toys in the attic:
ideological furnishings for the
homeless mind
part I - Religion and Modern Society
23
I.1 - Christianity
and Modern Industrial Society
The volume [for which this chapter was originally written was]
conceived as a tribute to Professor Pitrim Sorokin as a distinguished elder
statesman of sociology, not only in the United States but also throughout the
world. One of the highest achievements,
particularly in a rapidly developing discipline in its early phases of
development, is to serve as a generator and focus of creatively important
differences of opinion. Such
differences pose problems which, though not solved or in any immediate sense
soluble in the generation in question, still serve to orient the thinking of
professional groups. For such
differences to be fruitful there must be a delicate balance of commonly
accepted premises, which make a fruitful meeting of minds possible, and
difference of interpretation in more particularized questions which are open to
some sort of empirical test.
In the
sociological profession today Professor Sorokin and the present author are
probably defined predominantly as antagonists who have taken widely different
views on a variety of subjects.1
The objective of this chapter is to take explicit cognizance of one, to
me crucial, field of such difference of opinion, but to attempt to place it
within a framework of common problems in the hope that consideration of the
difference may help others toward a fruitful solution of these problems.
In the highly
empirical atmosphere of American sociology in recent times there has been a
tendency to neglect the importance of the great problems of the trends of
development of Western society and culture in a large sense, of its place
relative to the great civilizations of the Orient, and similar problems. Within this field the problem of the role of
religion and its relation to social values stands in a particularly central
position. In my opinion it is
one of Sorokin's great services to have held these problems consistently in theforefront of concern, and to have refused to be satisfied with a
sociology which did not have anything significant to say about them. In this fundamental respect Sorokin stands
in the great tradition of Western sociological thought. This
emphasis coincides with my own strong predilections, shaped as they wereby European experience under the influences in particular of Max
Weber and Durkheim.
24
It can, I think,
safely be said that we share the convictions, first, of the enormous importance
of the general evolutionary and comparative perspective in the interpretation
of social phenomena and, second, of the crucial role of religion and its
relation to values in this large perspective.
When, however, we turn to more particular problems of spelling out this context,
differences of opinion emerge. A
particularly important test case is that of the interpretation of the relations
of religious orientation, values, and social structure in the course of that
development in the modern Western world which has eventuated in modern
industrialism. I propose to set over
against a very schematic but I hope accurate outline of Sorokin's view, my own,
which I think may be the kind of alternative which, though differing sharply
from his view, may pose fruitful empirical questions on which future research
may be expected to throw light. Only in
this broadest contrast will I attempt to take account of the Sorokin
position. My objective is not to
present either a full statement or a critique of his conceptions as such, but
to state my own as clearly as possible.
The heart of the
Sorokin position which is relevant here I take to be his classification and use
of three fundamental types of cultural orientation – the
"ideational," "idealistic," and "sensate."2 What may be called orientations in terms of
the grounds of meaning on the one hand and values for social and personal
conduct on the other, are treated as by and large varying together.
The ideational pattern is one which gives
unquestionable primacy to transcendental and other-worldly interests in the
religious sense. Reality itself is
defined as ultimately beyond the reach of the senses, as transcendental. The goal of life
must be to reach the closest possible accord with the nature oftranscendent reality, and the path to this must involve
renunciation of all worldly interests.
Broadly speaking, other-worldly asceticism and mysticism are the paths
to it. The ethical component which is
so prominent in Christianity generally is not missing from Sorokin's
conception. It takes, however, the form
on which his later work has placed increasing stress: that of altruistic love,
of pure personal selfless acts of love by individuals. In this discussion I would like to
differentiate this form of altruism from the institutionalization of
Christianethics to become part of the structure of the society itself. It is the latter with which my analysis will
be concerned.
The opposite
extreme to the ideational pattern is the sensate. Here the empirical, in the last analysis the
"material," aspect of reality is taken as ultimately real or
predominant. In practical conduct the implication of a sensate view of the world is to
make the most of the opportunities of the here and now,to be concerned with world success, power, and - in the last
analysis - to put hedonistic gratifications first of all.
The idealistic pattern is conceived as intermediate
between the two, not in the sense of a simple "compromise," but
rather of a synthesis which can achieve a harmonious balance between the two
principal components.
25
This basic
classification is then used as the framework for outlining a developmental
pattern leading, in the history of a civilization, from ideational to
idealistic predominance and in turn from idealistic to sensate. Though very generally applied, the two most
important cases dealt with in Sorokin's works are the civilization of classical
antiquity and that of the Christian West.
In both cases there
was an early ideational phase which gradually gave way to an idealistic
synthesis: in the classical that of fifth century Greece, in the Westernthat of the high Middle Ages. The idealistic synthesis has then
proceeded to break down into an increasingly sensate phase - in the classical
case the late Hellenistic and Roman periods, in the Western the modern
"capitalistic" or industrial period.
Sorokin tends to regard the contemporary period, exemplified
particularly in the United States, but also in the Soviet Union, as close to
the peak of the sensate phase of development and destined for a general
breakdown comparable to that of Greco-Roman civilization before a new
ideational pattern can become established.
From one point of
view the general developmental trend Sorokin outlines may be described as a
progressive decline in the "religiousness" of the society and culture
until a radical reversal is forced by a general societal breakdown. In the Western case the phase of early
Christianity was the most religious, characterized by a primarily ascetic
disregard for virtually all worldly interests, and the practice of brotherly
love within the Christian community itself.
Correspondingly, however, Christianity in this phase had little power to
organize social relationships beyond the church. With the development of the idealistic phase,however, for a time it was possible to permeate secular life with
at least an approximation of Christian ethics, but the balance was precarious
and broke down relatively soon.
There may well be
a considerable measure of agreement up to this point. Sorokin, however, clearly regards Protestantism, compared with medieval
Catholicism, as primarily a step in the general decline of religiousness, and
the secularism which has been prominent since the Age of the Enlightenment asthe natural further step in the same direction. It is hence on the interpretation of
Protestantism in the general process of Western social development and its
sequel after the Reformation period that I would like to focus my own
view. It will be necessary, however, to
say a few things about more general theoretical orientation, and about the
earlier historical phases as background for this analysis
An Alternative Interpretation
There are two interrelated theoretical issues which need to be
discussed briefly before entering into a historical analysis. These concern
factors in the structure of a religious orientation itself on the one hand and
the senses in which religious orientations and their institutionalization in the
social system can undergoprocesses of structural differentiation on the other.
In the former
respect Professor Sorokin seems to think primarily in terms of a single
variable which might be called "degree of religiousness." This in turn tends to be identified with
transcendental orientation in the sense of other-worldliness
as defining the acceptable field of interest and activity. This is to say that, so far as religious
interests are in any sense paramount in a motivational system, the religious
person will tend to renounce the world and engage so far as possible in ascetic
or devotional practices or mystical contemplation and purely spontaneous acts of
love, reducing his involvement in "practical" affairs whichinvolve institutionalized obligations to a minimum. He will therefore tend to be oriented to the
reduction of all desires to participate positively and actively in worldly
activities like political or economic function. By the same token, positive commitment to such worldly interests
and responsibilities is taken as an index of relative lack of religious
interest.
26
Relative to the
degree of religiousness we suggest the relevance of a second variable
which we think is independent. This is
the one which Max Weber formulated as the variation between other-worldly and
inner-worldly orientation. Combined with a high degree of religiousness,
the choice of one alternativeleads to religious rejection of the world, the choice of the other
to an orientation to mastery over the world in the name of religious
values. There
are further complications in the problem of a general typology of religious
orientations, but suffice it to say for the present that I propose to explore
the possibilities implicitin the hypothesis that Western Christianity belongs in the
category of orientation which is high in degree of religiousness, with a predominantly
inner-worldly orientation so far as the field of expected action of the
individual is concerned. In ways I shall try to explain, this applies
even to early and medieval Christianity, but becomes most clearly evident in "ascetic
Protestantism." I feel that this
hypothesis is excluded by Sorokin's assumption that religiousness ipso facto
implies other-worldliness, supplemented only by spontaneous altruism.
The second
main theoretical point concerns the question of differentiation. I think of religion as an aspect of human
action. Like all other aspects, in the
course of social, cultural, and personality development it undergoes processes
of differentiation in a double sense.
The first of these
concerns differentiationwithin religious systems themselves, the second the
differentiation of the religious element from nonreligious elements in the more
general system of action. In the latter
context the general developmental trend may be said to be from fusions of
religious and nonreligious components in the same action structures, to
increasingly clear differentiation between multiple spheres of action.
