UNIT #3 EXAM REVIEW

Congratulations. You’ve made it to the point in the semester where everyone either decides to a) give up or b) press on toward greater things.  Ideally, you’re deciding to do “b” and are sticking with us to the end, which now is in sight.  No, it’s not a train there at the end of the tunnel.  Remember, only you know how you study best.  If you need my help addressing some of these items, PLEASE ASK!!!  Also, remember to read each question on the exam carefully.  Most of my exam questions are designed so that anyone can take them, whether they have been through the course or not; answering correctly is often a matter of reading answer choices and eliminating the most obvious incorrect answers and choosing from the other two choices that are left.  There should be no reason why anyone should fail any of these exams. 

The format on this one is a little different than the other two, in that for several questions I will be asking you to read some excerpts from some presidential speeches, most of which you should have already read, since they were part of the reading assignments, and others that you will not have previously seen.  You will be asked what role the president is primarily exercising in those speeches and you may be asked some additional questions that require you to infer from them using the information you have gained from the lectures.

Remember also, that you will have still one exam after this—the final.  PLEASE take notes this last unit.  I’ve seen plenty of you sitting in class and doing nothing but pretending to be sponges.  That’s not the best way to acquire knowledge. You must be actively engaged in learning.  Taking notes is a vital part of that.  I know it’s not always easy to pick which parts of a lecture are more important than others, but that’s all the more reason to take highly detailed notes and to remember the vast bulk of what has been discussed each lecture period.  There should never be a time when your pen is not moving!!!!  Do not rely on what is on the board or screen as adequate; it will not be.  KTH

PRESIDENT AS CHIEF OF STATE: ceremonial role, involving the president as the symbol of the nation or the spokesperson for the national feelings.  Activities of the chief of state may include laying wreaths, first pitches, exhortatory speeches, acting as “national pastor” in times of crisis, attending state dinners/funerals/weddings, etc. 

PRESIDENT AS CHIEF EXECUTIVE: the real role of power that the president plays, involves signing and vetoing bills sent from congress, directing the enforcement of the law and the constitution, determining policy according to laws that have been passed or may be passed

PRESIDENT AS COMMANDER-IN-CHIEF: a foreign policy role and a military role, president is (civilian) head of the armed forces.  Ultimately, all military strategy and decisions go back to the president.

PRESIDENT AS “CHIEF DIPLOMAT”: foreign policy role of the president, involves president negotiating treaties, making executive agreements with foreign powers, providing economic assistance, technical assistance, and working to make allies amongst the nations of the world.

PRESIDENT AS “CHIEF LEGISLATOR”: policy-proposing role of the president, made more important by the growing bureaucracy during the presidency of FDR—more offices within the executive branch, more policy to propose to keep those offices occupied and funded. 

  ACTIVE-POSITIVE PERSONALITY: believed to be the best personality type for a president, it involves hands-on role in decision-making and the enjoyment of the exercise of power.  Such presidents as FDR, JFK, Carter, Bush (41), and Clinton have exhibited this type of personality while in office.

ACTIVE-NEGATIVE PERSONALITY: believed to be the worst personality type for a president, it involves hands-on role in decision-making and the feeling of the weight of office on one’s shoulders.  Performance of the role of president is seen as a duty that must be assumed because no one else is able to handle the  job at the moment.  Active-negatives often become rigid and inflexible over a specific issue or two that defines their entire presidency.  Such presidents as Lincoln, Wilson, LBJ, and Nixon have exhibited this type of personality while in office.

PASSIVE-POSITIVE PERSONALITY: this personality type lends itself to trusting others to get a job done while personally enjoying the role of the leader.  Delegation of power is a strength for these presidents, who generally are likeable and laid back.  Such presidents as Harding and Reagan have exhibited this personality while president.

PASSIVE-NEGATIVE PERSONALITY: this personality type lends itself to delegation of ordinary tasks of government to others, while bearing the role of president as a burden or duty.  Delegation of power is a strength, but this type of president may often be seen as aloof and unresponsive to the public.  Such presidents as Coolidge and Eisenhower have exhibited this type of personality while in office.

CAUCUS: a method of selecting nominees for the parties’ candidates for president, involving a very public meeting at a set time and place at the precinct level.  Candidates’ success in caucus states depends largely on grassroots organization and extensive person-to-person campaigning.  Caucus participation is limited to party members only.  Iowa is the first and most prestigious caucus of the presidential nomination contests.

PRIMARY: a method of selecting nominees for the parties’ candidates for president, involving secret balloting and relatively little, if any, overt partisanship.  Candidates’ success in primary states depends more on advertising and large-scale campaigning efforts to encourage getting-out-the-vote on the primary day. Some states have CLOSED PRIMARIES, which permit only party members to vote in their party’s primary.  Other states have OPEN PRIMARIES, which permit independents and opposition party members, as well as loyal party members to vote in a party’s primary.  New Hampshire is the first primary in the presidential nomination contests.

