Case
concerning Kasikili/Sedudu Island (Botswana/Namibia)
Summary
of the Judgment of 13 December 1999
Review of the proceedings and
submissions of the Parties
(paras. 1-10)
The Court begins by recalling
that by joint letter dated 17 May 1996, Botswana and Namibia
transmitted to the Registrar the original text of a Special Agreement between
the two States, signed at Gaborone on 15 February 1996 and entered
into force on 15 May 1996, Article I of which reads as follows:
"The Court is asked to determine, on the basis of the
Anglo-German Treaty of 1 July 1890 [an agreement between Great
Britain and Germany respecting the spheres of influence of the two countries in
Africa] and the rules and principles of international law, the boundary between
Namibia and Botswana around Kasikili/Sedudu Island and the legal status of the
island."
The
Court then recites the successive stages of the proceedings and sets out the
submissions of the Parties:
Botswana's
final submission as presented at the hearing of 5 March 1999 were as
follows:
"May it please the Court:
(1) to adjudge and declare:
(a)
that the northern and western channel of the Chobe River in the vicinity of
Kasikili/Sedudu Island constitutes the 'main channel' of the Chobe River in
accordance with the provisions of Article III (2) of the Anglo-German
Agreement of 1890; and
(b)
consequently, sovereignty in respect of Kasikili/Sedudu Island vests
exclusively in the Republic of Botswana; and further
(2) to determine the boundary around Kasikili/Sedudu Island
on the basis of the thalweg in the northern and western channel of the Chobe
River."
Namibia's
final submissions read at the hearing of 2 March 1999 were as
follows:
"May it please the Court, rejecting all claims and
submissions to the contrary, to adjudge and declare
1. The channel that lies to the south of Kasikili/Sedudu
Island is the main channel of the Chobe River.
2. The channel that lies to the north of Kasikili/Sedudu
Island is not the main channel of the Chobe River.
3. Namibia and its predecessors have occupied and used
Kasikili Island and exercised sovereign jurisdiction over it, with the
knowledge and acquiescence of Botswana and its predecessors since at least
1890.
4. The boundary between Namibia and Botswana around
Kasikili/Sedudu Island lies in the centre (that is to say, the thalweg)
of the southern channel of the Chobe River.
5. The legal status of Kasikili/Sedudu Island is that it is
a part of the territory under the sovereignty of Namibia."
Background
to the case
(paras. 11-16)
The
Court then gives a description of the geography of the area concerned,
illustrated by three sketch maps.
Thereafter
the Court recounts the history of the dispute between the Parties which is set
against the background of the nineteenth century race among the European
colonial powers for the partition of Africa. In the spring of 1890, Germany and
Great Britain entered into negotiations with a view to reaching agreement
concerning their trade and their spheres of influence in Africa. The resulting
Treaty of 1 July 1980 delimited inter alia the spheres of
influence of Germany and Great Britain in south-west Africa; that delimitation
lies at the heart of the present case.
In
the ensuing century, the territories involved experienced various mutations in
status. The independent Republic of Botswana came into being on 30 September
1966, on the territory of the former British Bechuanaland Protectorate, while
Namibia (of which the Caprivi Strip forms part) became independent on
21 March 1990.
Shortly
after Namibian independence, differences arose between the two States
concerning the location of the boundary around Kasikili/Sedudu Island. In May
1992, it was agreed to submit the determination of the boundary around the
Island to a Joint Team of Technical Experts. In February 1995, the Joint Team
Report, in which the Team announced that it had failed to reach an agreed
conclusion on the question put to it, was considered and it was decided to
submit the dispute to the International Court of Justice for a final and
binding determination.
The
rules of interpretation applicable to the 1890 Treaty (paras. 18-20)
The
Court begins by observing that the law applicable to the present case has its
source first in the 1890 Treaty, which Botswana and Namibia acknowledge to be
binding on them. As regards the interpretation of that Treaty, the Court notes
that neither Botswana nor Namibia are parties to the Vienna Convention on the
Law of Treaties of 23 May 1969, but that both of them consider that
Article 31 of the Vienna Convention is applicable inasmuch as it reflects
customary international law.
According
to Article 31 of the Vienna Convention on the Law of Treaties:
"1. A treaty shall be interpreted in good faith in
accordance with the ordinary meaning to be given to the terms of the treaty in
their context and in the light of its object and purpose.
2. The context for the purpose of the interpretation of a
treaty shall comprise, in addition to the text, including its preamble and
annexes:
(a)
any agreement relating to the treaty which was made between all the parties in
connection with the conclusion of the treaty;
(b)
any instrument which was made by one or more parties in connection with the
conclusion of the treaty and accepted by the other parties as an instrument
related to the treaty."
The Court indicates that it shall proceed to interpret the
provisions of the 1890 Treaty by applying the rules of interpretation set forth
in the 1969 Vienna Convention, recalling that
"a treaty must be interpreted in good faith, in
accordance with the ordinary meaning to be given to its terms in their context
and in the light of its object and purpose. Interpretation must be based above
all upon the text of the treaty. As a supplementary measure recourse may be had
to means of interpretation such as the preparatory work of the treaty." (Territorial
Dispute (Libyan Arab Jamahiriya/Chad), Judgment, I.C.J. Reports 1994,
pp. 21-22, para. 41).
The
text of the 1890 Treaty (paras. 21-46)
The
Court first examines the text of the 1890 Treaty, Article III of which reads as
follows:
"In Southwest Africa the sphere in which the exercise
of influence is reserved to Germany is bounded:
1. To the south by a line commencing at the mouth of the
Orange river, and ascending the north bank of that river to the point of its
intersection by the 20th degree of east longitude.
2. To the east by a line commencing at the above-named
point, and following the 20th degree of east longitude to the point of its
intersection by the 22nd parallel of south latitude; it runs eastward along
that parallel to the point of its intersection by the 21st degree of east
longitude; thence it follows that degree northward to the point of its
intersection by the 18th parallel of south latitude; it runs eastward along
that parallel till it reaches the river Chobe, and descends the centre of the
main channel of that river to its junction with the Zambesi, where it
terminates.
