course that the enemys
name can hardly have been Hengist. I am
however very nervous about accepting any of
Geoffreys account of the battles of
Maisbeli and Kaerconan, simply because Geoffrey
is so good at battles. Where creative
ability is so vigorous, a very small source is
enough to get it flowing; and therefore I am not
really disposed to believe that Geoffrey had
anything like an account of Ambrosius
victories. The chief episode of the final
battle, the capture of Hengist by Eldol, is
played out between two demonstrably unhistorical
heroes!
On the other hand, I am disposed
to credit the names Maisbeli and Kaerconan, the
order in which they happened, and their effect.
These are things easily registered and
transmitted in brief written records such as I
have surmised elsewhere. They are both
distinctive and otherwise unknown;
Geoffreys location of Kaerconan in
Conisbrough is no doubt an infelicitous
by-product of his insistence on locating the war
in the North, with its climax under the walls of
York. This speaks, if anything, in favour
of their historicity; the fact that Geoffrey does
not even try to locate Maisbeli anywhere on the
map strongly suggests that he did not invent it,
but found it in his sources without sufficient
explanation.
When Ambrosius allows the body of
the executed Hengist to be buried by his people
in their own fashion, Geoffrey lets drop a
passing statement that Ambrosius
was
moderate in everything he did. This
echoes Gildas uiro modesto; but
there are no grounds to believe the one derived
from the other, since they have nothing
particular in common, in terms of formulation, of
context or even of significance. It is
quite easy, as a rule, to tell when Geoffrey is
making use of Gildas: either his wording is close
to the point of paraphrase, or else he is clearly
having a whack at some Gildasian statement he
happens not to like. Here he is doing
neither; there is neither an implicit polemic
against anything Gildas said - in fact, they
agree - nor a close quotation; and therefore, his
statement about the moderation of his
hero makes a lot more sense as being simply what
it claims to be, a casual positive comment on
Ambrosius humane and chivalrous gesture.
Surely it was drawn from another source, parallel
to Gildas only because both were commenting on
the same character. We have seen, after
all, that Gildas' uiro modesto has all the
air of a formula, and there is no reason why
other writers describing the historical Ambrosius
would not use something similar.
The problem with taking this
statement to be historical is that the Hengist
whose supposed burial we are talking about was a
legendary figure, and the odds against anyone of
that name having been the main enemy of Ambrosius
are enormous. But it would be far from
Geoffrey's worst manipulation of his material to
accommodate into Ambrosius life the figure
whom he had drawn as Vortigerns seducer and
destroyer, to give him a suitable punishment and
Ambrosius a suitable revenge for all the harm
done to his country. It is possible, indeed
likely, that Ambrosius defeated and executed an
English king, and then allowed him to
be buried English fashion; and that Geoffrey then
replaced the obscure name of Ambrosius' victim
with the famous one of Hengist. Geoffreys
record of reckless miscegenation, invention,
duplication and redating of legends certainly does not argue
against it; and if it sounds strange to us that
the "modest/moderate" Ambrosius had an
already defeated enemy executed, it so happens
that his parents had been butchered by the Saxons
- which Geoffrey did not know. That is, he
can be read to be reporting the revenge for a
crime he himself did not know; which argues in
favour of the revenge itself being historical.
Once "Hengist" has been
captured and executed, the surviving English
submit. The best-born
among them leave the town where they are besieged
and (led by Octa the son of Hengist)
approach Ambrosius and his court. They make
an act of submission and admit the superiority of
the Christians God. There is
something very life-like about the Saxon leaders'
statement that they have to believe in His power,
because He had compelled so many noble men to
humiliate themselves before Him (by the time the
historical Ambrosius won his great victory, the
Saxons had lived among Christian Britons for some
considerable time, and must have been familiar
with their religion). Ambrosius feels
compassion for them, and Eldadus, the best of his
counsellors, recommends mercy.
