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From
the later part of the Heian era (794-1185),the warriors of Japan were called bushi
(buu-she), a term that had been introduced from China. In earlier times, court
officials who waited upon the emperor were known as saburo-bitto, from
the word saburo, which means "to serve" or "wait upon."
Bushi assigned to guard the emperor came to be known as saburai. By the
thirteenth century, hereditary warriors, as well as officials serving princes,
court ministers, and other persons of high rank, were called saburai.
Saburai originally referred only to higher class
warriors and court officials. Eventually it was changed to samurai just
to make it easier to pronounce. Japan's famous class of samurai warriors was
further strengthened by an institution established in 1185 by Minamoto Yoritomo
, a few years before he set up the country's first Shogunate government.
War
played a central part in the history of Japan. Warring clans controlled much of
the country. A chief headed each clan; made up of related families. The chiefs
were the decendents of Japan's imperial family. The wars were usually about
"land." Only 20% of the land was fit for farming. The struggle for
control of that land eventually gave rise to the Samurai.
The
Samurai rose out of these continuing battles for land among three main
clans: the
Minamoto, the Fujiwara and the Taira. The Samurai eventually became a class unto
themselves between the 9th and 12th centuries A.D. They were called by two names:
Samurai (knights-retainers) and Bushi (warriors). Some of them were related to
the ruling class. Others were hired men. They gave complete loyalty to their
Daimyo (feudal landowners) and received land and position in return. Each Daimyo
used his Samurai to protect his land and to expand his power and rights to more
land.
Achieving
military success in the country, Yoritomo obtained permission from the emperor
to establish a system of shugo (shuu-go) or "guards". for all
of the districts and provinces as a means of keeping order.
The
position of shugo gradually became hereditary and consolidated the development
of an elite class of professional warriors. As the generations passed, these
warrior families became clans and grew to be more powerful than the hereditary
lords they served (most of whom were descendants of noble families from Kyoto).
These shugo gradually came to be known as samurai (which is another reading for
"guards"). They developed a code, based on Confucian and Zen Buddhist
principles, that came to be known as bushido, or the Way of the Warrior.
This code was to dictate virtually every aspect of their lives and influence the
total culture of the country until modern times.
The
essence of the samurai code of bushido was total loyalty to the feudal lord; a
willingness to give their lives in the defence of their lord , his honor, and
their own; a strict regimen of martial training; and a sternly refined etiquette
that governed their actions and behavior
in all things.
Part of
the code of the samurai was to commit suicide rather than be captured in war or dishonored
by failure those who did fail became known as ronin (master less samurai) and
were shunned by sociality for their mistake and dishonour. They became beggars,
drunks, and assassins, shunned and feared. Many committed ritual suicide. Many
others threatened to do so at the houses of wealthy lords, embarrassing the
lords into giving them money or food. The code of the samurai applied to the
women, as well as the men, in this elite class.
One
special category of samurai were the hatamoto (hah-tah-moe-toe), the
higher ranking warriors who were the shogun's personal guard. During the
Tokugawa Shogunate (1600-1867), the hatamoto were direct vassals of the shogun,
and their annual revenue was fixed at a minimum of 10,000 bushels of rice.
Ancient
Yayoi warriors developed weapons, armor and a code during the ensuing centuries
that became the centrepiece for the Japanese Samurai. Early weapons included
bows, arrows and swords. Armor included a helmet that protected head and neck, a
breastplate that protected the chest, arm and shoulder protectors, and a belly
wrap. Later armor included protection for the legs and thighs. Armor changed as
the type of battles changed. A big change occurred in the 5th century when
horses were introduced to Japan. Another change occurred in the 15th century
because of the constancy of war and the introduction of guns into battle. The
code developed from the Chinese concept of the virtues of warriors doing battle
with the Samurai. The samurai called their code of chivalry Kyuba no michi
("The Way of Horse and Bow") and Bushido ("The Way of the Warrior").
The
Samurai became expert in fighting from horseback and on the ground. They
practiced armed and un-armed combat. The early Samurai emphasized fighting with
the bow and arrow. They used swords for close-in fighting and beheading their
enemies. Battles with the Mongols in the late 13th century led to a change in
the Samurai's fighting style. They began to use their sword more and also made
more use of spears and naginata. The Samurai slowly changed from fighting on
horseback to fighting on foot.
In the
late 16th century, it became common for the Samurai to wear two swords (daisho).
One was long; the other short. The long sword (daito - katana) was more than 24
inches. The short sword (shoto - wakizashi) was between 12 and 24 inches. The
Samurai often gave names to their swords and believed it was the
"soul" of their warriorship. The oldest swords were straight and had
their early design in Korea and China. The Samurai's desire for tougher, sharper
swords for battle gave rise to the curved blade we still have today.

The sword
had its beginning as iron combined with carbon. The sword smith used fire,
water, anvil and hammer to shape the world's best swords. After forging the
blade, the sword polisher did his work to prepare the blade for the "furniture"
that surrounded it. Next, the sword tester took the new blade and cut through
the bodies of corpses or condemned criminals. They started by cutting through
the small bones of the body and moved up to the large bones. Test results were
often recorded on the nakago (the metal piece attaching the sword blade to the
handle).
Samurai
came to have strong influence in the central political offices by the end of the
11th century, taking the place of the noble class. During the Japanese feudal
era, the military government was headed by the Shogun, the supreme seignior of
Samurai. The Samurai's highest priority was loyalty to the Daimyos who ruled
under the Shogun.
After the
privileged class of samurai was abolished in 1868, the word shizoku,
which is the Chinese pronunciation of the same word, was substituted and
extensively used until 1945, so that formal samurai families were still
distinguished from the common people.
Even
today, in some rural areas of Japan, the descendants of samurai feudal lords are
treated with special respect reminiscent of the Tokugawa Shogunate, which
officially ended in 1867.