A special problem
arises when we deal with a system over a sufficiently long period of time to
include two or more stages in a process of differentiation. Structural parts of the system have to be
named. It is in the nature of the process of differentiation that what was one
part at an earlier stage becomes two or more distinct parts at a later. The simple logical question then is whether
the name applied at the earlier stage is still used to designate any one of the
parts surviving at the later. If the
process is one of differentiation, clearly the surviving entity which carries
the same name will be narrower in scope and more "specialized" in the
later than it was in the earlier stage.
It will then, by mere logic, have lost function and become less
important than in the earlier phase.
The problem then becomes one of analyzing the continuities, not only of
the component called by the same name in the different stages, e.g., religion,
but also of the senses in which the patterns of orientation given in the
earlier stages have or have not been fundamentally altered in their
significance for the system as a whole, considering the exigencies of the
situations in which action takes place and the complex relations of this part
to the other parts of the more differentiated system, e.g., the nonreligious or
secular.
It is my impression that Professor Sorokin has not given sufficient
weight to these considerations and has tended to measure the influence of
religion, from earlier to later stages, as if it were reasonable to expect
maintenance of the same "degree of inclusiveness" in the direct "definition of
the situation" for actionwhich it enjoyed in the early stage of reference. Judged by this standard the degree of
religiousness of Christian society has clearly suffered a progressive decline
by the mere fact that the society has become functionally a more highly
differentiated system of action than was the early "primitive"
church.
27
The Setting of the Problem: Christianity-Society
As a first step it is necessary to outline a few essentials of the
nature of the early Christian church and its relations to the secular society
of the time. Its structure comprised, as is well known, a very distinctive synthesis
of elements derived from Judaism, Greek philosophy, the Greek conception of
social organization,and of course distinctive contributions of its own.
The Hebrew and
the Greek patterns had in common the conception of a solidary, religiously
sanctioned social unit, the organization of which was based on values fully
transcending the loyalties of kinship.
In the Hebrew case
it was the confederation of "tribes" bound to Jahweh and to each other by theCovenant. These units
became fused into a "people" whose main orientation to life was
defined in terms of the Law given to them by Jahweh, a firm collectivity
structure defining its role as the fulfillment of God's commandments. In the historical course, by what precise
stages need not concern us here, two crucial developments occurred. First Jahweh became a completely
universal transcendental God who governed the activities not only of the people
of Israel but of all mankind. Second,
the people of Israel became, through the exile, depoliticized. Their religion was the essential bond of
solidarity. Since this was no longer
expressed in an independent political community, it was not exposed to the
"secularizing" influences so importantly involved in political
responsibility.
On the Greek side
the polis was a comparable solidary confederation, in the first instance of
kinship lineages. It was the
"political" society almost par excellence, but one which eventually
came to be based on the principle of the universalistic equality of
citizens. Religiously it was oriented
not to a transcendental God but to an immanent polytheism. The conception of the ultimate unity of
divinity emerged in Greek civilization, but essentially as a philosophical
principle the necessity of which was demonstrated by reason.
Seen against the
background of Judaism and in certain respects also of the Greek component, the
most important distinctive feature of Christianity of importance here was its
religious individualism. In Judaism the primary religious concern was
with the fate of the Jewish community as God's chosenpeople. In Christianity it
became the fate of the individual soul; God was concerned with the salvation of
individuals, not simply with the extent to which a social community as such
adhered to His commandments.
28
This new conception of the relation of the individual soul to God might
seem, given the fundamental transcendental character of the God of Judaism, to
imply the virtual abandonment of concern with life in the world, to make the
life of the Christian center primarily in devotional interests in preparing for
the life tocome. Indeed this strain
in Christianity has always been a crucially important one and marks it off
sharply from the main trend of Judaism. In this respect Christianity, however
different its theological orientation, was closely analogous to Indian
religion. But there was another aspect
to Christian individualism: the fact that its adherents came to constitute a
very special type of social collectivity on earth, the Christian church. The theological significance of the Christ
figure as the mediator between God and man is central as defining the nature of
man's relation to God, in and through the Church of Christ. It was the conception of the church which
underlay the nature of the ethical conception of Christianity and was the basis
from which the moral influence of Christianity could operate on secular
society.
In theoretical
terms this may be expressed by saying that the conception of the church, which
implied the fundamental break with the Jewish law which Paul made final,
constituted the differentiation of Christianity as a religious system (a
cultural system) from the conception of a "people" as a social
system. Given the Roman ascendancy in
the secular society of the time, this differentiation was expressed in the
famous formula "Render unto Caesar the things that are Caesar's" -
i.e., the church did not claim jurisdiction over secular society as such.
At the same time
this church was a solidary collectivity.
The keynote here was the conception of "brothers in
Christ." Its members were by no
means concerned only with their respective personal salvations, but with the
mission of Christ on behalf of mankind.
This had the dual meaning of an obligation to extend the Christian
community by proselytizing and, within it, to organize its internal relations
on the basis in the first instance of mutual brotherly love.
Though,
religiously speaking, 'this was a radically individualistic doctrine, it was
not an anarchistic, but what we have come to call an
"institutionalized" individualism.
The Christian doctrine of the Trinity, compared with Jewish unitarianism,
is intimately connected with this development.
Instead of a single "line" of relationship between an
ultimately transcendental God and man, God became related to man through the
Christ figure who was both God and Man, and Christ became the head of the
Church, the "essence" of which was formulated as the third person of
the Trinity, the Holy Spirit.
As I interpret
it, this implied, correlative with the differentiation of the church from
secular society, a differentiation within the religious system itself, in the
broadest respect between the aspect of devotion and worship on the one hand,
and the aspect of the Christian's relation to his fellow men on the other. The Christian community was constituted by
the fact of common faith and common worship, but the contexts in which worship
was paramount were differentiated from the context of love and charity which
bound the community together in bonds of human mutuality.
From the present
point of view this differentiation was just as important as the first, and
intimately connected with it. The Jewish
law had held the individual to highly detailed prescriptions of conduct which
were "rationalized" for the most part only in the sense that they
were declared to be Divine commandments.
Now, as a member of the church he was held to a set of principles of
conduct - the obligation to act in accord with the Holy Spirit. And
though obviously directly connected with his commitment to God through faith,
conduct in this world could be made to a degree independent of this, above all,
in the sense thatdetailed prescriptions of behavior were not taken as religiously
given but only the general principles of ethical action. Thus action decisions in particular cases
had to be left to the conscience of believers and could not be prescribed by a
comprehensive religious law. The context of
worship was an independent context which generated motivation to act in accord with the spirit,
but was not exactly the same thing as this action.
29
This differentiation occurred, however,
within a genuine unity. The key theological problem here was the doctrine of the Creation and whether it implied an
ontological dualism. In the great formative period this came to a
head in the struggle with Manichaeism, and Augustine's fundamental decision against the latter broadly settled the issue. The sphere of the church as that part of
man's life on earth directly dominated by the Holy
Spirit was then a point of mediation between the direct expression of
Divine will through Christ and the rest of the Creation. But the implication was that this remainder
of the Creation could not be governed by an ontologically independent principle
of evil and was hence inherently subject to Christianization.
Thus religious
individualism, in the sense in which it became institutionalized in the Christian
church, represented, relative to Judaism, a new autonomy of the individual on
two fronts. In his own relation to God as an object of
worship, the individual was released from his ascriptive embeddedness in the
Jewishcommunity. Whatever the relation
of dependence on God implied in this, it was as an individual in the religious
relation that be could be saved. There was also a new autonomy in his relation to the field of human
action, in the first instance as a member of the church and in his relations to
his fellow members inbrotherly love. The church
was an association of believers, manifesting their attachment to God in their
conduct in this World. The church was
thus independent, not an ascribed aspect of a total society. There was hence, through
these channels, a basic legitimation of the importance of life in this
world, but in a situation where the church could reserve a basic independence
from those aspects of secular society not felt to be permeated with the Holy
Spirit.
Life in this
world clearly includes human society.
Indeed the church itself is clearly a social entity. But the early Christians judged the secular
society of their time, that of the Roman Empire, to be ethically unacceptable,
so the Christian life had to be led essentially within the church. This was connected
with theChiliastic expectation of an imminent Last Judgment. But gradually this expectation faded and the
church faced the problem of continuing to live in the world and of attempting
to come to some sort of long-run terms with the rest of the society outside
itself.
I have stressed both the social character
of the church and its radical break from the Jewish community because the
pattern I have sketched formed a basic set of conditions under which Christian
orientations could exert a kind of influence on secular society different from
that which was possible to religion in the Jewish pattern. First, proselytizing on a grand scale was
possible without carrying along the whole society immediateiy. While conversion to
Judaism meant accepting full membership in the total Jewish community, a
converted Christian could remain a Roman, a Corinthian, or whatever; his new
socialparticipation was confined to the church itself. There were important points at which the
church potentially and actually conflicted with the societies of the time, but
most of them could be solved by relative nonparticipation in "public
affairs."