Now the Pagans' ceremony of
submission has fascinating parallels with that in
which, in A, the legati of the slaughtered
British sought at once the protection and the
lordship of the Romans:
1) The British,
guilty of treachery and rebellion against
their legitimate Roman overlords, want
Rome's protection, and, implicitly, rule,
restored |
1) The English,
guilty of treachery and rebellion against
their legitimate British overlords,
surrender to "almost the last of the
Romans", restoring the rule of the
legitimate dynasty to Britain; |
2)The British legati
leave Britain and travel to Rome, to
appear before the Roman senate |
2) The noblest
surviving English leave their fortress
and approach Ambrosius and his assembled
court on foot |
3) They wear deep
mourning |
3) Their leader
bears a chain in his hand |
4) and sablones,
sand or ashes, on their heads. |
4) and
"coarse gravel" on his head. |
5) They make a
formal speech of request for help (and
offer submission) in proper Latin form: |
5) They make a
formal speech of submission (describing
their distress) in proper Latin form. |
6) The assembled
Senate, which had heard them out
carefully, accepts their submission out
of compassion. |
6) The assembled
court hears them out carefully; Eldutus speaks
for compassion and Ambrosius accepts
their submission out of compassion. |
The evident differences in the two
rituals forbid us to suggest direct borrowing.
In A, all the legati wear deep mourning
and have sand poured on their heads, equally; in
Geoffrey, it is only the English leader Octa who
bears the chain and the sand, while we are not
told that his following of noble Saxons wear any
kind of special apparel; and while in both
stories the physical sign of submission and
repentance is twofold, only one element is in
common: the mourning clothes of A are replaced by
Geoffrey's chain. But the sequence of
events, including the final mercy of the
assembled victors, is so obviously parallel that
we have to admit that they came from the same
culture.
Now, the story of A was already
old in Gildas' time, though he was probably able
to understand its ritual elements; a fortiori
there is no reason why this particular story
should not go back to his age or earlier. Indeed,
there is a contradiction between N2s view
of compassion to the defeated, taken in
isolation, and that of N as a whole. In N2
we cannot miss the point that Ambrosius'
compassion to his defeated enemies is proper and
just and right; confirmed by the parallel of
Gildas, in which the compassion of Rome
saves Britain. On the other hand,
the overall plot of N treats compassion to
barbarians as a thoroughly bad idea: if you are
nice to them, they will simply kill you by
stealth, and the only good barbarian is a dead
barbarian. Constantine was nice to the
defeated Picts, and a Pict treacherously stabbed
him; Ambrosius was nice to the defeated Saxons,
and a Saxon poisoned him.
This evident ideological
contradiction indicates different ages. The
story of Ambrosius accepting the Saxon surrender,
which pre-existed N, treats the Saxons as
defeated, incapable of further harm, and
accepting their defeat: they can be integrated in
the British body politic and given land to till.
By the time N was given its shape, however,
belief in the value of Saxon surrender had
evaporated: if they ever surrendered, it was only
in order to kill by stealth. They can
never, under any condition, be trusted. Gildas,
who still does not fear a Saxon conquest,
nevertheless shows a complete failure to convert
or assimilate, and radical hostility between
British and English. O, whose original I
have argued must come from the age of Gildas,
sees Saxons as dreaded aliens, and the marriage
of their princess Ronwein with Vortigern as a
Satanic enchantment; though to judge from the
parallel of Mag Mucrama - a terrible ancient
battle - it seems to have seen them as a past
rather than future terror. The final issue
of O is not the struggle between Britons and
Saxons, but rather that between Ambrosius and
Vortigern, with the expulsion of the latter;
which suggests that the Saxon threat, however
dreaded, was only seen as in some way the stage
setting of the dynastic drama. At no time
in the sixth century, as we have come to know it,
can the notion of accepting English submission
out of compassion have been acceptable; and at no
point between Gildas and Geoffrey.
When we meet this sort of thing,
we have to remind ourselves of a basic point: the
story exists. We have it in the terms we
have it. We are not allowed to say that,
because its views not agree with our picture of
early British or Welsh culture, therefore it has
no business being around; it is, and must have
arisen at some point. Now, when on Earth
can the notion of praising a British warrior king
such as Ambrosius for being merciful to defeated
barbarians have had any currency? There
was, it's true, a comparatively brief period of
friendliness between Alfred the Great and certain
Welsh kings - by no means all of them - but it
was a purely contingent policy with no underlying
agreement, dictated by the common pagan Viking
menace and the power of Rhodri Mawr. That
it should somehow have influenced the picture of
Ambrosius being merciful to the English is
inconceivable. And the existence of a
hugely powerful English king as a surely rather
pushy ally hardly seems the sort of thing to
inspire a legendary - if it is legendary -
picture of defeated English warriors, without a
king, throwing themselves on the mercy of the
British. Besides, I am not willing to date
N so late, decades after Nennius and even longer
after the *Gesta Germani. If the
latter is at all typical of the
literary/narrative culture of eighth- and
ninth-century Wales, such a sophisticated
production as N is very difficult to imagine.
