Supreme Court of the United States
Eric ELDRED, et al., Petitioners,
v.
John D. ASHCROFT, Attorney General.
No. 01-618.
Argued Oct. 9, 2002.
Decided Jan. 15, 2003.
Rehearing Denied March 10, 2003.
See 538 U.S. 916, 123 S.Ct. 1505.
Various corporations, associations, and
individuals that utilized formerly copyrighted works which had fallen into
public domain brought action against Attorney General, challenging
constitutionality of Copyright Term Extension Act of 1998 (CTEA). The United
States District Court for the District of Columbia, June L. Green, J., 74 F.Supp.2d 1, entered judgment on pleadings for Attorney General, and
plaintiffs appealed. The United States Court of Appeals for the District of
Columbia, Ginsburg, Circuit Judge, 239 F.3d 372, affirmed. Certiorari was granted. The Supreme Court, Justice Ginsburg, held that: (1) CTEA did not violate constitutional requirement that copyrights endure only for
"limited times," and (2) CTEA did not violate plaintiffs' First
Amendment rights.
Affirmed.
Justices Stevens and Breyer dissented and filed opinions.
West Headnotes
[1] Copyrights and Intellectual Property
2
Copyright
Term Extension Act (CTEA) provision extending copyright term for existing
copyrighted works by same 20-year period that Act was extending term for future
works did not violate constitutional requirement that copyrights endure only
for "limited times"; Act did not create perpetual copyright.
U.S.C.A.
Const. Art. 1, § 8, cl. 8; 17
U.S.C.A. § 302(a).
[2] Copyrights and Intellectual Property
2
Copyright
Term Extension Act (CTEA) provisions extending copyright terms for both
existing and future copyrighted works by 20 years was rational exercise of legislative authority conferred by Copyright
Clause; change brought United States law
into line with international norms, and there was evidence that extension would
encourage copyright holders to invest in restoration and public distribution of
their works. U.S.C.A.
Const. Art. 1, § 8, cl. 8; 17
U.S.C.A. § 302(a).
[3] Copyrights and Intellectual Property
2
Congress'
exercise of its Copyright Clause authority is reviewed only to determine if it
is rational. U.S.C.A.
Const. Art. 1, § 8, cl. 8.
[4] Copyrights and Intellectual Property
33
Proffer of
new consideration from author is not condition for valid congressional
extension of existing copyright term. U.S.C.A.
Const. Art. 1, § 8, cl. 8.
[5] Constitutional Law
2340
"Congruence
and proportionality" standard of review for evaluating exercises of
Congress' power under § 5 of Fourteenth
Amendment does not apply to judicial review of legislation enacted pursuant to
Article I authorization. U.S.C.A.
Const. Art. 1, § 8, cl. 8; U.S.C.A.
Const.Amend. 14, § 5.
[6] Constitutional Law
1603
(Formerly 92k90.1(1))
[6] Copyrights
and Intellectual Property
2
Copyright
Term Extension Act (CTEA) provision extending copyright term for existing copyrighted
works by same 20-year period that Act was extending term for future works did
not violate First Amendment free speech rights of persons who were utilizing
works that had fallen into public domain;
provision did not alter traditional contours of copyright
protection. U.S.C.A.
Const.Amend. 1;
17
U.S.C.A. § 302(a).
**770 Syllabus
[FN*]
FN* The syllabus
constitutes no part of the opinion of the Court but has been prepared by the
Reporter of Decisions for the convenience of the reader. See United
States v. Detroit Timber & Lumber Co.,
200 U.S. 321, 337, 26 S.Ct. 282, 50 L.Ed. 499.
The Copyright and Patent Clause, U.S.
Const., Art. I, § 8, cl. 8, provides as to copyrights: "Congress shall have Power ... [t]o
promote the Progress of Science ... by securing [to Authors] for limited Times
... the exclusive Right to their ... Writings." In the 1998 Copyright Term Extension Act
(CTEA), Congress enlarged the duration of copyrights by 20 years: Under the 1976 Copyright Act (1976 Act),
copyright protection generally lasted from a work's creation until 50 years
after the author's death; under the
CTEA, most copyrights now run from creation until 70 years after the author's
death, 17
U.S.C. § 302(a). As in the case of
prior copyright extensions, principally in 1831, 1909, and 1976, Congress
provided for application of **771 the enlarged terms to existing and
future copyrights alike.
Petitioners, whose products or services build
on copyrighted works that have gone into the public domain, brought this suit
seeking a determination that the CTEA fails constitutional review under both
the Copyright Clause's "limited Times"
prescription and the First Amendment's free speech guarantee. Petitioners do
not challenge the CTEA's "life-plus-70-years" timespan itself. They
maintain that Congress went awry not with respect to newly created works, but
in enlarging the term for published works with existing copyrights. The "limited Tim[e]" in effect when
a copyright is secured, petitioners urge, becomes the constitutional boundary,
a clear line beyond the power of Congress to extend. As to the First Amendment, petitioners
contend that the CTEA is a content-neutral regulation of speech that fails
inspection under the heightened judicial scrutiny appropriate for such
regulations. The District Court entered
judgment on the pleadings for the Attorney General (respondent here), holding
that the CTEA does not violate the Copyright Clause's "limited Times"
restriction because the CTEA's terms, though longer than the 1976 Act's terms,
are still limited, not perpetual, and therefore fit within Congress'
discretion. The court also held that
there are no First Amendment rights to use the copyrighted works of
others. The District of Columbia Circuit
affirmed. In that court's unanimous
view, Harper
& Row, Publishers, Inc. v. Nation Enterprises,
471 U.S. 539, 105 S.Ct. 2218, 85 L.Ed.2d 588,
foreclosed petitioners' First Amendment challenge to the CTEA. The appeals
court reasoned that copyright does not impermissibly *187 restrict free
speech, for it grants the author an exclusive right only to the specific form
of expression; it does not shield any idea or fact contained in the copyrighted
work, and it allows for "fair use"
even of the expression itself. A
majority of the court also rejected petitioners' Copyright Clause claim. The court ruled that Circuit precedent
precluded petitioners' plea for interpretation of the "limited Times"
prescription with a view to the Clause's preambular statement of purpose: "To promote the Progress of
Science." The court found nothing
in the constitutional text or history to suggest that a term of years for a
copyright is not a "limited Tim[e]" if it may later be extended for
another "limited Tim[e]." Recounting that the First Congress made the
1790 Copyright Act applicable to existing copyrights arising under state copyright
laws, the court held that that construction by contemporaries of the
Constitution's formation merited almost conclusive weight under Burrow-Giles
Lithographic Co. v. Sarony,
111 U.S. 53, 57, 4 S.Ct. 279, 28 L.Ed. 349. As early as McClurg
v. Kingsland,
1 How. 202, 11 L.Ed. 102, the Court of Appeals
recognized, this Court made it plain that the Copyright Clause permits Congress
to amplify an existing patent's terms.
The court added that this Court has been similarly deferential to
Congress' judgment regarding copyright. E.g.,
Sony
Corp. of America v. Universal City Studios, Inc.,
464 U.S. 417, 104 S.Ct. 774, 78 L.Ed.2d 574. Concerning petitioners' assertion that
Congress could evade the limitation on its authority by stringing together an
unlimited number of "limited Times," the court stated that such
legislative misbehavior clearly was not before it. Rather, the court emphasized, the CTEA
matched the baseline term for United States
copyrights with the European Union term in order to meet contemporary
circumstances.
Held:
In placing existing and future copyrights in parity in the CTEA,
Congress acted within its authority and did not transgress constitutional
limitations. Pp. 778-790.
1. The CTEA's extension of existing copyrights
does not exceed Congress' power under the Copyright Clause. Pp. 778-788.
(a) Guided by text, history, and precedent,
this Court cannot agree with petitioners **772 that extending the
duration of existing copyrights is categorically beyond Congress' Copyright
Clause authority. Although conceding
that the CTEA's baseline term of life plus 70 years qualifies as a
"limited Tim [e]" as applied to future copyrights, petitioners
contend that existing copyrights extended to endure for that same term are not
"limited." In petitioners'
view, a time prescription, once set, becomes forever "fixed" or
"inalterable." The word
"limited," however, does not convey a meaning so constricted. At the time of the Framing,
"limited" meant what it means today: confined within certain bounds,
restrained, or circumscribed. Thus
understood, a timespan appropriately "limited" *188 as applied
to future copyrights does not automatically cease to be "limited"
when applied to existing copyrights. To comprehend the scope of Congress'
Copyright Clause power, "a page of history is worth a volume of
logic." New
York Trust Co. v. Eisner,
256 U.S. 345, 349,
41 S.Ct. 506, 65 L.Ed. 963. History reveals an unbroken congressional
practice of granting to authors of works with existing copyrights the benefit
of term extensions so that all under copyright protection will be governed
evenhandedly under the same regime.
