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EPW Special Article |
June 22,
2002 |
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Possession and Deployment of
Nuclear Weapons in South Asia |
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An Assessment of
Some Risks |
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This paper examines
some of operational requirements and the dangers that come
with the possibility that in the foreseeable future India and
Pakistan may deploy their nuclear arsenals. The authors first
describe the analytical basis for the inevitability of
accidents in complex high-technology systems. Then they turn
to potential failures of nuclear command and control and early
warning systems as examples. They go on to discuss the
possibility and consequences of accidental explosions
involving nuclear weapons and their delivery systems. Finally
some measures to reduce these risks are
suggested. |
R Rajaraman M V
Ramana Zia Mian |
As citizens of
nuclear armed states, the people of India and Pakistan must confront
the risks that go with possessing nuclear weapons. There is some
public awareness of the holocaust that results when nuclear bombs
are used in warfare, a legacy of the ghastly attacks by the US on
the Japanese cities of Hiroshima and Nagasaki over five decades ago.
But experience in the nuclear weapons states shows that grave
dangers attend even the mere possession and deployment of nuclear
weapons, not just when they are used deliberately in war.
Deployment means keeping the warheads that contain nuclear
explosives attached to delivery vehicles, ballistic missiles or
aircraft, and having them ready to be used to attack a designated
target. In the case of the US and Russia, cold war crises, military
planning, technological advancement, and nuclear doctrines that are
tied closely to each other have ensured that even now many of their
nuclear weapons are deployed on a high state of alert, ready to be
launched in a matter of minutes. From all that we know publicly,
India and Pakistan are yet to deploy their missiles and bombers with
nuclear warheads. Nevertheless the same factors which led the US and
Russia to deploy their weapons are also evident in south Asia.
Indeed, there have been reports of nuclear forces being readied
for use during periods of crises. Bruce Riedel, formerly the Senior
Director for Near East and South Asian Affairs at the US National
Security Council, has disclosed that the “Pakistanis were preparing
their nuclear arsenals for possible deployment” during the 1999
Kargil crisis.1 Similarly, Raj Chengappa, a senior
journalist with India Today with access to defence personnel,
reported that during the Kargil crisis, India “activated all its
three types of nuclear delivery vehicles and kept them at what is
known as Readiness State 3 – meaning that some nuclear bombs would
be ready to be mated with the delivery vehicles at short notice…
Prithvi missiles were deployed and at least four of them were
readied for a possible nuclear strike. Even an Agni missile capable
of launching a nuclear warhead was moved to a western Indian state
and kept in a state of readiness”.2 More recently,
there were a few reports that as part of the military mobilisation
following the December 2001 attack on India’s parliament and the
subsequent crisis following the May 2002 attacks in Kashmir,
Pakistan and India had deployed nuclear weapons.3
There is good reason to fear that the operational deployment of
nuclear weapons may become a permanent condition in the foreseeable
future. The most official guide to India’s intended nuclear posture
is the August 1999 Draft Nuclear Doctrine (DND) released by the
National Security Advisory Board.4 It states that
“India shall pursue a doctrine of credible minimum nuclear
deterrence” and that this in turn requires that India maintain: (a)
sufficient, survivable and operationally prepared nuclear forces,
(b) a robust command and control system, (c) effective intelligence
and early warning capabilities, (d) planning and training for
nuclear operations, and (e) the will to employ nuclear
weapons.5
The requirement for India to have ‘operationally prepared’
nuclear forces is usually interpreted to mean deployment of nuclear
weapons on delivery vehicles. Deployment of India’s nuclear weapons
would, according to the DND, involve a “triad of aircraft, mobile
land-based missiles and sea-based assets” structured for ‘punitive
retaliation’ so as to ‘inflict damage unacceptable to the
aggressor’. The DND envisages “assured capability to shift from
peacetime deployment to fully employable forces in the shortest
possible time” (emphasis added).
Pakistan does not have a comparable document detailing its
envisaged nuclear policy. One of the closest contenders is a
newspaper article authored by three leading Pakistani statesmen,
Agha Shahi, Zulfiqar Ali Khan and Abdul Sattar. They recommend that
“In the absence of an agreement on mutual restraints, the size of
Pakistan’s arsenal and its deployment pattern have to be adjusted to
ward off dangers of pre-emption and interception.” They also suggest
that “A high state of alert will become more necessary as India
proceeds with deployment of nuclear weapons”.
All of these raise the possibility that in the foreseeable future
India and Pakistan may deploy their nuclear arsenals. In this paper
we examine some of operational requirements and the dangers that
come with such deployment. We first describe the analytical basis
for the inevitability of accidents in complex high-technology
systems. Then we turn to potential failures of nuclear command and
control and early warning systems as examples. We go on to discuss
the possibility and consequences of accidental explosions involving
nuclear weapons and their delivery systems. Finally we suggest some
measures to reduce these risks.
Accidents in Complex Systems
Almost 20 years ago, sociologist Charles Perrow analysed a
variety of accidents involving complex technological systems,
including the Three Mile Island nuclear reactor, various
petrochemical plants, ships and aircraft and more. He identified two
structural features of these technologies – ‘interactive complexity’
(sub-systems interacting in unexpected ways) and ‘tight coupling’
(sub-systems having rapid impact on each other) – which make them
accident prone.6 Perrow coined the term ‘normal
accidents’ to explain how serious accidents appear to be an
inevitable consequence of such technologies, regardless of the
intent or skill of their designers or operators. Other scholars have
applied the same insights to a variety of different systems.
Normal accident theorists highlight the interplay between complex
technologies, the organisations and bureaucracies controlling them
and society at large. The rigid and hierarchical nature of many
organisations that operate high-technology systems prevents the
vertical flow of information from the field to the controlling
administration. At the same time, the compartmentalisation of
different wings of such organisations suppresses horizontal flow of
information. These affect the ability of individuals in these
organisations to recognise signals of potential failures and react
appropriately. Some of these factors in the case of the US National
Aeronautics and Space Administration (NASA) were responsible for the
January 1986 explosion of the Challenger space shuttle. In analysing
this, sociologist Diane Vaughan observed that the ultimate origins
of the accident “were in routine and taken-for-granted aspects of
organisational life that created a way of seeing that was
simultaneously a way of not seeing”.7
Large bureaucratic organisations also exhibit a tendency to
downplay the possibility of failures for fear of the reputation and
even their budgets. This is reflected in a lack of recognition of
all possible contingencies and not incorporating adequate safety
measures. This sense of infallibility is particularly marked in
institutions that are characterised by ‘expertise’ and ‘discipline’
and further compounded where national security is involved.