30
If in this
respect the church limited its claims on its members, it also maintained a
position of independence from which further influence could be exerted. It established a
"place to stand" from which to exert leverage, and it
developed a firm organization to safeguard that place. But the process was
notto be one of absorption of the secular society into the religious
community itself; it was rather one of acceptance of the fundamental
differentiation between church and state, but the attempt to define the latter
as subject to Christian principles.
There were
certainly tendencies to a radical rejection of secular society in principle,
but at least for the Western branch of Christianity by the time of St.
Augustine the door was opened to the possibility that a Christian society as a
whole could be attained. The most
important vehicle for this trend was the building into Christian thought of the
Greco-Roman conception of natural law.
This implied a differentiation of life between spiritual and temporal
spheres and a relative legitimation of the temporal, provided it was ordered in
accordance with natural law. From this
point of view, Roman society could be defined as evil, not because it was a
secular society as such, but because as a society it
failed to live up to norms present in its own culture.
The other
principal focus of the process of Christianizing of society lay in the
implications of the attempt to universalize Christian adherence within the
society. Christianity was gradually
transformed from a sect that remained aloof and in principle expected a
Christian life only for the segregated special group of its own members into
the church which was the trustee of the religious interests of the whole
population. In proportion as this happened, persons in positions of
responsibility in secular society automatically became Christians, and the
question could not but arise of the relation between their church membership
and their secular responsibilities. The
focus of the emerging conception was that of the Christian monarch. The great symbolic event in this whole
connection was the coronation of Charlemagne by the Pope. The symbolism of this event was dual. It was an act by the head of the church of
legitimation of secular authority, which could be interpreted as the definitive
ending of the conception of aloofness on the part of the church, of the
position that it could take no moral responsibility in relation to the secular
sphere. It also symbolized the
acceptance by the monarch of the obligation to act, in his capacity as chief of
government, as a Christian. Church and
state then symbolically shared their commitment
to Christian values.
31
It is not, in my
opinion, correct to interpret this as the subordination of secular authority to
the church. It was definitely a putting
of the seal of religious legitimacy on the differentiation of the two spheres
and their fundamental independence from each other as organized
collectivities. But a true
differentiation always involves at the same time an alliance to common values
and norms. In terms of the ultimate
trusteeship of these values, the church is the higher authority.
Perhaps a good analogy is the
administration of the oath of office to an incoming American President by the
Chief Justice of the Supreme Court.
This clearly does not mean that the Chief Justice is the
"real" chief of government and the President his organizational
subordinate. What it means is rather
that the Supreme Court is the ultimate interpreter of the Constitution, and the
legitimation of presidential office by the Chief Justice is a symbolization of
the subordination of the Presidency to constitutional law, which is equally
binding on the Court.
In very broad
outline this seems to be the way the stage was set for the development of a
process of the "Christianizing" of secular society, not, be it
repeated, through absorption of secular spheres into the "religious
life" in the sense of the life of the church or its religious orders, but
by exerting influence on a life which remained by the church's own definition
secular, hence, in the Catholic phase, religiously inferior to the highest, but
still potentially at least quite definitely Christian.3
The first
main phase was the medieval synthesis, which
produced a great society and culture.
But from the present point of view it must also be considered a stage in
a process of development. The dynamic
forces which led beyond the medieval pattern were in the present view inherent
on both the religious and the secular sides.
Brief consideration of some of the essential constituents which both
went into the medieval synthesis and led beyond it will help to lay a
foundation for understanding a little of the mechanisms by which a religious
influence could be exerted on secular society.
First let
us take the church itself.
Differentiation of the church from secular society represented in one
sense 'a renunciation of influence on secular life. There was no longer a detailed, divinely sanctioned law to
prescribe all secular conduct. This may, however, be looked on as a kind of
renunciation similar tothat involved in a process of investment, a step toward a higher
order of "productive" results in the future by a more roundabout
process. Here resources are not simply
mobilized to maximize short-run production.
Some current resources are diverted into temporarily
"unproductive" channels in uses which prepare a later production
effort. To do this, however, this set
of resources must be protected against pressures for their immediate
consumption. In the religious
case the church was such a base of operations which was keptsecure from absorption in the secular life of the time. Such pressures to absorption were indeed
very prominent in the period after Constantine, in the West perhaps above all
through the tendency of bishops to become heavily involved in secular political
and economic interests.
The most
important single fortress for the maintenance of the purity of religious
orientation through this period was certainly the religious
orders where segregated communities were devoted to a special religious
life. Even this, however, had its
this-worldly aspect, notably through the place taken by useful work in the
Benedictine rule, which in many cases expanded into a generally high level of
economic rationality. Furthermore the
orders served as a highly important direct ground for the development
of social organizationitself; there were highly organized communities, administered in
much more universalistic and less traditionalized ways than was most of the
secular society of the time.
32
Secondly,
however, that part of the church which served the laity through the secular clergy in the early medieval period
underwent a major reform, significantly under monastic impetus. This of course is particularly associated
with the Cluniac order and the name of Pope Gregory
VII, himself a Cluniac monk. In
one major aspect at least, it consisted of an extension of the monastic
conception of purity of religious orientation to the roles of the secular
clergy. There were two
particularly important and closely related points here. One was the final defeat of the
Donatist heresy and the firm establishment of the principle that priesthood was
an office with powers and authority clearly separable from the person of the
individual incumbent, or any particularistic network of relationships in which
he might be involved. The second
was the doctrine of clerical celibacy, which not only had not previously been
enforced but also had not even been firmly established as a policy, and never
was in the Eastern church.
These crucial
reforms had two orders of significance.
First, they served to consolidate and extend the independence of
the church from secular influences. The
particularly important extension was of course to the region of most direct and
continuing contact with the laity through the secular clergy. Second, however, the structure of the medieval church came to serve, well
beyond the Orders, as a model of social organization which could be extended
into secular society. As Lea made so
clear, in a society very largely dominated by the hereditary principle,
clerical celibacy had a special significance.4 Put in sociological terms, we may say that
it made possible a social island which institutionalized a universalistic basis
of role-allocation manifested in careers open to talent. The clergy was of course very far from being
immune to class influence and at various times bishoprics and cardinalates were
virtually monopolized by narrow circles of noble lineages. But this is not to say that the institution
of celibacy and with it the barrier to inheritance of clerical office was
unimportant.
There also was an
intimate connection between the conception of clerical office which became
crystallized in the Middle Ages and the building of much of Roman law into the
structure of the church itself through canon law. In place of the
relatively unrationalized and historically particularized Jewish law, theChristian church developed for its own internal use a highly
rationalized and codified body of norms which underlay the legal structure of
the whole subsequent development of Western society. Certainly the reception of secular Roman law in the late Middle
Ages could not have happened without this.
Closely related
to the church's use of Roman law was the place it made for the secular
intellectual culture of antiquity.
There is a sense in which this was already implicit in the place taken
by Greek philosophy in theology itself.
It was greatly reinforced by adoption of the conception of natural law
as governing the secular sphere. Its
medieval phase culminated in the very central place accorded to the work of
Aristotle by Thomas Aquinas.
33
There was,
however, also a structural aspect of the place of intellectual culture. Though in the earlier period it was only in the monasteries that the
culture of antiquity was preserved and cultivated at all, as the medieval
universities began to develop, the role of scholar and teacher assumed an
importantdegree of independence both from the orders and from the hierarchy
of the church. Though most of the
schoolmen were monks, as scholars and teachers their activity was not directly
controlled by their orders or chapters, nor by the bishops of the territories
where they worked and taught. In terms
of the crucial role of intellectual culture in later social development,
notably through the rise of science, the structural basis of its independence
is of an importance hardly to be exaggerated. This is perhaps the most critical
single point of difference between the development of Western Christianity and
of Islam, since in the latter case the influence of orthodoxy was able to
suppress the independence of the scholarly class who had made such brilliant
beginnings in the reception and extension of classical culture. The church's
censure of Galileo should not be allowed to obscure the fact that, compared to
other religious systems, Catholic Christianity made a place for an independent
intellectual culture which is unique among all the great religions in their medieval
phase.
There is one
further important focus of the synthesis between medieval Christianity and the
classical heritage. The universalism of
Christianity held up a conception of a moral order for Christendom as a whole,
with Christendom ideally expected eventually to comprise all mankind. This matched and was without doubt greatly
influenced by the Roman conception of a universal sociopolitical order governed
by a single universal system of law, a natural law coming to be
institutionalized as the law of a politically organized society.
