![]()
Supreme Court of the United States
Clyde OSBORNE, Appellant
v.
OHIO.
No. 88-5986.
Argued Dec. 5, 1989.
Decided April 18, 1990.
Rehearing Denied June 4, 1990.
See 495 U.S. 913, 110 S.Ct. 2605.
Defendant was convicted in the Court of Common
Pleas, Franklin County, of possession of child pornography. Defendant appealed. The Court of Appeals, Franklin County,
affirmed. Questions were
certified. The Ohio Supreme Court, 37 Ohio St.3d 249, 525 N.E.2d
1363, affirmed. Certiorari was granted. The Supreme Court, Justice White, held that: (1)
prohibition against possession and viewing of child pornography complies with
First Amendment and is not unconstitutionally overbroad; (2) Ohio Supreme Court's narrowing construction
of child pornography statute in order to avoid overbreadth complied with due
process; and (3) failure to instruct on
element of child pornography violated due
process.
Affirmed in part, reversed in part, and
remanded.
Justice Blackmun filed concurring opinion.
Justice Brennan filed dissenting opinion
joined by Justices Marshall and Stevens.
West Headnotes
[1] Constitutional Law
2246
(Formerly 92k90.1(1))
[1] Obscenity
2.5
Ohio's
prohibition against possessing and viewing child pornography complies with
First Amendment; State has compelling
interest in protecting physical and psychological well-being of minors and in
destroying market for exploitative use of child by penalizing those who possess
and view offending materials. U.S.C.A.
Const.Amend. 1;
Ohio
R.C. § 2907.323(A)(3).
[2]
Constitutional Law
2249
(Formerly 92k90.4(6))
[2] Obscenity
2.5
Ohio's
prohibition against possession of nude photographs of minors does not violate
First Amendment on overbreadth grounds, even though the statute proscribes lewd
exhibitions of nudity, rather than lewd exhibitions of the genitals, and even
though statute does not specify mental state;
Ohio Supreme Court interpreted statute to require lewd exhibition or to
involve graphic focus on the genitals of person who is neither child nor ward
of person charged; and another Ohio
statute required proof of recklessness. U.S.C.A.
Const.Amend. 1;
Ohio
R.C. § § 2901.21(B), 2907.323(A)(3).
[3] Obscenity
2.5
Absence of
definition of "minor" in Ohio's prohibition against possession of
nude photographs of minors did not make the statute unconstitutionally vague; Ohio defined "minor" as anyone under
18. U.S.C.A.
Const.Amends. 1, 5, 14; Ohio
R.C. § § 2907.323(A)(3), 3109.01.
[4] Constitutional Law
4509(20)
(Formerly 92k258(5))
[4] Obscenity
2.5
(Formerly 92k258(5))
Ohio
Supreme Court's narrowing construction of child pornography statute in order to
avoid overbreadth and its application of that construction when evaluating
defendant's overbreadth challenge complied with due process; defendant
possessed photographs of adolescent boys in sexually explicit situations and
had notice of criminality of his conduct.
U.S.C.A.
Const.Amends. 1, 5, 14; Ohio
R.C. § 2907.323(A)(3).
[5] Constitutional Law
4507
(Formerly 92k258(2))
Even if construed to obviate overbreadth,
applying statute to pending cases might be barred by due process clause. U.S.C.A.
Const.Amends. 1, 5, 14.
[6] Constitutional Law
4637
(Formerly 92k268(11))
Failure to
instruct on an element of child pornography under Ohio law, that is, lewd
exhibition or graphic focus on genitals, violated due process. Ohio
R.C. § 2907.323(A)(3); U.S.C.A.
Const.Amends. 5, 14.
[7] Federal Courts
508
Defendant's
failure in child pornography prosecution to urge instruction on scienter was
independent and adequate state law ground preventing Supreme Court from
reaching defendant's due process challenge to absence of scienter
instruction. Ohio
R.C. § 2907.323(A)(3); U.S.C.A.
Const.Amends. 5, 14.
[8] Federal Courts
508
Defendant's
failure in child pornography prosecution to object to lack of instruction
requiring proof of lewd exhibition or graphic focus on genitals did not bar
Supreme Court from reaching defendant's due process challenge to lack of
instruction; defendant had argued
overbreadth of statute and had pressed issue of State's failure of proof on
lewdness before trial court, and nothing would be gained by requiring defendant
to object a second time. Ohio
R.C. § 2907.323(A)(3); U.S.C.A.
Const.Amends. 5, 14.
**1692 *103
Syllabus [FN*]
FN* The syllabus
constitutes no part of the opinion of the Court but has been prepared by the
Reporter of Decisions for the convenience of the reader. See United
States v. Detroit Lumber Co.,
200 U.S. 321, 337, 26 S.Ct. 282, 287, 50 L.Ed. 499.
After Ohio police found photographs in
petitioner Osborne's home, each of which
depicted a nude male adolescent posed in a sexually explicit position, he was
convicted of violating a state statute prohibiting any person from possessing
or viewing any material or performance showing a minor who is not his child or
ward in a state of nudity, unless (a) the material or performance is presented
for a bona fide purpose by or to a person having a proper interest therein, or
(b) the possessor knows that the minor's parents or guardian has consented in
writing to such photographing or use of the minor. An intermediate appellate court and the
State Supreme Court affirmed the conviction.
The latter court rejected Osborne's contention that the First Amendment
prohibits the States from proscribing the private possession of child
pornography. The court also found that
the statute is not unconstitutionally overbroad, since, in light of its
specific exceptions, it must be read as only applying to depictions of nudity
involving a lewd exhibition or graphic focus on the minor's genitals, and since
scienter is an essential element of the offense. In rejecting Osborne's contention that the
trial court erred in not requiring the government to prove lewd exhibition and
scienter as elements of his crime, the court emphasized that he had not
objected to the jury instructions given at his trial and stated that the
failures of proof did not amount to plain error.
Held:
1. Ohio may constitutionally proscribe the
possession and viewing of child pornography. Even assuming that Osborne has a valid First
Amendment interest in such activities, **1693 this case is distinct from
Stanley
v. Georgia,
394 U.S. 557, 89 S.Ct. 1243, 22 L.Ed.2d 542 which
struck down a Georgia law outlawing the private possession of obscene material
on the ground that the State's justifications for the law--primarily, that
obscenity would poison the minds of its viewers--were inadequate. In contrast, Ohio does not rely on a
paternalistic interest in regulating Osborne's mind, but has enacted its law on
the basis of its compelling interests in protecting the physical and
psychological well-being of minors and in destroying the market for the
exploitative use of children by penalizing those who possess and view the
offending materials. See New
York v. Ferber,
458 U.S. 747, 756-758, 761- 762, 102 S.Ct. 3348, 3354-3355, 3356-3357, 73
L.Ed.2d 1113.
Moreover, Ohio's ban encourages possessors to destroy such materials,
which permanently record the victim's abuse and thus *104 may haunt him
for years to come, see id.,
at 759, 102 S.Ct., at 3355, and which, available
evidence suggests, may be used by pedophiles to seduce other children. Pp. 1695-1697.
2. Osborne's First Amendment overbreadth
arguments are unpersuasive. Pp.
1697-1703.
(a) The Ohio statute is not unconstitutionally
overbroad. Although, on its face, the
statute purports to prohibit constitutionally protected depictions of nudity,
it is doubtful that any overbreadth would be "substantial" under this
Court's cases, in light of the statutory
exemptions and "proper purposes" provisions. In any event, the statute, as construed by
the Ohio Supreme Court, plainly survives overbreadth scrutiny. By limiting the statute's operation to
nudity that constitutes lewd exhibition or focuses on genitals, that court
avoided penalizing persons for viewing or possessing innocuous photographs of naked
children and thereby rendered the "nudity" language permissible. See Ferber,
supra,
at 765, 102 S.Ct., at 3359. Moreover, the statute's failure, on its
face, to provide a mens rea requirement is cured by the court's
conclusion that the State must establish scienter under the Ohio default
statute specifying that recklessness applies absent a statutory intent
provision. Pp. 1697-1699.
(b) It was not impermissible for the State Supreme
Court to rely on its narrowed construction of the statute when evaluating
Osborne's overbreadth claim. A statute
as construed may be applied to conduct occurring before the construction,
provided such application affords fair warning to the defendant. See, e.g., Dombrowski
v. Pfister,
380 U.S. 479, 491, n. 7, 85 S.Ct. 1116, 1123, n. 7, 14 L.Ed.2d 22. It is obvious from
the face of the child pornography statute, and from its placement within the
"Sexual Offenses" chapter of the Ohio Code, that Osborne had notice
that his possession of the photographs at issue was proscribed. Bouie
v. City of Columbia,
378 U.S. 347, 84 S.Ct. 1697, 12 L.Ed.2d 894; Rabe
v. Washington,
405 U.S. 313, 92 S.Ct.
993, 31 L.Ed.2d 258; and Marks
v. United States,
430 U.S. 188, 97 S.Ct. 990, 51 L.Ed.2d 260,
distinguished. Shuttlesworth
v. Birmingham,
382 U.S. 87, 86 S.Ct. 211, 15 L.Ed.2d 176--which
stands for the proposition that where a State Supreme Court narrows an
unconstitutionally overbroad statute, the State must ensure that defendants are
convicted under the statute as it is subsequently construed and not as it was
originally written--does not conflict with the holding in this case. Nor does Massachusetts
v. Oakes,
491 U.S. 576, 109 S.Ct. 2633, 105 L.Ed.2d 493--in
which five Justices agreed in a separate opinion that a state legislature could
not cure a potential overbreadth problem through a postconviction statutory
amendment--support Osborne's view that an overbroad statute is void as written,
such that a court may not narrow it, affirm a conviction on the basis of the
narrowing construction, and leave the statute in full force. Since courts routinely adopt the latter
course, acceptance of Osborne's proposition would require a radical reworking
of American law. *105 Moreover,
the Oakes approach is based on the fear that legislators who know they
can cure their own **1694 mistakes by amendment without significant cost
may not be careful to avoid drafting overbroad laws in the first place. A similar effect will not be likely if a
judicial construction of a statute to eliminate overbreadth is allowed to be
applied in the case before the Court, since legislatures cannot be sure that
the statute, when examined by a court, will be saved by a narrowing construction rather than invalidated
for overbreadth, and since applying even a narrowed statute to pending cases
might be barred by the Due Process Clause.
Furthermore, requiring that statutes be facially invalidated whenever
overbreadth is perceived would very likely invite reconsideration or
redefinition of the overbreadth doctrine in a way that would not serve First
Amendment interests. Pp. 1699-1703.
3. Nevertheless, due process requires that
Osborne's conviction be reversed and the case remanded for a new trial, since
it is unclear whether the conviction was based on a finding that the State had
proved each of the elements of the offense.
It is true that this Court is precluded from reaching the due process
challenge with respect to the scienter element of the crime because counsel's
failure to comply with the state procedural rule requiring an objection to
faulty jury instructions constitutes an independent state-law ground adequate
to support the result below. However,
this Court is not so barred with respect to counsel's failure to object to the
failure to instruct on lewdness, since, shortly before the brief trial, counsel
moved to dismiss on the ground that the statute was overbroad in its failure to
allow the viewing of innocent nude photographs. Nothing would be gained by requiring counsel
to object a second time, specifically to the jury instructions. The assertion of federal rights, when
plainly and reasonably made, may not be defeated under the name of local
practice. Cf. Douglas
v. Alabama,
380 U.S. 415, 421-422, 85 S.Ct. 1074, 1078-1079, 13 L.Ed.2d 934. Pp. 1703-1705.
37
Ohio St.3d 249, 525 N.E.2d 1363, reversed and
remanded.
WHITE, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and BLACKMUN, O'CONNOR, SCALIA, and KENNEDY, JJ., joined. BLACKMUN, J., filed a concurring opinion, post, p.
1705. BRENNAN, J., filed a dissenting
opinion, in which MARSHALL and STEVENS, JJ., joined, post, p. 1705.
S.
Adele Shank argued the cause for
appellant. With her on the briefs were Randall
M. Dana, John Quigley, and David Goldberger.
*106 Ronald
J. O'Brien argued the cause and filed a brief
for appellee.*
* Briefs of amici curiae urging
affirmance were filed for the Attorneys General for the State of Arizona et al.
by Anthony
J. Celebrezze, Jr., Attorney General of Ohio, Andrew
I. Sutter, Assistant Attorney General, and Loren
L. Braverman, and by the Attorneys General for their respective States
as follows: Robert K. Corbin of Arizona, Robert
A. Butterworth of Florida, James
T. Jones of Idaho, Linley E. Pearson
of Indiana, Thomas J. Miller of Iowa, Robert
T. Stephan of Kansas, James
M. Shannon of Massachusetts, Frank
J. Kelley of Michigan, William
L. Webster of Missouri, Brian
McKay of Nevada, Roger
A. Tellinghuisen of South Dakota, and Kenneth
O. Eikenberry of Washington; for the American
Family Association, Inc., by Peggy M.
Coleman; for the Children's Legal Foundation by Alan E. Sears; for
Concerned Women for America et al. by H.
Robert Showers, Wendell
R. Bird, Jordan
W. Lorence, and Cimron
Campbell; and for Covenant House et al. by Gregory
A. Loken and Judith Drazen Schretter.
Justice WHITE delivered the opinion of the Court.
In order to combat child pornography, Ohio
enacted Rev.Code Ann. § 2907.323(A)(3) (Supp.1989), which provides in pertinent part:
"(A) No person shall do any of the following:
. .
. . .
"(3) Possess or view any material or performance that
shows a minor who is not the person's child or ward in a state of nudity,
unless one of the following applies:
"(a) The material or performance is sold,
disseminated, displayed, possessed, controlled, brought or caused to be brought
into this state, or presented for a bona fide artistic, medical, scientific,
educational, religious, governmental, judicial, or other proper purpose, by or
to a physician, psychologist, sociologist, scientist, teacher, person pursuing
bona fide studies or research, librarian, clergyman, prosecutor, judge, or
other person having a proper interest in the
material or performance.