Also, the whole picture depends on
an idea that to settle Saxons and convert them
was, in view of Britain's exhausted state, wise
and desirable: a notion which certainly would not
commend itself to later Welshmen, who had seen
the Saxons take their land and then become
converted... and keep it anyway. Although
Geoffrey inserted, more suo, a largely
legendary character, Eldadus - whose intervention
in the debate on the English surrender has no
match in Gildas' parallel scene - the scene of
Ambrosius accepting the surrender of the English
reflects the real needs of Ambrosius time.
Ambrosius arranged for the Saxons to settle the
deserted parts of Britain. Now Gildas shows
that this was what Vitalinus had originally
intended. As the Black Legend of Vortigern
arose to overlay the policies of the real man
Vitalinus, it produced at least two different
reasons for him to call the Saxons: the love of
Ronwein and the fear of the betrayed Picts,
neither of which were compatible with the
statesmanlike project (which Geoffrey, like any
educated mediaeval man, understood quite well) of
stiffening the population of an exhausted
country.
There are, indeed, indications
that N2 analyzed the policies of Ambrosius in
terms of succeeding in what Vortigern/Vitalinus
had tried and failed. There is a scene that
startles: when Vortigern is negotiating the
settlement of the Saxons with Hengist, Hengist
demands official rank - "consul or princeps". Vortigern -
Vortigern, the black villain of Geoffrey, who
keeps magi at his court and is ready and
willing to sacrifice the boy Merlin to insure his
own safety! - politely says that he is sorry, but
he cannot, because Hengist is not Christian.
N, otherwise committed to the
Black Legend, may have incorporated here the
earliest and least negative notice about the
historical Vitalinus yet met. The
serious-minded Christian gentleman who is too
scrupulous to admit a pagan leader to the ranks
of his officialdom does not agree at all with Bad
Vortigern; on the other hand, the prejudice
against pagans and barbarians in official
positions not only agrees with contemporary
Continental Roman evidence, but raises a striking
echo in Patrick's denunciation of Coroticus as a
pagan in disguise, "living in the enemy ways
of the Picts and the Scots". When
Patrick wrote that - in the late 430s - he worked
from the assumption that "pagan ways"
would not have been acceptable in a British Roman
of official rank; he meant to slap officialdom in
the face with the barbarian nature of the man
with whom they collaborated. Indeed, he may
well have been referring to contemporary issues.
According to my interpretation, the Picts had
recently been defeated by Vortigerns Saxon
settlers, whose warlord had nevertheless been
refused official rank because of his religion.
There was therefore something particularly
stinging about the citizenship and rank of
Coroticus, this supposed Christian Roman warrior
who sells baptized Christians to those same
enemies which Vitalinus had to import pagan
mercenaries to defeat.
The English submission to
Ambrosius and his God in Geoffrey strongly hints
at mass baptism - "they had to believe in
the power of the Christian God, Who had compelled
so many noble men to humiliate themselves";
it is not only possible but probable that the
victor demanded the baptism of his new English
subjects, as part of his accepting them as
subjects. (We have seen reason to suspect
that the British Romans, long before the Saxon
war, had forced mass baptism on the defeated
Picts.) As Vitalinus/Vortigern refused, in
effect, to draw the English leader and his people
into the network of relationship that was the
Roman administration, it is left to Ambrosius to
do so through the obliged canal of conversion.
Vitalinus' error was probably seen to be his
failure to make the aliens convert.
These episodes are rooted in a
fifth-century reality that would be neither
understood nor relevant to later periods,
especially if they had read Gildas with his
fierce diatribe against admitting the Saxons to
Britain. The ruin of Britain states
in the clearest possible terms that to admit
these devilish creatures to our shores was the
worst thing ever done by any British statesman;
and the evidence is that, if anything, he says
rather more here than he would elsewhere - his Fragments,
as we have seen, show him far more willing to
accept people who deal with pagans, if not
necessarily the pagans themselves. The
prejudice to which The ruin appealed was
not of Gildas' creation, and it follows that his
period would hardly congratulate Ambrosius, let
alone Vitalinus, on using Saxons, converted or
not, to repopulate the island. But N2 does: the ancient narrative
of Ambrosius that must have been worked into N
seems to have shown a continuity in the Saxon
policies of Vitalinus the usurper and of
Ambrosius himself, with Ambrosius perfecting and
making successful what Vitalinus had
unsuccessfully started, integrating the Saxons
into the commonwealth. And the very notion
that the hero of heroes, Ambrosius, might have
wanted to continue Vitalinus' policies is, in and
of itself, startling, given the hatred for the
usurper already evident in the sixth century and
that did nothing but grow throughout Welsh
history.
