LOT SIZE, REORDER POINT SYSTEMS (Q-R POLICIES)

(Lecture held on 23/10/2002)

 

Assumptions for modeling this system are as follows: -

 

1)     The system is in continuous review.

2)      Demand is random and stationary, in other words the demand is independent of time and it fluctuates around a stationary mean, hence there are no trends or seasonalities.

3)     There is a fixed positive lead time t for placing an order (random lead time can be other assumption).

4)     The costs are as follows: -

a)     Set up cost at $ k per order.

b)     Holding cost at $ h per unit held per year.

c)       Stock out cost at $ p per unit of unsatisfied demand.

 

It is noteworthy to mention here that the concept of stock out costs comes into picture because the demand is purely random and therefore there is always some probability of unusual large demand, which might lead to unsatisfied demand as well.

 

Let the variable D corresponds to the random demand during the lead time. It must be kept in mind that D is demand only during the lead time and not for the entire cycle.

      Let E(D) = μ            and variance (D) = σ2

 

The variation of inventory at any time t versus time is shown below:

Inventory

Time (t)

R

Q

i

i + 1

t

p

      

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


R is the reorder level of the inventory. Whenever the inventory decreases to R, an order Q is placed. Since the lead time is t, the stock Q comes at time t after the placement of the order. p is one such reorder point corresponding to the ith period. Since the demand during the lead time is random, the consumption of stock during the lead time will be different for every period and therefore, the maximum inventory will vary. The upper bound on the inventory is Q+R, and it occurs when the demand during lead time is zero.

 

The aim of the whole analysis is to find the best value of R and best value of Q. In other words we would like to know when to order and how much to order.

 

Let E(D) be the consumption during the lead time.

  Stock at the end of lead time  = R – E(D)

This is also known as safety stock, i.e., the stock sufficient to prevent against stock loss.

 

Let us look at a particular cycle and calculate E(D), R, the best values of Q & R.

 

If  is the expected demand per unit time (during the lead time) then,

Consumption during the lead time = t

   Expected value of the safety stock, E(S) = R - t

 

Let S be the remaining inventory when the order comes.

i.e. S = R – D

S can be positive as well as negative,

 

Let S+ is the value of the positive inventory, when the order comes.

Mathematically, S+ = max (S, 0)

i.e., if the inventory is positive then S+  = S, otherwise S+ =zero.

       Clearly S+   S

 

Similarly S  is the magnitude of the negative inventory (stock loss), when the stock comes.

Mathematically, S  = max (-S, 0).

Also, S    S

 

If you look into the figure, you will find that the inventory for a particular period i+1 varies from Q +  to , or, in the average sense, from Q + E(S+) to E(S+) as both  and  have the same expected value when i becomes large (so that steady state is achieved)

  Average inventory for any period (say i+1) = + E(S+)

 

Let us suppose that the stock outs are kept very small, then S is negative very rarely and therefore we can safely assume that

E(S+)  E(S)

Average inventory = + E(S+) + E(S) = + (R - t)

It can be easily shown that this the lower bound on the average inventory.

Average inventory = + E(S+),

and, E(S+)  E(S)     [S+   S]

+ E(S)   + E(S+) = average inventory.

Hence, making this assumption is actually equivalent of getting the lower bound on the average inventory, which is typically very close to the exact value.

 

Total cost in a given cycle = Set up cost+ Holding cost + Penalty cost

                                          = k + h[ + (R - t)] +p n(R)

Penalty or backordering cost  = p E(S ) = p n(R)

Where, n(R) = E(S ) =  

As it has been mentioned earlier that S  = max (-S, 0),

In other words S  =

Here, f(x) is the pdf (probability distribution function) of demand during the lead time.

 

So we know both the expected value and the pdf of demand during the lead time, and therefore the following relation should hold.

 

E(D) = t =

For e.g., if the demand follows the Poisson distribution,

 then,        f(x) = ,

and, E(D) = t =

Amount of backorder in this case will be =

 

Our next step is to find average cost per unit time, which is equal to the cost per cycle divided by the cycle length. In order to calculate the cycle length, we consider n (a large number) cycle lengths T1, T2, ………, Tn. We must appreciate it that though the amount of stock consumed in a particular cycle is not Q, but if we consider a large number of cycles (n), then the total amount of stock consumed in these n cycles must be approximately equal to nQ.

              i.e., ( T1+ T2, +………+ Tn )  nQ.