"(b) The person knows that the parents, guardian, or
custodian has consented in writing to the photographing *107 or use of
the minor in a state of nudity and to the manner in which the material or
performance is used or transferred."
**1695 Petitioner, Clyde Osborne, was
convicted of violating this statute and sentenced to six months in prison,
after the Columbus, Ohio, police, pursuant to a valid search, found four
photographs in Osborne's home. Each
photograph depicts a nude male adolescent posed in a sexually explicit
position. [FN1]
FN1. Osborne contends
that the subject in all of the pictures is the same boy; Osborne testified at trial that he was told
that the youth was 14 at the time that the photographs were taken. App. 16.
The government maintains that three of the pictures are of one boy and
one of the pictures is of another.
Three photographs depict the same boy in different positions: sitting with his legs over his head and his
anus exposed; lying down with an erect penis and with an electrical object in
his hand; and lying down with a plastic object which appears to be inserted in
his anus. The fourth photograph depicts
a nude standing boy; it is unclear
whether this subject is the same boy photographed in the other pictures because the photograph only depicts the boy's
torso.
The Ohio Supreme Court affirmed Osborne's
conviction, after an intermediate appellate court did the same. State
v. Young,
37 Ohio St.3d 249, 525 N.E.2d 1363 (1988). Relying on one of its earlier decisions, the
court first rejected Osborne's contention that the First Amendment prohibits
the States from proscribing the private possession of child pornography.
Next, the court found that § 2907.323(A)(3)
is not unconstitutionally overbroad. In
so doing, the court, relying on the statutory exceptions, read § 2907.323(A)(3)
as only applying to depictions of nudity involving a lewd exhibition or graphic
focus on a minor's genitals. The court
also found that scienter is an essential element of a § 2907.323(A)(3)
offense. Osborne objected that the
trial judge had not insisted that the government prove lewd exhibition and
scienter as elements of his crime. The
Ohio Supreme Court rejected these contentions because Osborne had failed to
object to the *108 jury instructions given at his trial and the court
did not believe that the failures of proof amounted to plain error. [FN2]
FN2. Osborne also
unsuccessfully raised a number of other challenges that are not at issue before
this Court.
The
Ohio Supreme Court denied a motion for rehearing, and granted a stay pending
appeal to this Court. We noted probable
jurisdiction last June. 492
U.S. 904, 109 S.Ct. 3212, 106 L.Ed.2d 563.
I
[1] The threshold question in this case is whether Ohio may
constitutionally proscribe the possession and viewing of child pornography or
whether, as Osborne argues, our decision in Stanley
v. Georgia,
394 U.S. 557, 89 S.Ct. 1243, 22 L.Ed.2d 542 (1969),
compels the contrary result. In Stanley,
we struck down a Georgia law outlawing the private possession of obscene
material. We recognized that the
statute impinged upon Stanley's right to receive information in the privacy of
his home, and we found Georgia's justifications for its law inadequate. Id.,
at 564-568, 89 S.Ct., at 1247- 1250. [FN3]
FN3. We have since
indicated that our decision in Stanley was "firmly grounded in the
First Amendment." Bowers
v. Hardwick,
478 U.S. 186, 195, 106 S.Ct. 2841, 2846, 92 L.Ed.2d 140 (1986).
Stanley should not be read too
broadly. We have previously noted
that Stanley was a narrow
holding, see United
States v. 12 200-ft. Reels of Film,
413 U.S. 123, 127, 93 S.Ct. 2665, 2668, 37 L.Ed.2d 500 (1973), and, since the
decision in that case, the value of permitting child pornography has been
characterized as "exceedingly modest, if not de minimis." New
York v. Ferber,
458 U.S. 747, 762, 102 S.Ct. 3348, 3357, 73 L.Ed.2d 1113 (1982). But assuming, for
the sake of argument, that Osborne has a First Amendment interest in viewing
and possessing child pornography, we nonetheless find this case distinct from Stanley
because the interests underlying child pornography prohibitions far exceed the
interests justifying the Georgia law at issue in Stanley. Every court to address the issue has so
concluded. See, **1696 e.g., People
v. Geever,
122 Ill.2d 313, 327-328, 119 Ill.Dec. 341, 347-348, 522 N.E.2d 1200, 1206-1207
(1988); *109
Felton
v. State,
526 So.2d 635, 637 (Ala.Ct.Crim.App.), aff'd sub
nom. Ex parte Felton,
526 So.2d 638, 641 (Ala.1988); State
v. Davis,
53 Wash.App. 502, 505, 768 P.2d 499, 501 (1989); Savery
v. State,
767 S.W.2d 242, 245 (Tex.App.1989); United
States v. Boffardi,
684 F.Supp. 1263, 1267 (SDNY 1988).
In Stanley, Georgia primarily sought to
proscribe the private possession of obscenity because it was concerned that
obscenity would poison the minds of its viewers. 394
U.S., at 565, 89 S.Ct., at 1248. [FN4] We responded that
"[w]hatever the power of the state to control public dissemination of
ideas inimical to the public morality, it cannot constitutionally premise
legislation on the desirability of controlling a person's private
thoughts." Id.,
at 566, 89 S.Ct., at 1248. The difference here is obvious: The State does not rely on a paternalistic interest in regulating
Osborne's mind. Rather, Ohio has
enacted § 2907.323(A)(3)
in order to protect the victims of child pornography; it hopes to destroy a market for the
exploitative use of children.
FN4. Georgia also
argued that its ban on possession was a necessary complement to its ban on
distribution (see discussion infra, at 1696) and that the possession law
benefited the public because, according to the State, exposure to obscene
material might lead to deviant sexual behavior or crimes of sexual
violence. 394
U.S., at 566, 89 S.Ct., at 1248. We found a lack of empirical evidence
supporting the latter claim and stated that " '[a]mong free men, the
deterrents ordinarily to be applied to prevent crime are education and
punishment for violations of the law....' " Id.,
at 566-567, 89 S.Ct., at 1248-1249 (citation
omitted).
"It is evident beyond the need for
elaboration that a State's interest in
'safeguarding the physical and psychological well-being of a minor' is
'compelling.' ... The legislative judgment, as well as the
judgment found in relevant literature, is that the use of children as subjects
of pornographic materials is harmful to the physiological, emotional, and
mental health of the child. That
judgment, we think, easily passes muster under the First Amendment." Ferber,
458 U.S., at 756-758, 102 S.Ct., at 3354-3355
(citations omitted). It is also surely
reasonable for the State to conclude that it will decrease the production of
child pornography if it penalizes those who possess and view the product, *110
thereby decreasing demand. In Ferber,
where we upheld a New York statute outlawing the distribution of child
pornography, we found a similar argument persuasive: "[T]he advertising and selling of child
pornography provide an economic motive for and are thus an integral part of the
production of such materials, an activity illegal throughout the Nation. 'It rarely has been suggested that the
constitutional freedom for speech and press extends its immunity to speech or
writing used as an integral part of conduct in violation of a valid criminal
statute.' " Id.,
at 761-762, 102 S.Ct., at 3356-3357 quoting Giboney
v. Empire Storage & Ice Co.,
336 U.S. 490, 498, 69 S.Ct. 684, 688, 93 L.Ed. 834 (1949).
Osborne contends that the State should use
other measures, besides penalizing possession, to dry up the child pornography
market. Osborne points out that in Stanley
we rejected Georgia's argument that its prohibition on obscenity possession was
a necessary incident to its proscription on obscenity distribution. 394
U.S., at 567-568, 89 S.Ct., at 1249-1250. This holding, however, must be viewed in
light of the weak interests asserted by the State in that case. Stanley itself emphasized that we did
not "mean to express any opinion on statutes making criminal possession of
other types of printed, filmed, or recorded
materials.... In such cases, compelling
reasons may exist for overriding the right of the individual to possess those
materials." Id.,
at 568, n. 11, 89 S.Ct., at 1249, n. 11. [FN5]
FN5. As the dissent
notes, see post, at 1713, the Stanley Court cited illicit
possession of defense information as an example of the type of offense for
which compelling state interests might justify a ban on possession. Stanley, however, did not suggest that
this crime exhausted the entire category of proscribable offenses.
**1697 Given the importance of the
State's interest in protecting the victims of child pornography, we cannot
fault Ohio for attempting to stamp out this vice at all levels in the
distribution chain. According to the
State, since the time of our decision in Ferber, much of the child
pornography market has been driven underground;
as a result, it is now difficult, if not impossible, to solve the child
pornography problem by only attacking production and distribution. Indeed, 19 States *111 have found it
necessary to proscribe the possession of this material. [FN6]
FN6. Ala.Code
§ 13A-12-192 (1988); Ariz.Rev.Stat.Ann.
§ 13- 3553 (1989); Colo.Rev.Stat.
§ 18-6-403 (Supp.1989); Fla.Stat.
§ 827.071
(1989); Ga.Code
Ann. § 16-12-100 (1989); Idaho
Code § 18- 1507 (1987); Ill.Rev.Stat., ch.
38, ¶ 11-20.1 (1987); Kans.Stat.Ann.
§ 21-3516 (Supp.1989); Minn.Stat.
§ 617.247 (1988); Mo.Rev.Stat.
§ 573.037 (Supp.1989); Neb.Rev.Stat.
§ 28-809 (1989); Nev.Rev.Stat.
§ 200.730 (1987); Ohio
Rev.Code Ann. § § 2907.322 and 2907.323
(Supp.1989);
Okla.Stat.,
Tit. 21, § 1021.2 (Supp.1989); S.D.Codified
Laws Ann. § § 22-22-23, 22-22-23.1
(1988); Tex.Penal
Code Ann. § 43.26 (1989 and Supp. 1989-1990); Utah
Code Ann. § 76-5a-3(1)(a) (Supp.1989); Wash.Rev.Code
§ 9.68A.070 (1989); W.Va.Code
§ 61-8C-3 (1989).
Other interests also support the Ohio
law. First, as Ferber
recognized, the materials produced by child pornographers permanently record
the victim's abuse. The pornography's
continued existence causes the child victims continuing harm by haunting the
children in years to come. 458
U.S., at 759, 102 S.Ct., at 3355. The State's ban on possession and viewing
encourages the possessors of these materials to destroy them. Second, encouraging the destruction of these
materials is also desirable because evidence suggests that pedophiles use child
pornography to seduce other children into sexual activity. [FN7]
FN7. The Attorney General's Commission on Pornography, for
example, states: "Child pornography
is often used as part of a method of seducing child victims. A child who is reluctant to engage in sexual
activity with an adult or to pose for sexually explicit photos can sometimes be
convinced by viewing other children having 'fun' participating in the
activity." 1 Attorney General's
Commission on Pornography, Final Report 649 (1986) (footnotes omitted). See also, D. Campagna and D. Poffenberger,
Sexual Trafficking in Children 118 (1988);
S. O'Brien, Child Pornography 89 (1983).
Given the gravity of the State's interests in
this context, we find that Ohio may constitutionally proscribe the possession
and viewing of child pornography.
II
[2] Osborne next argues that even if the State may
constitutionally ban the possession of child pornography, his conviction *112
is invalid because § 2907.323(A)(3)
is unconstitutionally overbroad in that it criminalizes an intolerable range of
constitutionally protected conduct. [FN8] In our previous decisions discussing the
First Amendment overbreadth doctrine, we have repeatedly emphasized that where
a statute regulates expressive conduct, the scope of the statute does not
render it unconstitutional unless its overbreadth is not only "real, but
substantial as well, judged in relation to the statute's plainly legitimate sweep." Broadrick
v. Oklahoma,
413 U.S. 601, 615, 93 S.Ct. 2908, 2917, 37 L.Ed.2d 830 (1973). Even where a
statute at its margins infringes on protected expression, "facial
invalidation is inappropriate if the 'remainder of the statute ... covers a
whole range of easily identifiable and constitutionally proscribable ...
conduct....' " New
York v. Ferber,
458 U.S., at 770, n. 25, 102 S.Ct., at 3362 n. 25.
FN8. In the First
Amendment context, we permit defendants to challenge statutes on overbreadth
grounds, regardless of whether the individual defendant's conduct is
constitutionally protected. "The
First Amendment doctrine of substantial overbreadth is an exception to the
general rule that a person to whom a statute may be constitutionally applied
cannot challenge the statute on the ground that it may be unconstitutionally
applied to others." Massachusetts
v. Oakes,
491 U.S. 576, 581, 109 S.Ct. 2633, 2637, 105 L.Ed.2d 493 (1989).
**1698 [3] The Ohio statute, on its face, purports to prohibit the
possession of "nude" photographs of minors. We have stated that depictions of nudity,
without more, constitute protected expression.
See Ferber,
supra,
at 765, n. 18, 102 S.Ct., at 3359, n. 18. Relying on this observation, Osborne argues
that the statute as written is substantially overbroad. We are skeptical
of this claim because, in light of the statute's exemptions and "proper
purposes" provisions, the statute may not be substantially overbroad under
our cases. [FN9] However that may be, Osborne's *113
overbreadth challenge, in any event, fails because the statute, as construed by
the Ohio Supreme Court on Osborne's direct appeal, plainly survives overbreadth
scrutiny. Under the Ohio Supreme Court
reading, the statute prohibits "the possession or viewing of material or
performance of a minor who is in a state of nudity, where such nudity
constitutes a lewd exhibition or involves a graphic focus on the genitals, and
where the person depicted is neither the child nor the ward of the person
charged." 37
Ohio St.3d, at 252, 525 N.E.2d, at 1368. [FN10] By limiting the
statute's operation in *114 this manner, the Ohio Supreme Court avoided
penalizing persons for viewing or possessing innocuous photographs of naked
children. We have upheld similar
language against overbreadth challenges in the past. In Ferber, we affirmed a conviction
under a New York statute that made it a crime to promote the " 'lewd
exhibition of [a child's] genitals.' "
458
U.S., at 751, 102 S.Ct., at 3351. We noted that "[t]he term 'lewd
exhibition of the genitals' is not unknown in this area and, indeed, was given
in Miller
[v. California,
413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973),]
as an example of a permissible regulation." **1699 Id., at 765, 102
S.Ct., at 3359. [FN11]
FN9. The statute applies only where an individual possesses or
views the depiction of a minor "who is not the person's child or
ward." The State, moreover, does
not impose criminal liability if either "[t]he material or performance is
sold, disseminated, displayed, possessed, controlled, brought or caused to be
brought into this state, or presented for a bona fide artistic, medical,
scientific, educational, religious, governmental, judicial, or other proper
purpose, by or to a physician, psychologist, sociologist, scientist, teacher,
person pursuing bona fide studies or research, librarian, clergyman,
prosecutor, judge, or other person having a proper interest in the material or
performance," or "[t]he person knows that the parents, guardian, or
custodian has consented in writing to the photographing or use of the minor in
a state of nudity and to the manner in which the material or performance is
used or transferred." It is true
that, despite the statutory exceptions, one might imagine circumstances in
which the statute, by its terms, criminalizes constitutionally protected
conduct. If, for example, a parent gave
a family friend a picture of the parent's infant taken while the infant was
unclothed, the statute would apply.