Moreover, because the Clause empowering Congress to confer copyrights
also authorizes patents, the Court's inquiry is significantly informed by the
fact that early Congresses extended the duration of numerous individual patents
as well as copyrights. Lower courts saw
no "limited Times" impediment to such extensions. Further, although this Court never before has
had occasion to decide whether extending existing copyrights complies with the
"limited Times" prescription, the Court has found no constitutional
barrier to the legislative expansion of existing patents. See, e.g., McClurg,
1 How., at 206, 11 L.Ed. 102. Congress' consistent historical practice
reflects a judgment that an author who sold his work a week before should not
be placed in a worse situation than the author who sold his work the day after
enactment of a copyright extension. The
CTEA follows this historical practice by keeping the 1976 Act's duration
provisions largely in place and simply adding 20 years to each of them.
The CTEA is a rational exercise of the
legislative authority conferred by the Copyright Clause. On this point, the Court defers substantially
to Congress. Sony,
464 U.S., at 429, 104 S.Ct. 774. The CTEA reflects judgments of a kind
Congress typically makes, judgments the Court cannot dismiss as outside the Legislature's domain. A key factor in the CTEA's passage was a 1993
European Union (EU) directive instructing EU members to establish a baseline
copyright term of life plus 70 years and to deny this longer term to the works
of any non-EU country whose laws did not secure the same extended term. By extending the baseline United States
copyright term, Congress sought to ensure that American authors would receive
the same copyright protection in Europe as their European counterparts. The CTEA may also provide greater incentive
for American and other authors to create and disseminate their work in the
United States. Additionally, Congress
passed the CTEA in light of demographic, economic, and technological changes,
and rationally credited projections that longer terms would encourage copyright
holders to invest in the restoration and public distribution of their
works. Pp. 778-783.
(b) Petitioners' Copyright Clause arguments,
which rely on several novel readings of the Clause, are unpersuasive. Pp. 783-788.
*189 1) Nothing before this Court
warrants construction of the CTEA's 20-year term extension as a congressional
attempt to evade or override the "limited Times" constraint. Critically, petitioners fail to show how the
CTEA crosses a constitutionally significant threshold with respect to
"limited Times" that the 1831, 1909, and 1976 Acts did not. Those earlier Acts did **773 not
create perpetual copyrights, and neither does the CTEA. Pp. 783- 784.
(2)
Petitioners' dominant series of arguments, premised on the proposition that
Congress may not extend an existing copyright absent new consideration from the
author, are unavailing. The first such
contention, that the CTEA's extension of existing copyrights overlooks the
requirement of "originality," incorrectly relies on Feist
Publications, Inc. v. Rural Telephone Service Co.,
499 U.S. 340, 345, 359, 111 S.Ct. 1282, 113 L.Ed.2d 358. That case did not
touch on the duration of copyright protection.
Rather, it addressed only the core question of copyrightability. Explaining the originality requirement, Feist trained on the Copyright Clause words "Authors"
and "Writings," id.,
at 346-347, 111 S.Ct. 1282, and did not construe
the "limited Times" prescription, as to which the originality
requirement has no bearing. Also
unavailing is petitioners' second argument, that the CTEA's extension of existing
copyrights fails to "promote the Progress of Science" because it does
not stimulate the creation of new works, but merely adds value to works already
created. The justifications that
motivated Congress to enact the CTEA, set forth supra, provide a rational
basis for concluding that the CTEA "promote[s] the Progress of
Science." Moreover, Congress'
unbroken practice since the founding generation of applying new definitions or
adjustments of the copyright term to both future works and existing works overwhelms
petitioners' argument. Also rejected is
petitioners' third contention, that the CTEA's extension of existing copyrights
without demanding additional consideration
ignores copyright's quid pro quo, whereby Congress grants the author of
an original work an "exclusive Right" for a "limited Tim
[e]" in exchange for a dedication to the public thereafter. Given Congress' consistent placement of existing
copyright holders in parity with future holders, the author of a work created
in the last 170 years would reasonably comprehend, as the protection offered
her, a copyright not only for the time in place when protection is gained, but
also for any renewal or extension legislated during that time. Sears,
Roebuck & Co. v. Stiffel Co.,
376 U.S. 225, 229, 84 S.Ct. 784, and Bonito
Boats, Inc. v. Thunder Craft Boats, Inc.,
489 U.S. 141, 146, 109 S.Ct. 971, 103 L.Ed.2d 118,
both of which involved the federal patent regime, are not to the contrary,
since neither concerned the extension of a patent's duration nor suggested that
such an extension *190 might be constitutionally infirm. Furthermore, given crucial distinctions
between patents and copyrights, one cannot extract from language in the Court's
patent decisions--language not trained on a grant's duration-- genuine support
for petitioners' quid pro quo argument.
Patents and copyrights do not entail the same exchange, since immediate
disclosure is not the objective of, but is exacted from, the patentee,
whereas disclosure is the desired objective of the author seeking copyright
protection. Moreover, while copyright gives
the holder no monopoly on any knowledge, fact, or idea, the grant of a patent
prevents full use by others of the inventor's knowledge. Pp. 784-787.
(3) The "congruence and
proportionality" standard of review described in cases evaluating
exercises of Congress' power under § 5 of the
Fourteenth Amendment has never been applied outside the § 5 context. It does not hold sway for judicial review of
legislation enacted, as copyright laws are, pursuant to Article I
authorization. Section
5 authorizes Congress to "enforce"
commands contained in and incorporated into the Fourteenth Amendment. The Copyright Clause, in contrast, empowers
Congress to define the scope of the substantive right. See Sony,
464 U.S., at 429, 104 S.Ct. 774. Judicial
deference to such congressional definition is "but a corollary to the
grant to Congress of any Article
I power."
Graham
v. John Deere Co. of Kansas City,
383 U.S. 1, 6, 86 S.Ct. 684, 15 L.Ed.2d 545. It
would be no more **774 appropriate for this Court to subject the CTEA to
"congruence and proportionality" review than it would be to hold the
Act unconstitutional per se. P.
788.
2. The CTEA's extension of existing and future
copyrights does not violate the First Amendment. That Amendment and the Copyright Clause were
adopted close in time. This proximity
indicates the Framers' view that copyright's limited monopolies are compatible
with free speech principles. In
addition, copyright law contains built-in First Amendment accommodations. See Harper
& Row,
471 U.S., at 560, 105 S.Ct. 2218. First, 17
U.S.C. § 102(b), which makes only expression, not ideas, eligible for
copyright protection, strikes a definitional balance between the First
Amendment and copyright law by permitting free communication of facts while
still protecting an author's expression.
Harper
& Row,
471 U.S., at 556, 105 S.Ct. 2218. Second, the
"fair use" defense codified at §
107 allows the public to use not only facts and ideas contained in a
copyrighted work, but also expression itself for limited purposes. "Fair use" thereby affords
considerable latitude for scholarship and comment, id.,
at
560, 105 S.Ct. 2218, and even for parody, see Campbell
v. Acuff-Rose Music, Inc.,
510 U.S. 569, 114 S.Ct. 1164, 127 L.Ed.2d 500. The CTEA itself supplements these traditional
First Amendment safeguards in two prescriptions: The first allows libraries and similar
institutions to reproduce and distribute copies of certain published works for
scholarly purposes during the last 20 years of any copyright *191 term,
if the work is not already being exploited commercially and further copies are
unavailable at a reasonable price, §
108(h); the second exempts small
businesses from having to pay performance royalties on music played from
licensed radio, television, and similar facilities, § 110(5)(B). Finally, petitioners' reliance on Turner
Broadcasting System, Inc. v. FCC,
512 U.S. 622, 641, 114 S.Ct. 2445, 129 L.Ed.2d 497,
is misplaced. Turner
Broadcasting invalidated a statute requiring
cable television operators to carry and transmit broadcast stations through
their proprietary cable systems. The CTEA,
in contrast, does not oblige anyone to reproduce another's speech against the
carrier's will. Instead, it protects
authors' original expression from unrestricted exploitation. The First Amendment securely protects the
freedom to make--or decline to make--one's own speech; it bears less heavily when speakers assert
the right to make other people's speeches.
When, as in this case, Congress has not altered the traditional contours
of copyright protection, further First Amendment scrutiny is unnecessary. See, e.g., Harper
& Row,
471 U.S., at 560, 105 S.Ct. 2218. Pp. 788-789.
239
F.3d 372, affirmed.
GINSBURG, J., delivered the opinion of the Court, in which REHNQUIST, C.J., and O'CONNOR, SCALIA, KENNEDY, SOUTER, and THOMAS, JJ., joined. STEVENS, J., post, p. 790, and BREYER, J., post, p. 801, filed dissenting opinions.
Lawrence Lessig, for petitioners.
Theodore
B. Olson, Great Falls, VA, for respondent.
*192 Justice GINSBURG delivered the opinion of the Court.