In basic
Christian thinking, the Roman Empire as the secular order of the world had
never ceased to exist. But since
Charlemagne it could be defined as the Holy
Roman Empire, as the normative framework of a universal Christian society. The empirical course of political
development in Europe was to be such as to make this dream of unity under law
in some respects progressively less realistic, at least for a very considerable
period. Nevertheless the importance of
the conception of a universal order should not be underestimated.
I have argued
above that Christianity originally involved a cultural "marriage"
between Judaic and Greco-Roman components.
Though the early church repudiated the secular society of the
contemporary Roman Empire, the above considerations make it quite clear that
the normative aspect of classical culture was not repudiated; essentially a
fundamental trusteeship of this heritage was built into the basic structure of
the Christian church itself. It became the
primary source from which this heritage was rediffused into thesecular world and became the basis for further developments which
somehow had failed to materialize in the ancient world. It is essential to my general argument here
that this was a genuine integration.
Perhaps particularly from a Protestant
point of view it is common to think of medieval Catholicism as mainly a pattern
of compromise between a set of religious ideals and the exigencies of life in
the world. It is quite true that, as
Troeltsch so clearly brings out, the conception was that of a series of levels
of closeness to and distance from full contact with the Divine, with the
monastic life at the top. But this is
not to say that positive religious sanction was withheld from everything except
devotional self sacrifice that for example natural law was thought of merely as
a concession to human weakness. Very
much on the contrary, a secular world governed by natural law was thought of as
ordained by God as the part of His Creation which was to serve as the field for
man’s activity. Secular society was, to be sure, a field of temptation, but also ofopportunity to lead a Christian life. And an essential part of the Christian life came to be the
control, if not the shaping, of secular society in the interest of Christian ideals.
34
Professor Sorokin
is quite right, I feel, in regarding this as a synthesis rather than merely a
compromise. But, as noted, it is my
view that this was not the end of the road, the point from which the process of
religious decline started, but rather an essential station on a road which has
led much farther. A few more general things about the nature of the process need to
be said. The point of view I am taking
here is meant to be very far indeed from any idealistic
"emanationist" conception of the process of social development.
A crucial initial
point is the one stressed throughout, that the church was from the beginning itself a special type of social organization. We do not have to think of the cultural
aspect of Christianity as socially "disembodied" and suddenly, by a
kind of sociological miracle, taking over the control of a society. On
thecontrary, it developed, survived, and exerted its influence
through the same kinds of processes of interaction between cultural and social
systems which operate in other connections.
First, we have noted, it maintained and consolidated its
independence, and developed its own internal structure. Second, it became diffused so that,
within the society in which it operated, it could assume that the whole
population was, in the religious sphere, subject to its jurisdiction; it
successfully eliminated all organized internal religious competition - by
"propaganda" and various types of more or less political
process.
It had in its own
social structure institutionalized a set of values. Through the universality of membership in it, it had the
opportunity to play a critical part in the socialization process for all
members of the society. Though not
directly controlling secular social organization, at certain levels of
personality its "definition of the situation" and the importance of
its special sanctions could, however imperfectly, be universalized. There was much revolt and much "back-sliding,"
but relatively little indifference to the Christian point of view was
possible. The long-run influence of
such a set of forces should not be underestimated.
The church was
not only an agency of reward for approved behavior and punishment of what it
disapproved. It was a crucial focus of
psychological support over a very wide range of human concerns - its role in
administration of the rites de passage is a good index of this
position. Finally it was a source ofdirect models, not only for values at the most general level, but
for modes of organizing social relationship patterns at a relatively general
normative level, in such fields as law, and careers open to talent.
This phase of the
"Christianization" of secular society can, like others, be summed up
in terms of a formula which has proved useful in other connections for the
analysis of the progressive type of change in a social system.5 Given a base in an institutionalized value
system (in this case in the church) there havebeen three main aspects of the process.
First there has been
extension of the range of institutionalization of the values, above all through
the influence on the laity through the secular clergy.
Secondly, there has been
a process of further differentiation. The church itself has become further
differentiated internally in that its sacramental system has been more clearly
marked off from its administrative system, and its system of prescriptions for
the ethical life of Christians through the canon law more clearly
differentiated from both the others. At
the same time the differentiation of the church from secular society has become
more clearly marked. There has been a
process of disengagement of the church from secular society through much more
stringent control of the political and economic interests of bishops and
clergy, and through sacerdotal celibacy.
The beginnings of a revived Roman civil law have greatly aided in this
process by more clearly defining the normative order of secular society.
Finally, third,
there was a process of upgrading in terms of
fulfillment of the requirements of the value system. Internally to the church itself this is the primary meaning of
its internal reform, the strengthening of its administration, the elevation of standards
in the orders and among the secular clergy.
Externally, it was the gradual pressure toward a higher ethical standard
among the lay population. The immense lay participation in enterprises like the building of
the cathedrals is the most conspicuously manifest aspect of the general wave of
'religious enthusiasm" in the Middle Ages.
35
The Reformation Phase
Perhaps the most important principle of the relation between
religion and society which was institutionalized in the Middle Ages was that of
the autonomy of secular society, of the "state" in the medieval
sense, relative to the church, but within a Christian framework. The Christianity of secular society was
guaranteed, not by the subjection of secular
life to a religious law, but by the common
commitment of ecclesiastical and temporal personnel to Christian faith. The Reformation may be seen, from one point
of view, as a process of the extension of this principle of autonomy6
to the internal structure of religious organization itself, with profound
consequences both for the structure of the churches and for their relation to
secular society. It may be regarded as a further major step in the same line as the
original Christian break with Judaism.
The essential
point may be stated as the religious "enfranchisement" of the
individual, often put as his coming to stand in a direct relation to God. The Catholic Church had emancipated the
individual, as part of its own corporate entity, from the Jewish law and its
special social community, and had given him a notable autonomy within the secular sphere. But within its own definition of the religious sphere it had kept him under a strict tutelage by a set of
mechanisms of which the sacraments were the
core. By
Catholic doctrine the only access to Divine grace was through the sacraments
administered by a duly ordained priest. Luther broke through this tutelage to make
the individual a religiously autonomous entity, responsible for his
own religious concerns, not only in the sense of accepting the ministrations and
discipline of the church butalso through making his own fundamental religious
commitments.
36
This brought faith into an even more central position than before. It was no longer
the commitment to accept the particularized obligations and sacraments
administered by the Church, but to act on the more general level in accordance
with God's will.
Like all reciprocal relationships, this one could be “tipped’ oneway or the other. In the Lutheran case it
was tipped far in what in certain senses may be called the "authoritarian" direction; grace was interpreted
to come only from the completely "undetermined" Divine action and in no sense to
be dependent on the performances of the faithful, but only on their
"receptivity."
In this sense Lutheranism might be felt to deprive the
individual of autonomy rather than enhancing it. But this would be an incorrect
interpretation.
The essential point is that the individual's dependence on the human mediation of the church
and its priesthood through the sacraments was eliminated and as a human being he had, under
God, to rely on his own independent responsibility; he could not "buy" grace or
absolution from a human agency empowered to dispense it. In this situation
the very uncertainties of the individual's relation to God, an uncertainty
driven to its extreme by the Calvinistic doctrine of predestination, could,
through its definition of the situation for religious interests, produce a
powerful impetus to the acceptance of individual responsibility. The more deeply
felt his religious need, the sharper his sense of unworthiness, the more he had
to realize that no human agency could relieve him of his responsibility;
"mother" church was no longer available to protect and comfort him.
An immediate consequence was the elimination of the fundamental
distinction in moral-religious quality between the religious life in the
Catholic sense and life in secular "callings." It was the individual's direct relation to
God which counted from the human side, his faith. This faith was not a function of anyparticular set of ritual or semi-magical practices, or
indeed even of "discipline" except in the most general sense of living according
to Christian principles. The core of the special meaning of the
religious life had been the sacramental conception of the earning of "merit" and
this was fundamentally dependent on the Catholic conception of the power of the
sacraments.
From one point of view, that of the special powers of the church as a social organization,
this could be regarded as a crucial loss of function, and the Lutheran
conception of the fundamental religious equivalence of all callings as
secularization.
My interpretation, however, is in accord with Max Weber's; themore important change was not the removal of religious
legitimation from the special monastic life, but rather, the endowment of secular life with a new order of religious
legitimation as a field of "Christian
opportunity." If the ordinary man, assumed of course to be
a church member, stood in direct relation to God, and could be justified by his
faith, the whole
person could be justified, including the life he led in everyday
affairs. The
counterpart of eliminating the sacramental mediation of the secular priesthood
was eliminating also the special virtues of the religious. It was a case of
further differentiation
within the Christian framework.