But, given the broad statutory exceptions and the prevalence of child
pornography, it is far from clear that the instances where the statute applies
to constitutionally protected conduct are
significant enough to warrant a finding that the statute is overbroad. Cf. Oakes,
supra,
at 589-590, 109 S.Ct., at 2641 (opinion of
SCALIA, J., joined by BLACKMUN, J., concurring in judgment in part and
dissenting in part).
Nor do we find very persuasive Osborne's contention that
the statute is unconstitutionally overbroad because it applies in instances
where viewers or possessors lack scienter.
Although § 2907.323(A)(3)
does not specify a mental state, Ohio law provides that recklessness is the
appropriate mens rea where a statute "neither specifies culpability
nor plainly indicates a purpose to impose strict liability." Ohio
Rev.Stat.Ann. § 2901.21(B) (1987).
We also do not find any merit to Osborne's claim that § 2907.323(A)(3)
is unconstitutionally vague because it does not define the term
"minor." Under Ohio law, a minor is anyone under 18 years of
age. Ohio
Rev.Code Ann. § 3109.01 (1989).
FN10. The Ohio court
reached this conclusion because "when the 'proper purposes' exceptions set
forth in R.C.
2907.323(A)(3)(a) and (b) are considered, the
scope of the prohibited conduct narrows significantly. The clear purpose of
these exceptions ... is to sanction the possession or viewing of material
depicting nude minors where that conduct is morally innocent.
Thus, the only conduct prohibited by the statute is conduct which is not
morally innocent, i.e., the possession or viewing of the described material for
prurient purposes. So construed, the
statute's proscription is not so broad as to outlaw all depictions of minors in
a state of nudity, but rather only those depictions which constitute child
pornography." 37
Ohio St.3d, at 251-252, 525 N.E.2d, at 1367-1368
(emphasis in original).
FN11. The statute
upheld against an overbreadth challenge in Ferber was, moreover,
arguably less narrowly tailored than the statute challenged in this case
because, unlike § 2907.323(A)(3), the
New York law did not provide a broad range of exceptions to the general
prohibition on lewd exhibition of the genitals. Despite this lack of exceptions, we upheld
the New York law, reasoning that "[h]ow often, if ever, it may be
necessary to employ children to engage in conduct clearly within the reach of
[the statute] in order to produce educational, medical, or artistic works cannot
be known with certainty. Yet we
seriously doubt, and it has not been suggested, that these arguably
impermissible applications of the statute amount to more than a tiny fraction
of the materials within the statute's reach." 458
U.S., at 773, 102 S.Ct., at 3363.
The dissent distinguishes the Ohio statute, as construed,
from the statute upheld in Ferber on
the ground that the Ohio statute proscribes " 'lewd exhibitions of nudity'
rather than 'lewd exhibitions of the genitals.' " See post,
at 1707 (emphasis in original). The
dissent notes that Ohio defines nudity to include depictions of pubic areas,
buttocks, the female breast, and covered male genitals "in a discernibly
turgid state." Post, at
1707. We do not agree that this
distinction between body areas and specific body parts is constitutionally
significant: The crucial question is
whether the depiction is lewd, not whether the depiction happens to focus on
the genitals or the buttocks. In any
event, however, Osborne would not be entitled to relief. The context of the opinion indicates that
the Ohio Supreme Court believed that "the term 'nudity' as used in R.C.
2907.323(A)(3) refers to a lewd exhibition of the
genitals." State
v. Young,
37 Ohio St.3d 249, 258, 525 N.E.2d 1363, 1373 (1988).
We do not concede, as the dissent suggests, see post,
at 1708, n. 5, that the statute as construed might proscribe a family friend's
possession of an innocuous picture of an unclothed infant. We acknowledge (see n. 9, supra )
that the statute as written might reach such conduct, but as construed the
statute would surely not apply because the photograph would not involve a
"lewd exhibition or graphic focus on the genitals" of the child.
*115
The Ohio Supreme Court also concluded that the State had to establish scienter
in order to prove a violation of § 2907.323(A)(3)
based on the Ohio default statute specifying that recklessness applies when
another statutory provision lacks an intent specification. See n. 9, supra. The statute on its face lacks a mens rea
requirement, but that omission brings into play and is cured by another law
that plainly satisfies the requirement laid down in Ferber that
prohibitions on child pornography include some element of scienter. 458
U.S., at 765, 102 S.Ct., at 3359.
[4] Osborne contends that it was impermissible for the Ohio
Supreme Court to apply its construction of § 2907.323(A)(3)
to him--i.e., to rely on the narrowed construction of the statute when
evaluating his overbreadth claim. Our cases, however, have long held that a
statute as construed "may be applied to conduct occurring prior to the
construction, provided such application affords fair warning to the
defendan[t]." Dombrowski
v. Pfister,
380 U.S. 479, 491, n. 7, 85 S.Ct. 1116, 1123 n. 7, 14 L.Ed.2d 22 (1965) (citations omitted). [FN12] In *116Hamling
v. United States, 418 U.S. 87, 94 S.Ct. 2887, 41 L.Ed.2d 590
(1974), for example, we reviewed the petitioners'
convictions for mailing and conspiring to mail an obscene advertising brochure
under 18
U.S.C. § 1461. That statute makes it a crime
to mail an "obscene, lewd, lascivious, indecent, filthy or vile article,
matter, thing, device, or substance."
In Hamling, for the first time, we construed the term "obscenity" as used in § 1461 "to
be limited to the sort of 'patently offensive representations or depictions of
that specific "hard core" sexual conduct given as examples in Miller
v. California.' " In light of
this construction, we rejected the petitioners' facial challenge to the statute
as written, and we affirmed the **1700 petitioners' convictions under
the section after finding that the petitioners had fair notice that their
conduct was criminal. 418
U.S., at 114-116, 94 S.Ct., at 2906-2907.
FN12. This
principle, of course, accords with the rationale underlying overbreadth
challenges. We normally do not allow a
defendant to challenge a law as it is applied to others. In the First Amendment context, however, we
have said that "[b]ecause of the sensitive nature of constitutionally
protected expression, we have not required that all those subject to overbroad
regulations risk prosecution to test their rights. For free expression--of
transcendent value to all society, and not merely to those exercising their
rights--might be the loser." Dombrowski,
380 U.S., at 486, 85 S.Ct., at 1120. But once a statute is authoritatively
construed, there is no longer any danger that protected speech will be deterred
and therefore no longer any reason to entertain the defendant's challenge to the
statute on its face.
Like the Hamling petitioners, Osborne
had notice that his conduct was proscribed.
It is obvious from the face of § 2907.323(A)(3)
that the goal of the statute is to eradicate child pornography. The provision criminalizes the viewing and
possessing of material depicting children in a state of nudity for other than
"proper purposes." The
provision appears in the "Sex Offenses" chapter of the Ohio
Code. Section
2907.323 is preceded by § 2907.322, which
proscribes "[p]andering sexually oriented matter involving a minor,"
and followed by § 2907.33, which
proscribes "[d]eception to obtain matter harmful to juveniles." That Osborne's photographs of adolescent
boys in sexually explicit situations constitute child pornography hardly needs
elaboration. Therefore, although § 2907.323(A)(3)
as written may have been imprecise at its fringes, someone in Osborne's
position would not be surprised to learn that his possession of the four
photographs at issue in this case constituted a crime.
Because Osborne had notice that his conduct
was criminal, his case differs from three cases upon which he relies: Bouie
v. City of Columbia,
378 U.S. 347, 84 S.Ct. 1697, 12 L.Ed.2d 894 (1964),
*117Rabe
v. Washington, 405 U.S. 313, 92 S.Ct.
993, 31 L.Ed.2d 258 (1972), and Marks
v. United States,
430 U.S. 188, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977). In Bouie, the petitioners had refused to leave a restaurant
after being asked to do so by the restaurant's manager. Although the manager had not objected when
the petitioners entered the restaurant, the
petitioners were convicted of violating a South Carolina trespass statute
proscribing " 'entry upon the lands of another ... after notice from the
owner or tenant prohibiting such entry.' " 378
U.S., at 349, 84 S.Ct., at 1700. Affirming the convictions, the South
Carolina Supreme Court construed the trespass law as also making it a crime for
an individual to remain on another's land after being asked to leave. We reversed the convictions on due process
grounds because the South Carolina Supreme Court's expansion of the statute was
unforseeable and therefore the petitioners had no reason to suspect that their
conduct was criminal. Id.,
at 350-352, 84 S.Ct., at 1700-1702.
Likewise, in Rabe v. Washington, supra,
the petitioner had been convicted of violating a Washington obscenity statute
that, by its terms, did not proscribe the defendant's conduct. On the petitioner's appeal, the Washington
Supreme Court nevertheless affirmed the petitioner's conviction, after
construing the Washington obscenity statute to reach the petitioner. We overturned the conviction because the
Washington Supreme Court's broadening of the statute was unexpected; therefore the petitioner had no warning that
his actions were proscribed. Id.,
at 315, 92 S.Ct., at 994.
And, in Marks v. United States, supra,
we held that the retroactive application of the obscenity standards announced
in Miller
v. California,
413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973),
to the potential detriment of the defendant
violated the Due Process Clause because, at the time that the defendant
committed the challenged conduct, our decision in Memoirs
v. Attorney General of Massachusetts,
383 U.S. 413, 86 S.Ct. 975, 16 L.Ed.2d 1 (1966),
provided the governing law. The
defendant could not suspect that his actions would later become criminal when
we expanded the range of constitutionally proscribable conduct in Miller.
*118 Osborne suggests that our decision
here is inconsistent with Shuttlesworth
v. Birmingham,
382 U.S. 87, 86 S.Ct. 211, 15 L.Ed.2d 176 (1965). We disagree. In Shuttlesworth, the defendant had
been convicted of violating an Alabama ordinance that, when read literally,
provided that "a person may stand on a public sidewalk in Birmingham only
at the whim of any police officer of that city." Id.,
at 90, 86 S.Ct., at 213. We stated **1701 that "[t]he
constitutional vice of so broad a provision needs no demonstration." Ibid.
As subsequently construed by the Alabama Supreme Court, however, the
ordinance merely made it criminal for an individual who was blocking free
passage along a public street to disobey a police officer's order to move. We noted that "[i]t is our duty, of
course, to accept this state judicial construction of the ordinance.... As so construed, we cannot say that the ordinance
is unconstitutional, though it requires no great feat of imagination to
envisage situations in which such an ordinance might be unconstitutionally
applied." Id.,
at 91, 86 S.Ct., at 213. We nevertheless reversed the defendant's
conviction because it was not clear that the State had convicted the defendant
under the ordinance as construed rather than as written. Id.,
at 91-92, 86 S.Ct., at 213-214. [FN13] Shuttlesworth, then, stands for the proposition
that where a State Supreme Court narrows an unconstitutionally overbroad
statute, the State must ensure that defendants are convicted under the statute
as it is subsequently construed and not as it was originally written; this proposition in no way conflicts with our
holding in this case.
FN13. In Shuttlesworth,
we also overturned the defendant's conviction for violating another part of the
same Alabama ordinance because that provision had been interpreted as
criminalizing an individual's failure to follow a policeman's directions when
the policeman was directing traffic, and the crime alleged in Shuttlesworth
had nothing to do with motor traffic. 382
U.S., at 93-95, 86 S.Ct., at 214-215.
Finally, despite Osborne's contention to the
contrary, we do not believe that Massachusetts
v. Oakes,
491 U.S. 576, 109 S.Ct. 2633, 105 L.Ed.2d 493 (1989), supports his theory of this case.
In Oakes, the petitioner challenged a Massachusetts pornography
statute as *119 overbroad; since
the time of the defendant's alleged crime, however, the State had substantially
narrowed the statute through a subsequent
legislative enactment--an amendment to the statute. In a separate opinion, five Justices agreed
that the state legislature could not cure the potential overbreadth problem through
the subsequent legislative action; the
statute was void as written. Id.,
at 585-586, 109 S.Ct., at 2639.
Osborne contends that Oakes stands for
a similar but distinct proposition that, when faced with a potentially
overinclusive statute, a court may not construe the statute to avoid
overbreadth problems and then apply the statute, as construed, to past conduct. The implication of this argument is that if
a statute is overbroad as written, then the statute is void and incurable. As a result, when reviewing a conviction
under a potentially overbroad statute, a court must either affirm or strike down
the statute on its face, but the court may not, as the Ohio Supreme Court did
in this case, narrow the statute, affirm on the basis of the narrowing
construction, and leave the statute in full force. We disagree.
First, as indicated by our earlier discussion,
if we accepted this proposition, it would require a radical reworking of our
law. Courts routinely construe statutes
so as to avoid the statutes' potentially overbroad reach, apply the statute in
that case, and leave the statute in place.
