SECOND
SECTION
CASE OF OKYAY AND OTHERS v.
(Application no. 36220/97)
JUDGMENT
FINAL
This judgment will become final in the circumstances set out in
Article 44 § 2 of the Convention. It may be subject to editorial
revision.
In the case of Okyay and Others v.
The European Court of Human Rights (Second
Section), sitting as a Chamber composed of:
Mr J.-P. Costa,
President,
Mr A.B. Baka,
Mr I. Cabral Barreto,
Mr R. Türmen,
Mr K. Jungwiert,
Mr M. Ugrekhelidze,
Mrs A. Mularoni,
judges,
and Mrs S. Dollé,
Section Registrar,
Having deliberated in private on
Delivers the following judgment, which was
adopted on that date:
PROCEDURE
1. The case originated in an
application (no. 36220/97) against the Republic of Turkey lodged with the European
Commission of Human Rights (“the Commission”) under former Article 25 of the
Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by ten Turkish nationals, Mr Ahmet Okyay, Ms Derya Durmaz,
Mr Rıfat Bozkurt, Mr Noyan Özkan, Mr Uğur Kalelioğlu,
Ms Banu Karabulut, Mr Senih Özay, Mr Talat Oğuz, Mr Tamay Arslançeri
and Mr İbrahim Arzuk (“the applicants”), on 9 December 1996.
2. The Turkish Government
(“the Government”) did not designate an Agent for the purposes of the
proceedings before the Court.
3. The applicants complained
under Article 6 of the Convention that their right to a fair hearing had been
breached on account of the administrative authorities’ failure to enforce the administrative
courts’ decisions and orders to halt the operations of the Yatağan, Gökova
(Kemerköy) and Yeniköy thermal-power plants in the Muğla province of south-west
4. The application was
transmitted to the Court on
5. The application was
allocated to the Third Section of the Court (Rule 52 § 1 of the Rules of
Court). Within that Section, the Chamber that would consider the case (Article
27 § 1 of the Convention) was constituted as provided in Rule 26 § 1.
6. By a decision of
7. The applicants and the Government each filed observations on the merits (Rule 59 § 1).
8. On
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. Background to the case
9. The case concerns the
national authorities’ failure to implement the domestic courts’ order to shut down
three thermal-power plants which pollute the environment in the
10. The applicants are all
lawyers who live and practice in
11. The Yatağan, Yeniköy
and Gökova (Kemerköy) thermal-power plants have been operated for many years by
the Ministry of Energy and Natural Resources and the public utility company Türkiye Elektrik Kurumu, (“TEAŞ”) in Muğla, in the Aegean region of
Turkey. In the course of their operations, poor-quality coal used by the plants
to produce energy caused pollution and harmed the region’s biological diversity.
B. The proceedings before the
administrative and judicial authorities to halt the plants’ operations
1. Application to the administrative
authorities
12. By petitions of
13. The above-mentioned administrative
authorities did not reply to the applicants’ request, which, under section 10 §
2 of the Administrative Procedure Act (Law no. 2577), amounted to a refusal.
2. The proceedings before the
14 On 16 July 1993, 18 July
1993 and 18 May 1994 the applicants brought three separate actions in the
Aydın Administrative Court concerning the Gökova, Yatağan and Yeniköy
power plants respectively, against the Ministries of Health, of Energy and
Natural Resources and of the Environment, TEAŞ and the Muğla provincial
governor’s office. They requested that the administrative decision refusing to halt
the power plants’ operation be set aside. The applicants further asked the
court to order an interim measure to suspend the activities of these power
plants on the ground that they were causing irreparable harm to nature and to
public health. As to their legal capacity to bring the proceedings in question,
the applicants relied on Article 56 of the Constitution and sections 3 and 30
of the Environment Act (see paragraphs 46, 47 and 50 below).
15. The
16. On
17. On
18. On
(a) Case of the Gökova (Kemerköy)
power plant
19. The applicants alleged before the administrative court that the continued operation of the Gökova power plant would lead to environmental disaster. In particular, it would diminish the number of marine fish species, harm forests and agricultural areas and would have an adverse impact on tourism on account of the risk of hazardous emissions. In this connection, they claimed that the authorities had failed to prepare an environmental impact report and to obtain the necessary operating permits.
