This paper discusses the mathematical method for comparing the relative
size of a single infinite set (say, the set of all positive integers) with one
of its subsets (say, the subset of all even integers). Suppose that one
starts with a single infinite set N of all the positive integers with the goal
of determining the number of even integers relative to all the integers,
within the context of this single set. That is, the single, original set is
the "experimental" system being studied, and the results obtained should be
the same as those when the evens are in the same, single set as the total
positive integers. Traditionally, this size comparison is done by extracting
the evens as a separate subset and then pairing off its elements one-to-one
with those of the original set in order to show the counterintuitive result
that the evens and the total positive integers are the same size, as opposed
to the intuitive view that there are only one-half as many evens as total
positive integers. It is suggested here that even though this subset-set size
comparison is done in the mind, it is still an "experiment" and that the very
act of considering the evens as a subset (and, thereby, removing them from the
single, original, set) destroys the relationships present between elements in
the single set system in such a way as to change the results of the size
comparison relative to what would be found in the single set. The main
relationship changed is:
o Each integer Nx in the original single set N is accompanied by Nx-1 other
integers (that is, 4 must be accompanied by 1, 2 and 3 in order for 4 to
exist within set N), but this natural, "physiological" relationship is
removed in the experimentally processed reference frame of subset E. In
subset E, Nx is just Nx, and there is no requirement that it be
accompanied by Nx-1 other elements (that is, 1, 2 and 3) within E, as in
set N.
This change, caused by experimental processing, allows the elements in E and N
to be paired off one-to-one with no elements left over, thus giving an
equivalent size of E and N. However, if the Nx-1 accompanying elements were
also present along with each E in subset E, as they are in the original
setting of single set N, then after pairing off the evens in E one-to-one with
the Ns, all the odd elements in E would still be left unpaired, indicating
that E and N are not the same size and that the evens are one-half the size of
the total number of all positive integers. Because the above change is
brought about by experimental processing and changes the results obtained
compared to what would be obtained in the original setting, it is, by
definition, an experimental artifact and, thus, renders the results of the
traditional method questionable at best and invalid at worst. Only when
maintained as an integral part of their natural millieu, the single set, where
the fixed relationships of the evens with their accompanying integers is
maintained and both the evens and their accompanying integers are marching,
with this fixed relationship intact, towards a single infinite endpoint, can
the true number of evens relative to the total integers in the single set
system be ascertained. Therefore, in place of the traditional method, another
method of infinite subset-parent set size comparison is suggested, which
minimizes processing by avoiding splitting out the "subset" as a separate set
and which provides the result that there are one-half as many even integers as
total integers within the single, physiological set N. In sum, the
traditional method has always assumed that the experimentally processed
situation with its artifacts is entirely equivalent to the original single set
system. Other sciences would not make this assumption without extensive
testing. Should mathematics be different?
Size Is Relative Because It is Measured with Respect to a Reference Frame
The size of any object, including a set, is measured with respect to a
reference frame. This means that the object's size is stated in terms (units)
of and is relative to the reference frame with which it's being compared. Two
types of reference frame are described below.
o The Reference Frame as a Ruler:
Most often, the reference frame can be considered to be a ruler. That
is, the size of something is stated in terms of the unit length of the
ruler. For example, suppose one has an object, A, that is six inches
long. If one compares A's size with a one-inch reference frame, or ruler,
then A is six times as big as the reference frame or 6 inches long. But,
if A's size is compared to a one-foot long reference frame, or ruler, then
A is only one-half the size of the reference frame or one-half foot long.
While the object's absolute size doesn't change, its size relative to the
reference frame or ruler does change from six times as big to only
one-half as big.