In Roth
v. United States,
354 U.S. 476, 77 S.Ct. 1304, 1 L.Ed.2d 1498 (1957),
for example, the Court construed the open-ended terms used in 18
U.S.C. § 1461, which prohibits the mailing of material that is
"obscene, lewd, lascivious, indecent, filthy or vile." Justice Harlan characterized Roth in
this way:
"The words of § 1461, 'obscene,
lewd, lascivious, indecent, filthy or vile,' connote something that is
portrayed in a manner so offensive as to make it unacceptable under current
community mores. While in common
usage the words have different shades of meaning, the statute since its
inception has always been taken as aimed at obnoxiously debasing portrayals of
sex. Although the *120 statute condemns
such material irrespective of the effect it may have upon those into
whose hands it falls, the **1702 early case of United
States v. Bennet,
24 Fed.Cas. 1093 (No. 14571), put a limiting
gloss upon the statutory language: the
statute reaches only indecent material which, as now expressed in Roth
v. United States, supra,
at 489 [77 S.Ct., at 1311] 'taken as a whole
appeals to prurient interest.' " Manuel
Enterprises, Inc. v. Day,
370 U.S. 478, 482-484 [82 S.Ct. 1432, 1434-1435, 8 L.Ed.2d 639] (1962) (footnotes omitted;
emphasis in original).
See also, Hamling,
418 U.S., at 112, 94 S.Ct., at 2905 (quoting the
above). The petitioner's conviction was
affirmed in Roth, and federal obscenity law was left in force. 354
U.S., at 494, 77 S.Ct., at 1314. [FN14] We, moreover, have long respected the State
Supreme Courts' ability to narrow state statutes so as to limit the statute's
scope to unprotected conduct. See, e.g., Ginsberg
v. New York,
390 U.S. 629, 88 S.Ct. 1274, 20 L.Ed.2d 195 (1968).
FN14. Buckley
v. Valeo,
424 U.S. 1, 76-80, 96 S.Ct. 612, 662-664, 46 L.Ed.2d 659 (1976), is another landmark case where a law was construed to
avoid potential overbreadth problems and left in place. Section 304(e) of the Federal Election
Campaign Act, 2
U.S.C. § 434(e) (1976 ed.), imposed certain reporting requirements on
"[e]very person ... who makes contributions or independent
expenditures" exceeding $100 "other than by contribution to a
political committee or candidate."
We stated that "[t]o insure that the reach of § 434(e) is not
impermissibly broad, we construe 'expenditure' for purposes of that section ...
to reach only funds used for communications that expressly advocate the
election or defeat of a clearly identified candidate." The section was upheld as construed. 424
U.S., at 80, 96 S.Ct., at 664 (footnote omitted).
Second, we do not believe that Oakes
compels the proposition that Osborne urges us to accept. In Oakes, Justice SCALIA, writing for
himself and four others, reasoned:
"The overbreadth doctrine serves to protect
constitutionally legitimate speech not merely ex post, that is, after
the offending statute is enacted, but also ex
ante, that is, when the legislature is contemplating what sort of statute
to enact. If the promulgation of
overbroad laws affecting speech was cost free ... that is, if no
conviction of constitutionally proscribable conduct would be *121 lost,
so long as the offending statute was narrowed before the final appeal ... then
legislatures would have significantly reduced incentive to stay within
constitutional bounds in the first place.
When one takes account of those overbroad statutes that are never
challenged, and of the time that elapses before the ones that are challenged
are amended to come within constitutional bounds, a substantial amount of
legitimate speech would be 'chilled'...."
491
U.S., at 586, 109 S.Ct., at 2639-2640 (emphasis
in original).
In other words, five of the Oakes
Justices feared that if we allowed a legislature to correct its mistakes
without paying for them (beyond the inconvenience of passing a new law), we
would decrease the legislature's incentive to draft a narrowly tailored law in
the first place.
[5] Legislators who know they can cure their own mistakes by
amendment without significant cost may not be as careful to avoid drafting
overbroad statutes as they might otherwise be.
But a similar effect will not be likely if a judicial construction of a
statute to eliminate overbreadth is allowed to be applied in the case before
the court. This is so primarily because
the legislatures cannot be sure that the statute, when examined by a court,
will be saved by a narrowing construction
rather than invalidated for overbreadth.
In the latter event, there could be no convictions under that law even
of those whose own conduct is unprotected by the First Amendment. Even if construed to obviate overbreadth,
applying the statute to pending cases might be barred by the Due Process
Clause. Thus, careless drafting cannot
be considered to be cost free based on the power of the courts to eliminate
overbreadth by statutory construction.
There are also other considerations. Osborne contends that when courts construe **1703
statutes so as to eliminate overbreadth, convictions of those found guilty of
unprotected conduct covered by the statute must be reversed and any further *122
convictions for prior reprehensible conduct are barred. [FN15] Furthermore, because he contends that
overbroad laws implicating First Amendment interests are nullities and
incapable of valid application from the outset, this would mean that judicial
construction could not save the statute even as applied to subsequent conduct
unprotected by the First Amendment. The
overbreadth doctrine, as we have recognized, is indeed "strong
medicine," Broadrick
v. Oklahoma,
413 U.S., at 613, 93 S.Ct., at 2916, and
requiring that statutes be facially invalidated whenever overbreadth is
perceived would very likely invite reconsideration or redefinition of the doctrine
in a way that would not serve First Amendment interests. [FN16]
FN15. Under Osborne's submission, even where the construction
eliminating overbreadth occurs in a civil case, the statute could not be
applied to conduct occurring prior to the decision; for although plainly within reach of the
terms of the statute and plainly not otherwise protected by the First
Amendment, until the statute was narrowed to comply with the Amendment, the
conduct was not illegal.
FN16. In terms of
applying a ruling to pending cases, we see no difference of constitutional
import between a court affirming a conviction after construing a statute to
avoid facial invalidation on the ground of overbreadth, and affirming a
conviction after rejecting a claim that the conduct at issue is not within the
terms of the statute. In both
situations, the Due Process Clause would require fair warning to the defendant
that the statutory proscription, as construed, covers his conduct. But even with the due process limitation,
courts repeatedly affirm convictions after rejecting nonfrivolous claims that
the conduct at issue is not forbidden by the terms of the statute. As argued earlier, there is no doubt
whatsoever that Osborne's conduct is proscribed by the terms of the child
pornography statute involved here.
III
[6] Having rejected
Osborne's Stanley and overbreadth arguments, we now reach Osborne's
final objection to his conviction: his
contention that he was denied due process because it is unclear that his
conviction was based on a finding that each of the elements of § 2907.323(A)(3)
was present. [FN17] According *123
to the Ohio Supreme Court, in order to secure a conviction under § 2907.323(A)(3),
the State must prove both scienter and that the defendant possessed material
depicting a lewd exhibition or a graphic focus on genitals. The jury in this case was not instructed
that it could convict Osborne only for conduct that satisfied these
requirements.
FN17. "[T]he
Due Process Clause protects the accused against conviction except upon proof
beyond a reasonable doubt of every fact necessary to constitute the crime with
which he is charged." In
re Winship,
397 U.S. 358, 364, 90 S.Ct. 1068, 1072, 25 L.Ed.2d 368 (1970).
[7] The State concedes the omissions in the jury instructions,
but argues that Osborne waived his right to assert this due process challenge
because he failed to object when the instructions were given at his trial. The Ohio Supreme Court so held, citing Ohio
law. The question before us now, therefore,
is whether we are precluded from reaching Osborne's due process challenge
because counsel's failure to comply with the procedural rule constitutes an independent state-law ground
adequate to support the result below.
We have no difficulty agreeing with the State that Osborne's counsel's
failure to urge that the court instruct the jury on scienter constitutes an
independent and adequate state-law ground preventing us from reaching Osborne's
due process contention on that point.
Ohio law states that proof of scienter is required in instances, like
the present one, where a criminal statute does not specify the applicable
mental state. See n. 9, supra. The state procedural rule, moreover, serves
the State's important interest in ensuring that counsel do their part in
preventing trial courts from providing juries with erroneous instructions.
[8] With respect to the trial court's failure to instruct on
lewdness, however, we **1704 reach a different conclusion: Based upon our review of the record, we
believe that counsel's failure to object on this point does not prevent us from
considering Osborne's constitutional claim.
Osborne's trial was brief: The
State called only the two arresting officers to the stand; the defense summoned only Osborne
himself. Right before trial, Osborne's
counsel moved to dismiss the case, contending *124 that § 2907.323(A)(3)
is unconstitutionally overbroad.
Counsel stated:
"I'm filing a motion to dismiss based on the fact that
[the] statute is void for vagueness, overbroad ... The statute's overbroad
because ... a person couldn't have pictures of his own grandchildren; probably couldn't even have nude photographs of himself.
"Judge, if you had some nude photos of yourself when
you were a child, you would probably be violating the law....
. .
. . .
"So grandparents, neighbors, or other people who
happen to view the photograph are criminally liable under the statute. And on that basis I'm going to ask the Court
to dismiss the case." Tr. 3-4.
The prosecutor informed the trial judge that
a number of Ohio state courts had recently rejected identical motions
challenging § 2907.323(A)(3). Tr. 5-6.
The court then overruled the motion.
Id., at 7. Immediately
thereafter, Osborne's counsel proposed various jury instructions. Ibid.
Given this sequence of events, we believe that
we may reach Osborne's due process claim because we are convinced that
Osborne's attorney pressed the issue of the State's failure of proof on
lewdness before the trial court and, under the circumstances, nothing would be
gained by requiring Osborne's lawyer to object a second time, specifically to
the jury instructions. The trial judge,
in no uncertain terms, rejected counsel's argument that the statute as written
was overbroad. The State contends that
counsel should then have insisted that the court instruct the jury on lewdness
because, absent a finding that this element existed, a conviction would be
unconstitutional. Were we to accept
this position, we would " 'force resort to an arid ritual of meaningless form,' ... and would further no perceivable
state interest." James
v. Kentucky,
466 U.S. 341, 349, 104 S.Ct. 1830, 1835, 80 L.Ed.2d 346 (1984), quoting Staub
v. City of Baxley,
355 U.S. 313, 320, 78 S.Ct. 277, 281, 2 L.Ed.2d 302 (1958), and citing *125Henry v. Mississippi,
379 U.S. 443, 448-449, 85 S.Ct. 564, 567-568, 13 L.Ed.2d 408 (1965). As Justice Holmes
warned us years ago, "[w]hatever springes the State may set for those who
are endeavoring to assert rights that the State confers, the assertion of
federal rights, when plainly and reasonably made, is not to be defeated under
the name of local practice." Davis
v. Wechsler,
263 U.S. 22, 24, 44 S.Ct. 13, 14, 68 L.Ed. 143 (1923).
Our decision here is analogous to our decision
in Douglas
v. Alabama,
380 U.S. 415, 85 S.Ct. 1074, 13 L.Ed.2d 934 (1965). In that case, the Alabama Supreme Court had
held that a defendant had waived his Confrontation Clause objection to the
reading into evidence of a confession that he had given. Although not following
the precise procedure required by Alabama law, [FN18] the defendant had unsuccessfully objected to the
prosecution's use of the confession. We
followed "our consistent holdings that the adequacy of state procedural
bars to the assertion of federal questions is itself a federal question"
and stated that "[i]n determining the sufficiency of objections we have
applied the general principle that an objection which is ample and timely to
bring the alleged federal error to the attention of the trial court and enable it to take appropriate corrective action
is sufficient to serve legitimate state interests, and therefore sufficient to
preserve **1705 the claim for review here." Id.,
at 422, 85 S.Ct., at 1078. Concluding that "[n]o legitimate state
interest would have been served by requiring repetition of a patently futile
objection," we held that the Alabama procedural ruling did not preclude
our consideration of the defendant's constitutional claim. Id.,
at 421-422, 85 S.Ct., at 1078-1079. We reach a similar conclusion in this case.
FN18. The Alabama
court had stated: " 'There must be
a ruling sought and acted on before the trial judge can be put in error. Here there was no ruling asked or invoked as
to the questions embracing the alleged confession.' " 380
U.S., at 421, 85 S.Ct., at 1078 (citation
omitted).
IV
To conclude, although we find Osborne's First
Amendment arguments unpersuasive, we reverse his conviction and remand *126
for a new trial in order to ensure that Osborne's conviction stemmed from a
finding that the State had proved each of the elements of § 2907.323(A)(3).
So ordered.
Justice BLACKMUN, concurring.
I join the Court's opinion. I write separately only to express my
agreement with Justice BRENNAN, see post, at 1715-1716, n. 20, that this
Court's ability to entertain Osborne's due process claim premised on the
failure of the trial court to charge the "lewd exhibition" and
"graphic focus" elements does not depend upon his objection to this
failure at trial.
Justice BRENNAN, with whom Justice MARSHALL and Justice STEVENS join, dissenting.
I agree with the Court that appellant's
conviction must be reversed. I do not
agree, however, that Ohio is free on remand to retry him under Ohio
Rev.Code Ann. § 2907.323(A)(3)
(Supp.1989) as it currently exists. In my view, the state law, even as construed
authoritatively by the Ohio Supreme Court, is still fatally overbroad, and our
decision in Stanley
v. Georgia,
394 U.S. 557, 89 S.Ct. 1243, 22 L.Ed.2d 542 (1969),
prevents the State from criminalizing appellant's possession of the photographs
at issue in this case. I therefore respectfully dissent.
I
As written, the Ohio statute is plainly
overbroad. Section
2907.323(A)(3) makes it a crime to
"[p]ossess or view any material or performance that shows a minor who is
not the person's child or ward in a state of nudity." Another section defines "nudity"
as
"the showing, representation, or depiction of human
male or female genitals, pubic area, or buttocks with less than a full, opaque
covering, or of a female breast with less than a full opaque covering of any
portion thereof *127 below the top of the nipple, or of covered male
genitals in a discernibly turgid state."
§ 2907.01(H).