More than any other, systems for the command and control of
nuclear weapons possess these characteristics. Political scientist
Scott Sagan, in an important and wide-ranging study of several
decades of experience with nuclear weapon systems in the US,
identified a number of accidents, close calls and near misses and
concluded that while on any given day the risk of a serious nuclear
weapons accident may be low, in the long run such an accident is
extremely likely.8 Sagan points out how in ‘total
institutions’ like a military command, the strong organisational
control over members can “encourage excessive loyalty and secrecy,
disdain for outside expertise, and in some cases even cover-ups of
safety problems, in order to protect the reputation of the
institution.”9
Normal accident theory does not provide a quantitative estimate
of the probability of any given accident. This should not be taken
as a deficiency of the theory. Broadly speaking there are two
traditional ways of generating numerical probabilities of failures
of systems. The first is to look at the history of operations of
these systems and the number of failures during this period. This
might work when the statistics of the system and its failures are
sufficiently large, as for example when dealing with automobile
accidents around the world. But this assumption does not hold for
nuclear weapons and their associated systems. The second method,
sometimes called the Fault Tree method, is to look at failure rates
of individual components and use them to compute the probability of
failure of the composite system. Normal accident theory undercuts
this method by highlighting the unexpected and unquantifiable
pathways that translate failure of small components of a complex
system to a failure of the whole.
Due to its emphasis on both the technology and the politics of
interactions within and between organisations, normal accident
theory offers a more faithful and troubling understanding of how
nuclear weapons are handled in the real world. This is in contrast
to the perfectly operating machines and robot-like humans assumed by
standard theories of nuclear deterrence.10
Therefore we have no choice but to take the possibility of accidents
seriously. We look now at some of the kinds of accidents that could
happen in south Asia and their possible consequences.
Command and Control Issues
The problem of managing nuclear weapons in the real world poses
unprecedented challenges.11 As one description has
vividly laid out, managing nuclear weapons “involves the
unpredictability of circumstances and human behaviour interacting
with complex sensors, communications systems, command centres and
weapons. The smallest details can assume central importance and
range widely in substance, from the legitimacy of presidential
succession to computer algorithms, from the psychology of stress to
the physics of electromagnetic pulse…Even the most advanced experts
and the most experienced practitioners are narrowly and incompletely
informed. No one understands the whole.”12
Authority and Procedures
It is a normal requirement of every deployed military weapon that
it should only be used when authorised by the appropriate authority
and that the weapon will function as and when required (i e, it
should be both reliable and safe). With nuclear weapons these
demands become especially important since unlike ordinary weapons
nuclear weapons have acquired an important diplomatic and political
utility short of their use as an explosive. Only the highest
political authorities are meant to be able to authorise the use of
nuclear weapons. [There is however the possibility that the head of
the state breaks down in a crisis. Political scientist Bruce Russett
mentions how “Richard Nixon, under the strains of his final days in
the presidency, is said to have sobbed, beaten his fists on the
floor of his office, and to have mused about his ability to release
the forces of nuclear disaster. Defence secretary Schlesinger took
special precautions to prevent unauthorised military acts or
irrational orders.”13 ]
Even the most intelligently designed system of command and
control will not work unless the rules are carefully followed. An
example of this was during the 1962 Cuban Missile Crisis at
Malmstrom Air Force Base in Montana, US. An independent historical
investigation suggested that during this crisis official safety
rules were not implemented and personnel at the base had the ability
to launch these missiles without authorisation.14
Moreover, there can be no manual containing minutely detailed
procedures to cover all possible situations. As the US found for its
SAGE warning and control system, “it was impossible to specify in
advance all of the contingencies that could be faced in the course
of actual operations. Reliance on formal written procedures proved
impractical, and unwritten work-arounds soon developed among the
human operators.”15 The larger lesson drawn in a
study of this and other systems is that “any nuclear command
organisation circumvents official procedures in order to carry out
its assigned mission. Such rule short-cutting is likely to be oral
and informal, and therefore invisible to outside observation except
under the high-stress conditions of actual war or
crisis”.16
One of the problems during a war or a crisis stems from that the
fact that the command and control authorities have not only to
transmit their orders to military personnel on the field, i e, issue
a command, but receive feedback on the situation on the field
necessary for control. However, military forces may need to be
covert to ensure their survival and therefore cannot transmit
information for the fear that it would divulge their location. The
contradiction deepens as the tempo of the battle increases, since
information transmitted back would decrease, and the orders from
higher authorities become increasingly divorced from the realities
on the field.17
India’s DND recommends that nuclear forces shall operate through
“a combination of multiple redundant systems, mobility, dispersion
and deception” for survivability. All of these create problems for
effective and robust command and control. A different complication
is introduced by the widespread, large-scale effects of nuclear war
– these could disrupt communication systems that allow leaders or
commanders to communicate with field personnel. It is an often
overlooked fact that no nuclear command and control system has ever
had to operate under the conditions in which it is intended to
actually function, i e, during nuclear war. It is possible that
fearing such worst-case circumstances, field commanders may be given
the physical ability to launch nuclear weapons without authorisation
by high-level political leaders.
False Alarms
The possession of a nuclear arsenal invites possible attacks by
nuclear weapons of others. This has prompted nations to build
systems to provide early warning of impending attack. The DND has
posited a requirement for “effective intelligence and early warning
capabilities”; it has also called for the creation of “space based
and other assets” to “provide early warning, communications,
damage/detonation assessment”.