It is understood that under this arrangement Germany shall
have free access from her Protectorate to the Zambesi by a strip of territory
which shall at no point be less than 20 English miles in width.
The sphere in which the exercise of influence is reserved to
Great Britain is bounded to the west and northwest by the above-mentioned line.
It includes Lake Ngami.
The course of the above boundary is traced in general
accordance with a map officially prepared for the British Government in
1889."
As
far as the region covered by the present case is concerned, this provision
locates the dividing line between the spheres of influence of the contracting
parties in the "main channel" of the River Chobe; however, neither
this, nor any other provision of the Treaty, furnishes criteria enabling that
"main channel" to be identified. It must also be noted that in the
English version refers to the "centre" of the main channel, while the
German version uses the term "thalweg" of that channel (Thalweg
des Hauptlaufes). Observing that Botswana and Namibia did not themselves
express any real difference of opinion on the meaning of these terms, the Court
indicates that it will accordingly treat the words "centre of the main
channel" in Article III, paragraph 2, of the 1890Treaty as
having the same meaning as the words "Thalweg des Hauptlaufes". In
the Court's opinion, the real dispute between the Parties concerns the location
of the main channel where the boundary lies. In Botswana's view, it is to be
found "on the basis of the thalwegs in the northern and western channel of
the Chobe", whereas in Namibia's view, it "lies in the centre (that
is to say thalwegs) of the southern channel of the Chobe River". The Court
observes that by introducing the term "main channel" into the draft
treaty, the contracting parties must be assumed to have intended that a precise
meaning be given to it. For these reasons, the Court indicates that it will
therefore proceed first to determine the main channel. In so doing, it will
seek to determine the ordinary meaning of the words "main channel" by
reference to the most commonly used criteria in international law and practice,
to which the Parties have referred.
Criteria
for identifying the "main channel" (paras. 29-42)
The
Court notes that the Parties to the dispute agree on many of the criteria for
identifying the "main channel", but disagree on the relevance and
applicability of several of those criteria.
For
Botswana, the relevant criteria are as follows: greatest depth and width; bed
profile configuration; navigability; greater flow of water. Botswana also lays
stress on the importance, from the standpoint of identification of the main
channel, of "channel capacity", "flow velocity" and
"volume of flow". Namibia acknowledges that
"[p]ossible criteria for identifying the main channel
in a river with more than one channel are the channel with the greatest width,
or the greatest depth, or the channel that carries the largest proportion of
the annual flow of the river. In many cases the main channel will have all
three of these characteristics."
It
adds, however, referring to the sharp variations in the level of the Chobe's
waters, that:
"neither width nor depth are suitable criteria for
determining which channel is the main channel."
Among
the possible criteria, Namibia therefore attaches the greatest weight to the
amount of flow: according to it, the main channel is the one "that carries
the largest proportion of the annual flow of the river". Namibia also
emphasized that another key task was to identify the channel that is most used
for river traffic.
The
Court notes that the Parties have expressed their views on one or another
aspect of the criteria, distinguishing between them or placing emphasis on
their complementarity and their relationship with other criteria. Before coming
to a conclusion on the respective role and significance of the various criteria
thus chosen, the Court further notes that the present hydrological situation of
the Chobe around Kasikili/Sedudu Island may be presumed to be essentially the
same as that which existed when the 1890 Treaty was concluded.
Depth (para. 32)
Notwithstanding
all the difficulties involved in sounding the depth of the channels and
interpreting the results, the Court concludes that the northern channel is
deeper than the southern one, as regards mean depth, and even as regards
minimum depth.
Width (para. 33)
With
regard to the width, the Court finds, on the basis of a report dating from as
early as 1912, aerial photographs taken between 1925 and 1985, and satellite
pictures taken in June 1975, that the northern channel is wider than the
southern channel.
Flow
of water
(paras. 34-37)
With
regard to the flow, i.e., the volume of water carried, the Court is not in a
position to reconcile the figures submitted by the Parties, who take a totally
different approach to the definition of the channels concerned. The Court is of
the opinion that the determination of the main channel must be made according
to the low water baseline and not the floodline. The evidence shows that when
the river is in flood, the Island is submerged by flood water and the entire
region takes on the appearance of an enormous lake. Since the two channels are
then no longer distinguishable, it is not possible to determine the main channel
in relation to the other channel. The Court therefore is not persuaded by
Namibia's argument concerning the existence of a major "main" channel
whose visible southern channel would merely constitute the thalweg.
Visibility (para. 38)
The
Court is further unable to conclude that, in terms of visibility - or
of general physical appearance - the southern channel is to be
preferred to the northern channel, as maintained by Namibia.
Bed
profile configuration
(para. 39)
Having
examined the arguments, maps and photographs put forward by the Parties, the
Court is also unable to conclude that, from its bed configuration, the southern
channel constitutes the principal and natural prolongation of the course of the
Chobe before the bifurcation.
Navigability (paras. 40-42)
The
Court notes that the navigability of watercourses varies greatly, depending on
prevailing natural conditions. Those conditions can prevent the use of the
watercourse in question by large vessels carrying substantial cargoes, but
permit light flat-bottomed vessels to navigate. In the present case, the data
furnished by the Parties tend to prove that the navigability of the two
channels around Kasikili/Sedudu Island is limited by their shallowness. This
situation inclines the Court to the view that, in this respect, the "main
channel" in this part of the Chobe is that of the two which offers more
favourable conditions for navigation. In the Court's view, it is the northern
channel which meets this criterion.
For
the foregoing reasons, the Court concludes that, in accordance with the
ordinary meaning of the terms that appear in the pertinent provision of the
1890 Treaty, the northern channel of the River Chobe around Kasikili/Sedudu
Island must be regarded as its main channel. It observes that this conclusion
is supported by the results of three on-site surveys carried out in 1912, 1948
and 1985, which concluded that the main channel of the River Chobe was the
northern channel.