In short, §
§ 2907.323
and 2907.01(H) use simple nudity, without more, as a way of defining
child pornography. [FN1] But as our prior decisions have made clear,
" 'nudity alone' does not place otherwise protected material outside the
mantle of the First Amendment." Schad
v. Mount Ephraim,
452 U.S. 61, 66, 101 S.Ct. 2176, 2181, 68 L.Ed.2d 671 (1981) (quoting Jenkins
v. Georgia,
418 U.S. 153, 161, 94 S.Ct. 2750, 2755, 41 L.Ed.2d 642 (1974)); see also FW/PBS,
Inc. v. Dallas,
493 U.S. 215, 224, 110 S.Ct. 596, 604, 107 L.Ed.2d 603 (1990) (plurality opinion);
id.,
at 238, n. **1706 1, 110
S.Ct., at 611, n. 1 (BRENNAN, J., concurring in
judgment); Doran
v. Salem Inn, Inc.,
422 U.S. 922, 932-933, 95 S.Ct. 2561, 45 L.Ed.2d 648 (1975); Southeastern
Promotions, Ltd. v. Conrad,
420 U.S. 546, 557-558, 95 S.Ct. 1239, 1246, 43 L.Ed.2d 448 (1975); California
v. LaRue,
409 U.S. 109, 118, 93 S.Ct. 390, 397, 34 L.Ed.2d 342 (1972). In Erznoznik
v. City of Jacksonville,
422 U.S. 205, 213, 95 S.Ct. 2268, 2274, 45 L.Ed.2d 125 (1975), for example, we invalidated an ordinance that "would
[have] bar[red] a film containing a picture of a baby's buttocks, the nude body
of a war victim, or scenes from a culture in which nudity is indigenous. The ordinance also might [have] prohibit[ed]
newsreel scenes of the opening of an art exhibit as well as shots of bathers on
a beach." The Ohio law as written has
the same broad coverage and is similarly unconstitutional. [FN2]
FN1. Other provisions
of Ohio law relating to child pornography are not phrased in terms of
"nudity." For example, Ohio
Rev.Code Ann. § 2907.321 (Supp.1989) prohibits the knowing creation, sale, distribution, or
possession of "obscenity involving a minor." Section
2907.322 prohibits the knowing creation, sale, distribution,
or possession of materials depicting a minor engaging in "sexual
activity" (defined as "sexual conduct or sexual contact," see §
§ 2907.01(A), (B), (C)), masturbation, or bestiality. The documented harm from child pornography
arises chiefly from the type of obscene materials that would be punished
under these provisions, rather than from the
depictions of mere "nudity" that are criminalized in § 2907.323. See New
York v. Ferber,
458 U.S. 747, 779, n. 4, 102 S.Ct. 3348, 3366, n. 4, 73 L.Ed.2d 1113 (1982) (STEVENS, J., concurring in judgment).
FN2. The Court hints that
§ 2907.323's
exemptions and "proper purposes" provisions might save it from being
overbroad. See ante, at
1698. I disagree. The enumerated "proper purposes" (e.g.,
a "bona fide artistic, medical, scientific, educational ... or other
proper purpose") are simultaneously too vague and too narrow. What is an acceptable "artistic"
purpose? Would erotic art along the
lines of Robert Mapplethorpe's qualify?
What is a valid "scientific" or "educational"
purpose? What about sex manuals? See, e.g., Faloona
v. Hustler Magazine, Inc.,
607 F.Supp. 1341 (ND Tex.1985), aff'd, 799
F.2d 1000 (CA5 1986). What is a permissible "other proper
purpose"? What about photos taken
for one purpose and recirculated for other, more prurient purposes? The "proper purposes" standard
appears to create problems analogous to those this Court has encountered in
describing the "redeeming social importance" of obscenity. See Pope
v. Illinois,
481 U.S. 497, 500-501, 107 S.Ct. 1918, 1920-1921, 95 L.Ed.2d 439 (1987); id.,
at 513- 519,
107 S.Ct., at 1927-1931. (STEVENS, J., dissenting); Smith
v. United States,
431 U.S. 291, 319-321, 97 S.Ct. 1756, 1773-1774, 52 L.Ed.2d 324 (1977) (STEVENS, J., dissenting);
Paris
Adult Theatre I v. Slaton,
413 U.S. 49, 84-85, 93 S.Ct. 2628, 2647-2648, 37 L.Ed.2d 446 (1973) (BRENNAN, J., dissenting);
Miller
v. California,
413 U.S. 15, 24, 93 S.Ct. 2607, 2615, 37 L.Ed.2d 419 (1973), Memoirs
v. Attorney General of Massachusetts,
383 U.S. 413, 418, 86 S.Ct. 975, 977, 16 L.Ed.2d 1 (1966) (plurality opinion);
Roth
v. United States,
354 U.S. 476, 484- 485, 77 S.Ct. 1304, 1308-1309, 1 L.Ed.2d 1498 (1957).
At the same time, however, Ohio's list of "proper
purposes" is too limited; it
excludes such obviously permissible uses as the commercial distribution of
fashion photographs or the simple exchange of pictures among family and
friends. Thus, a neighbor or
grandparent who receives a photograph of an unclothed toddler might be subject
to criminal sanctions.
*128 B
Wary of the statute's use of the
"nudity" standard, the Ohio Supreme Court construed § 2907.323(A)(3)
to apply only "where such nudity constitutes a lewd exhibition or involves
a graphic focus on the genitals." State
v. Young,
37 Ohio St.3d 249, 252, 525 N.E.2d 1363, 1368 (1988). The "lewd exhibition" and "graphic focus"
tests not only fail to cure the overbreadth of the statute, but they also
create a new problem of vagueness.
1
The Court dismisses appellant's overbreadth
contention in a single cursory paragraph.
Relying exclusively on our previous decision in New
York v. Ferber,
458 U.S. 747, 102 S.Ct. 3348, 73 L.Ed.2d 1113 (1982),
[FN3] *129 the majority reasons that the
"lewd exhibition" standard adequately narrows the statute's ambit
because "[w]e have upheld similar language against overbreadth challenges
in the past." Ante, at
1698. The Court's terse explanation is
unsatisfactory, since Ferber involved a law that differs in crucial
respects from the one here.
FN3. Although the
phrase "lewd exhibition of the genitals" was offered as an example of
a permissible regulation in Miller
v. California,
413 U.S., at 25, 93 S.Ct., at 2615, it was
mentioned in the Court's treatment of a vagueness question. Even then the phrase was prefaced with the
words "[p]atently offensive representations or descriptions," ibid.,
and included in a list with other types of sexual conduct that served to limit
its scope.
The
New York law at issue in Ferber criminalized the use of a child in
a " '[s ]exual performance,'
" defined as " 'any performance or part thereof which includes sexual
conduct by a child less than sixteen years of **1707 age.' " 458
U.S., at 751, 102 S.Ct., at 3351 (quoting N.Y.Penal
Law § 263.00(1) (McKinney 1980)). " ' "Sexual
conduct " ' " was in turn defined as " 'actual or simulated
sexual intercourse, deviate sexual intercourse, sexual bestiality,
masturbation, sado-masochistic abuse, or lewd exhibition of the genitals.'
" 458
U.S., at 751, 102 S.Ct., at 3351 (quoting § 263.00(3)). Although we acknowledged that "nudity,
without more [,] is protected expression," id.,
at 765, n. 18, 102 S.Ct., at 3359, n. 18, we
found that the statute was not overbroad because only "a tiny fraction of
materials within the statute's reach" was constitutionally protected. Id.,
at 773, 102 S.Ct., at 3363; see also id.,
at 776, 102 S.Ct., at 3364 (BRENNAN, J.,
concurring in judgment). We therefore
upheld the conviction of a bookstore proprietor who sold films depicting young
boys masturbating.
The Ohio law is distinguishable for several
reasons. First, the New York statute
did not criminalize materials with a "graphic focus " on the
genitals, and, as discussed further below, Ohio's "graphic focus"
test is impermissibly capacious. Even
setting aside the "graphic focus" element, the Ohio Supreme Court's
narrowing construction is still overbroad because it focuses on "lewd exhibitions of nudity " rather than
"lewd exhibitions of the genitals " in the context of sexual
conduct, as in the New York statute at issue in Ferber. [FN4] *130 Ohio
law defines "nudity" to include depictions of pubic areas, buttocks,
the female breast, and covered male genitals "in a discernibly turgid
state," as well as depictions of the genitals. On its face, then, the Ohio law is much
broader than New York's.
FN4. The Court
maintains that "[t]he context of the opinion indicates that the Ohio Supreme
Court believed that 'the term "nudity" as used in R.C.
2907.323(A)(3) refers to a lewd exhibition of the
genitals.' State
v. Young,
37 Ohio St.3d 249, 258, 525 N.E.2d 1363, 1373 (1988)." Ante, at 1699, n. 11.
The passage cited (and quoted in part) by the Court, however, is a
description of appellant's objections at trial and his argument on appeal, not
a precise formulation by the Ohio Supreme Court of the "lewd
exhibition" test. Indeed, only two
sentences after the quotation cited by the majority, the Ohio court referred to
"lewdness [a]s a necessary element of nudity under R.C.
2907.323(A)(3)." 37
Ohio St.3d, at 258, 525 N.E.2d, at 1373 (emphasis
added). Earlier in its opinion, the
Ohio Supreme Court more carefully articulated its construction of the statute
and stated that § 2907.323(A)(3)
criminalizes depictions of nudity
"where such nudity constitutes a lewd exhibition or involves a graphic focus
on the genitals." Id.,
at 252, 525 N.E.2d, at 1368. It is on this portion of the opinion that I
rely.
The Ohio Supreme Court did not say, "[W]here such
nudity constitutes a lewd exhibition of or involves a graphic focus on
the genitals." The noun
"exhibition" does not take as a modifier the preposition
"on," and the court's repeated reference to the "prohibited
state of nudity" as "a lewd exhibition or a graphic focus on the
genitals," id.,
at 251, 525 N.E.2d, at 1367, leaves no doubt that
its choice of words was deliberate. The
Ohio court clearly meant the "lewd exhibition" standard to pertain
only to nudity and not to displays of the genitals. See also ibid. (referring to
"morally innocent states of nudity as well as lewd exhibitions").
But were the Court today correct that the Ohio Supreme
Court intended to create a " 'lewd exhibition' of the genitals" test,
I would hardly be reassured. Indeed,
such a confused approach by the Ohio Supreme Court, referring in one part of
its opinion to "lewd exhibitions of nudity" and in another to
"lewd exhibitions of the genitals," would create a great deal
of uncertainty regarding the scope of § 2907.323(A)(3)
and likely would render that statute void for vagueness. We, of course, are powerless to clarify or
elaborate on the interpretation of Ohio law provided by the state court.
See Freedman
v. Maryland,
380 U.S. 51, 60-61, 85 S.Ct. 734, 739-740, 13 L.Ed.2d 649 (1965).
In addition, whereas the Ohio Supreme Court's
interpretation uses the "lewd exhibition of nudity" test standing
alone, the New York law employed the phrase " 'lewd exhibition of *131
the genitals' " in the context of a longer list of examples of sexual conduct: " 'actual or simulated sexual
intercourse, deviate sexual intercourse, sexual bestiality, masturbation, [and]
sado-masochistic abuse.' " 458
U.S., at 751, 102 S.Ct., at 3351. This syntax was important to our decision in
Ferber. We recognized the
potential for impermissible applications of the New York statute, see id.,
at 773, 102 S.Ct., at 3363, but **1708 in
view of the examples of "sexual conduct" provided by the statute, we
were willing to assume that the New York courts would not "widen the possibly
invalid reach of the statute by giving an expansive construction to the
proscription on 'lewd exhibition[s] of the genitals.' " Ibid. (emphasis added). In the Ohio statute, of course, there is no
analog to the elaborate definition of "sexual conduct" to serve as a
similar limit. Hence, while the New
York law could be saved at least in part by the notion of ejusdem generis,
see 2A C. Sands, Sutherland on Statutory Construction § 47.17, p. 166 (4th ed. 1984), the Ohio
Supreme Court's construction of its law
cannot.
Indeed, the broad definition of nudity in the
Ohio statutory scheme means that "child pornography" could include
any photograph depicting a "lewd exhibition" of even a small portion
of a minor's buttocks or any part of the female breast below the nipple. Pictures of topless bathers at a
Mediterranean beach, of teenagers in revealing dresses, and even of toddlers
romping unclothed, all might be prohibited. [FN5] Furthermore, *132
the Ohio law forbids not only depictions of nudity per se, but also
depictions of the buttocks, breast, or pubic area with less than a "full,
opaque covering." Thus, pictures of fashion models wearing semitransparent
clothing might be illegal, [FN6] as might a
photograph depicting a fully clad male that nevertheless captured his genitals
"in a discernibly turgid state."
The Ohio statute thus sweeps in many types of materials that are not
"child pornography," as we used that term in Ferber, but
rather that enjoy full First Amendment protection.
FN5. The majority
concedes that "[i]f, for example, a parent gave a family friend a picture
of the parent's infant taken while the infant was unclothed, the statute would
apply." Ante, at 1698, n.
9. To provide another disturbing
illustration: A well-known commercial
advertisement for a suntan lotion shows a
dog pulling down the bottom half of a young girl's bikini, revealing a stark
contrast between her suntanned back and pale buttocks. That this advertisement might be illegal in
Ohio is an absurd, yet altogether too conceivable, conclusion under the
language of the statute. "Many of
the world's great artists--Degas, Renoir, Donatello, to name a few--have worked
from models under 18 years of age, and many acclaimed photographs and films
have included nude or partially clad minors." Massachusetts
v. Oakes,
491 U.S. 576, 593, 109 S.Ct. 2633, 2643, 105 L.Ed.2d 493 (1989) (BRENNAN, J., dissenting) (footnote omitted). In addition,
there is an "abundance of baby and child photographs taken every day
without full frontal covering, not to mention the work of artists and
filmmakers and nudist family snapshots."
Id.,
at 598, 109 S.Ct. at 2646 (BRENNAN, J.,
dissenting); see also State v.
Schmakel, No. L-88-300 (Ohio Ct.App., Oct. 13, 1989), pp. 10-11 ("[A]
parent photographing his naked toddler on a bear rug would be threatened with a
prison term ... even though parents ostensibly have the same interests in
taking those pictures as they do in keeping a journal or gloating about their children's
accomplishments"). None of these
examples involves "sexual conduct," Ferber,
458 U.S., at 765, 102 S.Ct., at 3359, yet all
might be unlawful under the Ohio statute.