 FRONTLOADING: practice of the states to move their primaries or caucuses further up in the calendar year so as to have a better selection of candidates from which to choose the nominee and to have a greater impact on the final outcome of all the nomination contests.  E.g., several states in the South this year moved their primaries up from dates in March to dates in February to have a better chance at being an important voice in the nomination process.

FRONTRUNNER STATUS: status given to the leading candidates in each party in either the delegate count or the state count during the primary season.  Candidates who emerge as frontrunners generally benefit from extensive media coverage, better fundraising capacity, and momentum from their earlier wins. 

MOMENTUM: candidates who win early primaries or caucuses generally pick up steam as they move on later into the primary season.  Candidates who prove themselves successful at winning early states by large margins or winning sever states consecutively even by small margins may build  momentum as they go along into the primary season, making it difficult for other candidates to catch up in the delegate count as the season drags on.  Obama benefitted from early momentum coming out of Iowa and South Carolina; McCain and Huckabee benefitted from momentum from New Hampshire and Iowa, respectively….

PARTY CONVENTION: party celebration and convocation at the end of summer that officially nominates the party’s candidate for president and the party candidate for vice-president.  Delegates are sent to the convention based upon the outcomes of the primaries and caucuses that took place in the spring.  Also, the party platform is adopted and the candidates present themselves to the public through their nomination speeches, etc.

ELECTION TURNOUT: we expect that more voters will turn out in presidential election years than in off years.  About 55-60% of eligible voters usually cast their votes in presidential election years.

INDEPENDENT VOTERS: those who are about 10% of the voting population who have no general inclination toward one party or the other and who are most likely to be affected by last-minute information in a campaign.  These tend to be only moderately-informed on the issues and have less interest in politics than the average partisan voter.

PARTISAN VOTERS: about 75- 80% of the voting population that identifies with one party or the other and will almost certainly vote a straight-ticket ballot for their party in the general election.  These tend to be more informed on the issues and are not as likely to be affected by last-minute information in a campaign.  In fact, they are likely to have made up their mind long before the campaigning officially kicks off

GENERAL PRESIDENTIAL ELECTION: state-by-state election, not nation-wide.  Every state’s votes counts separately.  Candidates are attempting to win the plurality of the vote in enough states to  put together a win in the Electoral College, which will win them the White House.

ELECTORAL COLLEGE: American method of selecting the president.  Each state is assigned a number of electors based upon the number of people it has in Congress (# reps. + # senators = # electors).  Each state’s electors who will cast their ballots on the first Monday after the second Wednesday in December in their respective state capitals are chosen on the November election day (first Tuesday after the first Monday in November) on the basis of the plurality of the vote statewide.  There are a total of 538 electoral votes up for grabs nationwide; it takes an absolute majority of 270 or more to win the presidency.

            --it is possible to win the popular vote and lose the election (as with Al Gore in 2000)

            --it is possible to lose the popular vote and win the election (as with George W. Bush in 2000)

            --it is possible to win less than the majority of the popular vote and win the election (as with Bill Clinton in 1992 and 1996)

            --it is possible to win a substantial percentage of the popular vote and not win a single electoral vote (as with Ross Perot in 1992—19% of the popular vote , 0 electoral votes) if voter strength is spread evenly across the country

            --it is possible to win a tiny percentage of the popular vote and win several electoral votes (as with Strom Thurmond in 1948—2.4% of the popular vote, 39 electoral votes) if voter strength is concentrated in a small enough region.

Electoral College system was established to protect the smaller states from the bigger ones, to give the bigger states more of a voice in the election, and to avoid pure democracy/majority rule

FOREIGN POLICY: area of public policy where presidents have the most freedom to act, largely because of the need for quick and decisive action during an international crisis

            DIPLOMACY: attempts to settle disputes between nations in a peaceful and negotiated manner, reach agreements on trade and commerce, form a consensus on security tactics amongst allies, etc.; primary job of the US State Department

            ECONOMIC ASSISTANCE: loans, grants, credits to foreign states, made primarily to secure alliances, build trust and protect US security in lands abroad, e.g., more foreign aid goes to Israel than to anywhere else in the world, because we need that outpost of democracy in the Middle East region

            TECHNICAL ASSISTANCE: sending experts and technological resources to other nations to help improve quality of life and to build alliances

            NATIONAL SECURITY POLICY: defense and economic integrity must be maintained to avoid opportunism from other nations who wish to see America’s downfall

PRESIDENTIAL FOREIGN POLICY POWERS: commander-in-chief of the military and chief diplomat of the United States—deploying troops where needed around the world; waging war without prior congressional declaration of war; negotiating and seeking ratification of treaties; entering into executive agreements with other foreign leaders; appointing ambassadors and consuls and envoys to other nations; using the “bully pulpit” power of persuasion, etc.