Protestantism in its Lutheran phase underwent a process, analogous to
that of the early church, of relative withdrawal from direct involvement in the
affairs of secular society. With the overwhelming Lutheran emphasis on
faith and the importance of the individual's subjective sense of justification, there was, as
Weber pointed out, a strong tendency to interpret the
concept of the calling in a passive, traditionalist, almost Pauline sense. It was the
individual's relation to his God that mattered; only in a sense of
nondiscrimination was his secular calling sanctified, in that it was just as
good, religiously speaking, as that of the monk.
37
We have, however, maintained that the conception of the generalization of
a Christian pattern of life was an inherent possibility in the Christian
orientation from the beginning and it came early to the fore in the Reformation
period in the Calvinistic, or more broadly the ascetic, branch of the
movement. Here
we may say that the religious status of secular callings was
extended from that of a principle of basic nondiscrimination to one of their
endowment with positive instrumental significance. The key conception
was that of the divine ordination of the establishment of the Kingdom of God on
Earth. This
went beyond the
negative legitimation of secular callings to the assignment of a positive function to them
in the divine plan.
In terms of its possibility of exerting leverage over secular society this was by far the most powerful version of the conception of the possibility of a "Christian society" which had yet appeared.
First the stepwise
hierarchy of levels of religious merit, so central to the Thomistic view, was
eliminated by Luther.
Then the individual became the focus not only of secular but
also of religious responsibility emancipated from tutelary control by a
sacramental church.
Finally, precisely in his secular calling the
individual was given a positive assignment to work in the building of the
Kingdom.
The consequence of this combination was that, with one important
exception, every major factor in the situation converged upon the dynamic
exploitation of opportunity to change social life in the direction of conformity
with religiously grounded ideals.
The basic assumption is that for Protestants the Christian commitment was
no less rigorous than it had been for Catholics, if anything it was more
so. In both
Lutheran and Calvinistic versions the conception was one of the most rigorous
submission of the individual’s life to divine will. But in defining the
situation for implementing this role of "creature," the Protestant position
differed from the Catholic broadly as the definition of the preschool child’s
role relative to his parents differs from that of the school-age child's
relation to his teacher. Within the family, important as the element
of discipline and expectations of learning to perform are, the primary focus is
on responsibility of the parents for the welfare and security of their children
the permeation of Catholic thought with familial symbolism along these lines is
striking indeed.
In the school, on the other hand, the emphasis shifts. The teacher is
primarily an agent of instruction, responsible for welfare, yes, but this is not
the primary function; it is rather to help to equip the child for a responsible
role in society when his education has been completed. To a much higher
degree the question of how far he takes advantage of his opportunities becomes
his own responsibility. Thus the function of the Protestant ministry
became mainly a teaching function, continually holding up the
Christian doctrine as a model of life to their congregations. But they no longer
held a parental type of tutelary power to confer or deny the fundamentals of
personal religious security.
38
If the analogy may be continued, the Lutheran position encouraged a more
passive orientation in this situation, a leaving of the more ultimate
responsibility to God, an attitude primarily of receptivity to Grace. (This is the
exception referred to above - one of relatively short run significance.) Such an attitude
would tend to be generalized to worldly superiors and
authorities, including both ministers and secular teachers. Ascetic
Protestanism, on the other hand, though at least equally insistent on the divine
origins of norms and values for life, tended to cut off this reliance on
authority and place a sharper emphasis on the individual's responsibility for positive action, not
just by his faith to be receptive to God's grace, but to get out and work in the
building of the Kingdom. This precisely excluded any special valuation
of devotional exercises and put the primary moral emphasis on secular
activities.
Next, this constituted a liberation in one fundamental respect from the
social conservatism of the Catholic position, in that it was no longer necessary
to attempt to maintain the
superiority of the religious life over the secular. Hence one essential
bulwark of a hierarchical ordering of society was removed. The Christian conscience rather than the doctrines and structural position of the
visible Church became the focus for standards of social evaluation. This should not,
however, be interpreted as the establishment of “democracy" by the
Reformation.
Perhaps the most important single root of modern democracy is Christian
individualism.
But the Reformation, in liberating the individual conscience from the
tutelage of the church, took only one step toward political democracy. The Lutheran branch
indeed was long particularly identified with “legitimism," and Calvinism was in
its early days primarily a doctrine of a relatively rigid collective
“dictatorship" of the elect in both church and state.
Third, far from weakening the elements in
secular society which pointed in a direction of “modernism," the Reformation,
especially in its ascetic branch, strengthened and extended them. A particularly important component was clearly law. We have emphasized the essential continuity
in this respect between classical antiquity and modern Europe through the
medieval church.
Broadly, the revival of Roman secular law in Europe was shared between
Catholic and Protestant jurisdictions; in no sense did the Reformation reverse
the trend in Continental Europe to institutionalize a secular legal system. In England,
however, as Pound has emphasized, Puritanism was one of the major influences on
the crystallization of the common law in the most decisive period. This is very much
in line with the general trends of Protestant orientation, the favoring of a
system of order within which responsible individual action can function
effectively. The protection of rights is only one aspect
of this order; the sanctioning of responsibilities is just as important.
Perhaps most important of all is the fact that the change in the
character of the church meant that, insofar as the patterns of social structure
which had characterized it by contrast with the feudal elements in the medieval
heritage were to be preserved, they had to become much more generalized in
secular society.
This is true, as noted, of a generalized and codified
system of law.
It is true of more bureaucratic types of organization, which developed
first in the governmental field but later in economic enterprise. It is by no means
least true in the field of intellectual culture. The Renaissance was initially an outgrowth of
the predominantly Catholic culture of Italy, but the general
revival and development of learning of the post-medieval period was certainly
shared by Catholic and Protestant Europe. It is a significant fact that John Calvin was
trained as a lawyer. And of course, particularly in science,
ascetic Protestantism was a major
force in cultural development.
39
It is particularly important to emphasize the breadth of
the front over which the leverage of Protestantism extended because of the
common misinterpretation of Max Weber's thesis on the special relation between
ascetic Protestantism and capitalism. This has often been seen as though the point
were that Protestantism provided a special moral justification of profit-making
as such, and of that alone. In view of the deep Western ambivalence over
the conception of profit, the role of ascetic Protestantism in this context
could easily be interpreted as mainly a "rationalization" of the common human
propensity to seek "self-interest," which is the very antithesis of religious
motivation.
First, it will be recalled that Weber was quite explicit that he was not
talking about profit-making in general, but only about its harnessing to
systematic methodical work in worldly callings in the interest of economic
production through free enterprise. Weber was also well aware of a number of
other facets of the same basic orientation to work in a calling, such as
its basic hostility to various forms of traditionalism, including all
traditional ascription of status independent of the individual, and its relation
to science, a relation much further worked out by Merton.
Even Weber did not, however, in my opinion, fully appreciate the
importance of the relation to the professions as a developing structural
component of modern society, a component which in certain respects stands in
sharp contrast to the classical orientation of economic self-interest.
The essential point is that private enterprise in business was one
special case of secular callings within a much wider context. But it was a
particularly strategic case in Western development, because of the very great
difficulty of emancipating economic production over a truly broad front - on the
one hand from the ascriptive ties which go with such institutions as peasant
agriculture and guild-type handicraft, on the other hand from the
irrationalities which, from an economic point of view, are inherent in political
organization, because of its inherent connection with the short-run pressures of
social urgency such as defense, and because of its integration with aristocratic
elements in the system of stratification which were dominated by a very
different type of orientation.
There is very good reason to believe that development of the industrial
revolution for the first time could have come about only through the primary
agency of free enterprise, however dependent this was in turn on prior
conditions, among the most important of which were the availability of a legal
framework within which a system of contractual relations could have an orderly
development.
Once there has been a major breakthrough on the economic front, however,
the diffusion of the patterns of social organization involved need not continue to be dependent on the same
conditions.7
Weber's main point about the Protestant ethic and capitalism was the
importance of the subordination of self interest in the usual ideological sense
to the conception of a religiously meaningful calling; only with the
establishment of this component was sufficient drive mobilized to break through
the many barriers which were inherent not only in the European society of the
time but more generally to a more differentiated development or economic
production.
Basically this involves the reversal of the commonsense point of
view. The
latter has contended, implicitly or explicitly, that the main source of impetus
to capitalistic development was the removal of ethical restrictions such as, for
instance, the prohibition of usury. This is true within certain limits, but by
far the more important point is that what is needed is a powerful motivation to
innovate, to break through the barriers of traditionalism and of vested
interest. It
is this impetus which is the center of Weber's concern, and it is his thesis
that it cannot be accounted for by any simple removal of restrictions.
40
However deep the ambivalence about the morality of profit-making may go,
there can be little doubt that the main outcome has been a shift in social
conditions more in accord with the general pattern of Christian ethics than was
medieval society, provided we grant that life in this world has a positive value
in itself. Not
least of these is the breaking through of the population circle of high death
rates and high birth rates with the attendant lengthening of the average span of
life. Another
crucial point is the vast extension of the sphere of order in human
relationships, the lessening of the exposure of the individual to violence, to
fraud and to arbitrary pressures of authority.