FN6. Cf. Steffens
v. State,
343 So.2d 90, 91 (Fla.App.1977) (invalidating as
impermissibly vague ordinance that prohibited "female waitresses,
entertainers or other employees of a public business" from appearing with
their breasts "thinly covered by mesh, transparent net or lawn skin tight
materials which are flesh colored and worn skin tight, so as to appear
uncovered," on the ground that "[i]n view of the scanty female
apparel which is now socially acceptable in public particularly on beaches, the
description of the type of clothing forbidden by this ordinance is extremely
unclear").
It might be objected that many of these
depictions of nudity do not amount to
"lewd exhibitions."
But in the absence of any authoritative definition of that phrase
by the Ohio Supreme Court, we cannot predict which ones. Many would characterize a photograph of a
seductive fashion model or alluringly posed adolescent on a topless European
beach as "lewd," although such pictures indisputably enjoy
constitutional protection. Indeed, some
might think that any nudity, especially that involving a minor, is by
definition "lewd," yet this Court has clearly established that nudity
is not excludedautomatically *133 from the scope of the First
Amendment. The Court today is unable even to hazard a guess as
to what a "lewd exhibition" might mean; it is forced to rely entirely on an
inapposite case--Ferber-- that simply did not **1709 discuss, let
alone decide, the central issue here.
The Ohio Supreme Court provided few clues as
to the meaning of the phrase "lewd
exhibition of nudity." The court
distinguished "child pornography" from "obscenity," see 37
Ohio St.3d, at 257, 525 N.E.2d, at 1372, thereby
implying that it did not believe that an exhibition was required to be
"obscene" in order to qualify as "lewd." [FN7] But it supplied no authoritative
definition--a disturbing omission in light of the absence of the phrase
"lewd exhibition" from the statutory definition section of the Sex
Offenses chapter of the Ohio Revised Code.
See § 2907.01. [FN8] In fact, the word *134
"lewd" does **1710 not appear in the statutory
definition of any crime involving obscenity or other sexually oriented
materials in the Ohio Revised Code. See
§ § 2907.31-2907.35. *135 Thus, when the Ohio Supreme
Court grafted the "lewd exhibition" test onto the definition of
nudity, it was venturing into uncharted territory. [FN9]
FN7. Other courts
have found it necessary to equate "lewd" with "obscene" in
order to avoid overbreadth and vagueness problems. See, e.g., United
States v. 12 200-ft. Reels of Film,
413 U.S. 123, 130, n. 7,
93 S.Ct. 2665, 2670, n. 7, 37 L.Ed.2d 500 (1973); Donnenberg
v. State,
1 Md.App. 591, 597, 232 A.2d 264, 267 (1967)
("lewd" and "indecent" equivalent to
"obscene"; "[o]therwise
the words would be too vague to constitute a permissible standard in a criminal
statute"); State
ex rel. Cahalan v. Diversified Theatrical Corp.,
59 Mich.App. 223, 232-233, 229 N.W.2d 389, 393 (1975); Seattle
v. Marshall,
83 Wash.2d 665, 672, 521 P.2d 693, 697 (1974); State
v. Voshart,
39 Wis.2d 419, 429-431, 159 N.W.2d 1, 6-7 (1968). But the Ohio Supreme Court specifically
rejected this path.
In my judgment, even equating "lewd" with
"obscene" would not adequately clarify matters because "the
concept of 'obscenity' cannot be defined with sufficient specificity and
clarity to provide fair notice to persons who create and distribute sexually
oriented materials, to prevent substantial erosion of protected speech as a
byproduct of the attempt to suppress unprotected speech, and to avoid very
costly institutional harms." Paris
Adult Theatre I v. Slaton,
413 U.S., at 103, 93 S.Ct., at 2657 (BRENNAN, J.,
dissenting); see also Sable
Communications of California, Inc. v. FCC,
492 U.S. 115, 133-134, 109 S.Ct. 2829, 2840, 106 L.Ed.2d 93 (1989) (BRENNAN, J., concurring in part and dissenting in
part); Pope
v. Illinois,
481 U.S. 497, 507, 107 S.Ct. 1918, 1924, 95 L.Ed.2d 439 (1987) (BRENNAN, J., dissenting);
id.,
at 513-518, 107 S.Ct. at 1926- 1927 (STEVENS, J.,
dissenting).
FN8. Revised
Code § 2905.26(B), which was repealed in 1974, defined "lewdness"
somewhat unhelpfully as "any indecent or obscene act." As it now
reads, the Sex Offenses chapter of the Ohio Revised Code is remarkably devoid
of any use of the term "lewd."
The crime of "importuning," for example, is defined as the
solicitation to engage in "sexual activity" or "sexual
conduct." Ohio
Rev.Code Ann. § 2907.07 (1975). "Public
indecency" comprises "expos[ing one's] private parts,"
"engag[ing] in masturbation," "engag[ing] in sexual
conduct," or "engag [ing] in conduct which to an ordinary observer
would appear to be sexual conduct or masturbation." §
2907.09. "Prostitution"
is described as engaging in "sexual activity for hire." Ohio
Rev.Code Ann. § § 2907.21-2907.26 (1975 and Supp.1989).
Currently, several sections of the Ohio Revised Code
outside the Sex Offenses chapter contain the term "lewd." See Ohio
Rev.Code Ann. § 715.52 (1976) ("Any municipal corporation may ... [p]rovide for the
punishment of all lewd and lascivious behavior in the streets and other public
places"); Ohio
Rev.Code Ann. § 3767.01(C) (1988) (defining public
"nuisance" as "that which is defined and declared by statutes to
be such and ... any place in or upon which lewdness, assignation, or
prostitution is conducted, permitted, continued, or exists, or any place, in or
upon which lewd, indecent, lascivious, or obscene films or plate negatives [and
so on, are exhibited]"); Ohio
Rev.Code Ann. § 4715.30(A) (Supp.1989) (providing that "[t]he holder of a certificate or
license issued under this chapter is subject to disciplinary action by the
state dental board for ... [e]ngaging in lewd or immoral conduct in connection
with the provision of dental services");
Ohio
Rev.Code Ann. § 4931.31 (1977) ("No person shall, while communicating with any other
person over a telephone, ... use or address to such other person any words or
language of a lewd, lascivious, or indecent character, nature, or connotation
for the sole purpose of annoying such other person").
The Ohio Supreme Court did not refer to any of these
provisions in articulating its "lewd exhibition" standard, and they
provide little guidance in deciphering the "lewd exhibition of
nudity" test. Indeed, although the
Ohio public nuisance statute, § 3767.01(C),
contains the phrase "lewdness, assignation, or prostitution," it has
been interpreted to refer only to conduct or behavior and not to photographs
and other printed materials. See Ohio
v. Pizza,
No. L-88-045, 18, 1989 WL 20263 (Ohio Ct.App.,
Mar. 10, 1989), p. 18. Thus, Ohio has followed those States that
have determined that "the term 'lewdness' does not apply to persons
who sell pornography." Chicago
v. Geraci,
30 Ill.App.3d 699, 704, 332 N.E.2d 487, 492 (1975)
(emphasis added); see also Chicago
v. Festival Theatre Corp.,
91 Ill.2d 295, 302, 63 Ill.Dec. 421, 423-424, 438 N.E.2d 159, 161-162 (1982) (noting that various courts have held that "
'lewdness, assignation, or prostitution' " abatement statutes are not
applicable to obscene films or books).
FN9. Indeed, in other
contexts the Ohio Supreme Court has recognized the difficulty of defining the
term "lewd." See, e.g., Columbus
v. Rogers,
41 Ohio St.2d 161, 163-165, 324 N.E.2d 563, 565-566 (1975) (holding void for vagueness city ordinance providing that
" '[n]o person shall appear on any public street or other public place in
a state of nudity or in a dress not belonging to his or her sex, or in an
indecent or lewd dress' "); Columbus
v. Schwarzwalder,
39 Ohio St.2d 61, 62-63, 313 N.E.2d 798, 800 (1974)
(per curiam ) (reversing, on grounds of overbreadth, convictions under
disorderly conduct ordinance that prohibited " 'disturb [ing] the good
order and quiet of the city' " and " 'otherwise violat[ing] the
public peace by indecent and disorderly conduct or by lewd or lascivious behavior' "); see also South
Euclid v. Richardson,
Nos. 54247, 54248, 1988 WL 88346 (Ohio Ct.App., Aug. 18, 1988), pp. 1-2 (invalidating as vague and overbroad municipal
ordinance stating that " 'no person, organization, club or association
shall own, operate, maintain or manage a brothel or solicit, invite or entice
another to patronize a brothel or to engage in acts of lewdness or sexual
conduct,' " and that defined " 'lewdness' " as " 'sexual
conduct or relations of such gross indecency and so notorious as to corrupt
community morals' ").
Moreover, there is no longstanding, commonly
understood definition of "lewd" upon which the Ohio Supreme Court's
construction might be said to draw that can save the "lewd
exhibition" standard from impermissible vagueness. [FN10] At *136 common law, the term
"lewd" included "any gross indecency so notorious as to tend to
corrupt community morals," Collins
v. State,
160 Ga.App. 680, 682, 288 S.E.2d 43, 45 (1981),
an approach that was "subjective" and dependent entirely on a
speaker's "social, moral, and cultural bias." Morgan
v. Detroit,
389 F.Supp. 922, 930 (ED Mich.1975). [FN11] Not surprisingly,
States with long experience in applying indecency laws have learned that the
word "lewd" is "too indefinite and uncertain to be
enforceable." Courtemanche
v. State,
507 S.W.2d 545, 546 (Tex.Cr.App.1974). See also Attwood
v. Purcell,
402 F.Supp. 231, 235 (Ariz.1975); District
of Columbia v. Walters,
319 A.2d 332, 335-336 (D.C.1974). The term is often defined by reference to
such pejorative synonyms as " 'lustful, lascivious, unchaste, wanton, or
loose in morals and conduct.' " **1711People
v. Williams,
59 Cal.App.3d 225, 229, 130 Cal.Rptr.
460, 462 (1976).
But "the very phrases and synonyms through which meaning is
purportedly ascribed serve to obscure rather than clarify." State
v. Kueny,
215 N.W.2d 215, 217 (Iowa 1974). "To instruct the jury that a 'lewd or
dissolute' act is one which is morally 'loose,' or 'lawless,' or 'foul' piles
additional uncertaintyupon *137 the already vague words of the
statute. In short, vague statutory
language is not rendered more precise by defining it in terms of synonyms of
equal or greater uncertainty." Pryor
v. Municipal Court for Los Angeles,
25 Cal.3d 238, 249, 158 Cal.Rptr. 330, 336, 599 P.2d 636, 642 (1979).
FN10. Historically,
prohibitions on "lewd" acts grew out of "the archaic vagrancy
statutes which were designedly drafted to grant police and prosecutors a vague
and standardless discretion." Pryor
v. Municipal Court for Los Angeles,
25 Cal.3d 238, 248, 158 Cal.Rptr. 330, 335, 599 P.2d 636, 641 (1979). We held such
vagrancy laws unconstitutionally vague in Papachristou
v. City of Jacksonville,
405 U.S. 156, 92 S.Ct. 839, 31 L.Ed.2d 110 (1972).
Cf. Ohio
Rev.Code § 715.55 (1976) ("Any municipal corporation may provide for: (A) The punishment of persons disturbing the
good order and quiet of the municipal corporation by clamors and noises in the
night season, by intoxication, drunkenness, fighting, committing assault,
assault and battery, using obscene or profane language in the streets and other
public places to the annoyance of the citizens, or otherwise violating the
public peace by indecent and disorderly conduct, or by lewd or
lascivious behavior. (B) The punishment
of any vagrant, common street beggar, common prostitute, habitual disturber of
the peace, known pickpocket, gambler, burglar, thief, watch stuffer, ball game
player, a person who practices any trick, game, or device with intent to
swindle, a person who abuses his family, and any suspicious person who cannot
give a reasonable account of himself") (emphasis added).
FN11. Virtually any
act running afoul of "conventional" morality can be and has been
sanctioned under "lewdness" laws.
See, e.g., Jelly
v. Dabney,
581 P.2d 622, 626 (Wyo.1978) (describing, as
punishable under "lewdness" prohibition, crime of "illicit
cohabitation," i.e., a "dwelling or living together by a man
and woman, not legally married to each other, in
the manner of husband and wife, and indulgence in acts of sexual
intercourse") (quotation omitted); Egal
v. State,
469 So.2d 196, 198 (Fla.App.1985) (" '[I]f
forty years ago either a man or a woman had donned the apparel popular on our
beaches today ... such person would probably have been ... branded as a lewd,
lascivious, and indecent person' ") (quoting State
ex rel. Swanboro v. Mayo,
155 Fla. 330, 332, 19 So.2d 883, 884 (1944)).
The Ohio Supreme Court, moreover, did not
specify the perspective from which "lewdness" is to be determined. A "reasonable" person's view of
"lewdness"? A reasonable
pedophile's? An "average"
person applying contemporary local community standards? Statewide standards? Nationwide standards? Cf. Sable
Communications of California, Inc. v. FCC,
492 U.S. 115, 133-134, 109 S.Ct. 2829, 2840-2841, 106 L.Ed.2d 93 (1989); Pope
v. Illinois,
481 U.S. 497, 500-501, 107 S.Ct. 1918, 1920-1921, 95 L.Ed.2d 439 (1987); Pinkus
v. United States,
436 U.S. 293, 302-303, 98 S.Ct. 1808, 1814-1815, 56 L.Ed.2d 293 (1978); Smith
v. United States,
431 U.S. 291, 300, n. 6, 97 S.Ct. 1756, 1763, n. 6, 52 L.Ed.2d 324 (1977); Miller
v. California,
413 U.S. 15, 24, 93 S.Ct. 2607, 2615, 37 L.Ed.2d 419 (1973); Mishkin
v. New York,
383 U.S. 502, 508, 86 S.Ct. 958, 963, 16 L.Ed.2d 56
(1966). In sum, the
addition of a "lewd exhibition" standard does not narrow adequately
the statute's reach. If anything, it
creates a new problem of vagueness, affording the public little notice of the
statute's ambit and providing an avenue for " 'policemen, prosecutors, and
juries to pursue their personal predilections.' " Kolender
v. Lawson,
461 U.S. 352, 358, 103 S.Ct. 1855, 1858, 75 L.Ed.2d 903 (1983) (quoting Smith
v. Goguen,
415 U.S. 566, 575, 94 S.Ct. 1242, 1248, 39 L.Ed.2d 605 (1974)); see also Houston
v. Hill,
482 U.S. 451, 465, and n. 15, 107 S.Ct. 2502, and n. 15, 96 L.Ed.2d 398 (1987). [FN12] Given the important
First Amendment interests *138 at issue, the vague, broad sweep of the
"lewd exhibition" language means that it cannot cure § 2907.323(A)(3)'s
overbreadth.