With these shall come the danger of false alarms and
miscalculations. The history of the cold war between the US and the
USSR abounds with examples. The US for instance had built an
elaborate ‘early warning system’ which would warn them about
impending missile attacks. The US early warning system was very
sophisticated and used the latest state of the art technology
involving a worldwide network of satellites and radars, with layers
of filters to remove false signals. Yet, from 1977 through 1984, the
only period for which official information has been released, the
early warning systems gave an average of 2,598 warnings each year of
potential incoming missiles attacks. Of these about 5 per cent
required further evaluation.18
Information about the Russian experience is scarce, but there
have been many false alarms there too. In 1995 for instance, a
Norwegian scientific rocket launch was interpreted by the Russian
early warning system as a possible attack and the matter went all
the way up the command chain to president Yeltsin.19
Fortunately in each of these cases the mistake was discovered in
time to forestall the ultimate counter-attack decision.
Nevertheless, the shocking fact is that on many of these occasions,
the world was just minutes away from a possible nuclear holocaust
through error. With a missile flight time of 25-30 minutes from the
US to Russia and vice versa, the time available to the US president
for deciding how to respond was at most 15 minutes – which US
officials admit would be available only “if every procedural and
physical element in the whole warning and strategic command and
control structure works perfectly”.20 An
independent assessment of the same system suggests that there might
only be about 10 minutes available to the US in which to make a
decision, with an even tighter constraint on
Russia.21
Technology and operating procedures combine at times to create
major failures of early warning systems. A vivid example from the
1962 Cuban missile crisis involved an early warning radar that
picked up what appeared to be a missile launch from Cuba against the
US and reported it over the voice hotline to the command centre.
Even after rechecking, the data was unambiguous. Since the missile
was short range, there was nothing to do but wait for the detonation
– which did not occur. It took a few minutes after that for analysts
to realise that someone had inserted a software test tape at the
same time as when the radar had detected a satellite, resulting in
confusion.22
Early warning systems in India and Pakistan will, of course, also
be prone to false alarms. The situation in south Asia is made more
severe by geography. The missile travel time between Pakistan and
India is only about 10 minutes – far too short a time to provide any
meaningful warning or permit sensible decision-making. Bombs
delivered by planes will take longer, but that is offset by the
difficulty in spotting the bombers carrying nuclear weapons from the
dozens of other similar planes in action during wartime. In light of
these constraints, DND’s call for setting up early warning systems
must be balanced by a recognition that such a system would be more a
source of last-minute false signals and confusion than timely and
reliable information for effective decision-making. These problems
would be compounded during military crises. Amid the threats of
attack, a dysfunctional early warning system will exacerbate the
fear that nuclear attack is imminent, creating profound dilemmas for
policy-makers. They may find themselves under immense pressure to
prepare or launch a pre-emptive attack thereby compounding the
crisis. Their alternatives might seem to be to use their nuclear
weapons first or sit on their hands and wait for the bombs from the
other sides to land. Under such circumstances declarations of No
First Use may serve as no obstacle.
The dilemmas of command and control mentioned earlier become more
acute with the installation of an early warning system that is
inevitably prone to false alarms and create the risk of inadvertent
launch through failure of technology. Nuclear weapons and missiles
utilise a vast array of sensitive hi-tech components as do
satellite-based detection systems and command and control
structures. At a time of nuclear crisis, each of these systems has
to work with total precision. A failure could lead to
misinterpretation or miscalculation resulting in an inadvertent
launch.
The US experience teaches us the valuable lesson that even a
system using the most sophisticated technology in the world, made
with the best available components and manned by a highly trained
elite corps of the US military can fail time and again due to
factors as mundane as human error and computer chip malfunction. We
must add to this a realistic assessment of the state of technology
and organisation in south Asia. One telling example is the report
that prime minister Vajpayee cannot make a direct phone call from
his aircraft since Air India One, a 20-year-old Boeing 737-200,
doesn’t have the facility.23 No one familiar with
the way infrastructural facilities function in India or Pakistan can
fail to be concerned about our ability to maintain and run, day
after day, such a vast and complex array of communication systems at
a zero-error level. This is not due to inherent inability. After
all, both countries have successfully completed many complex
technological missions. However, there are important differences
between something like a space launch and the maintenance of nuclear
command and control systems. A failure in some component of a space
launcher may lead to rescheduling, or at worst the loss of the
rocket and satellite. Those are certainly very serious and expensive
consequences, but nowhere as catastrophic as the possible
consequences of a failure of some crucial communications link or a
weapon safety mechanism.
Another difference is that a space launch or a nuclear test is an
individual time-bound project climaxing in a particular event. It
may be possible to maintain tight discipline for the duration of
such special projects. However, nuclear weapons command,
communication and launching systems are different in
nature.24 They are not going to be used on some
pre-specified date, or periodically, from time to time. Hopefully
they will remain unused for years together. Yet, in the event of a
nuclear crisis the system will be called upon, within a matter of
minutes, to function from end to end with full efficiency.
Therefore, it will have to be maintained in perfect working order
day after day at a zero margin of error in anticipation of a sudden
crisis. Periodic checks and practice drills on individual links of
the system are no substitutes for the real thing, when the entire
system has to function amidst the chaos and tension of an impending
nuclear attack. In the past, our proven record with the long-term
maintenance of important but mostly dormant systems has not been so
glorious. There is a tendency to start with great alertness and
efficiency and then, as nothing untoward happens for a while, to let
the vigilance slip.
Explosions Involving Nuclear Weapons
There is a family of risks associated with the storage and
deployment of nuclear weapons, with the risk increasing with alert
status.25 These arise because deployed nuclear
weapons are part of a system that includes the missiles or planes or
other delivery systems into which they are integrated when they are
operational, as well as the physical environment during their
storage and transport. These are tightly coupled systems that can be
prone to many kinds of accidents.
Of particular concern are accidents and fires involving the
highly combustible fuels used in missiles and aircraft in the
vicinity of nuclear weapons. Although tucked away inside a metal
shell, a nuclear bomb is still vulnerable to being ignited by
external fires and explosions. The most vulnerable element is the
shell of powerful chemical high explosive (HE), which surrounds the
core of either plutonium or highly enriched uranium in a typical
nuclear fission weapon. (In fusion weapons, there is a second stage
that is in turn ignited by the fission weapon described here.) The
purpose of the HE is to crush the fissile material core into a
critical mass and trigger a chain reaction, leading to the nuclear
explosion.