The
object and purpose of the 1890 Treaty
(paras. 43-46)
The
Court then considers how and to what extent the object and purpose of the
treaty can clarify the meaning to be given to its terms. While the treaty in
question is not a boundary treaty proper but a treaty delimiting spheres of
influence, the Parties nonetheless accept it as the treaty determining the
boundary between their territories. The contracting powers, the Court observes,
by opting for the words "centre of the main channel", intended to
establish a boundary separating their spheres of influence even in the case of
a river having more than one channel.
The
Court notes that navigation appears to have been a factor in the choice of the
contracting powers in delimiting their spheres of influence, but it does not
consider that navigation was the sole objective of the provisions of
Article III, paragraph 2, of the Treaty. In referring to the main
channel of the Chobe, the parties sought both to secure for themselves freedom
of navigation on the river and to delimit as precisely as possible their
respective spheres of influence.
The
subsequent practice
(paras. 47-80)
In
the course of the proceedings, Botswana and Namibia made abundant reference to
the subsequent practice of the parties to the 1890 Treaty - and of
their successors - as an element in the interpretation of that
Treaty. While both Parties accept that interpretative agreements and subsequent
practice do constitute elements of treaty interpretation under international
law, they disagree on the consequences to be drawn from the facts in this case
for purposes of the interpretation of the 1890 Treaty.
Article 31,
paragraph 3, of the 1969 Vienna Convention on the Law of Treaties, which,
as stated earlier, reflects customary law, provides, for the interpretation of
treaties, as follows:
"3. There shall be taken into account, together with
the context:
(a)
any subsequent agreement between the parties regarding the interpretation of
the treaty or the application of its provisions;
(b)
any subsequent practice in the application of the treaty which establishes the
agreement of the parties regarding its interpretations."
In
support of its interpretation of Article III, paragraph 2, of the 1890
Treaty, Botswana relies principally on three sets of documents: a report on a
reconnaissance of the Chobe produced in August 1912 by an officer of the
Bechuanaland Protectorate Police, Captain Eason; an arrangement arrived at in
August 1951 between Major Trollope, Magistrate for the Eastern
Caprivi, and Mr. Dickinson, a District Commissioner in the Bechuanaland Protectorate,
together with the correspondence that preceded and followed that arrangement;
and an agreement concluded in December 1984 between the authorities of
Botswana and South Africa for the conduct of a Joint Survey of the Chobe,
together with the resultant Survey Report.
The
Eason Report (1912)
(paras. 53-55)
The
Court shares the view, put forward by Namibia and accepted by Botswana in the
final version of its argument, that the Eason Report and its surrounding
circumstances cannot be regarded as representing "subsequent practice in
the application of the treaty" of 1890, within the meaning of
Article 31, paragraph 3 (b), of the Vienna Convention.
The
Trollope-Redman correspondence (1947-1951) (paras. 56-63)
In
1947, Mr. Ker, who was operating a transport business in Bechuanaland, planned
to bring timber down the Chobe using the northern channel. He obtained the
necessary permission from the competent official in the Caprivi Strip, Major
Trollope, but also raised the matter with the Bechuanaland authorities.
Following a Joint Report entitled "Boundary between the Bechuanaland
Protectorate and the Eastern Caprivi Zipfel: Kasikili Island" produced by
Major Trollope and Mr. Redman (District Commissioner at Kasane,
Bechuanaland) in 1948, and forwarded to their respective authorities, there
ensued an extended correspondence between those authorities.
In
1951 an exchange of correspondence between Mr. Dickinson, who had in the
meantime succeeded Mr. Redman as District Commissioner at Kasane
(Bechuanaland) and Major Trollope led to the following "gentlemen's
agreement":
"(a) That we agree to differ on the legal aspect
regarding Kasikili Island, and the concomitant question of the Northern
Waterway;
(b)
That the administrative arrangements which we hereafter make are entirely
without prejudice to the rights of the Protectorate and the Strip to pursue the
legal question mentioned in (a) should it at any time seem desirable to
do so and will not be used as an argument that either territory has made any
admissions or abandoned any claims; and
(c)
That, having regard to the foregoing, the position revert to what it was de
facto before the whole question was made an issue in 1947 - i.e. that
Kasikili Island continue to be used by Caprivi tribesmen and that the Northern
Waterway continue to be used as a 'free for all' thoroughfare."
Each
side however made a caveat with regard to its position in any future
controversy over the Island.
The
Court observes that each of the Parties to the present proceedings relies on
the Trollope-Redman Joint Report and the correspondence relating thereto in
support of its position. From its examination of the extended correspondence,
the Court concludes that the above-mentioned events, which occurred between
1947 and 1951, demonstrate the absence of agreement between South Africa and
Bechuanaland with regard to the location of the boundary around Kasikili/Sedudu
Island and the status of the Island. Those events cannot therefore constitute "subsequent
practice in the application of the treaty [of 1890] which establishes the
agreement of the parties regarding its interpretation" (1969 Vienna
Convention on the Law of Treaties, Art. 31, para. 3 (b)).
A fortiori, they cannot have given rise to an "agreement between
the parties regarding the interpretation of the treaty or the application of
its provisions" (ibid., Art. 31, para. 3 (a)).
The
Joint Survey of 1985
(paras. 64-68)
In
October 1984 an incident during which shots were fired took place between
members of the Botswana Defence Force and South African soldiers who were
travelling by boat in the Chobe's southern channel. At a meeting held in
Pretoria on 19 December 1984 between representatives of various South
African and Botswanan ministries, it emerged that the incident had arisen out
of differences of interpretation as to the precise location of the boundary
around Kasikili/Sedudu Island. At this meeting, reference was made to the terms
of the 1890 Treaty and it was agreed "that a joint survey should take
place as a matter of urgency to determine whether the main Channel of the Chobe
River is located to the north or the south of the Sidudu/Kasikili Island".