o The Reference Frame as the Natural, Physiological State:
This meaning of the term reference frame is best explained with an
example. Suppose that a compressed spring, S, is contained within a tube
containing four other, identical compressed springs positioned
end-to-end. This tube of five compressed springs is S's natural or
"physiological" setting. One wants to know the size of S, within this
natural setting, relative to the overall tube (that is, the tube is the
ruler reference frame). There are two ways of doing this. The first
method would be to keep S within the tube (natural setting-reference
frame) and then, as described above, compare its size with the
ruler-reference frame (that is, the overall tube) and find out that S's
size is one-fifth the size of the ruler within this reference frame. This
method gives S's size in its natural, physiological setting and does not
artifactually (that is, produced via experimental processing) alter S's
size relative to that setting. A second method of measuring S's size
would be to first remove it from its natural state of compression within
the tube. This allows S to uncompress to, say, five times its original
length. Once outside the tube (that is, in the experimentally processed
setting-reference frame), one again measures the size of S relative to the
ruler-reference frame of the overall tube. But here, one finds that S in
its uncompressed state now has the same size as the overall tube. The
difference between the two methods is that the second one removes S from
its natural or physiological setting-reference frame and puts it in a new
experimentally processed setting-reference frame before measuring it.
This artifactually (that is, produced by experimental processing) alters
its size relative to the ruler-reference frame of the overall tube. If
one wants to find S's size in its natural setting, one must use the first
method. As will be discussed more fully below, because the traditional
method of measuring the size of an infinite subset relative to the single,
parent infinite set from which it is derived entails removing the subset
from the original set and creating a separate subset, this method is
analogous to the second, artifactual method of measuring spring S's size
in the above example.
Thus, an object's size is relative not only to a ruler-reference frame but
also to the natural- or experimentally processed setting-reference frame the
object is in. Because the words "finite" and "infinite" both refer to size,
whether or not something is finite or infinite is also, therefore, dependent
on both these reference frames. One final note in this section is that most
sciences consider results obtained in the physiological setting-reference
frame as being more valid than those obtained in an experimentally-produced,
artifact-ridden, non-physiological setting.
The Traditional Method of Comparing the Size of an Infinite Subset to Its
Parent Infinite Set Creates Artifacts by Its Experimental Processing Methods
Suppose that one has a single infinite set, N, of all the positive
integers and that one wants to compare the total number of even integers with
the total number of all integers (henceforth, the integers in N will be
referred to either as Ns or as plain-integers and the even integers in N will
be referred to as even-integers). Additionally, one wants to do this within
the natural setting, or reference frame, which, here, is in the single set N
of all the positive integers. Thus, single set N is the "experimental system"
being studied. The traditional method of doing this size comparison is by
splitting the evens out as a separate subset, E, and pairing off the elements
of E (henceforth, the elements of the separate subset E will be called Es)
with the elements of N using a function such as f(N)=E=2N. By showing that
each element of E can be paired off one-to-one with an element of N, one can
show that E and N are the same size. Splitting E out as a separate set and
using a function to pair off each E one-to-one with an N is the experimental
processing used in this method. While this method has been widely accepted
for many years, it is suggested here that it is based on extensive,
experimental processing, which substantially changes the situation from that
in the natural setting (that is, it introduces artifacts) and, therefore, that
the results it provides are questionable at best and invalid at worst. The
artifacts it introduces are described next.
The rationale leading to the first two artifacts is based on the fixed
relationships between elements within a single infinite set. Consider an
integer, Nx, in single set N. In this single set system, an inherent property
of Nx is that there are also Nx-1 integers accompanying Nx within set N. This
can be seen not only by inspection of the set but by the very definition of
integers. An integer is defined based on the counting of elements in a
sequential progression of elements (that is, a set). Without a preceding
progression of three other elements, for example, a given integer, like 4,
would not be defined. Therefore, if Nx is 4, this requires the presence of
three accompanying integers in N (1, 2 and 3). This also implies that every
even-integer in set N is accompanied by an accompanying odd-integer within the
same set. For instance, 4 is accompanied by 3 in set N. Overall, within the
natural millieu of single set N, there is a fixed, physiological relationship
between each integer Nx and the number of its accompanying integers.
Why are these relationships present in set N? They are there because all
the elements are in a single set (the even-integers in set N are also members
of set N at the same time), and all are marching lockstep, or in phase, towards
a single, common, infinite endpoint. This single, common endpoint tethers or
fixes all the elements in phase relative to one another and fixes the
relationships between the number of elements present for each integer Nx.