There have been many accidents involving nuclear weapons. An
official summary released by the US Department of Defence in 1981
lists 32 accidents involving US nuclear weapons between 1950 and
1980.26 These accidents are typically caused by mishaps
of delivery vehicles, either aircraft or missiles. Notable among
missile accidents is the 1960 case of a US BOMARC missile at the
McGuire Air Force base in New Jersey, which suffered an explosion,
and a fire in the missile’s fuel tanks.27 There
have also been accidents involving aircraft, the most famous being
near Palomares, Spain, and Thule, Greenland. In both cases, aircraft
carrying nuclear weapons crashed and the high explosive surrounding
the nuclear core detonated, leading to the dispersal of plutonium
over a large region.28
Information about accidents in the erstwhile Soviet Union is
harder to obtain, but there are reports of at least 25 serious
nuclear weapon accidents there.29 These include a
1977 accident in which fuel leaked from a nuclear missile in its
silo and subsequently exploded. Even as recently as June 16, 2000 a
ballistic missile that was being unloaded near Vladivostok from a
transport ship caught on the pier railing.30 This
led to a leak of approximately 3 tonnes of the oxidising agent,
which in turn exploded. A number of people were injured and villages
had to be evacuated. Fortunately in that instance the missile did
not carry a nuclear warhead.
Liquid fuelled missiles, India’s Prithvi and Pakistan’s Ghauri,
are of particular concern, especially during launch preparations.
The Prithvi missile, for example, is fuelled by a liquid propellant
consisting of an oxidiser of inhibited red fuming nitric acid
(IRFNA) and a 50:50 mixture of xylidine and
triethylamine.31 This combination is hypergolic, i
e, self-igniting and highly volatile and has to be loaded just prior
to launch.
Solid fuel missiles carry their own hazards, associated with
inadvertent ignition. This can be caused by a number of sources,
including stray or induced electrical currents and electrostatic
discharges; it is believed that a US Pershing missile was ignited
while in its transporter erector vehicle by such
effects.32 Impacts, such as being struck by a
bullet or being dropped on to a hard surface, and “excessive
mechanical vibration, e g, prolonged bouncing during transport” can
also trigger ignition.33 The latter could be a
particularly acute problem for road mobile solid fuelled missiles
such as India’s Agni and Pakistan’s Shaheen if they were to be
inducted into the armed forces and deployed into the field.
There have been no reports so far of accidents in south Asia
involving long-range ballistic missiles, but there have been
accidents at missile development and production facilities. A recent
example was the fire at the High Explosive Materials Research
Laboratory, Pune, belonging to the Defence Research and Development
Organisation on April 25, 2002; the accident involved sensitive
chemicals in the solid rocket propellant section of the laboratory
and killed six people including four casual
labourers.34
Even familiar military systems show a disturbing safety pattern
in south Asia. India’s Comptroller and Auditor General reported in
1997 that there had been 187 accidents and 2,729 incidents involving
Indian Air Force (IAF) aircraft between April 1991 and March 1997,
in which the IAF lost 147 aircraft and 63 pilots.35
The Comptroller’s report suggested 41 per cent of the losses were
due to human error while 44 per cent were due to technical defects,
and claimed, “The IAF attributed the accidents to technical defects
due to deficient operation/maintenance
procedure”.36 According to the Pakistan Institute
for Air Defence Studies, there were 11 major Pakistan Air Force
(PAF) accidents between January 1997 and August 1998 in which planes
were lost.37 There were at least another seven
accidents involving airforce planes by April 2000. Accidents
involving Pakistani military jets have included crashes into heavily
populated areas. In July 1998 a PAF jet from PAF Masroor crashed
into a residential area in Karachi, killing six people and injuring
at least 25.38
There have also been many major fires in large ammunition depots.
In April 2000, a fire at the Bharatpur field ammunition depot
destroyed around 12,000 tonnes of ammunition, including
surface-to-air missiles, anti-tank guided missiles, tank and
artillery shells.39 There were other similar fires
at Birdhwal Head and at Bikaner. In April 1988, the Ojhri ammunition
depot located close to the twin cities of Islamabad and Rawalpindi
exploded; the official toll was about a hundred people killed and a
thousand injured.40 Other tallies suggested that
between 6,000 and 7,000 people were killed and many thousands
injured.41 If Prithvi or Ghauri missiles loaded
with nuclear weapons happened to be in a depot during one such fire,
the type of accidents we are concerned about can easily happen.
Once the HE inside a nuclear weapon catches fire due to some
external accident or fire it could result in one of three
possibilities, listed below in increasing order of seriousness:
(i) the High Explosive burns but does not detonate;
(ii) the HE detonates leading to vaporisation of the
plutonium and its dispersal into the atmosphere; (iii) The HE
detonates triggering an uncontrolled fission reaction and a
nuclear explosion.
In the first scenario, the burning of the HE will lead to the
melting of the weapon and could release a limited amount of
plutonium into the environment. But this will be localised in the
immediate vicinity of the accident and limit the severity of its
effect on the environment and public health. So we will not
elaborate on this possibility any further.
Let us now consider the second scenario. Even if the detonation
of the HE does not result in a full-scale nuclear explosion, it can
convert all of the plutonium into a fine aerosol.42
This aerosol will rise with the hot gases created by the explosion,
mix with the air and spread. Any prevailing wind would transport it
to considerable distances, typically up to tens of kilometres.
People and animals in this region would inhale this plutonium-laden
atmosphere.
The biological damage caused by plutonium exposure is a
complicated matter, but it has been studied extensively. The two
primary routes of damage by plutonium contamination are ingestion
and inhalation. Ingestion of plutonium is a less significant risk
since almost all of the plutonium is excreted within a few
days.43 The more serious risk comes from inhalation of
very small plutonium particles, which can stay imbedded deep in the
lungs typically for periods of the order of a year, leading to
increased rates of lung, liver and bone cancers. Even at arbitrarily
low concentrations inhalation of this plutonium poses a non-zero
cancer hazard. Consequently there is a substantial cumulative
contribution to cancer fatalities even from areas faraway from the
site of the accident.