The joint survey was carried out at the beginning of July 1985. The
conclusions of the survey report were as follows:
"The main channel of the Chobe River now passes
Sidudu/Kasikili Island to the west and to the north of it. (See annexed
Map C.)
The evidence available seems to point to the fact that this
has been the case, at least, since 1912.
It was not possible to ascertain whether a particularly
heavy flood changed the course of the river between 1890 and 1912. Captain
Eason of the Bechuanaland Protectorate Police states, on page 4 of
Part I of the report which has been referred to earlier, that floods
occurred in 1899 and in June and July of 1909.
If the main channel of the river was ever situated to the
south of the island, it is probable that erosion in the Sidudu Valley, the
location of which can be seen in the annexed Map C, has caused the partial
silting up of the southern channel.
Air photographs showing the channels of the river in the
vicinity of the island are available in the archives of the two national survey
organisations. They were taken in 1925, 1943, 1972, 1977, 1981 and 1982. No
substantial change in the position of the channels is evident from the
photographs."
Having
examined the subsequent correspondence between the South African and Botswana
authorities, the Court finds that it cannot conclude therefrom that in 1984-1985
South Africa and Botswana had agreed on anything more than the despatch of the
joint team of experts. In particular, the Court cannot conclude that the two
States agreed in some fashion or other to recognize themselves as legally bound
by the results of the joint survey carried out in July 1985. Neither the
record of the meeting held in Pretoria on 19 December 1984 nor the
experts' terms of reference serve to establish that any such agreement was
reached. Moreover, the subsequent correspondence between the South African and
Botswana authorities appears to deny the existence of any such agreement: in a
Note of 4 November 1985, Botswana called upon South Africa to accept
the survey conclusions; not only did South Africa fail to accept them but on
several occasions it emphasized the need for Botswana to negotiate and agree on
the question of the boundary with the relevant authorities of South West
Africa/Namibia, or indeed of the future independent Namibia.
Presence
of Masubia on the Island
(paras. 71-75)
In
the proceedings Namibia, too, invoked in support of its arguments the
subsequent practice of the parties to the 1890 Treaty. In its Memorial it
contended that this conduct
"is relevant to the present controversy in three
distinct ways. In the first place, it corroborates the interpretation of the
Treaty . . . Second, it gives rise to a second and entirely
independent basis for Namibia's claim under the doctrines concerning
acquisition of territory by prescription, acquiescence and recognition.
Finally, the conduct of the parties shows that Namibia was in possession of the
Island at the time of termination of colonial rule, a fact that is pertinent to
the application of the principle of uti possidetis."
The
subsequent practice relied on by Namibia consists of
"[t]he control and use of Kasikili Island by the
Masubia of Caprivi, the exercise of jurisdiction over the Island by the
Namibian governing authorities, and the silence by Botswana and its
predecessors persisting for almost a century with full knowledge of the
facts . . ."
The
Court indicates that it will not at this point examine Namibia's argument
concerning prescription. It will merely seek to ascertain whether the
long-standing, unopposed, presence of Masubia tribespeople on Kasikili/Sedudu
Island constitutes "subsequent practice in the application of the [1890]
treaty which establishes the agreement of the parties regarding its
interpretation" (1969 Vienna Convention on the Law of Treaties,
Art. 31, para. 3 (b)). To establish such practice, at
least two criteria would have to be satisfied: first, that the occupation of
the Island by the Masubia was linked to a belief on the part of the Caprivi
authorities that the boundary laid down by the 1890 Treaty followed the
southern channel of the Chobe; and, second, that the Bechuanaland authorities
were fully aware of and accepted this as a confirmation of the Treaty boundary.
There
is nothing that shows, in the opinion of the Court, that the intermittent
presence on the Island of people from the Caprivi Strip was linked to
territorial claims by the Caprivi authorities. It further seems to the Court
that, as far as Bechuanaland, and subsequently Botswana, were concerned, the
intermittent presence of the Masubia on the Island did not trouble anyone and
was tolerated, not least because it did not appear to be connected with
interpretation of the terms of the 1890 Treaty. The Court thus finds that the
peaceful and public use of Kasikili/Sedudu Island, over a period of many years,
by Masubia tribesmen from the Eastern Caprivi does not constitute
"subsequent practice in the application of the [1890] treaty" within
the meaning of Article 31, paragraph 3 (b), of the Vienna
Convention on the Law of Treaties.
*
The
Court concludes from all of the foregoing that the subsequent practice of the
parties to the 1890 Treaty did not result in any "agreement between the
parties regarding the interpretation of the treaty or the application of its
provisions", within the meaning of Article 31, paragraph 3 (a),
of the 1969 Vienna Convention on the Law of Treaties, nor did it result in any
"practice in the application of the treaty which establishes the agreement
of the parties regarding its interpretation", within the meaning of
subparagraph (b) of that same provision.
Maps
as evidence
(paras. 81-87)
Both
Parties have submitted in evidence in support of their respective positions a
large number of maps, dating back as far as 1880. Namibia points out that the
majority of the maps submitted in these proceedings, even those emanating from
British colonial sources and intended to show the boundaries of Bechuanaland,
tend to place the boundary around Kasikili/Sedudu Island in the southern
channel. Namibia relies on this as "a specialized form of 'subsequent
practice' and . . . also an aspect both of the exercise of
jurisdiction and the acquiescence in it that matures into prescriptive
title". Botswana for its part places less reliance on maps, pointing out, inter
alia, that most of the early maps show too little detail, or are too small
in scale, to be of value in this case. Botswana asserts, however, that the
available maps and sketches indicate that, from the time the Chobe was surveyed
with any particularity by European explorers from the 1860s onwards, a north
channel around the Island was known and regularly depicted. Botswana does not,
however, attempt to demonstrate that this places the boundary in the northern
channel. Rather, its overall position is that the map evidence is far less
consistent in placing the boundary in the southern channel than Namibia claims.