This case concerns the authority the
Constitution assigns to Congress to prescribe the duration of copyrights. The Copyright and Patent Clause of the Constitution,
Art. I, § 8, cl. 8, provides as to copyrights: "Congress shall have *193 Power ... [t]o promote
the Progress of Science ... by securing [to Authors] for limited Times ... the
exclusive Right to their ... Writings."
In 1998, in the measure here under inspection, Congress enlarged the
duration of copyrights by 20 years.
Copyright Term Extension Act (CTEA), Pub.L.
105-298, § § 102(b) and (d), 112 Stat. 2827-2828 (amending 17
U.S.C. § § 302, 304). **775 As
in the case of prior extensions, principally in 1831, 1909, and 1976, Congress
provided for application of the enlarged terms to existing and future
copyrights alike.
Petitioners are individuals and businesses
whose products or services build on copyrighted works that have gone into the
public domain. They seek a determination
that the CTEA fails constitutional review under both the Copyright Clause's
"limited Times" prescription and the First Amendment's free speech
guarantee. Under the 1976 Copyright Act,
copyright protection generally lasted from the work's creation until 50 years
after the author's death. Pub.L.
94-553, § 302(a), 90 Stat. 2572 (1976 Act). Under
the CTEA, most copyrights now run from creation until 70 years after the
author's death. 17
U.S.C. § 302(a). Petitioners do not
challenge the "life-plus-70-years" timespan itself. "Whether 50 years is enough, or 70 years
too much," they acknowledge, "is not a judgment meet for this
Court." Brief for Petitioners 14. [FN1] Congress went awry,
petitioners maintain, not with respect to newly created works, but in enlarging
the term for published works with existing
copyrights. The "limited
Tim[e]" in effect when a copyright is secured, petitioners urge, becomes
the constitutional boundary, a clear line beyond the power of Congress to
extend. See ibid. As to the First Amendment, petitioners contend
that the CTEA is a content-neutral regulation of speech that fails inspection *194
under the heightened judicial scrutiny appropriate for such regulations.
FN1. Justice BREYER's
dissent is not similarly restrained. He
makes no effort meaningfully to distinguish existing copyrights from future
grants. See, e.g., post, at 801,
807-810, 812-813. Under his reasoning,
the CTEA's 20-year extension is globally unconstitutional.
In accord with the District Court and the
Court of Appeals, we reject petitioners' challenges to the CTEA. In that 1998
legislation, as in all previous copyright term extensions, Congress placed
existing and future copyrights in parity.
In prescribing that alignment, we hold, Congress acted within its
authority and did not transgress constitutional limitations.
I
A
We evaluate petitioners' challenge to the
constitutionality of the CTEA against the backdrop of Congress' previous
exercises of its authority under the Copyright
Clause. The Nation's first copyright
statute, enacted in 1790, provided a federal copyright term of 14 years from
the date of publication, renewable for an additional 14 years if the author
survived the first term. Act of May 31, 1790, ch. 15, § 1, 1 Stat. 124 (1790 Act). The 1790 Act's renewable 14-year term applied
to existing works (i.e., works already published and works created but
not yet published) and future works alike.
Ibid. Congress expanded the federal copyright term to 42 years in
1831 (28 years from publication, renewable for an additional 14 years), and to
56 years in 1909 (28 years from publication, renewable for an additional 28
years). Act of Feb. 3, 1831, ch. 16, §
§ 1, 16, 4 Stat. 436, 439 (1831
Act); Act of Mar. 4, 1909, ch. 320, §
§ 23-24, 35 Stat. 1080-1081 (1909
Act). Both times, Congress applied the
new copyright term to existing and future works, 1831 Act § § 1, 16;
1909 Act § § 23-24; to qualify for the 1831 extension, an
existing work had to be in its initial copyright term at the time the Act
became effective, 1831 Act § § 1, 16.
In 1976, Congress altered the method for
computing federal copyright terms. 1976
Act § § 302-304. For works created *195 by identified
natural persons, the 1976 Act provided that federal copyright protection would
run from the work's creation, not--as in the 1790, 1831, and 1909 Acts--its
publication; protection would last until 50 years after the author's death. § 302(a). In these respects, the **776 1976 Act
aligned United States copyright terms with the then-dominant international
standard adopted under the Berne Convention for the
Protection of Literary and Artistic Works.
See H.R.Rep.
No. 94-1476, p. 135 (1976), U.S.Code Cong. &
Admin.News 1976, p.5659. For anonymous
works, pseudonymous works, and works made for hire, the 1976 Act provided a
term of 75 years from publication or 100 years from creation, whichever expired
first. § 302(c).
These new copyright terms, the 1976 Act
instructed, governed all works not published by its effective date of January
1, 1978, regardless of when the works were created. § § 302-303.
For published works with existing copyrights as of that date, the 1976
Act granted a copyright term of 75 years from the date of publication, §
§ 304(a) and (b), a 19-year increase over the 56-year term applicable under
the 1909 Act.
The measure at issue here, the CTEA, installed
the fourth major duration extension of federal copyrights. [FN2] Retaining the general structure of the 1976
Act, the CTEA enlarges the terms of all existing and future copyrights by 20
years. For works created by identified
natural persons, the term now lasts from creation until 70 years after the
author's *196 death. 17
U.S.C. § 302(a). This standard
harmonizes the baseline United States copyright term with the term adopted by
the European Union in 1993. See Council
Directive 93/98/EEC of 29 October 1993 Harmonizing the Term of Protection of
Copyright and Certain Related Rights, 1993 Official J. Eur. Coms. (L290), p. 9
(EU Council Directive 93/98). For
anonymous works, pseudonymous works, and works
made for hire, the term is 95 years from publication or 120 years from
creation, whichever expires first. 17
U.S.C. § 302(c).
FN2. Asserting that
the last several decades have seen a proliferation of copyright legislation in
departure from Congress' traditional pace of legislative amendment in this
area, petitioners cite nine statutes passed between 1962 and 1974, each of
which incrementally extended existing copyrights for brief periods. See Pub.L. 87-668, 76 Stat. 555; Pub.L. 89-142, 79 Stat. 581; Pub.L. 90-141, 81 Stat. 464; Pub.L. 90-416, 82 Stat. 397; Pub.L. 91-147, 83 Stat. 360; Pub.L. 91-555,
84 Stat. 1441; Pub.L. 92-170, 85 Stat.
490; Pub.L. 92-566, 86 Stat. 1181; Pub.L.
93-573, Title I, 88 Stat. 1873. As respondent (Attorney General Ashcroft)
points out, however, these statutes were all temporary placeholders subsumed into
the systemic changes effected by the 1976 Act. Brief for Respondent 9.
Paralleling the 1976 Act, the CTEA applies
these new terms to all works not published by January 1, 1978. §
§ 302(a), 303(a). For works
published before 1978 with existing copyrights as of the CTEA's effective date,
the CTEA extends the term to 95 years from publication. §
§ 304(a) and (b). Thus, in common
with the 1831, 1909, and 1976 Acts, the CTEA's new terms apply to both future and existing copyrights. [FN3]
FN3. Petitioners
argue that the 1790 Act must be distinguished from the later Acts on the ground
that it covered existing works but did not extend existing copyrights. Reply Brief 3-7. The parties disagree on the question whether
the 1790 Act's copyright term should be regarded in part as compensation for
the loss of any then existing state- or common-law copyright protections. See Brief for Petitioners 28-30; Brief for Respondent 17, n. 9; Reply Brief 3-7. Without resolving that dispute, we underscore
that the First Congress clearly did confer copyright protection on works that
had already been created.
B
Petitioners' suit challenges the CTEA's
constitutionality under both the Copyright Clause and the First Amendment. On cross-motions for judgment on the
pleadings, the District Court entered judgment for the Attorney General
(respondent here). 74
F.Supp.2d 1 (D.D.C.1999). The court held that the CTEA does not violate
the "limited Times" restriction of the Copyright Clause because the
CTEA's terms, though *197 longer than the 1976 Act's terms, are still
limited, not perpetual, **777 and therefore fit within Congress'
discretion. Id.,
at 3. The court also held that "there are no
First Amendment rights to use the
copyrighted works of others." Ibid.
The Court of Appeals for the District of
Columbia Circuit affirmed. 239
F.3d 372 (2001).
In that court's unanimous view, Harper
& Row, Publishers, Inc. v. Nation Enterprises,
471 U.S. 539, 105 S.Ct. 2218, 85 L.Ed.2d 588 (1985),
foreclosed petitioners' First Amendment challenge to the CTEA. 239
F.3d, at 375.
Copyright, the court reasoned, does not impermissibly restrict free
speech, for it grants the author an exclusive right only to the specific form
of expression; it does not shield any
idea or fact contained in the copyrighted work, and it allows for "fair
use" even of the expression itself. Id.,
at 375-376.
A majority of the Court of Appeals also upheld
the CTEA against petitioners' contention that the measure exceeds Congress'
power under the Copyright Clause.