 

or,    

i.e, the average cycle length =  = expected cycle length.

Expected cost per unit time = Total cost in a given cycle / Cycle length 

 G (Q, R) = h ( + R – λt) +  +

To get the optimal Q we set,

 

 = 0 =

 

   Q*  =    

 

And, P (D R) = 1 – P (D R) = 1 – F (R) =

Where F (R) is the cumulative distribution function (cdf) of D.

 

Suppose, the stock out is just not possible, i.e., p , then

 

Q* =

[n (R) must tend to zero otherwise G ( Q,R) will become infinite]

 

 

These two equations together form a recursive equation, and therefore one has to iterate forth and back to get the value of Q*. The following methodology can be adopted in this case:

 

a)     Find Q0  = EOQ =

b)     Find R0 from 1 – F (R) =

c)      Use Ri to find Qi+1

 

d)     Use Qi+2 to find Ri+1

 

In a few iterations, Qi will converge to Q* and Ri to R*.

 

In this way, we can calculate the optimal reorder point as well as the reorder quantity. In step (b) we have to use the value of n (Ri) to get the value of Qi+1, but for that we nneed the pdf of the demand during the lead time (D). One practical assumption would be to take demand as normally distributed. This can be explained by the theorem of probability, which states that if there are n independent random variables then the pdf of their sum is normally distributed.

 

n (R) =

f(x) is the pdf of the demand during the lead time and according to our assumption, it is normally distributed with mean μ and variance σ2 .

 

i.e. f(x) =  

then, we may re-express n (R) as

 

n (R) =  

 

Put t =

We get, n (R) =        =

Where, L(r) =

 

We can get the value of L(r) for a particular value of r and vice-versa from the standard tables (given at the back of any probability book). Hence, to calculate n (R) we should first calculate , then look up for L ( ) from the tables, and then use the relation between n (R) and L ( ).

 

EXAMPLE: Consider an example of selling mustard where each jar is sold at a rate of Rs 10 per jar, and given,

 

Annual interest rate = 20%

Loss of goodwill for every jar of mustard not supplied (stock loss) = Rs 25/-

Fixed cost = Rs 50/-

Lead time = t = 6 months

 

Given E(D) = 100 jars, σD = 25 and λ = 200jars per year

Also assume that D is normally distributed; calculate Q* and R?

 

Answer

a)     Q0  = EOQ = = 100 jars

b)     1 – F (R0) =  = 0.04

P (D  R0) = 0.04

Or, P  = 0.04

Now, P  is normally distributed with N (0,1),

The plot shows the "bell" curve of the standard normal pdf, with µ = 0 and  = 1.

Area = 0.04

 


 

 

 

 

 

 


Therefore we have to find that value of  such that the area under the curve is equal to 0.04.

We get  = 1.75;   R0 = 144

and, n(R0) = L ( )

= 25 L (1.75) = 25 X 0.0162 = 0.405

 

h= 20% of Rs 10/- = 2/-

 

Q1 = ,

Q1 = 110

Continuing the iterations we get R1 = 143, and Q2 =110.8

and , R2 =143 . We can see here that the convergence is reached, as values of R1 and R2 are same (= 143).

Therefore, Q* = 110.8, and R = 143.

Probability that no stock loss occurs in a cycle = P (D  R0) = F (R) = 0.956

Proportion of demand that is stock out =  = 0.004

Even though there is more than 4% chance of stock loss but the proportion of demand that is stock out is just 0.4%

 

TIME TO THINK One might think intuitively that a basic flaw in this system is that a reorder quantity Q is placed at every reorder point, and the inventory stock at the end of the lead time increases by Q irrespective of the inventory level at that time. Another sensible way of managing the system would be to forecast at the reorder point p, the inventory the system will have at the end of lead time t, and place an order Q’ such that maximum inventory in the system remains more or less constant. In other words Si’ + Qi’ = k (constant). Where Si’ is the forecasted demand at the reorder point for the end of lead time, and Qi’ is the amount of stock ordered at reorder point of period i. However, whether the latter case is better than the former or not, is still to be proved.

 

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