20. In its submissions to the
administrative court, the Ministry of Energy and Natural Resources disputed the
applicants’ legal capacity to bring the action in question, alleging that they
did not have a legal interest to bring such an action as required by section 5
§ 2 of the Administrative Procedure Act (see paragraph 55 below). They further
claimed, inter alia, that there was
no requirement to obtain an environmental impact report and that the
authorities had already made applications to obtain the requisite permits. They
also noted that the authorities were taking the necessary steps to install a
new flue gas desulphurisation system.
21. In addition to those submissions from the Ministry of Energy and Natural Resources, the Ministries of Health and of the Environment, TEAŞ and the Muğla provincial governor’s office claimed that the case ought to be dismissed because the necessary equipment would be installed in the plant to prevent pollution.
22. On
“...Furthermore, in order to determine whether
the thermal-power plant caused damage to the environment, a survey of the area was
conducted by three experts, namely Prof. M. Doğan Kantarcı, Prof.
Ayşen Müzzinoğlu and Prof. İlker Kayadeniz. The [aforementioned
experts]’ report, on which that judgment was based, noted that the Kemerköy
(Gökova) thermal‑power plant consisted of three units, each capable of
generating 210 MW of electricity. The plant uses poor-quality lignite‑coal
to generate energy. It has no equipment for filtering sulphur dioxide and
nitrogen oxide gases discharged through its chimneys... Each of the three units
of the Kemerköy thermal-power plant uses 1.4 million tons of coal. It is not
possible to decrease air pollution by reducing the capacity of a thermal-power
plant which uses low-quality coal. It appears that 110.5 million tons of coal are
stocked on the thermal-power plant’s premises. Given that the annual amount of
coal to be used by the three units is around 4.2 million tons, the
thermal-power plant would need to be operated for twenty-six years to use up
all the coal. If even one unit of the Kemerköy power plant were to be operated,
this would have a detrimental effect on the environment. The gas emitted from the
chimneys disperses over an area measuring around 2,350 kilometres in diameter...
Should three units of the Kemerköy and two units of the Yeniköy thermal-power
plant be operated, the Datça and Betçe zones of the Reşadiye peninsula
would be adversely affected by sulphur dioxide. The delivery of coal to the
power plant by ship would also cause marine pollution. [It follows] that the
operation of the Kemerköy power plant has a harmful effect not only on the areas
in its vicinity but also on distant areas. [Accordingly], in order to remove the
sulphur dioxide from the gas discharged through the chimneys, desulphurisation units
must be installed. This would remove ninety-five percent of the sulphur dioxide.
Our country’s electrical energy needs can
never be disregarded. However, the electricity plants in operation, or to be
constructed, must meet the requirements of the above-mentioned regulations, so
that the public interest is respected. The public interest cannot be said to
have been respected should irreparable harm is caused to the environment merely
in order to generate electricity.
It appears that the requisite measures were not taken prior to the plant’s construction and the start of operations. Despite the possibility of minimising the adverse environmental effects of the power plants, which represent a long-term State investment, it is obvious that the necessary steps were not taken or that little was done from the planning stage to the point of commencing operations.
The financial cost of installing a flue gas desulphurisation
system must not be a deterrent. Discussion of the monetary cost of the benefit
that would accrue to the population from the measures to be taken by the
administration is incompatible with the aim of a social State...”
23. Given that the
thermal-power plant had caused environmental pollution, that no preventive
measure had been taken and that the requisite permits for construction,
operations, gas emission and the discharge of waste water had not been
obtained, the court concluded that the refusal of the applicants’ request to
halt the plant’s operations had been unlawful.
(b) Case of the Yeniköy power plant
24. The applicants contended before the administrative court that the operation of the Yeniköy power plant without the requisite permits and installations would lead to environmental disaster. They therefore asked the court to set aside the administrative authorities’ decision to refuse to halt the plant.
25. The Ministry of Energy
and Natural Resources claimed that the power plant had received the requisite construction
permit and that TEAŞ was taking the necessary steps to install flue gas desulphurisation
equipment. However, it denied that the power plant was polluting the
environment and claimed that closure of the plant would give rise to energy
shortages in the Aegean Region.