So-called material well-being has certainly never been treated as an
absolute value in the Christian or any other major religious tradition, but any
acceptance of life in this world as of value entails acceptance of the value of
the means necessary to do approved things effectively. Particularly at the
lower end of the social scale, grinding poverty with its accompaniments of
illness, premature death, and unnecessary suffering is certainly not to be taken
as an inherently desirable state of affairs from a Christian point of view.
Another major theme of developments in this era which is in basic accord
with Christian values is a certain strain to egalitarianism, associated with the
conception of the dignity of the individual human being and the need to justify
discriminations either for or against individuals and classes of them in terms
of some general concept of merit or demerit. Certainly by
contrast with the role of ascriptive discriminations in the medieval situation,
modern society is not in this respect ethically inferior.
Also important has been the general field of learning and science. Perhaps the
educational revolution of the nineteenth century was even more important in its
long-run implications than was the industrial revolution of the late eighteenth
century. It
represents the first attempt in history to give large populations as a whole a
substantial level of formal education, starting with literacy but going well
beyond.
Associated with this is the general cultivation of things intellectual
and particularly the sciences through research. It is the marriage of the educational and
industrial revolutions which provides the primary basis for the quite new level
of mass well-being which is one major characteristic of the modern Western
world.
In both developments cultures with primarily Protestant
orientations have acted as the spearheads.
The Reformation phase of Western development may be said to have
culminated in the great seventeenth century, which saw the foundations of modern
law and political organization so greatly advanced, the culmination of the first
major phase of modern science, the main orientations of modern philosophy, and
much development on the economic front. However important the Renaissance was, the
great civilizational achievements of the seventeenth century as a whole are
unthinkable without Protestantism. It coincided with a new level of leadership
centering in predominantly Protestant northern Europe, notably England and
Holland, and also with much ferment in Germany.
41
In spite of the very great structural differences, the essential
principles governing the process by which society has become more Christianized
than before were essentially the same in the Reformation period as in the
earlier one.
Let us recall that the Christian church from the beginning renounced the
strategy of incorporation of secular society within itself,
or the direct control of secular society through a religious law. It relied on the
common values which bound church and secular society together, each in its own
sphere, but making the Christian aspect of secular society an autonomous
responsibility of Christians in their secular roles. My basic argument
has been that the same fundamental principle was carried even farther in the
Reformation phase.
The sphere of autonomy was greatly enlarged through release of the
Christian individual from the tutelage of the church. This was
essentially a process of further differentiation both within the religious sphere and
between it and the secular.
In all such cases there is increased objective opportunity for
disregarding the values of the religious tradition and succumbing to worldly
temptations.
But the other side of the coin is the enhancement of motivation to
religiously valued achievement by the very fact of being given more unequivocal
responsibility.
This process was not mainly one of secularization
but one of the
institutionalization of the religious responsibility of the individual through the relinquishment of
tutelary authority by a “parental" church.
For purposes of this discussion the Reformation period is the most
decisive one, for here it is most frequently argued, by Professor Sorokin among
many others, that there was a decisive turn in the direction of secularization
in the sense of abandonment of the values inherent in the Christian tradition in
favor of concern with the “things of this world." As already noted,
we feel that underlying this argument is a basic ambiguity about the relation of
“the world" to religious orientations and that the Christian orientation is not,
in the Oriental sense, an orientation of “rejection of the
world" but rather in this respect mainly a source for the setting of ethical
standards for life in this world. In line with this interpretation, the
Reformation transition was not primarily one of “giving in" to the temptations
of worldly interest, but rather one of extending the range of applicability and
indeed in certain respects the rigor of the ethical standards applied to life in
the world. It
was expecting more rather than less of larger numbers of Christians in their
worldly lives.
It goes without saying that tie content of the expectations also
changed. But
these changes indicated much more a change in the definition of the situation of
life through changes in the structure of society than they did in the main
underlying values.
Let us try to apply the same formula used in summing up the medieval
phase to that of the Reformation. The most conspicuous aspect of extension was
the diffusion of religious responsibility and participation in certain respects
beyond the sacramentally organized church to the laity on their own
responsibility.
The central symbol of this was the translation of the Bible into the
vernacular languages of Europe and the pressure on broad lay groups to
familiarize themselves with it. The shift in the functions of the church from
the sacramental emphasis to that of teaching is directly connected with
this. This
extension included both the elements of worship and that of
responsibility for ethical conduct.
42
With respect to the church itself as a social system, the Reformation
clearly did not involve further internal differentiation but the contrary. But it involved a
major step in the differentiation of the religious organization from secular
society. The
Reformation churches, as distinguished from the sects, retained their symbiosis of interpenetration with secular political
authority through the principle of Establishment. But the counterpart of what I have called the
religious enfranchisement of the individual was his being freed from detailed
moral tutelage by the clergy. The dropping of the sacrament of penance, the
very core of Luther's revolt against the Catholic church, was central in this
respect.
Repentance became a matter of the individual's direct relation to God,
specifically exempted from any sacramental mediation. This was
essentially to say that the individual was, in matters of conscience, in
principle accountable to no human agency, but only to God; in this sense he was
humanly autonomous. This development tended to restrict the
church to the functions of an agency for the generation of faith, through
teaching and through providing a communal setting for the ritual expression of common
anxiety and common faith.
There were two principal settings in which this differentiation of lay
responsibility from ecclesiastical tutelage worked out. One was the direct relation to God in terms of
repentance and faith. This was paramount in the Lutheran branch of
the Reformation movement. The other was the primacy of moral
action in the world as an instrument of the divine will,
the pattern which was primary in ascetic Protestantism. In a sense in which
this was impossible within the fold of Catholic unity on the level of church
organization, both these movements become differentiated not only from the
"parent" Catholic church but also from each other. Hence the ascetic Protestant branch, which
institutionalized elements present from the beginning in Western Christian
tradition, notably through Augustine, was freed from the kind of ties with other
components which hindered its ascendancy as the major trend of one main branch
of general Christian tradition. Clearly this is the branch which had the most
direct positive influence on the complex of orientations of value which later
proved to be of importance to modern industrialism.
The third point of upgrading is most
conspicuous in the placing of secular callings on a plane of moral equality with
the religious life itself. In crucial respects this shift increased the
tension between Christian ideal and worldly reality. This increase of
tension underlay much of the Lutheran trend to withdrawal from positive secular interests and the
corresponding sectarian and mystical phenomena of the time. But once the new
tension was turned into the channel of exerting leverage for the change of
conduct in the secular world, above all through the imperative to work in the
building of the Kingdom, it was a powerful force to moral upgrading precisely in
the direction of changing social behavior in the direction of Christian ideals,
not of adjustment to the given necessities of a non-Christian world.
43
The Denominational Phase
A common view would agree with the above argument that the
Reformation itself was not basically a movement of secularization but that, in
that it played a art in unleashing the forces of political nationalism and
economic development to say nothing of recent hedonism - it was the last
genuinely Christian phase of Western development and that from the eighteenth century on
in particular the trend had truly been one of religious decline in relation to
the values of secular society. Certain trends in Weber's thinking with
respect to the disenchantment of the world would seem to argue in this
direction, as would Troeltsch's view that there have been only three authentic
versions of the conception of a Christian society in Western history the medieval
Catholic, the Lutheran, and the Calvinistic.
Against this view I should like to present an argument for a basic
continuity leading to a further phase which has come to maturity in the
nineteenth and twentieth centuries, most conspicuously in the United States and
coincident with the industrial and educational revolutions already referred
to. From this
point of view, the present system of "denominational pluralism" may be regarded
as a further extension of the
same basic line of institutionalization of Christian ethics which was
produced both by the medieval synthesis and by the Reformation.
It is perhaps best to start with the conception of religious organization
itself. Weber
and Troeltsch organized their thinking on these matters within the Christian
framework around the distinction between church and sect as organizational types. The church was the
religious organization of the whole society which could claim and enforce the same order of
jurisdiction over a total population as did the state in the secular
sphere. The
sect, on the other hand, was a voluntary religious association of those
committed to a specifically religious life. The church type was inherently committed to
the conception of an Establishment, since only through this type of integration
with political authority could universal jurisdiction be upheld. The sect, on the other hand, could not establish any stable
relation to secular society since its members were committed to give unequivocal
primacy to their religious interests and could not admit the legitimacy of the
claims of secular society, politically or otherwise, which a stable relation
would entail.
This dichotomy fails to take account of an important third possibility,
the denomination. As I conceive it, this shares with the church type the differentiation between religious and secular
spheres of interest.