The
Court begins by recalling what the Chamber dealing with the Frontier Dispute
(Burkina Faso/Republic of Mali) case had to say on the evidentiary value of
maps:
"maps merely constitute information which varies in
accuracy from case to case; of themselves, and by virtue solely of their
existence, they cannot constitute a territorial title, that is, a document
endowed by international law with intrinsic legal force for the purpose of
establishing territorial rights. Of course, in some cases maps may acquire such
legal force, but where this is so the legal force does not arise solely from
their intrinsic merits: it is because such maps fall into the category of
physical expressions of the will of the State or States concerned. This is the
case, for example, when maps are annexed to an official text of which they form
an integral part. Except in this clearly defined case, maps are only extrinsic
evidence of varying reliability or unreliability which may be used, along with
other evidence of a circumstantial kind, to establish or reconstitute the real
facts." (I.C.J. Reports 1986, p. 582, para. 54)
After
examining the map evidence produced in this case, the Court considers itself
unable to draw conclusions from it, in view of the absence of any map
officially reflecting the intentions of the parties to the 1890 Treaty and
of any express or tacit agreement between them or their successors concerning
the validity of the boundary depicted in a map, as well as in the light of the
uncertainty and inconsistency of the cartographic material submitted to it.
That evidence cannot therefore "endors[e] a conclusion at which a court
has arrived by other means unconnected with the maps" (Frontier Dispute
(Burkina Faso/Republic of Mali), I.C.J. Reports 1986, p. 583,
para. 56), nor can it alter the results of the Court's textual
interpretation of the 1890 Treaty.
"Centre
of the main channel" or Thalweg
(paras. 88-89)
The
foregoing interpretation of the relevant provisions of the 1890 Treaty leads
the Court to conclude that the boundary between Botswana and Namibia around
Kasikili/Sedudu Island provided for in this Treaty lies in the northern channel
of the Chobe River.
According
to the English text of the Treaty, this boundary follows the "centre"
of the main channel; the German text uses the word "thalweg". The
Court has already indicated that the parties to the 1890 Treaty intended
these terms to be synonymous and that Botswana and Namibia had not themselves
expressed any real difference of opinion on this subject.
It
is moreover clear from the travaux préparatoires of the Treaty that
there was an expectation of navigation on the Chobe by both contracting
parties, and a common intention to exploit this possibility. Although the
parties in 1890 used the terms "thalweg" and "centre of the
channel" interchangeably, the former reflects more accurately the common
intention to exploit navigation than does the latter. Accordingly this is the term
that the Court will consider determinative in Article III,
paragraph 2.
Inasmuch
as Botswana and Namibia agreed, in their replies to a question put by a Member
of the Court, that the thalweg of the Chobe was formed by the line of deepest
soundings in that river, the Court concludes that the boundary follows that
line in the northern channel around Kasikili/Sedudu Island.
Acquisitive
prescription
(paras. 90-99)
The
Court continues by observing that Namibia, however, claims title to
Kasikili/Sedudu Island, not only on the basis of the 1890 Treaty but also, in
the alternative, on the basis of the doctrine of prescription. Namibia argues
that
"by virtue of continuous and exclusive occupation and
use of Kasikili Island and exercise of sovereign jurisdiction over it from the
beginning of the century, with full knowledge, acceptance and acquiescence by
the governing authorities in Bechuanaland and Botswana, Namibia has
prescriptive title to the Island".
Botswana
maintains that the Court cannot take into consideration Namibia's arguments
relating to prescription and acquiescence as these are not included in the
scope of the question submitted to it under the terms of the Special Agreement.
The
Court notes that under the terms of Article I of the Special Agreement it is
asked to determine the boundary between Namibia and Botswana around
Kasikili/Sedudu Island and the legal status of the Island "on the basis of
the Anglo-German Treaty of 1 July 1890 and the rules and principles of
international law". In the Court's view the Special Agreement, in
referring to the "rules and principles of international law", not
only authorizes the Court to interpret the 1890 Treaty in the light of those
rules and principles but also to apply those rules and principles
independently. The Court therefore considers that the Special Agreement does
not preclude the Court from examining arguments relating to prescription put
forward by Namibia.
After
summarizing the arguments advanced by each of the Parties the Court observes
that they agree between themselves that acquisitive prescription is recognized
in international law and that they further agree on the conditions under which
title to territory may be acquired by prescription, but that their views differ
on whether those conditions are satisfied in this case. Their disagreement
relates primarily to the legal inferences which may be drawn from the presence
on Kasikili/Sedudu Island of the Masubia of Eastern Caprivi: while Namibia
bases its argument primarily on that presence, considered in the light of the concept
of "indirect rule", to claim that its predecessors exercised
title-generating State authority over the Island, Botswana sees this as simply
a "private" activity, without any relevance in the eyes of
international law.
The
Court continues by pointing out that for present purposes, it need not concern
itself with the status of acquisitive prescription in international law or with
the conditions for acquiring title to territory by prescription. The Court
considers, for the reasons set out below, that the conditions cited by Namibia
itself are not satisfied in this case and that Namibia's argument on
acquisitive prescription therefore cannot be accepted.
The
Court observes that it follows from its examination of the presence of the
Masubia on the Island (see above) that even if links of allegiance may have
existed between the Masubia and the Caprivi authorities, it has not been
established that the members of this tribe occupied the Island à titre de
souverain, i.e., that they were exercising functions of State
authority there on behalf of those authorities. Indeed, the evidence shows that
the Masubia used the Island intermittently, according to the seasons and their
needs, for exclusively agricultural purposes; this use, which began prior to
the establishment of any colonial administration in the Caprivi Strip, seems to
have subsequently continued without being linked to territorial claims on the
part of the Authority administering the Caprivi. Admittedly, when, in
1947-1948, the question of the boundary in the region arose for the first time
between the local authorities of Bechuanaland Protectorate and of South Africa,
the Chobe's "main channel" around the Island was said to be the
northern channel, but the South African authorities relied on the presence of
the Masubia on the Island in order to maintain that they had title based on
prescription. However, from then on the Bechuanaland authorities took the
position that the boundary was located in the northern channel and that the
Island was part of the Protectorate; after some hesitation, they declined to
satisfy South Africa's claims to the Island, while at the same time recognizing
the need to protect the interests of the Caprivi tribes. The Court infers from
this, first, that for Bechuanaland, the activities of the Masubia on the Island
were an independent issue from that of title to the Island and, second, that,
as soon as South Africa officially claimed title, Bechuanaland did not accept
that claim, which precluded acquiescence on its part.