Imagine a nuclear weapons accident of this type at an air force
base or nuclear weapons depot, which happens to be at the edge of a
major city in our subcontinent. If the city happens to be downwind
at the time of the explosion then our calculations show that there
could be approximately 5,000-20,000 cancer deaths from the resulting
plutonium inhalation.44 While less devastating than
a full-scale nuclear explosion, this is still a huge tragedy. Even
the lower estimate of this casualty count is larger than the total
number of fatalities in the September 11 attack on New York’s World
Trade Centre that shook the world.
The risk of such an accident is not far-fetched. There are bases
and cantonments at the edges of large cities and there is no
publicly available information that assures us that a nuclear weapon
will not be stored in one of these or transit though them.
Even if such an accident did not take place at the edge of a
major metropolis but happened, say, 50 kilometres upwind of a
middle-sized town the resulting toll would still be considerable.
Our estimates show that it would lead to approximately 200-900
fatalities from the town and the surrounding countryside. In all
these cases, in addition to the fatalities there will be the medical
costs of treating the fatal and non-fatal cancers resulting from
inhalation of plutonium. To this human cost has to be added the
massive financial cost of even limited decontamination of just the
immediate neighbourhood of the accident, which could be hundreds of
crores of rupees.45
Accidental Nuclear Detonation
The estimate of casualties and damage described above is not for
a nuclear explosion, but only for the detonation of the high
explosive in the weapon. The detonation of the high explosive
surrounding a nuclear core could trigger in turn a nuclear
explosion. This possibility has prompted the US and Russia to build
in safety features into the design of their weapons. For instance,
modern nuclear weapons in the US arsenal are said to be
‘one-point safe’, i e, their design ensures that the accidental
explosion of just one of the HE packages will not trigger a nuclear
explosion.46 However, considerable testing has to
be done before installing such safety measures into weapon design.
The US is estimated to have carried out about 130 very low yield
safety related tests, of which 62 are officially acknowledged as
one-point safety tests.47 The USSR reportedly
conducted about 25 safety tests between 1949 and
1990.48
It is in the face of this history that we have to assess nuclear
weapons safety in the subcontinent. Given that officially there have
been only two sets of tests by India and one by Pakistan, it is
quite possible that their nuclear weapons may not incorporate such
design-level safety. It is therefore reasonable to be concerned
about the possibility of accidents triggering nuclear explosions.
Should such an accident take place, the nuclear yield could be as
large as the design yield of the nuclear bomb or warhead.
An accidental nuclear explosion with a yield of 15 kilotons, the
same as the weapon detonated over Hiroshima, would destroy over 5
square kilometres from the combined effects of blast damage and
firestorms. Over 24 square kilometres would be subject to
radioactive fallout at levels such that half the adult, healthy
population would die from radiation sickness. If this were to happen
in the vicinity of a large south Asian city, several hundreds of
thousands of people would die.49 In addition, such
an explosion, especially in times of crises, might be assumed to be
a nuclear attack and lead to a nuclear response. Thus an accidental
nuclear explosion may even initiate a nuclear war. Table
below shows (to the nearest thousand) the numbers of dead, severely
injured and slightly injured persons after a nuclear attack on each
of ten large south Asian cities. A total of 2.9 million deaths is
predicted for these cities in India and Pakistan with an additional
1.5 million severely injured.
|
Table: Estimated Nuclear
Casualties50 |
| City |
Killed |
Severely Injured |
|
India |
|
| Bangalore |
3,14,000 |
1,75,000 |
| Bombay |
4,77,000 |
2,29,000 |
| Calcutta |
3,57,000 |
1,98,000 |
| Madras |
3,64,000 |
1,96,000 |
| New Delhi |
1,76,000 |
94,000 |
|
Pakistan |
|
| Faisalabad |
3,36,000 |
1,74,000 |
| Islamabad |
1,54,000 |
67,000 |
| Karachi |
2,40,000 |
1,27,000 |
| Lahore |
2,58,000 |
1,50,000 |
| Rawalpindi |
1,84,000 |
97,000 |
Reducing Risk
From all that we know publicly, India and Pakistan are yet to
routinely deploy their missiles with nuclear warheads. But as we
pointed out in the beginning of the paper, the Indian Draft Nuclear
Doctrine calls for the ability to shift to “fully employable forces
in the shortest possible time”. A missile regiment to handle the
nuclear-capable Agni missile is being raised.51
Military officers are being trained to handle nuclear
weapons.52 There have been statements by senior officials
about Agni being mated with nuclear warheads.53 All
of this is consistent with eventual deployment. Pakistan will likely
find its own path to the same point. With deployment come increased
risks of the many dangers we have outlined.
It is therefore appropriate to think of risk reduction measures.
Since the Indian and Pakistani nuclear arsenals are still in the
early stages, with nuclear strategies still not firmly in place,
there may yet be time to influence policy-makers into incorporating
some of the following risk reduction measures. Once the nuclear
arsenals are fully developed with constituencies in the armed forces
and government bureaucracies, changing operational practices would
be strongly opposed by these institutional interests. Despite the
end of the cold war and the collapse of the Soviet Union, the
inability of the US and Russia to significantly decrease their
reliance on nuclear weapons is proof of the power of such
institutional interests.54
Non-Deployment and Non-Mating
Deployment of nuclear armed missiles and bombers decreases the
time available to political leaders to evaluate signals of impending
attack and deliberate, possibly in conjunction with leaders of other
countries, before responding. It also tempts them to use nuclear
weapons as means of coercive diplomacy.55 Both of
these concerns are made more acute if weapons and delivery systems
are kept on alert status.
The first step to address these concerns in India and Pakistan is
to maintain the current status of non-deployment. This both
increases the decision-making time and makes it more difficult to
rattle nuclear sabres, thus reducing the risk of accidental or
inadvertent use of nuclear weapons. There will then be little or no
incentive for relying on early warning and fewer demands on command
and control. Safety would be enhanced if the weapons themselves were
not mated to delivery systems, as is reported to be the case so far
in India.56 But it must be ensured that this
situation is not just a feature of the early stages of nuclear
armament and will be a matter of policy as long as nuclear
weapons are around.