Does the traditional splitting-out and pairing-off method of infinite
subset-parent set size comparison maintain the fixed relationships between
integers and their accompanying elements in set N? Unfortunately, the answer
is no. For example, if one splits out the integer 4 from set N into a
separate subset, the 4 in the subset exists on its own; there is no
requirement in the subset that there be three accompanying elements as in
physiological set N. This is true for any and all integers split out from set
N. Another way of looking at this is that when the even-integers in set N are
split out as a separate subset E, then an E on the left side of the function
f(N)=E=2N no longer "knows" about the two Ns on the right side (in totally
separate and independent set N) that accompanied this E when it was in set N.
What has happened is that by splitting out the even integers into subset E,
the tether of the single, common infinite endpoint for the even-integers and
for the plain-integers in single set N is broken, thereby totally removing the
fixed relationship between an even in subset E and its accompanying integers
in set N. Because they are no longer tethered to the single, common infinite
endpoint with the plain-integers in set N, the Es in set E are no longer "in
phase" with the plain-integers in N; they are "swinging free" and marching
towards a totally separate and independent infinite endpoint in set E. Thus,
the splitting out of even-integers from set N during experimental processing
removes a key property of these integers in the physiological setting of the
single set: the requirement that each integer be accompanied by a fixed number
of other integers. This is, by definition, an artifact. It is equivalent to
the one described above in which spring S was removed from its tube, allowing
it to uncoil, so that its length matched the length of tube in which it was
kept. An analogous situation in biochemistry would be to remove the nucleus
from a cell, study it in isolation, and then assume that all the relationships
of the nucleus with the rest of the cell in the physiological setting had been
maintained in the isolated system. This would be an incorrect assumption.
For an artifact to be a problem, it must cause different results to be
obtained than would be obtained in the natural system. Unfortunately, this is
what happens with the traditional method. Because they are not accompanied by
their fellow elements as in set N, the infinite number of Es in subset E can
be paired off one-to-one with the infinite number of Ns in set N with no
elements left over. This provides the result that the size of subset E and
set N are the same. However, if the physiological relationship of the
accompanying integers was maintained in subset E, E would contain not only
evens, it would also contain their accompanying odds. After pairing off each
even in E one-to-one with the plain-integers in N, all the odds in E would
still be left unpaired, thus indicating that E and N are not the same size
and, in fact, that there one-half as many evens as total positive integers.
The above reasoning leads to:
o Artifact 1:
Each integer Nx in the original, single set N is accompanied by Nx-1 other
integers (that is, 4 must be accompanied by 1, 2 and 3 in order for 4 to
exist within set N), but this natural, "physiological" relationship is
removed in the experimentally processed reference frame of subset E. That
is, in subset E, Nx is just Nx, and there is no requirement that it be
accompanied by Nx-1 other elements (that is, 1, 2 and 3) within E, as in
set N.
and
o Artifact 2:
The even-integers in the physiological reference frame of single set N
march "in phase" with the plain-integers towards a single, infinite
endpoint, but in the experimentally processed reference frame, the Es in
set E march out of phase towards a separate infinite endpoint than the
plain-integers in set N.
The reasoning leading to the last three artifacts is as follows. In the
physiological reference frame, set N, each even-integer is also an N (that is,
member of set N) or plain-integer at the same time. This "Nness" is a key,
inherent property of each even-integer and, therefore, of the physiological
reference frame. However, in the experimentally processed reference frame in
which the evens have been duplicated and split out into a separate, and
therefore independent, set, E, the evens in set E (which is the set whose size
is to be measured relative to set N) are Es only. They are not Ns at the same
time by the simple fact that they are no longer members of set N. They are
identical to the even-integers in set N, but they are not the same element.
Therefore, the inherent "Nness" of the even-integers in physiological set N
has been removed from the Es in set E, by experimental processing. This is
further shown by the traditional method's use of a pairing-off function such
as f(N)=E=2N. In using a function, the domain (set N) and range (set E) are
two different, and independent, sets. Thus, unless it's the identity
function, members of the range are not also members of the domain at the same
time. So, for example, while there is a "2" element in both sets E and N, any
single occurrence of "2" is either in E or N but never in both at the same
time, as in the physiological setting. Suppose one tries to avoid this
problem by keeping the even-integers "within" physiological set N instead of
splitting them out, as shown in Figure 1A. Then, as before, one would pair
off, "within" the set, each N with an even-integer using the function
f(N)=E=2N.