Specifically, the court rejected petitioners' plea for interpretation of
the "limited Times" prescription not discretely but with a view to
the "preambular statement of purpose" contained in the Copyright
Clause: "To promote the Progress of
Science." Id.,
at 377-378.
Circuit precedent, Schnapper
v. Foley,
667 F.2d 102 (C.A.D.C.1981), the court
determined, precluded that plea. In this
regard, the court took into account petitioners' acknowledgment that the
preamble itself places no substantive limit on Congress' legislative power. 239
F.3d, at 378.
The appeals court found nothing in the
constitutional text or its history to suggest
that "a term of years for a copyright is not a 'limited Time' if it may
later be extended for another 'limited Time.' " Id.,
at 379.
The court recounted that "the First Congress made the Copyright Act
of 1790 applicable to subsisting copyrights arising under the copyright laws of
the several states." Ibid.
That construction of Congress' authority under the Copyright Clause "by
[those] contemporary with [the Constitution's] formation," the court said,
merited "*198 very great" and in this case "almost
conclusive" weight. Ibid.
(quoting Burrow-Giles
Lithographic Co. v. Sarony,
111 U.S. 53, 57, 4 S.Ct. 279, 28 L.Ed. 349 (1884)). As early as McClurg
v. Kingsland, 1
How. 202, 11 L.Ed. 102 (1843), the Court of
Appeals added, this Court had made it "plain" that the same Clause
permits Congress to "amplify the terms of an existing patent." 239
F.3d, at 380.
The appeals court recognized that this Court has been similarly
deferential to the judgment of Congress in the realm of copyright. Ibid. (citing Sony
Corp. of America v. Universal City Studios, Inc.,
464 U.S. 417, 104 S.Ct. 774, 78 L.Ed.2d 574 (1984); Stewart
v. Abend,
495 U.S. 207, 110 S.Ct. 1750, 109 L.Ed.2d 184 (1990)).
Concerning petitioners' assertion that
Congress might evade the limitation on its authority by stringing together
"an unlimited number of 'limited Times,' " the Court of Appeals
stated that such legislative misbehavior "clearly is not the situation
before us." 239
F.3d, at 379.
Rather, the court noted, the CTEA
"matches" the baseline term for "United States copyrights [with]
the terms of copyrights granted by the European Union." Ibid. "[I]n an era of
multinational publishers and instantaneous electronic transmission," the
court said, "harmonization in this regard has obvious practical
benefits" and is "a 'necessary and proper' measure to meet
contemporary circumstances rather than a step on the way to making copyrights
perpetual." Ibid.
Judge Sentelle dissented in part. He concluded that Congress lacks power under
the Copyright Clause to expand the copyright terms of existing works. Id.,
at 380-384.
The Court of Appeals subsequently denied rehearing and rehearing en
banc. 255
F.3d 849 (2001).
We granted certiorari to address two
questions: whether the CTEA's extension
of existing copyrights exceeds Congress' power under the Copyright Clause; and whether the CTEA's extension of existing **778
and future copyrights violates the First Amendment. 534
U.S. 1126 and 1160, 122 S.Ct. 1062 and 1170, 151 L.Ed.2d 966 and 152 L.Ed.2d
115 (2002).
We now answer those two questions in the negative and affirm.
*199 II
A
[1] We address first the determination of the courts below
that Congress has authority under the Copyright Clause to extend the terms of
existing copyrights. Text, history, and
precedent, we conclude, confirm that the Copyright
Clause empowers Congress to prescribe "limited Times" for copyright
protection and to secure the same level and duration of protection for all
copyright holders, present and future.
The CTEA's baseline term of life plus 70
years, petitioners concede, qualifies as a "limited Tim[e]" as
applied to future copyrights. [FN4] Petitioners
contend, however, that existing copyrights extended to endure for that same
term are not "limited."
Petitioners' argument essentially reads into the text of the Copyright
Clause the command that a time prescription, once set, becomes forever
"fixed" or "inalterable."
The word "limited," however, does not convey a meaning so
constricted. At the time of the Framing,
that word meant what it means today:
"confine[d] within certain bounds," "restrain[ed],"
or "circumscribe[d]." S.
Johnson, A Dictionary of the English Language (7th ed. 1785); see T. Sheridan, A Complete Dictionary of the
English Language (6th ed. 1796) ("confine[d] within certain
bounds"); Webster's Third New International
Dictionary 1312 (1976) ("confined within limits"; "restricted in extent, number, or
duration"). Thus understood, a
timespan appropriately "limited" as applied to future copyrights does
not automatically cease to be "limited" when applied to existing
copyrights. And as we observe, infra,
at 783, there is no cause to suspect that a *200 purpose to evade the
"limited Times" prescription prompted Congress to adopt the CTEA.
FN4. We note again that Justice BREYER makes no such
concession. See supra, at 775, n. 1. He does not train his fire, as
petitioners do, on Congress' choice to place existing and future copyrights in
parity. Moving beyond the bounds of the parties' presentations, and with
abundant policy arguments but precious little support from precedent, he would
condemn Congress' entire product as irrational.
To comprehend the scope of Congress' power
under the Copyright Clause, "a page of history is worth a volume of
logic." New
York Trust Co. v. Eisner,
256 U.S. 345, 349, 41 S.Ct. 506, 65 L.Ed. 963 (1921) (Holmes, J.). History reveals an
unbroken congressional practice of granting to authors of works with existing
copyrights the benefit of term extensions so that all under copyright
protection will be governed evenhandedly under the same regime. As earlier recounted, see supra, at
775, the First Congress accorded the protections of the Nation's first federal
copyright statute to existing and future works alike. 1790 Act §
1.
[FN5] Since then, Congress has regularly**779
applied *201 duration extensions to both existing and future copyrights.
1831 Act § § 1, 16; 1909 Act § §
23-24; 1976 Act § § 302-303;
17
U.S.C. § § 302-304. [FN6]
FN5. This approach
comported with English practice at the time.
The Statute of Anne, 1710, 8 Ann. c.
19, provided copyright protection to books not yet composed or published, books
already composed but not yet published, and books already composed and
published. See ibid. ("[T]he author of any book or books
already composed, and not printed and published, or that shall hereafter be
composed, and his assignee or assigns, shall have the sole liberty of printing
and reprinting such book and books for the term of fourteen years, to commence
from the day of the first publishing the same, and no longer."); ibid.
("[T]he author of any book or books already printed ... or the
bookseller or booksellers, printer or printers, or other person or persons, who
hath or have purchased or acquired the copy or copies of any book or books, in
order to print or reprint the same, shall have the sole right and liberty of
printing such book and books for the term of one and twenty years, to commence
from the said tenth day of April, and no longer.").
Justice STEVENS stresses the rejection of a proposed
amendment to the Statute of Anne that would have extended the term of existing
copyrights, and reports that opponents of the extension feared it would
perpetuate the monopoly position enjoyed by English booksellers. Post, at 795-796, and n. 9. But the
English Parliament confronted a situation that never existed in the United
States. Through the late 17th century, a
government-sanctioned printing monopoly was held by the Stationers' Company,
"the ancient London guild of printers
and booksellers." M. Rose, Authors
and Owners: The Invention of Copyright 4
(1993); see L. Patterson, Copyright in
Historical Perspective ch. 3 (1968).
Although that legal monopoly ended in 1695, concerns about monopolistic
practices remained, and the 18th-century English Parliament was resistant to
any enhancement of booksellers' and publishers' entrenched position. See Rose, supra, at 52-56. In this country, in contrast, competition
among publishers, printers, and booksellers was "intens[e]" at the
time of the founding, and "there was not even a rough analog to the
Stationers' Company on the horizon."
Nachbar, Constructing
Copyright's Mythology, 6 Green Bag 2d 37, 45 (2002). The Framers guarded against the future
accumulation of monopoly power in booksellers and publishers by authorizing
Congress to vest copyrights only in "Authors." Justice STEVENS does not even attempt to
explain how Parliament's response to England's experience with a publishing
monopoly may be construed to impose a constitutional limitation on Congress'
power to extend copyrights granted to "Authors."
FN6. Moreover, the
precise duration of a federal copyright has never been fixed at the time of the
initial grant. The 1790 Act provided a
federal copyright term of 14 years from the work's publication, renewable for
an additional 14 years if the author survived and applied for an additional term. § 1. Congress retained that approach in
subsequent statutes. See Stewart
v. Abend,
495 U.S. 207, 217, 110 S.Ct. 1750, 109 L.Ed.2d 184 (1990) ("Since the earliest copyright statute in this
country, the copyright term of ownership has been split between an original
term and a renewal term.").
Similarly, under the method for measuring copyright terms established by
the 1976 Act and retained by the CTEA, the baseline copyright term is measured
in part by the life of the author, rendering its duration indeterminate at the
time of the grant. See 1976 Act § 302(a); 17
U.S.C. § 302(a).