In November 1998, India introduced a resolution at the General
Assembly of the UN calling for immediate and urgent steps to reduce
the risks of unintentional and accidental use of nuclear weapons
through de-alerting.57 The term de-alerting arose
in the context of the US and Russia and refers to deliberately
standing down one’s nuclear arsenal from a state of heightened
readiness by introducing built-in delays. Arms control analysts have
discussed at length various de-alerting scenarios for the US and
Russia.58 Some de-alerting (though far from full)
had actually been done by the US around 1991 when Minuteman missiles
(slated for later elimination under the START 1 agreement) were
ordered to stand down.
In the case of the US and Russia, there have been suggestions to
strengthen the de-alert status of the missiles by building in
further delays in loading the weapons through measures such as
removing the gas generators that open the heavy silo lids before
missile launch or replacing the missiles’ aerodynamic shrouds (nose
cones) by non-aerodynamic covers that prevent normal missile
flight.59 Other de-alert measures proposed have
included removal of guidance systems from submarine launched
ballistic missiles and storing them separately, and redirecting US
nuclear submarines to patrol deep in the southern hemisphere out of
immediate range of their targets in Russia.
In the case of south Asia, non-deployment and demating are
simple, robust and inexpensive forms of de-alerting. They require no
new technologies or organisation and simply take advantage of the
fact that neither India nor Pakistan have driven themselves to the
very large continuously deployed hyper-alert nuclear forces of the
superpowers. These measures ensure that it would take anywhere from
a few hours to a day before a launch can be executed after orders
are given. Such an in-built time-gap between the decision to fire
and its execution will reduce many of the risks listed earlier. The
pressure to launch a pre-emptive attack would be all the more
intense if missiles and bombers loaded with nuclear weapons were
already fully deployed and ready to take off in minutes. When such
firepower is kept primed day after day, ready to be used any moment,
it is itching to be fired. The mere availability of such capability
generates a momentum of its own to the decision-making process.
Further, should there be a perception of military imbalance or
advantage accruing to the one who strikes first, this pressure would
be enhanced.
Another benefit of storing the weapons separately from the
missiles and bombers is that the chances of explosions involving
nuclear weapons described earlier would be greatly reduced. This
safety can be further augmented by keeping the weapons themselves
disassembled with the fissile core separated from the chemical high
explosive. This would preclude the need to use, as the US does,
‘Insensitive High Explosives’, which cannot be set off so easily, or
using ‘Fire Resistant Pits’, that are less susceptible to fires.
Permissive Action Links
A safety measure widely used in the US against accidental or
unauthorised launch of nuclear weapons is the installation of
Permissive Action Link (PAL). PALs are electronic switches that
serve to protect a nuclear weapon against unauthorised use, and are
meant to be effective even when the weapon is assembled and mated to
its delivery system. Recent PALs use a set of multiple, six digit or
12 digit codes with a limited try capability. Since these are
electronic locks, the limited try capability stops any effort to
keep trying codes until the correct one is
determined.60
The Soviet Union seemed to have been sceptical about relying on
the technical effectiveness of coded locks for its nuclear weapons,
especially bombs to be used by aircraft. It chose to store its bombs
in depots a kilometre or two from the airbases with its strategic
bombers and placed the depots under the custody of special troops
commanded by the senior general staff.61 The
nuclear weapons were kept away from the bombers during normal
operations. There were additional safety measures for when the
bombers were armed and in flight, including special on-board
navigation equipment to assure the aircraft’s flight pattern
conformed to pre-planned operations before the bomb could be
released.
Both India and Pakistan have hinted about their need for PAL
systems. Whether PALs are introduced into south Asia or not, it is
important to appreciate that they are not without problems. At first
sight, by limiting unauthorised access to nuclear weapons PALs may
seem as contributing to reducing possible dangers. However, the
matter is more complex. The prospect of tight, assured control over
nuclear forces that PALs appear to offer may tempt political leaders
and military planners to deploy their nuclear forces and use these
as instruments of diplomacy. This was in fact an early argument for
PALs and brinkmanship; Fred Ikle, described as the ‘father’ of PALs,
advocated in the late 1950s that such devices “could permit
substantial gains in readiness by replacing more time-consuming
operational safeguards and by making higher alert postures
politically acceptable”.62 Control through
technology rather than relying on people is presented as making
risks seem less daring and thus easier to rationalise.
This temptation may be particularly great in south Asia where
both India and Pakistan believe that in a crisis the US would use
spy planes, satellites and electronic signals intelligence to
closely monitor events, and may be incited into intervening. In the
past, Pakistan, in particular, has sought to elicit such
intervention through readying their nuclear weapons for deployment,
most notably in the Kargil conflict of 1999. It is easy to imagine
how in a crisis a perceived increase of control may lead to a
greater willingness among Pakistani policy-makers to pursue this
strategy further.
Conclusion
The only sure way to eliminate these nuclear risks is to abolish
all nuclear weapons, regionally and globally. This should continue
to be the ultimate goal of all rational and peace loving people. But
as of now, nuclear weapons are here. Even as we strive to eliminate
them altogether, it would in the meantime be prudent to press for
various risk reduction measures, that could make the chances of a
destructive nuclear war lower. But no level of risk is acceptable
enough to justify living with nuclear weapons. As long as the
nuclear weapons are there, there will be a risk of use of nuclear
weapons and hence these measures should only be considered as
transitional elements en route to nuclear disarmament.
Nuclear weapons and the systems for their control, delivery and
use are enormously complicated systems. Our discussion of the theory
of normal accidents strongly suggests that catastrophic accidents
would be inevitable in such systems. By their very nature,
bureaucracies controlling and operating nuclear weapons tend to
underestimate the possibility of such accidents and not take
adequate precautions.
The primary risk reduction measure we have suggested is that
India and Pakistan not deploy, as a matter of formal policy, nuclear
armed missiles and aircraft. These steps require no new technologies
or organisations – indeed not deploying would reduce enormously the
demands for early warning technologies or complicated command and
control structures. Safety could be further augmented by keeping
nuclear weapons disassembled with the nuclear cores separated from
the chemical high explosive systems.
While India and Pakistan are yet to deploy their weapons on a
permanent operational basis, there are many sources of pressure
driving the two countries towards that posture. It is imperative
that these pressures be resisted now, before these weapons are
actually deployed. The lives of more than a billion people are
at stake.