In the same basic sense which we outlined for the medieval church, both
may be conceived to be subject to Christian values, but to constitute independent foci of responsibility for their implementation. On the other hand the denomination shares with the sect
type its character as a voluntary association where the individual member is
bound only by a responsible personal commitment not by any factor of ascription
in the American case it is, logically I think, associated with
the constitutional separation of church and state.
The denomination can thus accept secular society as a legitimate field of
action for the Christian individual in which he acts on his own responsibility
without organizational control by religious authority. But precisely because he is a Christian he will not simply
accept everything he finds there; he will attempt to shape the situation in the direction of better conformity
with Christian values. This general pattern it shares with all three
of the church types, but not with the sect in Troeltsch's sense.
Two further factors are involved, however,
which go beyond anything to be found in the church tradition. One of these is implicit in the voluntary principle -
the acceptance of denominational pluralism - and, with it, toleration. How ever
much there may historically have been, and still is, deep ambivalence about
this problem, the genuine institutionalization of the
constitutional protection of religious freedom cannot be confined to the secular
side; it must be accepted as religiously legitimate as well. With certain
qualifications this can be said to be the case in the United States today and,
in somewhat more limited forms, in various other countries. From a religious point of view, this means
the discrimination of two layers of religious commitment. One of these is the
layer which defines the bases of denominational membership and which
differentiates one denomination from another.
The other is a common matrix of value-commitment which is
broadly shared between denominations, and which forms the basis of the sense in
which the society as a whole forms a religiously based moral community. This has, in the
American case, been extended to cover a very wide range. Its core certainly
lies in the institutionalized Protestant denominations, but with certain strains
and only partial institutionalization, it extends to three other groups of the
first importance; the Catholic church, the various branches of Judaism, and, not
least important, those who' prefer to remain aloof from any formal denominational affiliation. To deny that this underlying consensus exists
would be to claim that American society stood in a state of latent religious
war. Of the
fact that there are considerable tensions every responsible student of the
situation is aware. Institutionalization is incomplete, but the consensus is
very much of a reality.
The second difference from the church
tradition is a major further step in the emancipation of the individual from
tutelary control by organized religious collectivities beyond that
reached by the Reformation churches. This is the other side of the coin of
pluralism, and essentially says that the rite of baptism does not commit the
individual to a particular set of dogmas or a particular religious
collectivity.
The individual is responsible not only for managing his own relation to
God through faith within
the ascribed framework of an established church, which is the Reformation
position, but for choosing that framework itself, for deciding as a mature
individual what to
believe, and with whom to associate himself in the organizational expression and
reinforcement of his commitments. This is essentially the removal of the last
vestige of coercive control over the individual in the religious sphere; he is
endowed with full responsible autonomy.
That there should be a development in this direction from the position of
the Reformation church seems to me to have been inherent in the Protestant
position in general, in very much the same sense which a trend to Protestantism
was inherent in the medieval Catholic situation. Just as Catholics tend to regard Protestanism in general as the abandonment of true
religious commit-
45
ment either because the extension of the voluntary
principle to such lengths is held to be incompatible with a sufficiently serious
commitment on the part of the church (if you are not willing to coerce people to
your point of view are you yourself really committed to it?) or because of its
legitimation of secular society so that church membership becomes only one role among many, not
the primary axis of life as a whole. But against such views it is hard to see how
the implicit individualism of all Christianity could be stopped, short of this
doctrine of full responsible autonomy. The doctrine seems to me implicit in the very
conception of faith.
Asking the individual to have faith is essentially to ask him to trust in God. But, whatever the
situation in the relation of the human to the divine, in human relations trust seems to
have to rest on mutuality. Essentially the voluntary principle in denominationalism is extending
mutuality of trust so that no human agency is permitted to take upon itself the
authority to control the conditions under which faith is to be legitimately
expected.
Clearly this like the Reformation step involves a risk that the
individual will succumb to worldly temptations. But the essential principle is not different
from that involved in releasing him from sacramental control.
This is of course very far from contending that the system of
denominational pluralism is equally congenial to all theological positions or
that all religious groups within, the tradition can fit equally well into
it. There are
important strains particularly in relation to the Catholic church, to
Fundamentalist Protestant sects, to a lesser degree to very conservative
Protestant church groups (especially Lutheran), and to the vestiges of really
Orthodox Judaism.
My essential contention is not that this pattern has been or can be fully
universalized within Judaeo-Christianity, but that it is a genuinely Christian
development, not by definition a falling away from religion. But it could not
have developed without a very substantial modification of earlier positions
within Protestantism In particular it is incompatible with either strict
traditional Lutheranism or strict Calvinism.
It was remarked above that the Reformation period did not usher in
political democracy, but was in a sense a step toward it. There is a much
closer affiliation between denominational pluralism and political democracy. But before
discussing that, a comparison between the two may help illuminate the nature of
the problem of how such a system of religious organization works. Legitimists for a
long period have viewed with alarm the dangers of democracy since, if public
policy can be determined by
the majority of the irresponsible and the uninformed, how can any stability of
political organization be guaranteed? There is a sense in which the classical
theory of political
liberalism may be said to play into the hands of this legitimist
argument, since it has tended to assume that under democracy each
individual made up his mind totally
independently without reference to the institutionalized
wisdom of any tradition.
This is not realistically the case. Careful study of voting behavior has shown
that voting preferences are deeply anchored in the established involvement of
the individual in the social structure. Generally speaking, most voters follow the
patterns of the groups with which they are most strongly affiliated. Only when there are
structural changes in the society which alter its structure of solidary
groupings and expose many people to cross-pressures are major shifts likely to
take place.
There are, furthermore, mechanisms by which these shifts tend, in a well-institutionalized democratic system, to be
orderly.8
46
I would like to suggest that similar considerations apply to a system of
denominational pluralism. The importance of the family is such that it
is to be taken for granted that the overwhelming majority will accept the
religious affiliations of their parents - of course with varying degrees of
commitment.
Unless the whole society is drastically disorganized there will not be
notable instability in its religious organization. But there will be an important element
of flexibility and opportunity for new adjustments within an orderly
system which the older church organizations, like the older political
legitimacy, did not allow for.
If it is once granted that this system of religious
organization is not by definition a "falling away" from true religion, then its
institutionalization of the elements of trust of the individual has, it seems to
me, an important implication. On the religious side it is implicit in the
pattern of toleration. Members of particular churches on the whole
trust each other to be loyal to the particular collectivity. But if some should
shift to another denomination it is not to be taken too tragically since the new
afflliation will in most cases be included in the deeper moral community.
But such a situation could not prevail were the secular part of the system regarded as radically evil. The individual is not only trusted with
reference to his religious participation, but also to lead a “decent” life in
his secular concerns.
Indeed I should argue, therefore, that for such a religious constitution
to function, on the institutional level the society must present not a less but
a more favorable field for the Christian life than did the society of earlier
periods of Western history; its moral standards must in fact be higher.
There is a tendency in much religiously oriented discussion
to assume that the test of the aliveness of Christian values is the extent to
which "'heroic"' defiance of temptation or renunciation of worldly interests is
empirically prevalent. This ignores one side of the equation of Christian
conduct, the extent to which the “world" does or does not stand opposed to the values in
question. If
one argues that there has been a relative institutionalization of these values,
and hence in certain respects a diminution of tension between religious ideal
and actuality, he risks accusation of a Pharisaic complacency. In face of this
risk, however, I suggest that in a whole variety of respects modern society
is more in accord with Christian values than its forebears have been - this is,
let it be noted, a relative difference; the millennium definitely has
not arrived.
I do not see how the extension of intra- and
interdenominational trust into a somewhat greater trust in the moral quality of
secular conduct would be possible were this not so. The internalization
of religious values certainly strengthens character. But this is not to
say that even the average
early Christian was completely proof against worldly temptation, independent of any support from the
mutual commitments of many Christians in and through the church. Without the
assumption that this mutual support in a genuine social collectivity was the
first importance, I do not see how the general process of institutionalization
of these values could have been possible at all except on the unacceptable
assumption of a process of emanation of the spirit without involvement in the
realistic religious interests of real persons.
47
However heroic a few individuals may be, no process of mass
institutionalization occurs without the mediation of social solidarities and the
mutual support of many individuals in commitment to a value system. The corollary of
relinquishment of the organizational control of certain areas of behavior
leaving them to the responsibility of the autonomous individual is the institutionalization of the
basic conditions of carrying out this
responsibility with not the elimination, but a relative minimization of,
the hazard that this
exposure will lead to total collapse of the
relevant standards.