Because the Clause empowering Congress to
confer copyrights also authorizes patents, congressional practice with respect
to patents informs our inquiry. We count
it significant that early Congresses extended the duration of numerous
individual patents as well as copyrights.
See, e.g., Act of Jan. 7, 1808, ch. 6, 6 Stat. 70 (patent); Act of Mar. 3, 1809, ch. 35, 6 Stat. 80
(patent); Act of Feb. 7, 1815, ch. 36, 6
Stat. 147 (patent); Act of May 24, 1828,
ch. 145, 6 Stat. 389 (copyright); Act of
Feb. 11, 1830, ch. 13, 6 Stat. 403 (copyright);
*202 see generally Ochoa, Patent
and Copyright Term Extension and the Constitution: A Historical Perspective, 49 J. Copyright
Soc. 19 (2001).
The courts saw no "limited Times" impediment to such
extensions; renewed or extended terms were upheld in the early days, for
example, by Chief Justice Marshall and
Justice Story sitting as circuit justices.
See Evans
v. Jordan,
8 F. Cas. 872, 874 (No. 4,564) (CC Va. 1813)
(Marshall, J.) ("Th[e] construction of the constitution which admits the
renewal of a patent, is not controverted.
A renewed patent ... confers the same rights, with an original."),
aff'd, 9
Cranch 199, 3 L.Ed. 704 (1815); Blanchard
v. Sprague,
3 F. Cas. 648, 650 (No. 1,518) (CC Mass. 1839)
(Story, J.) ("I never have entertained any doubt of the constitutional authority
of congress" to enact a 14-year patent extension that "operates
retrospectively"); see also Evans
v. Robinson,
8 F. Cas. 886, 888 (No. 4,571) (CC Md. 1813)
(Congresses "have the exclusive right ... to limit the times for which a
patent right shall be granted, and are not restrained from renewing a patent or
prolonging" it.). [FN7]
FN7. Justice STEVENS
would sweep away these decisions, asserting that Graham
v. John Deere Co. of Kansas City,
383 U.S. 1, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966),
"flatly contradicts" them. Post,
at 798. Nothing but wishful thinking
underpins that assertion. The
controversy in Graham involved no patent extension. Graham addressed an invention's very eligibility for patent
protection, and spent no words on Congress' power to enlarge a patent's
duration.
Further, although prior to the instant case
this Court did not have occasion to decide whether extending the duration of **780
existing copyrights complies with the "limited Times" prescription,
the Court has found no constitutional barrier to the legislative expansion of
existing patents. [FN8] *203McClurg
v. Kingsland,
1 How. 202, 11 L.Ed. 102 (1843), is the
pathsetting precedent. The patentee in
that case was unprotected under the law in force when the patent issued because
he had allowed his employer briefly to practice the invention before he
obtained the patent. Only upon
enactment, two years later, of an exemption for such allowances did the patent
become valid, retroactive to the time it issued. McClurg upheld retroactive application of the new law. The Court explained that the legal regime
governing a particular patent "depend[s] on the law as it stood at the
emanation of the patent, together with such changes as have been since made;
for though they may be retrospective in their operation, that is not a sound
objection to their validity." Id.,
at 206.
[FN9]
Neither is it a sound *204 objection to the validity of a
copyright term extension, enacted pursuant to the same constitutional grant of
authority, that the enlarged term covers existing copyrights.
FN8. Justice STEVENS
recites words from Sears,
Roebuck & Co. v. Stiffel Co.,
376 U.S. 225, 84 S.Ct. 784, 11 L.Ed.2d 661 (1964),
supporting the uncontroversial proposition
that a State may not "extend the life of a patent beyond its expiration
date," id.,
at 231, 84 S.Ct. 784, then boldly asserts that
for the same reasons Congress may not do so either. See post, at 790,
792. But Sears placed no reins on Congress' authority to extend a
patent's life. The full sentence in Sears, from which Justice STEVENS extracts words, reads: "Obviously a State could not, consistently
with the Supremacy Clause of the Constitution, extend the life of a patent
beyond its expiration date or give a patent on an article which lacked the
level of invention required for federal patents." 376
U.S., at 231, 84 S.Ct. 784. The point insistently made in Sears is no more and no less than this: States may not enact measures
inconsistent with the federal patent laws.
Ibid. ("[A] State cannot encroach upon the federal patent
laws directly ... [and] cannot ... give protection of a kind that clashes with
the objectives of the federal patent laws."). A decision thus rooted in the Supremacy
Clause cannot be turned around to shrink congressional choices.
Also unavailing is Justice STEVENS' appeal to language
found in a private letter written by James Madison. Post, at 794, n. 6; see also dissenting opinion of BREYER, J., post,
at 803, 810. Respondent points to a
better "demonstrat[ion]," post, at 792, n. 3 (STEVENS, J.,
dissenting), of Madison's and other Framers' understanding of the scope of
Congress' power to extend patents: "[T]hen-President Thomas Jefferson--the
first administrator of the patent system, and perhaps the Founder with the narrowest
view of the copyright and patent powers--signed the 1808 and 1809 patent term
extensions into law; ... James Madison,
who drafted the Constitution's 'limited Times' language, issued the extended
patents under those laws as Secretary of State;
and ... Madison as President signed another patent term extension in
1815." Brief for Respondent 15.
FN9. Justice STEVENS
reads McClurg to convey that "Congress cannot change the bargain
between the public and the patentee in a way that disadvantages the
patentee." Post, at 799. But McClurg concerned no such change.
To the contrary, as Justice STEVENS acknowledges, McClurg held that use of an invention by the patentee's employer
did not invalidate the inventor's 1834 patent, "even if it might have had
that effect prior to the amendment of the patent statute in 1836." Post, at 799. In other words, McClurg evaluated the patentee's rights not simply in light of the
patent law in force at the time the patent issued, but also in light of
"such changes as ha[d] been since made." 1
How., at 206, 11 L.Ed. 102. It is thus inescapably plain that McClurg upheld the application of expanded patent protection to an
existing patent.
Congress'
consistent historical practice of applying newly enacted copyright terms to
future and existing copyrights reflects a judgment stated concisely by
Representative Huntington at the time of the 1831 Act: "[J]ustice, policy, and equity alike
forb[id]" that an "author who had sold his [work] a week ago, be
placed in a worse situation than the author who should sell his work the day
after the passing of [the] act." 7
Cong. Deb. 424 (1831); accord,
Symposium, The Constitutionality
of Copyright Term Extension, 18 Cardozo Arts & Ent. L.J. 651, 694 (2000) (Prof.Miller) ("[S]ince 1790, it has indeed been
Congress's policy that the author of yesterday's **781 work should not
get a lesser reward than the author of tomorrow's work just because Congress
passed a statute lengthening the term today."). The CTEA follows this historical practice by
keeping the duration provisions of the 1976 Act largely in place and simply
adding 20 years to each of them. Guided
by text, history, and precedent, we cannot agree with petitioners' submission
that extending the duration of existing copyrights is categorically beyond
Congress' authority under the Copyright Clause.
[2][3] Satisfied that the CTEA complies with the "limited
Times" prescription, we turn now to whether it is a rational exercise of
the legislative authority conferred by the Copyright Clause. On that point, we defer substantially to
Congress. *205
Sony,
464 U.S., at 429, 104 S.Ct. 774 ("[I]t is
Congress that has been assigned the task of defining the scope of the limited monopoly that should be granted to
authors ... in order to give the public appropriate access to their work
product."). [FN10]
FN10. Justice BREYER
would adopt a heightened, three-part test for the constitutionality of
copyright enactments. Post, at
802. He would invalidate the CTEA as irrational in part because, in his view,
harmonizing the United States and European Union baseline copyright terms
"apparent [ly]" fails to achieve "significant" uniformity. Post, at 812. But see infra,
at 781-782.
The novelty of the "rational basis" approach he presents is
plain. Cf. Board
of Trustees of Univ. of Ala. v. Garrett,
531 U.S. 356, 383, 121 S.Ct. 955, 148 L.Ed.2d 866 (2001) (BREYER, J., dissenting) ("Rational-basis
review--with its presumptions favoring constitutionality--is 'a paradigm of judicial
restraint.' " (quoting FCC
v. Beach Communications, Inc.,
508 U.S. 307, 314, 113 S.Ct. 2096, 124 L.Ed.2d 211 (1993))). Rather than
subjecting Congress' legislative choices in the copyright area to heightened
judicial scrutiny, we have stressed that "it is not our role to alter the
delicate balance Congress has labored to achieve." Stewart
v. Abend,
495 U.S., at 230, 110 S.Ct. 1750; see Sony
Corp. of America v. Universal City Studios, Inc.,
464 U.S. 417, 429, 104 S.Ct. 774, 78 L.Ed.2d 574 (1984). Congress' exercise
of its Copyright Clause authority must be rational, but Justice BREYER's
stringent version of rationality is unknown
to our literary property jurisprudence.