In
the Court's view, Namibia has not established with the necessary degree of
precision and certainty that acts of State authority capable of providing
alternative justification for prescriptive title, in accordance with the
conditions set out by Namibia, were carried out by its predecessors or by
itself with regard to Kasikili/Sedudu Island.
The
legal status of the Island and the two channels around it (paras. 100-103)
The
Court's interpretation of Article III (2) of the 1890 Treaty has led it to
conclude that the boundary between Botswana and Namibia around Kasikili/Sedudu
Island follows the line of deepest soundings in the northern channel of the
Chobe. Since the Court has not accepted Namibia's argument on prescription, it
follows that Kasikili/Sedudu Island forms part of the territory of Botswana.
The
Court observes, however, that the Kasane Communiqué of 24 May 1992
records that the Presidents of Namibia and Botswana agreed and resolved that:
"(c) existing social interaction between the
people of Namibia and Botswana should continue;
(d)
the economic activities such as fishing shall continue on the understanding
that fishing nets should not be laid across the river;
(e)
navigation should remain unimpeded including free movement of tourists".
The
Court, which by the terms of the Joint Agreement between the Parties is
empowered to determine the legal status of Kasikili/Sedudu Island concludes, in
the light of the above-mentioned provisions of the Kasane Communiqué and in
particular its subparagraph (e) and the interpretation of that
subparagraph Botswana gave before the Court in this case, that the Parties have
undertaken to one another that there shall be unimpeded navigation for craft of
their nationals and flags in the channels of Kasikili/Sedudu Island. As a result,
in the southern channel of Kasikili/Sedudu Island, the nationals of Namibia,
and vessels flying its flag, are entitled to, and shall enjoy, a treatment
equal to that accorded by Botswana to its own nationals and to vessels flying
its own flag. Nationals of the two States, and vessels, whether flying the flag
of Botswana or of Namibia, shall be subject to the same conditions as regards
navigation and environmental protection. In the northern channel, each Party
shall likewise accord the nationals of, and vessels flying the flag of, the
other, equal national treatment.
*
The
full text of the operative paragraphs (para. 104) reads as follows:
"For these reasons,
THE COURT,
(1) By eleven votes to four,
Finds
that the boundary between the Republic of Botswana and the Republic of Namibia
follows the line of deepest soundings in the northern channel of the Chobe
River around Kasikili/Sedudu Island;
IN FAVOUR: President Schwebel; Judges Oda,
Bedjaoui, Guillaume, Ranjeva, Herczegh, Shi, Koroma, Vereshchetin, Higgins,
Kooijmans;
AGAINST: Vice-President Weeramantry; Judges
Fleischhauer, Parra-Aranguren, Rezek.
(2) By eleven votes to four,
Finds
that Kasikili/Sedudu Island forms part of the territory of the Republic of
Botswana;
IN FAVOUR: President Schwebel; Judges Oda,
Bedjaoui, Guillaume, Ranjeva, Herczegh, Shi, Koroma, Vereshchetin, Higgins,
Kooijmans;
AGAINST: Vice-President Weeramantry; Judges
Fleischhauer, Parra-Aranguren, Rezek.
(3) Unanimously,
Finds
that, in the two channels around Kasikili/Sedudu Island, the nationals of, and
vessels flying the flags of, the Republic of Botswana and the Republic of
Namibia shall enjoy equal national treatment."
*
Judges
RANJEVA,
KOROMA
and HIGGINS
appended declarations to the Judgment of the Court; Judges ODA and KOOIJMANS
appended separate opinions; and Vice-President WEERAMANTRY
and Judges FLEISCHHAUER,
PARRA-ARANGUREN
and REZEK
appended dissenting opinions.
Annex to Press Communiqué 99/53bis
Declaration
of Judge Ranjeva
Judge
Ranjeva explains how he interprets the reply to Article I of the Special
Agreement concerning Articles II and III of the operative part of the
Judgment relating to the status of Kasikili/Sedudu Island:
1.
Given its effect, in terms of allocation of territory, the Judgment's choice of
the northern channel as the main channel is the least improbable solution, in
the absence of a systematic comparison of the two navigation channels; this is
the reason for the finding that Kasikili/Sedudu Island forms part of Botswana
territory.
2.
The Kasane Communiqué created legal obligations for the two States parties to
the dispute with regard to the enjoyment and exercise of rights by their
nationals in the relevant area; in addition to navigation and fishing rights in
the channel, there is a right of free access to the surrounding waters and to
the territory of Kasikili/Sedudu Island.
Further,
as regards the presence of the Masubia on Kasikili/Sedudu Island, the statement
in paragraph 98 of the Judgment that:
"even if links of allegiance may have existed between
the Masubia and the Caprivi authorities, it has not been established that the
members of this tribe occupied the Island à titre de souverain, i.e.,
that they were exercising functions of State authority there on behalf of those
authorities"
is
not of general import and relates only to the particular circumstances of the
present case.
Declaration
of Judge Koroma
In
his declaration Judge Koroma stated that the Governments of Namibia and
Botswana should be commended for their decision to bring their dispute to the
Court for peaceful settlement. He recalled that similar disputes have in the
past given rise to serious armed conflicts, endangering the peace and security
of the States involved.
He
further stated that, given its task, it was inevitable that the Court would
choose one of a possible number of interpretations of the 1890 Anglo-German
Agreement as representing the shared intention of the Parties regarding the
location of the boundary and the status of the Island. But that in so doing, the
Court also took into consideration the principle of uti possidetis, a
recognized principle of the African legal order regarding boundaries of African
States.