26. The Ministry of Health
submitted that the plaintiffs did not have a legal interest to bring such an
action as required by section 5 § 2 of the Administrative Procedure Act (see
paragraph 55 below). They contended, inter
alia, that the relevant authorities were taking the necessary steps to prevent
the plant from polluting the environment.
27. The Ministry of the Environment
maintained that it did not have authority to issue an operating permit for
power plants but was nonetheless required to submit its opinion on such permits.
It noted that it had already sent an opinion to the Ministry of Health and to TEAŞ.
In its view, no environmental impact report was required in respect of the
power plant, since it had been constructed prior to enactment of the Environment
Act.
28. For its part, TEAŞ asserted that the plaintiffs did not have a legal interest in the action and that the case should therefore be dismissed. They alleged, inter alia, that the power plant had received the requisite permits from the authorities and that it had been equipped with electronic chimney filters. The company further claimed that there was no alternative energy supply, and that the power plant’s closure would result in energy shortages in the region.
29. On
(c) Case of the Yatağan power plant
30. The applicants argued before
the administrative court that the Yatağan power plant had been in
operation since 1982 and that the damage it caused to the environment had been observed
since 1985. They contended that the defendant authorities had failed to obtain
the requisite permits for the power plant’s operation. They therefore asked the
court to set aside the administrative authorities’ decision to refuse to halt
the plant.
31. As they had done in the
cases of the Gökova and Yeniköy plants, the defendant administrative
authorities challenged the applicants’ legal capacity to bring an action in the
administrative court for the purpose of shutting down the Yatağan plant. They
denied that the plant polluted the environment and claimed that the necessary
permits would be obtained and that flue gas desulphurisation equipment would be
installed. The administrative authorities also pointed out that there would be
a significant energy shortage in the region if the plant’s operation were to be
halted. They asked the court to dismiss the action.
32. On
3. The proceedings before the
33. By decisions of 3 and
34. On
C. Enforcement of the administrative
courts’ judgments
35. By virtue of section 28
of the Administrative Procedure Act and of Article 138 § 4 of the Constitution,
the administrative authorities are obliged to comply with court decisions and
to enforce them within thirty days following service of the decision (see
paragraphs 57 and 58 below).
36. By a decision of
37. In letters of 6 and
38. On
39. In a letter of
40. On
41. On
42. On
D. Subsequent developments
43. The applicants submitted
a copy of nine judgments given by the Yatağan Magistrates’ Court in civil
matters (sulh hukuk mahkemesi). In these
cases, brought against TEAŞ, the plaintiffs, who were farmers living in
the vicinity of the Yatağan thermal-power plant, alleged that the quality
and quantity of their olive and tobacco production had been adversely affected
by the poisonous gas and ash emitted by the power plant and that they had therefore
suffered pecuniary damage (Files nos. 1998/80, 1998/81, 1999/68, 2000/225,
2000/226, 2000/499, 2001/72, 2001/73, 2001/76; and decisions nos. 1998/108,
1998/113, 1999/339, 2000/164, 2000/183, 2001/59, 2001/75, 2001/78, 2001/79).
44. The Yatağan Magistrates’ Court acceded to the plaintiffs’ claims and awarded each of them compensation. Relying on expert reports on the plaintiffs’ lands, the court found that the hazardous gas emitted by the power plant had caused considerable damage to cultivation in the region, in that, olive trees and tobacco plants suffered from incomplete leaf growth and were unable to produce a sufficient yield.
45. The Court of Cassation upheld
all nine judgments of the Yatağan Magistrates’ Court.
II. RELEVANT LAW
A. Domestic law on environmental protection
1. The Constitution
46. Article 56 of the
Constitution provides:
“Everyone has the right to live in a healthy,
balanced environment. It shall be the duty of the State and the citizens to
improve and preserve the environment and to prevent environmental pollution.
... The State shall perform this task by utilising and supervising health and
social welfare institutions in both the public and private sectors. ...”
2. Environment Act
47. Section 3 of the
Environment Act (Law no. 2872), published in the Official Gazette on
“The general principles governing environmental
protection and the prevention of environmental pollution shall be as follows:
a) Protecting the environment and preventing
environmental pollution are the duty of individuals and legal entities as well
as of all citizens, and they are required to comply with the measures to be
taken and the principles laid down in reference to these matters. ...”