The CTEA reflects judgments of a kind Congress
typically makes, judgments we cannot dismiss as outside the Legislature's
domain. As respondent describes, see
Brief for Respondent 37-38, a key factor in the CTEA's passage was a 1993
European Union (EU) directive instructing EU members to establish a copyright
term of life plus 70 years. EU Council
Directive 93/98, Art. 1(1), p. 11; see 144 Cong. Rec. S12377-S12378 (daily ed.
Oct. 12, 1998) (statement of Sen. Hatch).
Consistent with the Berne Convention, the EU directed its members to
deny this longer term to the works of any non-EU country whose laws did not
secure the same extended term. See Berne
Conv. Art. 7(8); P. Goldstein,
International Copyright § 5.3, p. 239
(2001). By extending the baseline United
States copyright term to life plus 70 years, Congress sought to ensure that
American authors would receive *206 the same copyright protection in
Europe as their European counterparts. [FN11] The CTEA may also
provide greater incentive for American and other authors to create and
disseminate their work in the United States.
See Perlmutter, Participation
in the International Copyright System as a Means to Promote the Progress of
Science and Useful Arts, 36 Loyola (LA) L.Rev. 323, 330 (2002) ("[M]atching th[e] level of [copyright] protection in
the United States [to that in the EU] can ensure stronger protection **782
for U.S. works abroad and avoid competitive disadvantages vis-ŕ-vis foreign rightholders."); see also id.,
at 332 (the United States could not "play a
leadership role" in the give-and-take evolution of the international
copyright system, indeed it would "lose all flexibility," "if
the only way to promote the progress of science were to provide incentives to
create new works"). [FN12]
FN11. Responding to
an inquiry whether copyrights could be extended "forever," Register
of Copyrights Marybeth Peters emphasized the dominant reason for the CTEA: "There certainly are proponents of
perpetual copyright: We heard that in
our proceeding on term extension. The
Songwriters Guild suggested a perpetual term.
However, our Constitution says limited times, but there really isn't a
very good indication on what limited times is.
The reason why you're going to life-plus-70 today is because Europe has
gone that way...." Copyright Term,
Film Labeling, and Film Preservation Legislation: Hearings on H.R. 989 et al. before the
Subcommittee on Courts and Intellectual Property of the House Committee on the
Judiciary, 104th Cong., 1st Sess., 230 (1995) (hereinafter House Hearings).
FN12. The author of
the law review article cited in text, Shira Perlmutter, currently a vice
president of AOL Time Warner, was at the time of
the CTEA's enactment Associate Register for Policy and International Affairs,
United States Copyright Office.
In addition to international concerns, [FN13] Congress
passed the CTEA in light of demographic, economic, and technological *207
changes, Brief for Respondent 25-26, 33, and nn. 23 and 24, [FN14] and rationally credited projections that longer terms
would encourage copyright holders to invest in the restoration and public
distribution of their works, id., at 34-37; see H.R.Rep.
No. 105-452, p. 4 (1998) (term extension
"provide[s] copyright owners generally with the incentive to restore older
works and further disseminate them to the public"). [FN15]
FN13. See also
Austin, Does
the Copyright Clause Mandate Isolationism?
26 Colum. J.L. & Arts 17, 59 (2002)
(cautioning against "an isolationist reading of the Copyright Clause that
is in tension with ... America's international copyright relations over the
last hundred or so years").
FN14. Members of
Congress expressed the view that, as a result of increases in human longevity
and in parents' average age when their children are born, the pre-CTEA term did
not adequately secure "the right to
profit from licensing one's work during one's lifetime and to take pride and
comfort in knowing that one's children--and perhaps their children-- might also
benefit from one's posthumous popularity."
141 Cong. Rec. 6553 (1995) (statement of Sen. Feinstein); see 144 Cong. Rec. S12377 (daily ed. Oct. 12, 1998) (statement of Sen. Hatch)
("Among the main developments [compelling reconsideration of the 1976
Act's term] is the effect of demographic trends, such as increasing longevity
and the trend toward rearing children later in life, on the effectiveness of
the life-plus-50 term to provide adequate protection for American creators and
their heirs."). Also cited was
"the failure of the U.S. copyright term to keep pace with the
substantially increased commercial life of copyrighted works resulting from the
rapid growth in communications media."
Ibid. (statement of Sen. Hatch);
cf. Sony,
464 U.S., at 430-431, 104 S.Ct. 774 ("From
its beginning, the law of copyright has developed in response to significant
changes in technology.... [A]s new developments have occurred in this country,
it has been the Congress that has fashioned the new rules that new technology
made necessary.").
FN15. Justice BREYER
urges that the economic incentives accompanying copyright term extension are
too insignificant to "mov[e]" any author with a "rational
economic perspective." Post,
at 808; see post, at 807-809. Calibrating rational economic incentives,
however, like "fashion[ing] ... new rules [in light of] new
technology," Sony,
464 U.S., at 431, 104 S.Ct. 774, is a task
primarily for Congress, not the courts.
Congress heard testimony from a number of prominent artists; each expressed the belief that the copyright
system's assurance of fair compensation for themselves and their heirs was an
incentive to create. See, e.g.,
House Hearings 233-239 (statement of Quincy Jones); Copyright Term Extension Act of 1995: Hearing before the Senate Committee on the
Judiciary, 104th Cong., 1st Sess., 55-56 (1995) (statement of Bob Dylan); id., at 56-57 (statement of Don Henley); id., at 57 (statement of Carlos
Santana). We would not take Congress to task for crediting this evidence which,
as Justice BREYER acknowledges, reflects general "propositions about the
value of incentives" that are "undeniably true." Post, at 807.
Congress also heard testimony from Register of Copyrights
Marybeth Peters and others regarding the economic incentives created by the
CTEA. According to the Register, extending the copyright for existing works
"could ... provide additional income that would finance the production and
publication of new works." House
Hearings 158. "Authors would not be
able to continue to create," the Register explained, "unless they
earned income on their finished works.
The public benefits not only from an author's original work but also
from his or her further creations.
Although this truism may be
illustrated in many ways, one of the best examples is Noah Webster [,] who
supported his entire family from the earnings on his speller and grammar during
the twenty years he took to complete his dictionary." Id., at 165.
*208 In sum, we find that the CTEA is a
rational enactment; we are not at
liberty **783 to second-guess congressional determinations and policy
judgments of this order, however debatable or arguably unwise they may be.
Accordingly, we cannot conclude that the CTEA--which continues the unbroken
congressional practice of treating future and existing copyrights in parity for
term extension purposes--is an impermissible exercise of Congress' power under
the Copyright Clause.
B
Petitioners' Copyright Clause arguments rely
on several novel readings of the Clause.
We next address these arguments and explain why we find them
unpersuasive.
1
Petitioners contend that even if the CTEA's
20-year term extension is literally a "limited Tim[e]," permitting
Congress to extend existing copyrights allows it to evade the "limited
Times" constraint by creating effectively perpetual copyrights through repeated
extensions. We disagree.
*209
As the Court of Appeals observed, a regime of perpetual copyrights "clearly is not the situation before
us." 239
F.3d, at 379.
Nothing before this Court warrants construction of the CTEA's 20-year
term extension as a congressional attempt to evade or override the
"limited Times" constraint. [FN16] Critically, we
again emphasize, petitioners fail to *210 show how the CTEA crosses a
constitutionally significant threshold with respect to "limited
Times" that the 1831, 1909, and 1976 Acts did not. See supra, at 775-776; Austin, supra n. 13, at 56 ("If
extending copyright protection to works already in existence is
constitutionally suspect," so is "extending the protections of U. S
copyright law to works by foreign authors that had already been created and
even first published when the **784 federal rights
attached."). Those earlier Acts did
not create perpetual copyrights, and neither does the CTEA. [FN17]
FN16. Justice BREYER
agrees that "Congress did not intend to act unconstitutionally" when
it enacted the CTEA, post, at 808, yet in his very next breath, he seems
to make just that accusation, ibid.
What else is one to glean from his selection of scattered statements
from individual Members of Congress? He
does not identify any statement in the statutory text that installs a perpetual
copyright, for there is none. But even
if the statutory text were sufficiently ambiguous to warrant recourse to legislative history, Justice BREYER's
selections are not the sort to which this Court accords high value: "In surveying legislative history we
have repeatedly stated that the authoritative source for finding the
Legislature's intent lies in the Committee Reports on the bill, which 'represen[t]
the considered and collective understanding of those [Members of Congress]
involved in drafting and studying proposed legislation.' " Garcia
v. United States,
469 U.S. 70, 76, 105 S.Ct. 479, 83 L.Ed.2d 472 (1984) (quoting Zuber
v. Allen,
396 U.S. 168, 186, 90 S.Ct. 314, 24 L.Ed.2d 345 (1969)). The House and
Senate Reports accompanying the CTEA reflect no purpose to make copyright a
forever thing. Notably, the Senate
Report expressly acknowledged that the Constitution "clearly precludes
Congress from granting unlimited protection for copyrighted works," S.Rep.