POLITICAL REALISM: theory of international relations built upon philosophy of Machiavelli and Hobbes—assumes the world is anarchic, that the sole concern of any national leader should be the security of his/her country and that the ends of security justify the means of getting there.  War is inevitable, and the only thing we can do is to hope to stave it off as long as possible.  Expect to see arms races, massive economic mobilization and a general state of preparedness for war at any given moment.  Avoid engaging in conflict with nations that are positioned as allies with great powers—hence, we’re not going into North Korea because of its traditional alliance with China and the proximity of both China and Russia to North Korea’s boundaries.  Every nation seeks to dominate every other nation.

LIBERAL INSTITUTIONALISM: theory of international relations built upon the philosophy of Locke and Kant—assumes world is anarchic, but not necessarily in a perpetual state of war.  Natural state is governed by reason, which limits the actions of aggression taken against one nation by another; every nation is an end unto itself and should be respected as an equal at the negotiating table.  Constitutionalism and tolerance should be sought and can be achieved.  Cooperation among states is possible, as is progress. 

            DEMOCRATIC PEACE: promote democracies around the world and expect the amount of conflict to decrease, because democracies do not fight each other

GREAT POWERS: nations equipped to fight long and protracted wars against other nations similarly equipped economically and militarily.  US, China, Russia are generally on everyone’s list of great powers, may include Great Britain, France, India, Pakistan, Germany, Japan, etc., depending on what criteria are used.  It is amongst these nations that we should, according to realism, expect war at some point in the future.

ISOLATIONISM: foreign policy stand of the United States for most of the 18th through the early 20th centuries.  United States presidents sought to avoid conflict with European powers on their own turf.  Only with World War I did we start to see a shift away from this isolationist approach to foreign policy and move toward more global involvement.

MONROE DOCTRINE of 1823, 3 key points: 1) Western Hemisphere is closed off to further European colonization, 2) Europe should stay out of the affairs of newly independent nations in the Western Hemisphere, and 3) US will stay out of the affairs of Europe on the European continent—this was the primary foreign policy of the United States through the early 20th century and the US entry into World War I

MANIFEST DESTINY: belief that the United States can and should spread from coast to coast in an effort to promote Anglo-Saxon culture and enlightenment to those in the great western part of the North American continent, then later to US territories and colonies acquired during the Spanish-American War of 1898; at times took on very overt racial tones and a feeling of American superiority

ROOSEVELT COROLLARY TO THE MONROE DOCTRINE (1905): America must be ready to back up any threat of force with real force, if necessary.  “Tread softly and carry a big stick” becomes the theme of American foreign policy, along with seeking a “just peace” that does not admit mere cease fires but actually promotes rights and liberties here in America and abroad

WILSON’S WAR MESSAGE (1917): US is entering WW I for the sake of “making the world safe for democracy.”  This is the first indication that America is going to break out of its isolationism, and a first sign of liberal institutionalism being active in the mind and soul of a president in power.  That liberal institutionalism is also manifest in Wilson’s attempt to get the US to become party to the Treaty of Versailles that not only officially ends the First World War, but also creates the League of Nations.

REAGAN’S EVIL EMPIRE SPEECH (1983): Soviet Union is the “focus of evil in the modern world.” America must preserve “peace through strength.”  This is quintessential political realism, expressed even in presidential rhetoric.

SPANISH-AMERICAN WAR (1898): Marks the US’s arrival as a Great Power after its defeat of the Spanish Empire and acquisition of several territories, including Puerto Rico, Guam, American Samoa, the Philippines and Cuba.

BUREAUCRACY: The largest part of the Executive Branch of the United States Government, also known as the 4th Branch because of its relative independence from either Congress or the President.  Literally, “rule by office,” it is the segment of government with which we come in contact most frequently and is responsible for most of the law’s routine implementation and administration

WEBERIAN MODEL: Bureaucratic theory that explains bureaucracy as a natural outgrowth of social complexity and diversity, a rational and apolitical decision-making machine that attempts to serve the interests of the public in a timely and efficient manner.  Most of FDR’s New Deal program exemplifies as best as possible the Weberian model in its efforts to implement a fair and unbiased program of social reform and welfare.