Let us try to sum up this fourth - denominational - phase of the line of
development we have traced in terms of our threefold
formula. First, I would suggest that the principle of religious toleration, inherent in the system of
denominational pluralism, implies a great further extension of the institutionalization of
Christian values, both inside
and outside the sphere, of religious organization. At least it seems
to me that this question poses a sharp alternative. Either there is a
sharp falling away so that, in tolerating each other, the different
denominations have become fellow condoners of an essentially evil situation or,
as suggested above, they do in fact stand on a relatively high ethical plane so
that whatever their dogmatic differences, there is no basis for drawing a
drastic moral line of distinction which essentially says that the adherents of
the other camp are in a moral sense not good people in a sense in which the
members of our own camp are. Then the essential extension of the same principle of mutual trust into the realm
of secular conduct is another part of the complex which I would like to treat as
one of extension of the institutionalization of Christian values.
So far as differentiation is concerned, there are two
conspicuous features of this recent situation. First, of course,
the religious associations have become differentiated from each other so that,
unlike in the Reformation phase (to say nothing of the Middle Ages), when there
was for a politically organized society in principle only one acceptable church, adherence to which
was the test of the moral quality treated as a minimum for good standing in the
society, this is no longer true. The religious organization becomes a purely
voluntary association, and there is an indefinite plurality of morally
acceptable denominations.
This does not, however, mean that Christian ethics have become a matter
of indifference in the society. It means rather that the differentiation
between religious and secular spheres has gone farther than before and with it
the extension of the individualistic principle inherent in Christianity to the
point of the “privatizing" of formal, external religious commitment, as the
Reformation made internal religious faith a matter for the individual
alone. This
general trend has of course coincided with' an enormously proliferated process
of differentiation in the structure of the society itself.
In this respect the religious group may be likened (up to a point) to the
family. The
family has lost many traditional functions and has become increasingly a sphere
of private sentiments. There is, however, reason to believe that it
is as important as ever to the maintenance of the main patterns of the society,
though operating with a minimum of direct outside control. Similarly religion
has become largely a private matter in which the individual associates with the
group of his own choice, and in this respect has lost many functions of previous
religious organizational types.
48
There seem to be two primary respects in
which an upgrading process may be spoken of. Approaching the question from the
sociological side we may note that the development of the society has been such
that it should not be operated without an upgrading of general levels of
responsibility and competence, the acquisition and exercise of the latter of
course implying a high sense of responsibility. This trend is a function of increase in the size of
organization and the delicacy of relations of interdependence, of freedom from
ascriptive bonds in many different ways of the sheer power for destruction and
evil of many of the instrumentalities of action.
Responsibility
has a double aspect. The first is
responsibility of the
individual in that he cannot rely on a dependent relation to others or to some
authority to absolve him of responsibility - this is the aspect we have been
referring to as his autonomy in the specific sense in which the term has been
used in this discussion. The other aspect
is responsibility for and
to, responsibility for
results and to other persons and to coIlectivities. Here the element of
mutuality inherent in Christian ethics, subject to a commonly binding sat of
norms and values, is the central concern
That the general trend has been to higher orders of autonomous
responsibility is, in my opinion, sociologically demonstrable.9 The central problem then becomes that of
whether the kinds of
responsibility involved do or do not accord with the prescriptions of Christian
ethics.
This is essentially the question of whether the general trend stemming from ascetic
Protestantism is basically un-Christian or not. Granting that this trend is not un-Christian,
the critical moral
problems of our day derive mainly from the fact that, since we are living
in a more complicated world than ever before, which is more complicated because
human initiative has been more daring and has ventured into
more new realms than ever before, greater demands are being put on the human
individual. He
has more difficult problems, both technical and moral; he takes greater
risks.
Hence the possibility of failure and of the failure being his fruit is at
least as great
as, if not greater than, it ever was.
There is a widespread view, particularly prevalent in religious circles,
that our time, particularly some say in the United States, is one of
unprecedented moral collapse. In these circles it is alleged that modern
social development has entailed a progressive decline of moral standards which
is general throughout the population. This view is clearly incompatible with the
general trend of the analysis we have been making. Its most plausible grain of
truth. is the one just indicated, that as new and more difficult problems
emerge, such as those involved in the possibility of far more destructive war
than ever before, we do not feel morally adequate to the challenge. But to say that
because we face graver problems than our forefathers faced we are doubtful of
our capacity to handle them responsibly is quite a different thing from saying
that, on the same levels of responsibility as those of our forefathers, we are
in fact handling our problems on a much lower moral level.
Our time by and large, however, is not one of religious complacency but,
particularly in the most sensitive groups in these matters, one of substantial
anxiety and concern.
Does not the existence of this concern stand in direct contradiction to
the general line of argument I have put forward?
49
I think not.
One element in its explanation is probably that new moral problems of
great gravity have emerged in our time and that we are for very realistic
reasons deeply concerned about them. My inclination however is to think that this
is not the principal basis of the widespread concern.
The present discussion has by virtue of its chosen subject been primarily
interested in the problems of the institutionalization of the values originating
in Christianity as a religious movement, which have been carried forward at
various stages of its development. But values - i.e. moral orientations toward
the problems of life in this world - are never the whole of religion if indeed
its most central aspect. My suggestion is that the principal roots of
the present religious concern do not lie in relative moral decline or inadequacy
(relative, that is, to other periods in our society’s history) but rather in
problems in the other
areas of religion, problems of the bases of faith and the
definitions of the ultimate problems of meaning.
The very fact that the process of the integration of earlier religious
values with the structure of society has gone so far as it has gone raises such
problems. The
element of universalism in Christian ethics inherently favors the development of
a society where the different branches of Christianity cannot maintain their
earlier insulation from each other. The problem of the status of Judaism has had
to be raised on a new level within the structure of Western society, one which
came to a very critical stage in the case of German Nazism. It is a society in
which all the parochialisms of earlier religious commitments are necessarily
brought into flux.
But beyond, this, for the first time in history something approaching a
world society is in process of emerging. For the first time in its history
Christianity is now involved in a deep confrontation with the major religious
traditions of the Orient, as well as with the modern political religion of
Communism.
It seems probable that a certain basic tension in relation to the "things
of this world" is inherent in Christianity generally. Hence any relative
success in the institutionalization of Christian values cannot be taken as
final, but rather as a point of departure for new religious stock-taking. But in addition to
this broad internal consideration, the confrontation on such a
new basis with the non-Christian world presents a new and special
situation. We
are deeply committed to our own great traditions. These have tended to emphasize the exclusive
possession of the truth. Yet we have also institutionalized the values
of
tolerance and equality of rights for all. How can we define a
meaningful orientation in such a world when, in addition, the more familiar and
conventional problems of suffering and evil are, if not more prevalent than ever
before at least as brought to attention through mass communications, inescapable
as facts of our world?
It is, the inherent tension and dynamism of Christianity and the
unprecedented character of the situation we face which, to my mind, account for
the intensive searching and questioning and indeed much of the spiritual
negativism, of our time. The explanation in terms of an alleged moral
collapse would be
far too simple, even if there were more truth in it than
the evidence seems to indicate. For this would imply that we did not need new
conceptions of meaning; all we would need would be to live up more fully to the
standards familiar to us all. In no period of major ferment in cultural
history has such a solution been adequate.
50
Notes
1 Cf. Pitrim Sorokin, Fads and
Foibles in Modern Sociology and Related Sciences (Chicago: Henry Regnery,
1956).
2 The most important general statements of his position are
in Social and Cultural Dynamics (New York American
Book Company, 1937), Vol. I, Part 1, and Society,
Culture, and Personality (New, York: Harper 1947) Part 7.
3 In this general interpretation I follow in particular
Ernst Troeltsch, Social Teaching of the Christian
Churches (New York: Macmillan, 1931).
4 H. C. Lea, The History of
Sacerdotal Celibacy (New York: Russell and Russell, 1957.
5 Perhaps the fullest statement of this scheme is contained
in T. Parsons and W. White, "The Link between Character and Society;"" in S M.
Lipset and L. Loewenthal (eds), Culture and Social
Character (New York: .The Free Press of Glencoe, 1961.
6 By autonomy I mean here independence of direct authoritarian control
combined with responsibility defined in moral-religious terms. It
is close to “theonomy”, as that concept is used by Tillich.
7 This thesis is further developed in my two essays
published as Chapters III and IV of Structure and
Process in Modern Societies (New York: The Free Press of Glencoe,
1960).
8 Basing myself on the studies of voting behavior by
Berelson, Lazarsfeld, et al., I have analyzed this situation in “Voting and the
Equilibrium of the American Political System," in Eugene Burdick and Arthur J.
Brodbeck (eds), American Voting Behavior (New York:
The Free Press of Glencoe, 1959).
9 Cf. Parsons and
White, op. cit., for a brief statement of the case
for this view.