No. 104-315, p. 11 (1996), and disclaimed any
intent to contravene that prohibition, ibid. Members of Congress instrumental in the
CTEA's passage spoke to similar effect.
See, e.g., 144 Cong. Rec. H1458 (daily ed. Mar. 25, 1998) (statement of Rep. Coble)
(observing that "copyright protection should be for a limited time
only" and that "[p]erpetual protection does not benefit society").
Justice BREYER nevertheless insists that the "economic
effect" of the CTEA is to make the copyright term "virtually
perpetual." Post, at 801.
Relying on formulas and assumptions provided in an amicus brief
supporting petitioners, he stresses that the
CTEA creates a copyright term worth 99.8% of the value of a perpetual
copyright. Post, at 807-808. If Justice BREYER's calculations were a basis
for holding the CTEA unconstitutional, then the 1976 Act would surely fall as
well, for--under the same assumptions he indulges--the term set by that Act
secures 99.4% of the value of a perpetual term.
See Brief for George A. Akerlof et al. as Amici Curiae 6, n. 6
(describing the relevant formula).
Indeed, on that analysis even the "limited" character of the
1909 (97.7%) and 1831 (94.1%) Acts might be suspect. Justice BREYER several times places the
Founding Fathers on his side. See, e.g.,
post, at 803, 810. It is doubtful,
however, that those architects of our Nation, in framing the "limited
Times" prescription, thought in terms of the calculator rather than the
calendar.
FN17. Respondent
notes that the CTEA's life-plus-70-years baseline term is expected to produce
an average copyright duration of 95 years, and that this term "resembles
some other long-accepted durational practices in the law, such as 99-year
leases of real property and bequests within the rule against
perpetuities." Brief for Respondent
27, n. 18. Whether such referents mark
the outer boundary of "limited Times" is not before us today. Justice BREYER suggests that the CTEA's
baseline term extends beyond that typically permitted by the traditional rule
against perpetuities. Post, at 808. The traditional
common-law rule looks to lives in being plus 21 years. Under that rule, the period before a bequest
vests could easily equal or exceed the anticipated average copyright term under
the CTEA. If, for example, the vesting period on a deed were defined with
reference to the life of an infant, the sum of the measuring life plus 21 years
could commonly add up to 95 years.
2
[4] Petitioners dominantly advance a series of arguments all
premised on the proposition that Congress may not extend an existing copyright
absent new consideration from the author.
They pursue this main theme under three headings. Petitioners contend that the CTEA's extension
of existing copyrights (1) overlooks the requirement of
"originality," (2) fails to "promote the Progress of
Science," and (3) ignores copyright's quid pro quo.
*211 Petitioners'
"originality" argument draws on Feist
Publications, Inc. v. Rural Telephone Service Co.,
499 U.S. 340, 111 S.Ct. 1282, 113 L.Ed.2d 358 (1991). In Feist, we observed that "[t]he sine qua non of
copyright is originality," id.,
at 345, 111 S.Ct. 1282, and held that copyright
protection is unavailable to "a narrow category of works in which the
creative spark is utterly lacking or so trivial as to be virtually
nonexistent," id.,
at 359, 111 S.Ct. 1282. Relying on Feist, petitioners urge that even if a work is sufficiently "original" to
qualify for copyright protection in the first instance, any extension of the
copyright's duration is impermissible because, once published, a work is no
longer original.
Feist, however, did not touch on the duration of copyright
protection. Rather, the decision
addressed the core question of copyrightability, i.e., the
"creative spark" a work must have to be eligible for copyright
protection at all. Explaining the
originality requirement, Feist trained on the Copyright Clause words "Authors"
and "Writings." Id.,
at 346-347, 111 S.Ct. 1282. The decision did not construe the
"limited Times" for which a work may be protected, and the
originality requirement has no bearing on that prescription.
More forcibly, petitioners contend that the
CTEA's extension of existing copyrights does not "promote the Progress of
Science" as contemplated by the preambular language of the Copyright
Clause. Art.
I, § 8, cl. 8. To sustain this objection, petitioners do not argue that the Clause's
preamble is an independently enforceable limit on Congress' power. See 239
F.3d, at 378 (Petitioners acknowledge that
"the preamble of the Copyright Clause is not a substantive limit on
Congress' legislative power." (internal quotation marks omitted)). Rather, they maintain that the preambular
language identifies the sole end to which Congress may legislate; accordingly, they conclude, the meaning of
"limited Times" must be "determined in light of that specified end."
Brief for Petitioners 19. The
CTEA's extension of existing copyrights categorically fails to "promote
the Progress of Science," petitioners argue, because it does not stimulate
the *212 creation of new works but merely adds value to works already
created.
As petitioners point out, we have described
the Copyright Clause as "both a grant of power and a limitation," Graham
v. John Deere Co. of Kansas City,
383 U.S. 1, 5, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966),
and have said that "[t]he primary objective of copyright" is
"[t]o promote the Progress **785 of Science," Feist,
499 U.S., at 349, 111 S.Ct. 1282. The "constitutional command," we
have recognized, is that Congress, to the extent it enacts copyright laws at
all, create a "system" that "promote[s] the Progress of
Science." Graham,
383 U.S., at 6, 86 S.Ct. 684. [FN18]
FN18. Justice
STEVENS' characterization of reward to the author as "a secondary
consideration" of copyright law, post, at 793, n. 4 (internal
quotation marks omitted), understates the relationship between such rewards and
the "Progress of Science." As
we have explained, "[t]he economic philosophy behind the [Copyright]
[C]lause ... is the conviction that encouragement of individual effort by
personal gain is the best way to advance public welfare through the talents of
authors and inventors." Mazer
v. Stein,
347 U.S. 201, 219, 74 S.Ct. 460, 98 L.Ed. 630 (1954). Accordingly, "copyright law celebrates
the profit motive, recognizing that the incentive to profit from the
exploitation of copyrights will redound to the public benefit by resulting in
the proliferation of knowledge.... The profit motive is the engine that ensures
the progress of science." American
Geophysical Union v. Texaco Inc.,
802 F.Supp. 1, 27 (S.D.N.Y.1992), aff'd, 60
F.3d 913 (C.A.2 1994). Rewarding authors for their creative labor
and "promot[ing] ... Progress" are thus complementary; as James Madison observed, in copyright
"[t]he public good fully coincides ... with the claims of
individuals." The Federalist No.
43, p. 272 (C. Rossiter ed.1961).
Justice BREYER's assertion that "copyright statutes must serve
public, not private, ends," post, at 803, similarly misses the
mark. The two ends are not mutually
exclusive; copyright law serves public ends by providing individuals with an
incentive to pursue private ones.
We have also stressed, however, that it is
generally for Congress, not the courts, to decide how best to pursue the
Copyright Clause's objectives. See Stewart
v. Abend,
495 U.S., at 230, 110 S.Ct. 1750 ("Th[e]
evolution of the duration of copyright protection tellingly illustrates the
difficulties Congress faces .... [I]t is not our role to alter the delicate
balance *213 Congress has labored to achieve."); Sony,
464 U.S., at 429, 104 S.Ct.
774 ("[I]t is Congress that has been
assigned the task of defining the scope of [rights] that should be granted to
authors or to inventors in order to give the public appropriate access to their
work product."); Graham,
383 U.S., at 6, 86 S.Ct. 684 ("Within the
limits of the constitutional grant, the Congress may, of course, implement the
stated purpose of the Framers by selecting the policy which in its judgment
best effectuates the constitutional aim."). The justifications we earlier set out for
Congress' enactment of the CTEA, supra, at 781-782, provide a rational
basis for the conclusion that the CTEA "promote[s] the Progress of
Science."
On the issue of copyright duration, Congress,
from the start, has routinely applied new definitions or adjustments of the
copyright term to both future works and existing works not yet in the public
domain. [FN19] Such consistent congressional practice is
entitled to "very great weight, and when it is remembered that the rights
thus established have not been disputed during a period of [over two]
centur[ies], it is almost conclusive."
Burrow-Giles
Lithographic Co. v. Sarony,
111 U.S., at 57, 4 S.Ct. 279. Indeed, "[t]his Court has repeatedly
laid down the principle that a contemporaneous legislative exposition of the
Constitution when the founders of our Government and framers of our
Constitution were actively participating in public affairs, acquiesced in for a
long term of years, fixes the construction to be given [the Constitution's]
provisions." Myers
v. United States,
272 U.S. 52, 175, 47 S.Ct.
21, 71 L.Ed. 160 (1926). Congress' unbroken practice since the
founding generation **786 *214 thus overwhelms petitioners'
argument that the CTEA's extension of existing copyrights fails per se
to "promote the Progress of Science." [FN20]
FN19. As we have
noted, see supra, at 776, n. 3, petitioners seek to distinguish the 1790
Act from those that followed. They argue
that by requiring authors seeking its protection to surrender whatever rights
they had under state law, the 1790 Act enhanced uniformity and certainty and
thus "promote[d] ... Progress."