ACQUISITIVE MODEL: Bureaucratic theory that understands the actions of the bureaucracy through the lens of inter-agency competition—each part of the bureaucracy attempts to “sell” its “products” to the public and to the people in Congress who are in charge of authorizing government programs.  For example, Social Security “sells” itself as the necessary pension fund that will guarantee everyone an income after they have reached retirement and attained the minimum age to qualify.

MONOPOLISTIC MODEL: Bureaucratic theory that views government agencies operating like corporations without legitimate competition from other sectors of society, thus encouraging wastefulness and inefficiency and providing little incentive to clean it up the waste and speed things along.  For example, the Pentagon can purchase $600 toilet seats because there is no outside competition from the private sector for providing national defense services; nor would there be real competition from private insurance corporations if the government were to nationalize the healthcare industry and offer a government insurance plan available to everyone, thus there would be long waits for care, fewer people going into the medical profession, and less work in research and development to improve healthcare technology.

GARBAGE CAN MODEL: Bureaucratic theory that understands much of bureaucracy’s actions as matters of trial and error—try something, find that it fails, throw  it out and try something else instead.  For example, after Hurricane Katrina, the FEMA attempted several things to rebuild parts of New Orleans and other cities along the Gulf Coast, but failed to ever get it right. This model also explains in part why sometimes government can be wasteful and inefficient.

CABINET DEPARTMENTS: 15 major government departments, headed by a secretary (or the Attorney General) and directly accountable to the president.  Cabinet members are the secretaries and attorney general and serve as the president’s inner circle of advisors under most administrations.  Cabinet departments include State, Treasury, Justice, Defense, Agriculture, Interior, Commerce, Labor, Transportation, Health and Human Services, Housing and Urban Development, Energy, Education, Veterans Affairs, and Homeland Security

INDEPENDENT EXECUTIVE AGENCIES: Government offices that are not directly under one of the major executive cabinet departments; heads of independent executive agencies are directly accountable to the president and are in charge of agencies tasked with implementation of specific areas of policy not addressed by the cabinet departments.  IEAs include NASA, the CIA, and the EPA

INDEPENDENT REGULATORY AGENCIES: Government offices not directly accountable to the president nor accountable to any of the cabinet departments, their primary tasks are to provide certain services to the public in a rational and apolitical manner by regulating various areas of the business and commercial world.  For example, IRAs include the Federal Communications Commission (FCC) which licenses and regulates TV and radio stations, the Federal Aviation Administration (which regulates the airline industries), and the Food and Drug Administration (FDA) which monitors food and drug safety

GOVERNMENT CORPORATIONS: Government offices that operate on a for-profit basis and have no accountability to the president or to congress or any part of the government.  Government corporations include the US Post Office, AMTRAK Railroad, and the Tennessee Valley Authority

THE POLICY-MAKING PROCESS: The steps to take from policy ideas to the actual implementation of policy and its evaluation and revision

            IDENTIFYING THE PROBLEM: Discover what congress, the people, the courts, and the special interests will desire or permit; consult multiple sources such as various media outlets, interest groups, constituent polls, etc.

            AGENDA BUILDING: Making the public aware that a problem exists, bringing the executive on board and circulating various proposals among key members of Congress, the executive branch and special interest groups

            POLICY FORMULATION: discussion of proposals among bureaucrats, legislators, and special interest group lobbyists, then holding congressional hearings and discovering the presidential position on certain policy ideas

            POLICY ADOPTION: decision made between two or more policy proposals and then passing it through congress and getting the president to sign it into law

            POLICY IMPLEMENTATION: primarily the responsible of bureaucrats, but also involves citizens’ acceptance of certain policies, police enforcement of them, and courts’ willingness to uphold them if challenged

            RULE-MAKING: most policies passed in Congress require extensive rules and regulations to put them into effect; much of the bureaucracy’s job is to write rules and regulations and to figure out ways to enforce them—over 7000 rules a year are passed through the bureaucracy in an effort to enforce US law

            POLICY EVALUATION: study of effectiveness of a policy and then determining whether changes need to be made

FDR’S OCTOBER 31, 1936 SPEECH: prime example of a president using his position as chief legislator, proposing to the people, and thus to Congress, various new programs that will benefit the public

POLITICAL CAPITAL: amount of popularity a president has to “invest” in his personal policy projects.  Presidents with much political capital have either a) a substantial margin of victory in the popular vote after the general election b) a substantial margin of victory in the electoral college vote after the general election or c) a high public approval rating of his job performance.  FDR, for example, had high political capital after his 1936 election because he won all but 8 electoral votes in the electoral college, which meant that he had little opposition to his New Deal programs getting passed during his second term; President Bush, after the 2000 election, however, had little or no political capital because he lost the popular vote and won the electoral vote by the barest of margins over Al Gore, thus Bush would have a terrible time getting many of his programs passed, even with a Republican Congress.

             

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