48. Section 10 provides:
“Establishments and concerns which propose to
carry out activities which might cause environmental problems shall draw up an
environmental impact report. This report shall concern, inter alia, the
measures proposed to reduce the detrimental effects of waste materials and the
necessary precautions to this end.
The types of project for which such a report
shall be required, its content and the principles governing its approval by the
relevant authorities shall be determined by regulations.”
49. Section 28 reads:
“Whether or not negligence has occurred, a
person who pollutes and harms the environment shall be responsible for the
damage resulting from that pollution or the deterioration of the environment.
This liability is without prejudice to any
liability which may arise under general provisions.”
50. Section 30 reads:
“Individuals and legal entities that suffer
damage from or have information about an activity which pollutes or harms the
environment may request that the activity be stopped by applying to the
administrative authorities.”
B. The relevant international texts
on the right to a healthy environment
51. In June 1992 the United
Nations Conference on Environment and
“Environmental issues are best handled with the participation of all
concerned citizens, at the relevant level. At the national level, each
individual shall have appropriate access to information concerning the
environment that is held by public authorities, including information on
hazardous materials and activities in their communities, and the opportunity to
participate in decision-making processes. States shall facilitate and encourage
public awareness and participation by making information widely available.
Effective access to judicial and administrative proceedings, including redress
and remedy, shall be provided.”
52. On
“9. The Assembly recommends that
the Governments of member States:
i. ensure appropriate protection of the life,
health, family and private life, physical integrity and private property of
persons in accordance with Articles 2, 3 and 8 of the European Convention on
Human Rights and by Article 1 of its Additional Protocol, by also taking
particular account of the need for environmental protection;
ii. recognise a human right to a healthy,
viable and decent environment which includes the objective obligation for
states to protect the environment, in national laws, preferably at
constitutional level;
iii. safeguard the individual procedural
rights to access to information, public participation in decision making and
access to justice in environmental matters set out in the Aarhus Convention; ...”
C. Filing of an administrative court action
53. Section 2 of the Administrative Procedure Act (Law no. 2577) provides that anyone whose personal interests have been violated as a result of an unlawful administrative act can bring an action for annulment of that act. An administrative court suit can also be brought on account of a violation of a personal right by an administrative act or action.
54. In its judgment of
“...violation of an interest does not have the
same meaning as violation of a right. It indicates a relation which is serious
and reasonable. The interest violated does not necessarily need to be of an economic
or pecuniary nature. ...”
55. Section 5 § 2 of Law no.
2577 reads:
“Filing of an action by a common petition by
more than one person requires a common right or interest on the part of the
plaintiffs and similarity in respect of the facts and legal reasons”.
56. Section 10 § 2 of Law no.
2577 reads:
“[If the administrative authorities] do not
respond [to a petition] within sixty days [after its receipt], the request
shall be considered to have been rejected.”
D. Enforcement of court decisions by
the authorities
57. Article 138 § 4 of the
Constitution provides:
“The bodies of executive and legislative power
and the authorities must comply with court decisions; they cannot in any
circumstances modify court decisions or defer enforcement thereof.”
58. The relevant parts of
section 28 of Law no. 2577 provide:
“1. The authorities shall be
obliged to adopt a decision without delay or to take action in accordance with
the decisions on the merits or a request for a stay of execution issued by the
....
3. Where the authorities do not
adopt a decision or do not act in accordance with a decision by the
4. In the event of deliberate failure
on the part of civil servants to enforce judicial decisions within the thirty
days [following the decision], compensation proceedings may be brought both
against the authorities and against the civil servant who refuses to enforce
the decision in question.”
59. Section 52 § 4 of Law No.
2577 provides:
“The setting aside of a judgment gives rise ipso
facto to a stay of execution of the decision.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6
§ 1 OF THE CONVENTION
60. The applicants alleged
that their right to a fair hearing had been breached on account of the national
authorities’ failure to implement the administrative courts’ judgments. They
relied on Article 6 § 1 of the Convention, the relevant part of which reads:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by [a] ...
tribunal...”