FN12. The danger of
discriminatory enforcement assumes particular importance of the context of the
instant case, which involves child pornography with male homosexual
overtones. Sadly, evidence indicates
that the overwhelming majority of arrests for violations of
"lewdness" laws involve male homosexuals. See Pryor,
supra,
25 Cal.3d at 252, n. 8, 158 Cal.Rptr. at 338, n. 8, 599 P.2d, at 644, n. 8. Cf. Houston
v. Hill,
482 U.S. 451, 107 S.Ct. 2502, 96 L.Ed.2d 398 (1987)
(prosecution of male homosexual for interfering with a police officer in the
performance of his duties); Developments in the Law--Sexual Orientation
and the Law, 102 Harv.L.Rev. 1509, 1537-1538, 1542 (1989). "Such uneven application of the law is the
natural consequence of a statute which as judicially construed measure[s] the
criminality of conduct by community or even individual notions of what is
distasteful behavior." Pryor,
supra,
25 Cal.3d at 252, 158 Cal.Rptr. at 338, 599 P.2d, at 644. The "lewd
exhibition" standard " 'furnishes a convenient tool for "harsh
and discriminatory enforcement by local prosecuting officials, against
particular groups deemed to merit their displeasure." ' " Kolender
v. Lawson,
461 U.S., at 360, 103 S.Ct., at 1859 (quoting Papachristou,
405 U.S., at 170, 92 S.Ct., at 847 in turn
quoting Thornhill
v. Alabama,
310 U.S. 88, 97-98, 60 S.Ct. 736, 741-742, 84 L.Ed. 1093 (1940)).
2
The Ohio Supreme Court also added a
"graphic focus" element to the nudity definition. This phrase, a stranger to obscenity
regulation, suffers from the same vagueness difficulty as "lewd
exhibition." Although the Ohio
Supreme Court failed to elaborate what a "graphic focus" might be,
the test appears to involve nothing more than a subjective estimation of the
centrality or prominence of the genitals in a picture or other
representation. Not only is this factor dependent on the perspective and
idiosyncrasies of the observer, it also is unconnected to whether the material
at issue merits constitutional protection.
Simple nudity, no matter how prominent or "graphic," is within
the bounds of the **1712 First Amendment. Michelangelo's "David" might be
said to have a "graphic focus" on the genitals, for it plainly portrays
them in a manner unavoidable to even a casual observer. Similarly, a painting of a partially clad
girl could be said to involve a "graphic focus," depending on the
picture's lighting and emphasis, [FN13] as could the depictions of nude children on the friezes
that adorn our courtroom. Even a
photograph of a child running naked on the beach or playing in the bathtub
might run afoul of the law, depending on the focus and camera angle.
FN13. Since § 2907.323(A)(3)
makes it a crime to "view" as well as to possess depictions of
nudity, visitors to an art gallery might find themselves in violation of the
law.
In sum, the "lewd exhibition" and
"graphic focus" tests are too vague to serve as any workable
limit. Because the statute, *139
even as construed authoritatively by the Ohio Supreme Court, is impermissibly
overbroad, I would hold that appellant cannot be retried under it. [FN14]
FN14. The scope of § 2907.323(A)(3)
is restricted to depictions of "a minor who is not the person's child or
ward." This does not cure the
overbreadth problem, because many constitutionally protected photographs
outlawed by the statute, such as commercial advertisements and works of art,
circulate outside of the subject's immediate family. See also ante, at 1704 ("
'Judge, if you had some nude photos of yourself when you were a child, you
would probably be violating the law.... So grandparents, neighbors, or other
people who happen to view the photograph are criminally liable under the
statute' ") (quoting Tr. 3-4).
II
Even if the statute was not overbroad, our decision
in Stanley
v. Georgia,
394 U.S. 557, 89 S.Ct. 1243, 22 L.Ed.2d 542 (1969),
forbids the criminalization of appellant's private possession in his home of
the materials at issue. "If the
First Amendment means anything, it means that the State has no business telling
a man, sitting alone in his own house, what books he may read or what films he
may watch." Id.,
at 565, 89 S.Ct., at 1248. Appellant was convicted for possessing four
photographs of nude minors, seized from a desk drawer in the bedroom of his
house during a search executed pursuant to a warrant. Appellant testified that he had been given
the pictures in his home by a friend.
There was no evidence that the photographs had been produced
commercially or distributed. All were
kept in an album that appellant had assembled for his personal use and had
possessed privately for several years.
In these circumstances, the Court's focus on Ferber
rather than Stanley is misplaced. Ferber held only that child
pornography is "a category of material the production and distribution
of which is not entitled to First Amendment protection," 458
U.S., at 765, 102 S.Ct., at 3359 (emphasis
added); our decision did not extend to
private possession. The
authority of a State to regulate the production and distribution of such materials
is *140 not dispositive of its power to penalize possession. [FN15] Indeed, in Stanley we assumed that the
films at issue were obscene and that their production, sale, and distribution
thus could have been prohibited under our decisions. See 394
U.S., at 559, n. 2, 89 S.Ct., at 1244, n. 2. Nevertheless, we reasoned that although the
States "retain broad power to **1713 regulate obscenity"--and
child pornography as well--"that power simply does not extend to mere
possession by the individual in the privacy of his own home." Id.,
at 568, 89 S.Ct., at 1249. Ferber did nothing more than place
child pornography on the same level of First Amendment protection as obscene
adult pornography, meaning that its production and distribution could be proscribed. The distinction established in Stanley
between what materials may be regulated and how they may be
regulated still stands. See United
States v. Miller,
776 F.2d 978, 980, n. 4 (CA11 1985) (per
curiam ); People
v. Keyes,
135 Misc.2d 993, 995, 517 N.Y.S.2d 696, 698 (1987). As Justice WHITE remarked in a different
context: "[T]he personal
constitutional rights of those like Stanley to possess and read obscenity in
their homes and their freedom of mind and thought do not depend on whether the
materials are obscene or whether obscenity is constitutionally protected. Their rights to have and view that material
in private are independently saved by *141 the Constitution." United
States v. Reidel,
402 U.S. 351, 356, 91 S.Ct. 1410, 1412, 28 L.Ed.2d 813 (1971).
FN15. The
distinction drawn in Stanley is not an anomaly in the law; to the contrary, we have often protected
expression valued by listeners, whether or not the source of the
communication was fully entitled to the safeguards of the First Amendment. See, e.g., Pacific
Gas & Electric Co. v. Public Utilities Comm'n of California,
475 U.S. 1, 8, 106 S.Ct. 903, 907, 89 L.Ed.2d 1 (1986) (plurality opinion); Consolidated
Edison Co. of New York v. Public Service Comm'n of New York,
447 U.S. 530, 533-534, and n. 1, 100 S.Ct. 2326, 2330-2331, and n. 1, 65
L.Ed.2d 319 (1980); First
National Bank of Boston v. Bellotti,
435 U.S. 765, 777, and n. 13, 98 S.Ct. 1407, 1416, and n. 13, 55 L.Ed.2d 707
(1978); Lamont
v. Postmaster General,
381 U.S. 301, 307-308, 85 S.Ct. 1493, 1496-1497, 14 L.Ed.2d 398 (1965) (BRENNAN, J., concurring). Just as the right of a listener to receive
information does not rest on the right of the producer to disseminate it, so
the power to ban the production and distribution of child pornography does not
imply a concomitant authority to proscribe mere possession.
The Court today finds Stanley
inapposite on the ground that "the interests underlying child pornography
prohibitions far exceed the interests justifying the Georgia law at issue in Stanley." Ante, at 1695. The majority's analysis does not withstand
scrutiny. [FN16] While the sexual exploitation of children is
undoubtedly a serious problem, Ohio may employ other weapons to combat it. Indeed, the State already has enacted a
panoply of laws prohibiting the creation, sale, and distribution of child pornography
and obscenity involving minors. See n.
1, supra. Ohio has not
demonstrated why these laws are inadequate and why the State must forbid mere
possession as well.
FN16. Although we held in Stanley v. Georgia, that
"the First and Fourteenth Amendments prohibit making mere private
possession of obscene material a crime," 394
U.S., at 568, 89 S.Ct., at 1249, we acknowledged
that "compelling reasons may exist for overriding the right of the
individual to possess" other types of "printed, filmed, or recorded
materials." Id.,
at 568, n. 11, 89 S.Ct., at 1249, n. 11. The majority's reference to this language as
support for its decision today, see ante, at 1696, ignores the fact that
footnote 11 in Stanley cited only to 18
U.S.C. § 793(d), which criminalizes possession of defense information
harmful to U.S. national security. To
equate child pornography with state secrets is to read the narrow exception
carved in footnote 11 of Stanley as swallowing the general rule that the
case established. See State
v. Meadows,
No. C-850091, 1985 WL 4501 (Ohio Ct.App., Dec. 18, 1985) (Doan, J., concurring) ("The reservation [in footnote
11 of Stanley ] applies to traitorous or seditious materials, and not to
child pornography"), rev'd, 28
Ohio St.3d 43, 503 N.E.2d 697 (1986), cert.
denied, 480
U.S. 936, 107 S.Ct. 1581, 94 L.Ed.2d 771 (1987); see also Meadows,
28 Ohio St.3d, at 356-357, 503 N.E.2d, at 716
(Brown, J., concurring). Although our
decisions even in the First Amendment area have taken special note of the
paramount importance of national security
interests, see, e.g., Near
v. Minnesota ex rel. Olson,
283 U.S. 697, 716, 51 S.Ct. 625, 631, 75 L.Ed. 1357 (1931), we nonetheless have required a strong showing of imminent
danger before permitting First Amendment freedoms to be sacrificed. See, e.g., New
York Times Co. v. United States,
403 U.S. 713, 726-727, 91 S.Ct. 2140, 2147-2148, 29 L.Ed.2d 822 (1971) (BRENNAN, J., concurring).
The Court today speculates that Ohio
"will decrease the production of child pornography if it penalizes those who
*142 possess and view the product, thereby decreasing demand." Ante, at 1696. Criminalizing possession is thought
necessary because "since the time of our decision in Ferber, much
of the child pornography market has been driven underground; as a result, it is now difficult, if not
impossible, to solve the child pornography problem by only attacking production
and distribution." Ante, at
1697. As support, the Court notes that
19 States have "found it necessary" to prohibit simple
possession. Ibid. Even were I to accept the Court's empirical
assumptions, [FN17] I would
find the **1714 Court's *143 approach foreclosed by Stanley,
which rejected precisely the same contention Ohio makes today:
FN17. That 19 States have prohibited possession of child
pornography hardly proves that such an approach is integral to effective
enforcement of production and distribution laws. A restriction on speech cannot be justified
by such self-referential reasoning. In
fact, the difficulty of enforcing possession laws--for example, the
requirements of probable cause and a warrant before a search may be
undertaken--means that penalties for possession are dubious complements to
curbs on production, sale, and distribution.
See Note, Private
Possession of Child Pornography: The
Tensions Between Stanley
v. Georgia
and New
York v. Ferber,
29 Wm. & Mary L.Rev. 187, 212 (1987)
("Statutory prohibition of the private possession of child pornography is
an inefficient and ineffective means of preventing the serious problem of child
sexual abuse").
The federal experience illustrates that possession laws are
not an essential element of a successful enforcement strategy. In the Protection of Children Against Sexual
Exploitation Act of 1977, Pub.L.
95-225, 92 Stat. 7, Congress prohibited the
production, distribution, and sale of material depicting sexually explicit
conduct by minors. See 18
U.S.C. § § 2251-2253
(1982 ed.).
Congress also criminalized the mailing, receipt, or trafficking in
interstate or foreign commerce of such material for the purpose of sale or
distribution for sale. See 18
U.S.C. § 2252(a)
(1982 ed.).
But Congress did not criminalize mere possession. In the Child Protection Act of 1984, Pub.L.
98-292, 98 Stat. 204, Congress enacted a broad
revision of the 1977 law, removing the requirement that trafficking, receipt,
and mailing be for the purposes of sale or distribution for sale. See 18
U.S.C. § 2252(a). Further, the 1984
Act eliminated a requirement that material be "obscene" before its
production, distribution, sale, mailing, trafficking, and receipt could be
found criminal, see § 2252(a); raised the age limit of protection from 16 to
18 years of age, see § 2256(1); and added stiffer penalties, see § 2252(b),
criminal and civil forfeiture provisions, see §
§ 2253, 2254, and a civil remedy for personal injuries. See §
2255. Even in the 1984
amendments, Congress did not find it necessary to ban simple possession. Nevertheless, the Attorney General's
Commission on Pornography determined that "the 1977 Act effectively halted
the bulk of the commercial child pornography industry, while the 1984 revisions
have enabled federal officials to move against the noncommercial, clandestine
mutation of that industry." 1 U.S.
Dept. of Justice, Attorney General's Commission on Pornography, Final Report
607 (1986) (hereafter Attorney General's Report).