Notes
1 Bruce Riedel, American Diplomacy and the
1999 Kargil Summit at Blair House, Centre for the Advance Study
of India Policy Paper, University of Pennsylvania, 2002. Available
on the internet at
http://www.sas.upenn.edu/casi/reports/RiedelPaper051302.htm While
disturbing in itself, what is even more disturbing is that during
the meeting between prime minister Nawaz Sharif and president Bill
Clinton, Sharif seemed ‘taken aback’ when confronted with this
fact. 2 Raj Chengappa, Weapons of Peace: The Secret
Story of India’s Quest to be a Nuclear Power, Harper Collins,
New Delhi, 2000, p 437. 3 Mayed Ali, ‘Tactical N-Warheads
Moved along Borders’, The News, May 28, 2002; ‘Yes, Pakistan
Has Tactical Nukes: Interview with Lt Gen D B Shekatkar’, Outlook,
June 10, 2002. 4 ‘Draft Report of National Security
Advisory Board on Indian Nuclear Doctrine’, Available on the
internet at http://www.indianembassy.
org/policy/CTBT/nuclear_doctrine_ aug_17_1999.html 5 The
contradictions in the notion of a credible minimum nuclear deterrent
are elaborated in M V Ramana, ‘A Recipe for Disaster’, The
Hindu, September 9, 1999. For broader critiques of the notion of
deterrence, especially within a south Asian context, see Praful
Bidwai and Achin Vanaik, South Asia on a Short Fuse: Nuclear
Politics and the Future of Global Disarmament, Oxford University
Press, New Delhi, 1999. 6 Charles Perrow, Normal
Accidents: Living with High-Risk Technologies, Basic Books, New
York, 1984. 7 Diane Vaughan, The Challenger Launch
Decision: Risky Technology, Culture, and Deviance at NASA,
University of Chicago Press, Chicago, 1996, p 394. 8
Scott Sagan, The Limits of Safety, Princeton University
Press, Princeton, 1993. 9 Scott Sagan, The Limits of
Safety, p 254. 10 On the artificial world of nuclear war
planners, see Carol Cohn, ‘Sex and Death in the Rational World of
Defence Intellectuals’, Signs: Journal of Women in Culture and
Society 12, no 9 (1987). 11 This discussion draws upon a
forthcoming essay by Zia Mian, ‘A Nuclear Tiger by the Tail: Some
Problems of Command and Control in South Asia’, to appear in M V
Ramana, and C Rammanohar Reddy (eds), Prisoners of the Nuclear
Dream, Orient Longman, New Delhi, 2002. 12 Ashton B Carter, John
D Steinbruner, Charles Z Zraket, ‘Introduction’ in Ashton B Carter,
John D Steinbruner, Charles Z Zraket (eds), Managing Nuclear
Operations, The Brookings Institution, Washington, 1987, pp
1-13, p 3. 13 Bruce Russett, The Prisoners of Insecurity:
Nuclear Deterrence, The Arms Race, and Arms Control, W H Freeman
and Company, San Francisco, 1983, pp 120-21. 14 Scott Sagan, The
Limits of Safety, pp 81-90. 15 Paul Bracken, The Command and
Control of Nuclear Forces, Yale University Press, New Haven,
1983, p 12. 16 Paul Bracken, The Command and Control of
Nuclear Forces, pp 12-13. 17 Bruce Blair, ‘Alerting in Crisis
and Conventional War’ in Managing Nuclear Operations, pp
75-120, p 117. 18 Bruce Blair, The Logic Of Accidental Nuclear
War, Brookings Institution Press, Washington, DC, 1993, fn 46,
pp 342-43. Also see H L Abrams, ‘Strategic Defense and Inadvertent
Nuclear War’ in H Wiberg, I D Petersen and P Smoker (eds),
Inadvertent Nuclear War: The Implications of the Changing Global
Order, Pergamon Press, Oxford, 1993, pp 39-55. 19 Bruce
G Blair, Harold A Feiveson and Frank von Hippel, ‘Taking Nuclear
Weapons off Hair-Trigger Alert’, Scientific American,
November 1997. 20 Weapons Systems Evaluation Group Report 50,
Enclosure C, September 1960, cited in Bruce Blair, John Pike, and
Stephen Schwartz, ‘Targeting and Controlling the Bomb’ in Stephen
Schwartz (ed), Atomic Audit, Brookings Institution Press,
Washington, DC, 1998, pp 197-268, p 207. 21 Bruce Blair, The
Logic of Accidental Nuclear War, pp 188-91. 22 Scott
Sagan, The Limits of Safety, pp 130-31. 23 Bhavna Vij,
‘Minor Embarrassment: Vajpayee Cannot Dial Direct from His
Aircraft’, Indian Express, November 7, 2001. 24 See for
example Lloyd Dumas, ‘Why Mistakes Happen Even When the Stakes are
High: The Many Dimensions of Human Fallibility’, Medicine and Global
Survival 7, No 1, April 2001, pp 12-19. 25 This is discussed in
much greater technical detail in Zia Mian, M V Ramana and
R Rajaraman, ‘Plutonium Dispersal and Health Hazards from
Nuclear Weapon Accidents’, Current Science 80, No 10, May 25,
2001, pp 1275-84. 26 US Department of Defense in coordination
with Department of Energy, Narrative Summaries of Accidents
Involving US Nuclear Weapons, 1950-1980 (Interim), 1981. 27
Jaya Tiwari and Cleve J Gray, ‘US Nuclear Weapons Accidents’,
available on the internet at:
http://www.cdi.org/Issues/NukeAccidents/accidents.htm 28 In the
case of Palomares, several square kilometres were contaminated with
high plutonium ground concentrations. E Iranzo, S Salvador and
C E Iranzo, ‘Air Concentrations of 239Pu and 240Pu and Potential
Radiation Doses to Persons Living near Pu-contaminated Areas in
Palomares, Spain’, Health Physics 52, No 4, April 1987, pp
453-61. 29 Shaun Gregory, The Hidden Cost of Deterrence:
Nuclear Weapons Accidents, Brassey’s, London, 1990, pp
184-90. 30 British Broadcasting Corporation, ‘Toxic Cloud Moves
Along Russian Far Eastern Coast After Missile Fuel Leak’, June 16,
2000 31 For details on the Prithvi and its operational practices
see Zia Mian, A H Nayyar and M V Ramana, ‘Bringing Prithvi
Down to Earth: The Capabilities and Potential Effectiveness of
India’s Prithvi Missile’, Science and Global Security 7, No
3, 1998, pp 333-60. 32 George P Sutton, Rocket Propellant
Elements: An Introduction to the Engineering of Rockets, 6th
Edition, John Wiley, New York, 1992, p 427. 33 George P
Sutton, Rocket Propellant Elements, pp 400, 427. 34 ‘Six Die in
DRDO Lab Fire in Pune’, The Times of India, April 26,
2002. 35 Report of the Comptroller and Auditor General of India
on the Ministry of Defence for the year ending March 1997,
http://www.cagindia.org/reports/defence/1998_book1/index.htm 36
Report of the Comptroller and Auditor General of India on the
Ministry of Defence for the year ending March 1997,
http://www.cagindia.org/reports/defence/1998_book1/index.htm 37
Attrition Statistics, Pakistan Institute for Air Defence Studies,
http://www.piads.com.pk/users/piads/attritionpaf.html 38 Ghulam
Hasnain, ‘Air Force Plane Crashes into Pakistani Neighbourhood’,
Associated Press, July 30, 1998. 39 ‘War Reserves Worth Several
Hundred Crores Wiped Out’, The Times of India, April 30,
2000. 40 ‘80 Killed, 1000 Injured: Army Ammunition Dump Blows Up
in Pindi’, Dawn, April 11, 1998. 41 ‘MRD Convenor Seeks
Judicial Probe Into Ojhri Blasts’, Dawn, April 21,
1988. 42 We will focus on such accidents involving plutonium.