A. Applicability of Article 6 § 1
61. The Government argued that
Article 6 § 1 was not applicable in the present case. Referring to the Court’s
considerations in the cases of Balmer‑Schafroth and Others
v. Switzerland
(judgment of 26 August 1997, Reports of
Judgments and Decisions 1997‑IV, § 40), and Athanassoglou and Others v. Switzerland ([GC], no. 27644/95, § 55, ECHR 2000‑IV), as well as Hüseyin Cahit
Ünver v. Turkey ((dec.), no. 36209/97, 26 September 2000), they submitted
that there was no connection between the impugned power plants’ conditions of
operation and the alleged infringement of the applicants’ civil rights. In
particular, the applicants had failed to show that the power plants’ operation
exposed them personally to a danger which was serious, specific and imminent. On
the contrary, the applicants admitted that they had not been personally
affected but that they were concerned about their country’s environmental
problems and wished to live in a healthy environment. Nor had they claimed at
any stage of the proceedings that they had suffered any economic or other loss.
Accordingly, the result of the proceedings at issue was not directly decisive
for any of their civil rights.
62. The Government further
noted that under Turkish law only those whose “rights” had been violated could
claim to be victims, whereas in the instant case the applicants merely alleged
a violation of their “interests” before the domestic courts. With reference to
the
63. The applicants disputed
the Government’s submissions and argued that they had been concerned for the
protection of the environment in the Aegean region of
64. The Court reiterates that, for Article 6 § 1 in its “civil” limb to be applicable, there must be a dispute (“contestation” in the French text) over a “civil right” which can be said, at least on arguable grounds, to be recognised under domestic law. The dispute must be genuine and serious; it may relate not only to the actual existence of a right but also to its scope and the manner of its exercise. The outcome of the proceedings must be directly decisive for the right in question; tenuous connections or remote consequences are not sufficient to bring Article 6 § 1 into play (see, among other authorities, Taşkın and Others v. Turkey, no. 46117/99, § 130, ECHR 2004‑...; Balmer-Schafroth and Others, cited above, § 32; and Athanassoglou and Others, cited above, § 43).
65. The Court notes that it is
clear from the applications lodged by the applicants with the administrative authorities
and the proceedings before the domestic courts that the applicants challenged
the operation of the three thermal-power plants on account of the damage they
had caused to the environment and the risks they posed for the life and health
of the Aegean region’s population, to which they belonged. While the applicants
did not claim to have suffered any economic or other loss, they relied on their
constitutional right to live in a healthy and balanced environment (see
paragraph 14 above). Such a right is recognised in Turkish law, as is clear
from the provisions of Article 56 of the Constitution (see paragraph 46 above)
and has been acknowledged by the decisions of the administrative courts. Having
regard to the foregoing, the Court is satisfied that the applicants could
arguably claim that they were entitled under Turkish law to protection against
damage to the environment caused by the power plants’ hazardous activities. It
follows that there existed a genuine and serious “dispute”.
66. It therefore remains to
be determined whether the right at issue was a “civil right”. In this
connection, the Court notes that the environmental pollution caused by the
Gökova, Yeniköy and Yatağan thermal-power plants through the emission of hazardous
gas and ash, and the risk involved for public health, was established by the
67. Be that as it may, it is
to be noted that the applicants, as individuals entitled to live in a healthy
and balanced environment and duty bound to protect the environment and prevent
environmental pollution (see paragraphs 46 and 47 above), had standing under
Turkish law to ask the administrative courts to issue injunctions for the suspension
of the power plants’ environmentally hazardous activities, and to set aside the
administrative authorities’ decision to continue to operate them (see
paragraphs 22 and 53 above). In addition, the judgments delivered by the
administrative courts were favourable to the applicants and any administrative
decision to refuse to enforce these judgments or to circumvent them paved the
way for compensation (see paragraphs 57 and 58 above and Taşkın and Others, cited above, § 133). Accordingly, the
outcome of the proceedings before the administrative courts, taken as a whole,
may be considered to relate to the applicants’ civil rights.