"[W]e
are faced with the argument that prohibition of possession of obscene materials
is a necessary incident to statutory schemes prohibiting distribution. That argument is based on alleged
difficulties of proving an intent to distribute or in producing evidence of
actual distribution. We are not
convinced that such difficulties exist, but even if they did we do not think
that they would justify infringement of the individual's right to read or
observe what he pleases. Because that
right is so fundamental to our scheme of individual liberty, its restriction
may not be justified by the need to ease the administration of otherwise valid
criminal laws." 394
U.S., at 567-568, 89 S.Ct., at 1249-1250.
At bottom, the Court today is so disquieted by
the possible exploitation of children in the production of the
pornography that it is willing to tolerate the imposition of criminal penalties
for simple possession. [FN18] While I **1715
share the majority's *144 concerns, I do not believe that it has struck
the proper balance between the First Amendment and the State's interests,
especially in light of the other means available to Ohio to *145 protect
children from exploitation and the State's failure to demonstrate a causal link
between a ban on possession of child pornography and a decrease in its
production. [FN19] "The existence of the State's power to
prevent the distribution of obscene matter"--and of child
pornography--"does not mean that there
can be no constitutional barrier to any form of practical exercise of that
power." Smith
v. California,
361 U.S. 147, 155, 80 S.Ct. 215, 219, 4 L.Ed.2d 205 (1959).
FN18. The Court
briefly identifies two other interests that it contends justify Ohio's
law. First, the majority describes a
state interest in destroying the "permanen[t] record" of the victim's
abuse. Ante, at 1697. I do not
believe that the law is narrowly tailored to this end, for there is no
requirement that the State show that the child was abused in the production of
the materials or even that the child knew that a photograph was taken. Even if the State could recover all copies
of the offensive picture, which seems highly unlikely, I do not see how a
candid shot taken without the minor's knowledge can "haun[t]" him or
her in the years to come, ibid., when there is no indication that the
child is even aware of its existence.
And if the law's purpose is preventing sexual abuse of children, it is
underinclusive to the extent that it does not prevent parents from
photographing their children in a state of nudity, see, e.g., Massachusetts
v. Oakes,
491 U.S. 576, 109 S.Ct. 2633, 105 L.Ed.2d 493 (1989), or giving others written permission to do so. See, e.g., Faloona
v. Hustler Magazine, Inc.,
607 F.Supp. 1341 (ND Tex.1985). The only
restriction on parents is the nebulous "proper purposes" provision,
which is really no restriction at all.
See n. 2, supra. More
fundamentally, even if the State could presume that minors are legally
incompetent to consent to sexually explicit photographs, and therefore that all
such photographs could be outlawed, it does not follow that the State can
prohibit possession of such pictures in addition to their production. In Ferber, the Court was careful to
limit its discussion to the "distribution" and
"circulation" of photographs taken without a minor's consent. See 458
U.S., at 759 and n. 10, 102 S.Ct., at 3355 and n. 10; cf. Butterworth
v. Smith,
494 U.S. 624, 635-636, 110 S.Ct. 1376, 1383, 108 L.Ed.2d 572 (1990); The Florida
Star v. B.J.F.,
491 U.S. 524, 532-533, 109 S.Ct. 2603, 2608-2609, 105 L.Ed.2d 443 (1989); Smith
v. Daily Mail Publishing Co.,
443 U.S. 97, 103, 99 S.Ct. 2667, 2671, 61 L.Ed.2d 399 (1979); Cox
Broadcasting Corp. v. Cohn,
420 U.S. 469, 491, 95 S.Ct. 1029, 1044, 43 L.Ed.2d 328 (1975). By analogy, Stanley
assuredly protects the private possession of obscene adult pornography, even
though an argument could be made that "production of adult pornography can
be as harmful to adult actors as the production of child pornography is to
child actors." Note, 29 Wm. &
Mary L.Rev., supra, at 204, n. 144;
see also Attorney General's Report, supra n. 17, at 839-900;
Pollard, Regulating
Violent Pornography, 43 Vand.L.Rev. 125, 133-134 (1990).
Second, the Court maintains that possession of child
pornography may be prohibited "because evidence suggests that pedophiles
use child pornography to seduce other children into sexual activity." Ante, at 1697 (citing, in a footnote,
the Attorney General's Commission on Pornography). The Attorney General's Commission, however,
determined that pedophiles are likely to use adult as well as child
pornography to lower the inhibitions of a child victim. See Attorney General's Report, supra
n. 17, at 686; see also Brief for Covenant House et al. as Amici Curiae
8, n. 9 (characterizing the Court's argument on this point as "factual
speculation"). Finally, Ohio's
solution--prohibiting private possession-- ignores fundamental principles of
our First Amendment jurisprudence. "Assuming obscene material could be
proved to create a ... danger of illegal behavior, it would not follow that the
expression should be suppressed.
Rather, the basic principles of a system of freedom of expression would
require that society deal directly with the ... action and leave the expression
alone." T. Emerson, The System of
Freedom of Expression 494 (1970). See
also Paris
Adult Theatre I v. Slaton,
413 U.S., at 108-110, 93 S.Ct., at 2660-2661
(BRENNAN, J., dissenting). Thus, while acts of sexual abuse themselves may be
outlawed, the private possession of photographs, magazines, and other materials
may not.
FN19. The notion
that possession of pornography may be penalized in order to facilitate a
prohibition on its production, whatever the rights of possessors, is not unlike
a proposal that newspaper subscribers be held criminally liable for receiving
the newspaper if they are aware of the publisher's violations of child labor
laws. Cf. L. Tribe, American
Constitutional Law 915 (2d ed.1988). In
both cases, sanctions against possession might increase the effectiveness of
concededly permissible regulations on the production process. But although the need to protect children
from exploitation may be acute, it cannot override the right to receive the
newspaper or to possess sexually explicit materials in the privacy of the home,
especially when less restrictive alternatives exist to further the state
interests asserted.
III
Although I agree with the Court's conclusion
that appellant's conviction must be reversed because of a violation of due
process, I do not subscribe to the Court's reasoning regarding the adequacy of
appellant's objections at trial. See ante,
at 1703-1705. The majority determines
that appellant's due process rights were violated because the jury was not
instructed according to the interpretation of § 2907.323(A)(3)
adopted by the Ohio Supreme Court on appeal.
That is to say, the jury was not told that "the State must prove
both scienter and that the defendant possessed material depicting a lewd
exhibition or a graphic focus on genitals." Ante, at 1703. The Court finds that appellant's challenge
to the trial court's failure to charge the "lewd exhibition" and
"graphic focus" elements is properly before us, because appellant
objected at trial to the overbreadth of § 2907.323(A)(3).
See *146 ante, at 1703. I
agree with the Court's conclusion that we may reach the merits of appellant's
claim on this point. [FN20]
FN20. The Court's
opinion should not be taken to mean that appellant's due process claim with
respect to the "lewd exhibition" and "graphic focus"
elements would be procedurally barred now had he failed to object at
trial. If appellant's due process
contention were nothing more than a complaint concerning the statute's
overbreadth, the suggestion that he would be barred from raising it now if he
failed to object at trial might be plausible.
But that is not appellant's argument.
Rather, he maintains that his due process rights were violated because
the Ohio Supreme Court affirmed his
conviction after adding the elements of "lewd exhibition" and
"graphic focus" on appeal, despite the fact that appellant had had no
reason to design a defense strategy or introduce evidence with these tests in
mind. The jury, moreover, might have
convicted appellant purely on the basis of the "nudity" definition,
without deciding whether the materials depicted a "lewd exhibition of
nudity" or involved a "graphic focus" on the genitals. Thus, appellant's due process claim is separate
from his overbreadth challenge, see Shuttlesworth
v. Birmingham,
382 U.S. 87, 92, 86 S.Ct. 211, 214, 15 L.Ed.2d 176 (1965), as even the Court appears to recognize at some places in
its opinion. See ante, at 16
("Even if construed to obviate overbreadth, applying the statute to
pending cases might be barred by the Due Process Clause"). The due process violation in this case was
not complete until the Ohio Supreme Court affirmed appellant's conviction after
reinterpreting the statute. Requiring defendants to object at trial to
an error that does not appear until the appellate stage would advance no
legitimate state interest regarding finality or compliance with state
procedures.
**1716 But the Court does not rest
there. Instead, in what is apparently
dictum given its decision to reverse appellant's conviction on the basis of the
first due process claim, the Court maintains
that a separate due process challenge by appellant arising from the Ohio
Supreme Court's addition of a scienter element is procedurally barred because
appellant failed to object at trial to the absence of a scienter
instruction. The Court maintains that § 2907.323(A)(3)
must be interpreted in light of § 2901.21(B) of the Ohio Revised Code, which provides that recklessness is the appropriate mens
rea where a statute " 'neither specifies culpability nor plainly
indicates a purpose to impose strict liability.' " Ante, at 1698, n. 9, and *147
1703. I cannot agree with this
gratuitous aspect of the Court's reasoning.
First, the overbreadth contention voiced by
appellant must be read as fairly encompassing an objection both to the lack of
an intent requirement and to the definition of "nudity." Appellant objected to, inter alia,
the criminalization of the "mere possession or viewing of a
photograph," without the need for the State to show additional
elements. Tr. 4. A natural inference from this language is
that intent is one of the additional elements that the State should have been
required to prove. There is no need to
demand any greater precision from a criminal defendant, and in my judgment the
overbreadth challenge was sufficient, as a matter of federal law, to preserve
the due process claim arising from the addition of a scienter element. As the majority
acknowledges, our decision in Ferber mandated that "prohibitions on
child pornography include some element of scienter." Ante, at 1699 (citing Ferber,
458 U.S., at 765, 102 S.Ct., at 3358). In Ferber we recognize that adding an
intent requirement was part of the process of narrowing an otherwise overbroad
statute, and appellant's contention that the statute was overbroad should be
interpreted in that light. I find the
Ohio Supreme Court's logic internally contradictory: In one breath it adopted a scienter requirement
of recklessness to narrow the statute in response to appellant's overbreadth
challenge, and then, in the next breath, it insisted that appellant had failed
to object to the lack of a scienter element.
Second, even if appellant had failed to object
at trial to the failure of the jury instructions to include a scienter element,
I cannot agree with the reasoning of the Ohio Supreme Court, unquestioned by
the majority today, that "the omission of the element of recklessness
[did] not constitute plain error." 37
Ohio St.3d, at 254, 525 N.E.2d, at 1370. To the contrary, a judge's failure to
instruct the jury on every element of an offense violates a " 'bedrock,
"axiomatic and elementary" [constitutional] principle,' " *148Francis
v. Franklin,
471 U.S. 307, 313, 105 S.Ct. 1965, 1970,
85 L.Ed.2d 344 (1985) (quoting In
re Winship,
397 U.S. 358, 363, 90 S.Ct. 1068, 1072, 25 L.Ed.2d 368 (1970)), and is cognizable on appeal as plain error. Cf. **1717Carella
v. California,
491 U.S. 263, 109 S.Ct. 2419, 105 L.Ed.2d 218 (1989) (SCALIA, J., concurring in judgment);
Rose
v. Clark,
478 U.S. 570, 580, n. 8, 106 S.Ct. 3101, 3107 n. 8, 92 L.Ed.2d 460 (1986); Connecticut
v. Johnson,
460 U.S. 73, 85-86, 103 S.Ct. 969, 976-977, 74 L.Ed.2d 823 (1983) (plurality opinion);
Jackson
v. Virginia,
443 U.S. 307, 320, n. 14, 99 S.Ct. 2781, 2790, n. 14, 61 L.Ed.2d 560 (1979). "[W]here the
error is so fundamental as not to submit to the jury the essential ingredients
of the only offense on which the conviction could rest, ... it is necessary to
take note of it on our own motion."
Screws
v. United States,
325 U.S. 91, 107, 65 S.Ct. 1031, 1038, 89 L.Ed. 1495 (1945) (plurality opinion).
Thus, I would find properly before us
appellant's due process challenge arising from the addition of the scienter
element, as well as his claim stemming from the creation of the "lewd
exhibition" and "graphic focus" tests.
IV
When speech is eloquent and the ideas
expressed lofty, it is easy to find restrictions on them invalid. But were the First Amendment limited to such
discourse, our freedom would be sterile indeed. Mr. Osborne's pictures may be distasteful,
but the Constitution guarantees both his right to possess them privately and
his right to avoid punishment under an overbroad law. I respectfully dissent.
For
U.S. Supreme Court Briefs See:
1989
WL 1127162 (Appellate Brief), Brief for
Appellant, (August 18, 1989)
1989
WL 1127173 (Appellate Brief), Brief of Appellee,
State of Ohio, (September 15, 1989)
1989
WL 1127179 (Appellate Brief), Reply Brief for
Appellant, (October 16, 1989)
1988
WL 1025796 (Appellate Brief), On Appeal From the
Supreme Court of Ohio Reply to Motion to Dismiss or Affirm, (December 1988)
1989
WL 1127165 (Appellate Brief), Brief Amicus Curiae
of American Family Association, Inc. In Support of the Appellee., (September 7,
1989)
1989
WL 1127167 (Appellate Brief), Brief of Amicus
Curiae Children's Legal Foundation, (September 7, 1989)
1989
WL 1127170 (Appellate Brief), Brief of Amici
Curiae, the Attorneys General for the States of Arizona, Florida, Idaho,
Indiana, Iowa, Kansas, Massachusetts, Michigan, Missouri, Nevada, Ohio, South
Dakota and Washington, (September 14, 1989)
1983
WL 486388 (Appellate Brief), Brief Amici Curiae
of Concerned Women for America, Focus on the Family, Family Research Council,
National Coalition Against Pornography, National Legal Foundation, Athletes for
Kids, National Christian Association and the Berean League, in Support of the
Appellee., (August 10, 1983)
1989
WL 1127176 (Appellate Brief), Brief of Covenant
House and the National Center for Missing and Exploited Children, Amici Curiae,
(September 18, 1989)
495 U.S. 103, 110 S.Ct. 1691, 109 L.Ed.2d 98,
58 USLW 4467
END OF
DOCUMENT