A. Pairing Off "Within" Set N
(1)(2)(3)(4)(5)(6)(7)(8)(9)(10)(11)(12)(13)(14)(15)(16)...
|__| | |
| |
|_____| |
|
|________| ...
B. Experimentally Processed Reference Frame
(2), 4, 6,8,10,12... Split Out Subset E
1, (2),3,4,5, 6... Original Set N
Figure 1. Equivalence of pairing off "within" set N and splitting out of the
evens from set N
Does this do the trick of not removing the "Nness" of the Es and, thus, not
altering the natural reference frame? The answer is no because, while
initially, the even-integers are also Ns at the same time within this set,
once the experimental processing, or pairing off, with the function is
started, then an even-integer again is considered either as an E or an N but
never both at the same time due to use of the function. No matter what the
method used, as long as the pairing off function is used, a "2", for example,
is either an E or an N but never both at the same time. Therefore, the method
of size comparison in Figure 1A is equivalent to the traditional method, shown
in Figure 1B. In sum, the traditional method's experimental processing
technique (splitting the even-integers out as a separate set and using a
function to pair off the Es and Ns) has removed from the Es one of their most
inherent and defining properties, their Nness (that is., membership in set
N). This leads to artifact 3:
o Artifact 3:
The evens (Es), whose size is to be measured, in the experimentally
processed-reference frame are Es only and not Ns at the same time, whereas
the even-integers in the physiological reference frame are both evens and
Ns at the same time.
Two related artifacts are:
o Artifact 4:
The experimentally processed-reference frame consists of two, separate
sets, E and N, whereas there is only one set, N, in the natural reference
frame.
o Artifact 5:
The experimentally processed-reference frame contains two occurrences of
each even element, one in the separate subset, E, and one in the original
set, N (Figure 1B.). While identical, these are separate, independent
elements in separate, independent sets. The single set N in the natural
reference frame has only one occurrence of each even integer (Figure 1A.).
Overall, the traditional method of comparing the size of an infinite
subset with the single infinite set from which it's derived entails extensive
experimental processing, which substantially changes the original,
experimental system and causes different results to be found compared to what
would be found in the original system. This is by definition an experimental
artifact and renders questionable the results of the traditional method.
A Reinterpretation of the Pairing Off Function Can Be Used to Compare the Size
of an Infinite Subset with Its Parent Set
If the splitting out and pairing off method for comparing the size of
infinite subsets with their parent infinite sets creates artifacts, how can
this size comparison be done in such a way as to avoid these alterations?
From the above discussion, and again using the even-integers in set N as an
example, any method used must avoid splitting out the even-integers into a
separate subset because this breaks the fixed relationship between the
even-integers and their preceding/accompanying plain-integers in set N and
also removes the inherent Nness of the even-integers. One method that meets
these criteria is as follows. If the Es in the split out subset E were merged
back into single set N and, thus, became even-integers (in N) once again, this
would mean that there would no longer be a separate subset E. All the former
Es would now be back in a single set with the plain-integers in N. This means
that the E on the left side of function f(N)=E=2N would truly merge with the
2N on the right side of this function. That is, each E would become a "2N"
instead of an "E" or, in other words, it would become just the 2Nth N in an
ordered sequence of only Ns in the single set N. If one considers each
even-integer to be 2N, and not a separate E, this means that there are two N
components (plain-integers) "constituting" every even-integer or, thus, that
there are twice as many Ns as even-integers within physiological set N.
Therefore, it is suggested here that in comparing the size of an infinite
subset with its parent set, the "function" part of the traditional pairing off
function (that is, the "2" in f(N)=E=2N) can be reinterpreted to represent the
size of the overall set relative to the subset. This result is the intuitive
approach of the layman but also appears to be the more accurate approach due
to the avoidance of formation of artifacts as in the traditional method.