India has used plutonium in its nuclear weapons. Though Pakistan has
so far relied on uranium, with production of plutonium from the
Khushab reactor starting, Pakistan may follow India in developing
plutonium based weapons as well. 43 The International Commission
on Radiological Protection estimates that only 0.05 per cent of
ingested plutonium is absorbed by the gastrointestinal system. ICRP,
Age-dependent Doses to Members of the Public from Intake of
Radionuclides: Part 2 Ingestion Dose Coefficients, ICRP
Publication 67, Pergamon, New York, 1994, p 127. 44 Zia Mian, M V
Ramana and R Rajaraman, ‘Plutonium Dispersal and Health Hazards from
Nuclear Weapon Accidents’. 45David Chanin and Walter Murfin,
‘Site Restoration: Estimation of Attributable Costs From
Plutonium-Dispersal Accidents’, Sandia National Laboratory Report,
SAND96-0957, May 1996, Available on the internet at
http://plutonium-erl.actx.edu/restoration.html 46 The formal
US definition of one point safety requires that the nuclear weapon
design inherently, i e, without any external devices, have a
probability of less than one in a million of producing a nuclear
yield greater than four pounds of TNT equivalent in the event of a
detonation at any one point in the HE system. Sidney Drell and Bob
Peurifoy, ‘Technical Issues of a Nuclear Test Ban’, Annual
Reviews of Nuclear and Particle Science 44 (1994), pp 285-327.
For comparison, the weapon that exploded over Hiroshima in 1945 had
a yield of about 13,000 tonnes of TNT equivalent. 47 Thomas B
Cochran and Christopher E Paine, ‘Hydronuclear Testing and the
Comprehensive Test Ban: Memorandum to Participants JASON 1994 Summer
Study’, Natural Resources Defense Council, Washington, DC, 1994,
p 11. 48 Robert S Norris and William Arkin, ‘Soviet Nuclear
Testing, August 29, 1949-October 24, 1990’, The Bulletin of the
Atomic Scientists, May/June 1998. 49 M V Ramana, Bombing
Bombay: Effects of Nuclear Weapons and a Case Study of a
Hypothetical Explosion, International Physicians for the
Prevention of Nuclear War, Cambridge, 1999, p 31. 50 Matthew
McKinzie, Zia Mian, A H Nayyar and M V Ramana, ‘The Risks and
Consequences of Nuclear War in South Asia’ in Smitu Kothari and Zia
Mian (eds), Out of the Nuclear Shadow, Lokayan and Rainbow
Publishers, New Delhi and Zed Books, London, 2001, pp 185-96. 51
‘Agni Missile Group for Army Cleared’, The Hindu, 16 May 2002. 52
Vishal Thapar, ‘Navy, IAF Train in Handling Nukes’, The Hindustan
Times, February 15, 2002. 53 Some of these are listed in M V
Ramana, ‘A Nuclear Wedge’, Frontline, December 8, 2001. 54 For an
analysis of failed attempts at post-cold war restructuring of US
nuclear arsenals see Janne Nolan, An Elusive Consensus: Nuclear
Weapons and American Security After the Cold War, Brookings
Institution Press, Washington, DC, 1999. 55 Richard K Betts,
Nuclear Blackmail and Nuclear Balance, Brookings Institution,
Washington, DC, 1987. 56 Manoj Joshi, ‘Our Nukes Have Safety
Locks’, The Times of India, November 4, 2001. 57 Rebecca Johnson,
‘First Committee Report’, Disarmament Diplomacy, No 32, November
1998, available on the web at
http://www.acronym.org.uk/dd/dd32/32first.htm; Also see ‘India Moves
Resolution on De-alerting N-forces,’ Rediff on the Net,
November 3, 1998. 58 See for example the discussion in
Harold Feiveson (ed), The Nuclear Turning Point: A Blueprint for
Deep Cuts and De-Alerting of Nuclear Weapons, Brookings
Institution Press, Washington, DC, 1999. 59 Bruce Blair, Harold
Feiveson and Frank von Hippel, ‘De-Alerting Russian and American
Nuclear Missiles’, UNIDIR NewsLetter, No 38, 1998, pp
19-22. 60 See Peter Stein and Peter Feaver, Assuring Control
of Nuclear Weapons, CSIA Occasional Paper No 2, Centre for
Science and International Affairs, Harvard University, 1987. 61
Bruce G Blair, Global Zero Alert for Nuclear Forces,
Brookings Occasional Papers, The Brooking Institution, Washington,
1995. 62 Peter Stein and Peter Feaver, Assuring Control of
Nuclear Weapons, p 24.
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