The
Judge added that, this notwithstanding, the Court had ruled that the nationals
and boats flying the flags of the Republic of Botswana and the Republic of
Namibia should enjoy equal treatment in the waters of each other's State in
accordance with the contemporary principles of the law of international
watercourses and the Kasane Communiqué.
In
the Judge's view, the Judgment should invest the boundary between the
two countries with the necessary legal validity and ensured equitable
treatment of a shared natural resource.
Declaration
of Judge Higgins
Judge
Higgins states in her declaration that, contrary to what is stated in the
Judgment, the Court is not engaged in an exercise of treaty interpretation of
words in their ordinary meaning. Rather, the Court is applying, in 1997, to a
river section well understood today, a general term selected by the Parties in
1890. In so doing, the Court must simultaneously have regard to the broad
intentions of the Parties in 1890 and the state of contemporary knowledge about
the area in question.
In
her view no great weight should be placed upon criteria related to navigation,
as we now know the hopes of the Parties regarding navigation to the Zambezi to
be misplaced. Realism requires us rather to emphasize criteria relevant to the
other intention of the Parties - to arrive at a clear frontier -,
that being an objective which is still obtainable through the decision of the
Court.
The
question of general physical appearance is thus important. Although the Chobe
Ridge is the most dominant bank in both channels, year round the northern
channel appears to be broader and more visible. For Judge Higgins, many of the
factors, while educational and interesting in themselves, have little relevance
to the task at hand.
Separate
opinion of Judge Oda
Judge
Oda voted in favour of the operative part of the Judgment because he supports
the Court's determination that the northern channel of the Chobe River
constitutes the boundary between Botswana and Namibia.
However,
Judge Oda finds it difficult to understand properly the sequence of logic
followed by the Court in the Judgment. In his view, the Judgment places
excessive reliance on the Vienna Convention on the Law of Treaties, whereas, so
Judge Oda believes, the case is not one involving the application of that
Convention for the purpose of the Court's interpretation of the 1890 Anglo-German
Treaty. In addition, he does not agree with the Court's approach of viewing the
past practice primarily from the standpoint of whether this might constitute
evidence of any "subsequent agreement" or "subsequent practice"
within the meaning of the Vienna Convention.
Judge
Oda accordingly sketches out the view that he takes of the case.
After
looking at the background to the presentation of the case to the Court, Judge
Oda takes the view that, as the compromis was not drafted with clarity,
the Parties should have been asked to clarify their common position as to
whether they regard the determination of the boundary, which would then result
in the determination of the legal status of Kasikili/Sedudu Island, as a single
issue or whether they regard these as two separate issues.
Judge
Oda is of the view that the definition of the main channel and, in particular,
the identification of its location, depends largely on scientific knowledge,
which the Court should have obtained by seeking the assistance of experts
appointed by it. That, however, the Court chose not to do.
Judge
Oda, however, does not object to the conclusion the Court has reached in its
choice on its own initiative, without the assistance of independent experts, of
the northern channel as the main channel of the Chobe River; and hence, as the
boundary along the River between the two States.
Judge
Oda agrees with the Court in denying that the concept of "acquisitive
prescription" has any role to play in this case.
Judge
Oda concludes that the northern channel has, for the past several decades, as
indicated by certain practices and in certain survey reports of the region,
been regarded as the main channel separating the area of the northern and
southern banks in the vicinity of Kasikili/Sedudu Island in the Chobe River.
These factors would, in Judge Oda's view (which is contrary to the position
taken by the Court), be the most pertinent in assisting the Court now to
determine the boundary between the two States. Judge Oda believes that determination
of the boundary was the original intention of the Parties in bringing this case
by means of a compromis to the International Court of Justice.
Separate
opinion of Judge Kooijmans
Judge
Kooijmans has voted in favour of all parts of the dispositif of the
Judgment. He disagrees, however, with the Court's view that the Special
Agreement by referring to the "rules and principles of international
law" allows the Court to apply these rules and principles independently of
the Treaty and to examine Namibia's alternative claim that it has title to
Kasikili/Sedudu on the basis of the doctrine of acquisitive prescription.
According to Judge Kooijmans this part of Namibia's claim should have been
declared inadmissible, since the Special Agreement precludes the Court from
determining the status of the Island independently of the Treaty and that is
exactly what the Court would have done if it had concluded that Namibia's claim
is valid.
In
the second part of his opinion Judge Kooijmans expresses the view that the
mutual commitments the Parties have made in the Kasane Communiqué of 1992 with
regard to the uses of the waters around Kasikili/Sedudu Island, clearly reflect
recent developments in international law such as the principle of the equitable
and reasonable utilization of shared water resources. The Chobe River around
the Island undoubtedly is part of a "watercourse" in the sense of the
1997 Convention on the Non-Navigational Uses of International Watercourses,
which defines a watercourse as a "system of surface waters and ground
waters constituting by virtue of their physical relationship a unitary whole
flowing into a common terminus". Although this Convention has not yet
entered into force, it embodies certain rules and principles, such as the rule
of equitable utilization, which have become well-established in international
law. The present use of the waters around the Island for tourist purposes can
hardly be identified as transport by river and is more similar to the uses for
non-navigational purposes which are the subject of the 1997 Convention. In
their future dealings concerning the uses of the waters around Kasikili/Sedudu
Island the Parties, therefore, should let themselves be guided by the rules and
principles contained in the 1997 Convention.
Dissenting
opinion of Vice-President Weeramantry
Vice-President
Weeramantry, in his dissenting opinion, took the view that since the
expressions "main channel" and "Thalweg des Hauptlaufes"
in the 1890 Treaty admitted of more than one interpretation, the sense in
which they were understood contemporaneously by the Parties was an important
aid to their interpretation.