68. That being so, the Court notes that the concept of “civil right” under Article 6 § 1 cannot be construed as limiting an enforceable right in domestic law within the meaning of Article 53 of the Convention. It is in this respect that the present case differs from the authorities relied on by the Government, notably the Balmer-Schafroth and Athanassoglou cases, where the applicants had been unable to secure a ruling by a tribunal on their objections to the extension of the operating permits of nuclear power plants, and the Hüseyin Cahit Ünver case, where the right invoked by the applicant was a procedural right under administrative law and was not related to the defence of any specific right which he may have had under domestic law.
69. In sum, Article 6 is applicable
in the instant case.
B. Compliance with Article 6 § 1
70. The Government asserted that the administrative authorities had obtained all the necessary licences for the power plants subsequent to the decisions by the administrative courts and, accordingly, had not failed to enforce the decisions in question.
71. The applicants challenged
the Government’s assertions and contended that the non-enforcement of the
administrative courts’ decisions was incompatible with the rule of law and
contravened the requirements of Article 6 § 1 of the Convention. They also
noted that the power plants still posed a threat for the environment and public
health, as demonstrated by the recent judgments given by the administrative
courts (see paragraphs 43-45 above).
72. The Court reiterates that
the execution of a judgment given by a court is to be regarded as an integral
part of the “trial” for the purposes of Article 6 of the Convention (see Hornsby v. Greece, judgment of 19 March
1997, Reports 1997-II, pp. 511-512,
§ 40). The right of access to a court guaranteed under that Article would
be rendered illusory if a Contracting State’s legal system allowed a final
binding judicial decision or an interlocutory order made pending the outcome of
a final decision to remain inoperative to the detriment of one party. This
principle is of even greater importance in the context of administrative
proceedings concerning a dispute whose outcome is decisive for a litigant’s
civil rights (ibid.).
73. The Court notes that the
administrative authorities failed to comply with the
74. In the light of the
foregoing, the Court considers that the national authorities failed to comply
in practice and within a reasonable time with the judgments rendered by the
Aydın Administrative Court on 30 December 1996 and subsequently
upheld by the Supreme Administrative Court on 3 and 6 June 1998, thus depriving
Article 6 § 1 of any useful effect.
75. There has therefore been
a violation of Article 6 § 1 of the Convention.
II. APPLICATION OF ARTICLE 41 OF
THE CONVENTION
76. Article 41 of the
Convention provides:
“If the Court finds that there has been a violation of
the Convention or the Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be made, the
Court shall, if necessary, afford just satisfaction to the injured party.”
77. The applicants did not
claim compensation for either pecuniary damage or for costs and expenses.
However, they claimed non-pecuniary damage for the emotional suffering and
distress caused by the non‑enforcement of the administrative courts’
decisions. They left the sum to be awarded to the discretion of the Court.
78. The Government did not
comment on the applicants’ claims.
79. The Court considers that
the applicants must have suffered distress on account of the authorities’
failure to comply with the administrative courts’ judgments. The applicants, who
had already been involved in complex proceedings to obtain favourable decisions
from the administrative courts, were compelled to pursue further proceedings in
order to ensure that the authorities would comply with those decisions, in
violation of the fundamental principles of a State governed by the rule of law
(see Taşkın and Others,
cited above, § 144). While it is difficult to assess damage of this sort, the
distress suffered by the applicants cannot be compensated by the mere finding
of a violation. Accordingly, making its assessment on an equitable basis, the
Court awards each applicant the sum of 1,000 euros (EUR).
C. Default interest
80. The Court considers it
appropriate that the default interest should be based on the marginal lending
rate of the European Central Bank, to which should be added three percentage
points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Holds that there has been a violation of Article 6 § 1 of the
Convention;
2. Holds
(a) that the respondent State is
to pay each applicant, within three months from the date on which the judgment
becomes final according to Article 44 § 2 of the Convention, the
sum of EUR 1,000 (one thousand euros) in respect of non-pecuniary damage, to be
converted into the national currency of the respondent State on the date of
settlement, plus any tax that may be chargeable;
(b) that from the expiry of the
above-mentioned three months until settlement simple interest shall be payable
on the above amount at a rate equal to the marginal lending rate of the
European Central Bank during the default period plus three percentage points.
Done in English, and notified in
writing on
S. Dollé J.-P.
Costa
Registrar President