Conclusions
In conclusion, the traditional method of comparing the size of an infinite
subset with the parent infinite set from which its derived entails extensive
experimental processing, which substantially changes the relationships between
elements compared to those in the natural setting of the single, parent
infinite set. These changes, or artifacts, lead to size comparison results
that differ from those that would be obtained in the physiological setting
and, thus, render questionable the results given by the traditional method.
Using set N as an example, the key artifact cousing these differing results
is:
o each integer Nx in the physiological reference frame of set N is
accompanied by Nx-1 other integers within set N (that is, 4 must be
accompanied by 1, 2 and 3 in order for 4 to exist within set N), but this
natural, physiological relationship is removed in the experimentally
processed reference frame of subset E. That is, in subset E (whose
elements are the ones to be compared in number with those in set N), Nx is
just Nx, and there is no requirement that it be accompanied by Nx-1 other
elements (that is, 1, 2 and 3) within E, as in set N.
In place of the traditional method, another method was suggested which
minimizes experimental processing and the formation of artifacts by avoiding
splitting out the "subset" as a separate set. This method suggests that
instead of being put in a separate subset, E, each even-integer is kept within
set N, which means that it is no longer an E but just a 2N (in reference to
function f(N)=E=2N). This means that there are two N components
(plain-integers) in every even-integer or, thus, that there are twice as many
Ns as even-integers within single set N. Therefore, this method suggests that
in comparing the size of an infinite subset with the parent set from which
it's derived, the "function" part of the traditional pairing off function
(that is, the "2" in f(N)=E=2N) be used to represent the size of the overall
set relative to the subset. This approach, while differing from the
traditional method, appears to avoid the formation of artifacts.
One might argue that avoidance of experimental artifacts is not required
in mathematics because mathematics is abstract/mental, and not experimental,
in nature. However, it is suggested here that any investigation to discover
relationships about a given situation, whether done in a mathematician's mind
or in a test tube, is an experiment. And, in any experiment, the need to
avoid changing the situation one wants to discover relationships in should be
paramount. Therefore, while the traditional method is performed in a
mathematician's mind, it is still an experiment and still substantially
changes the situation it is investigating as well as the results that would be
obtained relative to those that would be found in the original, unchanged
situation (single set N). Thus, the results it provides are still based on
artifactual processing and are questionable at best and invalid at worst.
Another line of reasoning that suggests that the even-integers should not
be split out from the plain-integers and into a separate set utilizes some
philosophy from interpretations of quantum physics. Consider set N and the
relative number of its even- and plain-integers to be the subject to be
observed. The mind of the mathematician is the observer and, in the
traditional method, uses the splitting out of subset E and the pairing off
function f(N)=E=2N as its observing instruments. After observation, the
traditional method says that the observed subset E is equivalent (in size) to
the unobserved even-integers in set N. However, quantum physics would
disagree because according to it, every act of observation changes not only
the observed subject but the entire observer-observed system. All parts of
the system are intimately intertwined. If this interpretation of quantum
physics is correct, then it is logically incorrect to assume that, after
having removed a part (even-integers) of a real, physiological system (set N)
and having put it in a separate and independent set (set E), as the
traditional method of subset-set size comparison does, that this observed
subset E is equivalent to the even-integers of unobserved set N. This means
that in order to compare the numbers of even- and plain-integers in anywhere
close to the physiological setting, the even-integers cannot be split out as a
separate set and must must be kept in the same, original physiological set as
they started out.
One other conclusion of this paper is that the size of any object, is
truly relative to the reference frame the size is measured against. This
reference frame includes not only the ruler component but also the
physiological or experimentally processed setting component as well. This
conclusion applies not only to finite objects, such as spring S in the tube,
described above, but also to infinite objects such as infinite subsets of
parent infinite sets. The lessons of the spring S situation apply directly to
the even-integer/plain-integer size comparison situation.
In sum, the traditional method of comparing the size of an infinite
subset with the parent set from which it's derived, has always assumed that
the experimentally processed situation with its artifacts is entirely
equivalent to the natural, single set situation. However, no other science
would make this assumption without extensive testing to compare the processed
and original, physiological systems. Indeed, most sciences would usually
consider results based on extensive, artifact-ridden processing to be
invalid. Why should mathematics be different?
Email: [email protected]
Copyright, 2001