The
regular use of Kasikili/Sedudu Island by the Masubian people for over half a
century after the Treaty, the absence of any acknowledgement by them of title
in any other State, the absence of any objection to such use or of any
assertion of claim by the predecessors in title of Botswana - all these
pointed to a contemporaneous understanding, by the parties to the Treaty and
their officials, that the Masubia were not crossing national boundaries.
Consequently, this pointed to the southern channel of the Chobe as being the
boundary indicated by the 1890 Treaty. The conduct of governments more
than half a century later, when background circumstances and power
configurations had drastically changed, was not evidence of contemporaneous
understanding.
The
word "agreement" in Article 31, paragraph 3 (b),
of the Vienna Convention on the Law of Treaties is not confined to a verbal
agreement, but covers common understanding which may be indicated by action or
inaction, affirmation or silence.
The
opinion discusses the thalweg principle and the ambivalence of the scientific
criteria and of navigability for determining the main channel.
The
opinion points out the richness of Kasikili/Sedudu Island as a wildlife habitat
and the legal principles that are attracted by this circumstance.
The
opinion goes on to consider the equitable navigational use of boundary rivers,
and judicial responses to a boundary demarcation which involves the dismantling
or division of an ecologically integral unit.
It
also discusses the scope for equity in boundary delimitation.
The
differences between treaties dealing with spheres of influence and strictly
boundary treaties are examined, as well as the significance of this distinction
in the field of boundary delimitation.
The
question of joint international régimes to safeguard the environment is
discussed in some detail.
In
the result, Vice-President Weeramantry's view, as expressed in the opinion, is
that, while the Island belongs to Namibia, a joint international régime between
the two countries should be set up to safeguard the environmental interests of
the Island.
Dissenting
opinion of Judge Fleischhauer
Judge
Fleischhauer has voted against paragraphs 1 and 2 of the dispositif of
the Court's Judgment; he dissents from the Court's interpretation of the term
"main channel of that river"/"Hauptlauf dieses Flusses"
as meaning the northern rather than the southern channel of the Chobe River
around Kasikili/Sedudu Island. As the Court does not accept Namibia's argument
on prescriptive title to the Island, his dissent on the interpretation of the
term "main channel of that river"/"Hauptlauf dieses
Flusses" affects not only his view on the location of the boundary but
also his view on the territorial status of the Island. This explains why he
voted not only against the first but also against the second paragraph of the dispositif.
Judge Fleischhauer voted, however, in favour of the third paragraph.
While
concurring with what the Court had to say about the role of prescription in the
case, Judge Fleischhauer makes an additional remark on this subject.
Dissenting
opinion of Judge Parra-Aranguren
1. Judge
Parra-Aranguren observes, as does the Judgment, that Botswana and Namibia are
not in agreement as to the meaning of the phrase "the centre of the
main channel (der Thalweg des Hauptlaufes) of the Chobe River" found
in Article III, paragraph 2, of the 1890 Anglo-German Agreement;
that the Treaty itself does not define it; that no other of its provisions
provide by implication guidelines useful for this purpose; and that for this
reason such expression has to be interpreted according to customary international
law as expressed in Article 31 of the Vienna Convention on the Law of
Treaties of 23 May 1969. Therefore, in accordance with letter (b)
of said Article 31, it is necessary to examine "any subsequent
practice in the application of the treaty which establishes the agreement of
the parties regarding its interpretation"; always keeping in mind that
such agreement may be established not only through their joint or parallel
conduct, but also through the activity of only one of the parties, where this is
assented to or not objected to by the other party.
2.
Judge Parra-Aranguren considers that the Report of Captain Eason (1912); the
Joint Report prepared by Mr. Trollope and Mr. Redman (1948); the
exchange of letters which followed between 1948 and 1951; and Mr. Renew's
Report (1965) lead to the conclusion that the Masubia of the Eastern Caprivi
were the only tribesmen who used Kasikili/Sedudu Island at least until 1914;
that their occupation of Kasikili/Sedudu Island was peaceful and public; and
that their chiefs "became in a certain sense agents of the colonial
administration", as Botswana acknowledges (see paragraph 85 of his
dissenting opinion). Therefore, in his opinion, the subsequent practice of
Germany and Great Britain reflected their understanding that Kasikili/Sedudu
Island formed part of German South West Africa and that the southern channel of
the Chobe River was the "main channel" referred to in
Article III, paragraph 2, of the 1890 Anglo-German Agreement.
3.
Judge Parra-Aranguren states further that subsequent practice of the parties to
the 1890 Anglo-German Agreement is only relevant up to the beginning of the
First World War, when the Eastern Caprivi was occupied by Rhodesian forces in
September 1914; that no subsequent practice of the parties to the Treaty was
possible when British troops exercised de facto control over South West
Africa; that in 1920 the League of Nations confirmed the establishment of the
Mandate over South West Africa; and that during the existence of the Mandate
over South West Africa (Namibia) neither of the parties to the 1890
Anglo-German Treaty had competence to recognize, either by express agreement or
by subsequent practice, that the aforementioned "main channel" of the
Chobe River was the northern channel and not the southern channel, since this
new interpretation would have represented a modification of the territory
submitted to the Mandate. Consequently, the original understanding was
maintained and for this reason Judge Parra-Aranguren concludes that Kasikili/Sedudu
Island forms part of Namibia and that the southern channel of the Chobe River
is the "main channel" referred to in Article III,
paragraph 2, of the 1890 Anglo-German Agreement.
Dissenting
opinion of Judge Rezek
In
his dissenting opinion Judge Rezek emphasizes the ambiguities in the geography
of the Kasikili/Sedudu area. He criticises the arguments based on navigability,
visibility and the natural prolongation of the river at the bifurcation. He
interprets the Anglo-German Treaty of 1890 in the light of history, taking into
account the practice of the parties, the principle of the equitable
apportionment of the resources of a watercourse, the cartography and the de
facto occupation of the Island by the Caprivi Masubia. He finds that
priority must go to those elements which place the boundary in the southern
channel and accord Namibia sovereignty over Kasikili/Sedudu.