These attitudes were dead by
Gildas' time, and can never be ascribed to any
later period. They can only come from the
fifth century. At some point between
Ambrosius and Gildas, Ambrosius' settlement -
which almost certainly included mass baptism -
collapsed, leaving the Saxons as a hated and
isolated Pagan people in control of some of
Britain's most fertile provinces. I will
push this further: to argue for Ambrosius
far-sighted wisdom from his success in
integrating the barbarians, where Vitalinus had
failed, would look foolish the minute his
settlement began to unravel; and as Gildas tells
us, Ambrosius' initial victories were a false
dawn, followed by a long cycle of wars that only
finished shortly after Mount Badon. In
other words, the origin of these notices should
be pushed very far back in time; maybe as far as
the liberator himself.
As for why N preserved this, there
are a number of possible reasons. Firstly,
of course, N2, the document of the first British
victory over the great enemy, was probably very
well known in his time, and he could not have
constructed his historical romance without
reference to it. But even if we suppose
that not every one of his readers did in fact
know N2, it is clear that the purpose of Ns
author was to show that mercy to barbarians was
ill-considered: stressing Ambrosius mercy
to his enemies meant showing how ruinous it had
proved even to the greatest of them all. All
four foundational heroes of his version of the
British monarchy, Constantine, Constans,
Ambrosius and Uther, are murdered by barbarians
to whom they had been either foolishly merciful
or at least not sufficiently hard; and just as
someone, today, might quote some document from
the age of appeasement just to show how misguided
it was to try to conciliate Hitler, so the author
of N might have wanted to quote N2.
Either way, this has the same
hallmark of subtle and capable manipulation of
previously existing material which we have
already seen at work superimposing Good
Guithelinus over Bad Vortigern and opposing the
tyrant Gratianus to the good king Constantine:
only here it seems to be working with rather more
consistent and extensive material, which still,
even when woven into a larger whole, works to
some extent against the author's purposes. (N
being written for basically Vortigernid purposes,
of course, it would not have displeased the
author and his Vortigernid patrons or kinsmen to
show Ambrosius as a trusting fool.)
Ambrosius' great parliament,
described in somewhat spurious detail by
Geoffrey, is another item that must have
historical features, perhaps drawn from N2
through N - though there is evidence that
Geoffrey used more than one text, some quite late
and full of spurious notices. Its antiquity
is certified by the fact that it was one of the
features borrowed by N's legendary account of
Constantine. At some point, Ambrosius'
assembly at the Cloister of Ambrius (which
Geoffrey dates at Whitsun, possibly an Arthurian
touch) must have been a major item of Ambrosian
lore; and it seems clear that its importance had
to do with its attempted reconstruction of
British society and law, possibly with statutes
and land-titles being dated back to it. (If
that is the case, then the lack of existing Welsh
laws or other institutions claiming descent from
it is significant.) Its opening scene, with
the hero consecrating himself King (he set
the crown on his head), is not a piece of
self-aggrandizement, but the first step in the
deliberate re-establishment of order and degrees. A nobility is
re-created by bestowing lands, an episcopate by
nominating archbishops to City of the Legions and York, and the war
dead are commemorated.
The names of the two archbishops
are spurious. St.Samson, Archbishop of York - is
a century too early, and a Breton to boot; the
other, St.Dyfrig is only half a
century too early. Dyfrig, Samson and
Illtyd - who, as Eldadus, turns up as Ambrosius'
adviser - are all closely related in a sort of
hagiographic cycle at the border of legend and
history: Dyfrig, a bishop whose see may have been
at Hentland in Herefordshire, seems to have had
Illtyd's great monastery of Llanilltyd Fawr under
his jurisdiction, and ordained the young Samson
there. All these saints have to do with
territories around Monmouthshire; but Geoffrey
had not read their Lives, which, as we
have them, date them quite clearly by making
Illtyd a contemporary of Arthur. He
probably chose their names from church
dedications and local traditions, in keeping with
his concern with the Monmouth area. Whatever the
case, however, it seems that whatever written
account he had access to, did not have much by
way of names: here as in the episode of the
English king's burial, Geoffrey simply inserts
the most famous names that come into his head -
Hengist, Samson, Dyvrig.
Part 2
Notes
History
of Britain, 407-597 is copyright © 2002, Fabio
P. Barbieri. Used with permission.
Comments
to: Fabio P.
Barbieri
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