See Brief for Petitioners 28-31.
This account of the 1790 Act simply confirms, however, that the First
Congress understood it could "promote ... Progress" by extending
copyright protection to existing works.
Every subsequent adjustment of copyright's duration, including the CTEA,
reflects a similar understanding.
FN20. Justice
STEVENS, post, at 797, refers to the "legislative veto" held
unconstitutional in INS
v. Chadha,
462 U.S. 919, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983),
and observes that we reached that decision despite its impact on federal laws
geared to our "contemporary political system," id.,
at 967, 103 S.Ct. 2764 (White, J.,
dissenting). Placing existing works in
parity with future works for copyright purposes, in contrast, is not a similarly pragmatic endeavor responsive
to modern times. It is a measure of the
kind Congress has enacted under its Patent and Copyright Clause authority since
the founding generation. See supra,
at 775-776.
Closely related to petitioners' preambular
argument, or a variant of it, is their assertion that the Copyright Clause
"imbeds a quid pro quo." Brief for Petitioners 23. They contend, in this regard, that Congress
may grant to an "Autho[r]" an "exclusive Right" for a
"limited Tim[e]," but only in exchange for a
"Writin[g]." Congress' power
to confer copyright protection, petitioners argue, is thus contingent upon an
exchange: The author of an original work
receives an "exclusive Right" for a "limited Tim[e]" in
exchange for a dedication to the public thereafter. Extending an existing copyright without
demanding additional consideration, petitioners maintain, bestows an unpaid-for
benefit on copyright holders and their heirs, in violation of the quid pro
quo requirement.
We can demur to petitioners' description of
the Copyright Clause as a grant of legislative authority empowering Congress
"to secure a bargain--this for that."
Id., at 16; see Mazer
v. Stein,
347 U.S. 201, 219, 74 S.Ct. 460, 98 L.Ed. 630 (1954) ("The economic philosophy behind the clause empowering Congress to
grant patents and copyrights is the conviction that encouragement of individual
effort by personal gain is the best way to advance public welfare through the talents of authors and inventors in
'Science and useful Arts.' "). But the legislative evolution earlier
recalled demonstrates what the bargain entails.
Given the consistent placement of existing copyright *215 holders
in parity with future holders, the author of a work created in the last 170
years would reasonably comprehend, as the "this" offered her, a
copyright not only for the time in place when protection is gained, but also
for any renewal or extension legislated during that time. [FN21] Congress could
rationally seek to "promote ... Progress" by including in every
copyright statute an express guarantee that authors would receive the benefit
of any later legislative extension of the copyright term. Nothing in the Copyright Clause bars Congress
from creating the same incentive by adopting the same position as a matter of
unbroken practice. See Brief for
Respondent 31-32.
FN21. Standard
copyright assignment agreements reflect this expectation. See, e.g., A. Kohn & B. Kohn,
Music Licensing 471 (3d ed.1992-2002) (short form copyright assignment for musical
composition, under which assignor conveys all rights to the work,
"including the copyrights and proprietary rights therein and in any and
all versions of said musical composition(s), and any renewals and extensions
thereof (whether presently available or subsequently available as a result
of intervening legislation)" (emphasis added)); 5 M. Nimmer & D. Nimmer, Copyright §
21.11[B], p. 21-305 (2002) (short form copyright assignment under which
assignor conveys all assets relating to the work, "including without
limitation, copyrights and renewals and/or extensions thereof"); 6 id., § 30.04[B][1], p. 30-325 (form
composer-producer agreement under which composer "assigns to Producer all
rights (copyrights, rights under copyright and otherwise, whether now or
hereafter known) and all renewals and extensions (as may now or hereafter
exist)").
Neither Sears,
Roebuck & Co. v. Stiffel Co.,
376 U.S. 225, 84 S.Ct. 784, 11 L.Ed.2d 661 (1964),
nor Bonito
Boats, Inc. v. Thunder Craft Boats, Inc.,
489 U.S. 141, 109 S.Ct. 971, 103 L.Ed.2d 118 (1989),
is to the contrary. In both cases, we
invalidated the application of certain state laws as inconsistent with the
federal patent regime. **787
Sears,
376 U.S., at 231-233, 84 S.Ct. 784; Bonito,
489 U.S., at 152, 109 S.Ct. 971. Describing Congress' constitutional authority
to confer patents, Bonito
Boats noted:
"The Patent Clause itself reflects a balance between the need to
encourage innovation and the avoidance of monopolies which stifle competition
without any concomitant advance in the 'Progress of Science and useful Arts.'
" Id.,
at 146, 109 S.Ct. 971. *216 Sears similarly stated that "[p]atents are not given as
favors ... but are meant to encourage invention by rewarding the inventor with
the right, limited to a term of years fixed by the patent, to exclude others from the use of his invention." 376
U.S., at 229, 84 S.Ct. 784. Neither case concerned the extension of a
patent's duration. Nor did either
suggest that such an extension might be constitutionally infirm. Rather, Bonito
Boats reiterated the Court's unclouded
understanding: "It is for Congress
to determine if the present system" effectuates the goals of the Copyright
and Patent Clause. 489
U.S., at 168, 109 S.Ct. 971. And as we have documented, see supra,
at 779-781, Congress has many times sought to effectuate those goals by
extending existing patents.
We note, furthermore, that patents and
copyrights do not entail the same exchange, and that our references to a quid
pro quo typically appear in the patent context. See, e.g., J.E.M.
Ag Supply, Inc. v. Pioneer Hi-Bred International, Inc.,
534 U.S. 124, 142, 122 S.Ct. 593, 151 L.Ed.2d 508 (2001) ( "The disclosure required by the Patent Act is 'the quid
pro quo of the right to exclude.' " (quoting Kewanee
Oil Co. v. Bicron Corp.,
416 U.S. 470, 484, 94 S.Ct. 1879, 40 L.Ed.2d 315 (1974))); Bonito
Boats,
489 U.S., at 161, 109 S.Ct. 971 ("the quid
pro quo of substantial creative effort required by the federal [patent]
statute"); Brenner
v. Manson,
383 U.S. 519, 534, 86 S.Ct. 1033, 16 L.Ed.2d 69 (1966) ("The basic quid pro quo ... for granting a
patent monopoly is the benefit derived by the public from an invention with
substantial utility."); Pennock
v. Dialogue,
2 Pet. 1, 23, 7 L.Ed. 327 (1829) (If an invention
is already commonly known and used when the patent is sought, "there might be sound reason for
presuming, that the legislature did not intend to grant an exclusive
right," given the absence of a "quid pro quo."). This is understandable, given that immediate
disclosure is not the objective of, but is exacted from, the
patentee. It is the price paid for the
exclusivity secured. See J.E.M.
Ag Supply,
534 U.S., at 142, 122 S.Ct. 593. For the author seeking copyright protection,
in contrast, disclosure is the desired objective, not something exacted from
the author in exchange for the copyright.
*217 Indeed, since the 1976 Act, copyright has run from creation,
not publication. See 1976 Act § 302(a); 17
U.S.C. § 302(a).
Further distinguishing the two kinds of
intellectual property, copyright gives the holder no monopoly on any
knowledge. A reader of an author's
writing may make full use of any fact or idea she acquires from her
reading. See § 102(b). The grant of a patent, on the other hand,
does prevent full use by others of the inventor's knowledge. See Brief for Respondent 22; Alfred
Bell & Co. v. Catalda Fine Arts,
191 F.2d 99, 103, n. 16 (C.A.2 1951) (The
monopoly granted by a copyright "is not a monopoly of knowledge. The grant of a patent does prevent full use
being made of knowledge, but the reader of a book is not by the copyright laws
prevented from making full use of any information he may acquire from his
reading." (quoting W. Copinger, Law of Copyright 2 (7th ed.1936))). In light of these distinctions, one cannot
extract from language in our patent decisions--language not trained on a grant's duration--genuine support for
petitioners' bold view. Accordingly, we
reject the proposition that a quid pro quo requirement stops Congress
from expanding copyright's term in a manner that puts **788 existing and
future copyrights in parity. [FN22]
FN22. The fact that
patent and copyright involve different exchanges does not, of course, mean that
we may not be guided in our "limited Times" analysis by Congress'
repeated extensions of existing patents.
See supra, at 779-781. If
patent's quid pro quo is more exacting than copyright's, then Congress'
repeated extension of existing patents without constitutional objection
suggests even more strongly that similar legislation with respect to copyrights
is constitutionally permissible.
3
[5] As an alternative to their various arguments that
extending existing copyrights violates the Copyright Clause per se,
petitioners urge heightened judicial review of such extensions to ensure that
they appropriately pursue the purposes of the Clause. See Brief for Petitioners 31-32.
Specifically, *218 petitioners ask us to apply the "congruence and
proportionality" standard described in cases evaluating exercises of
Congress' power under § 5 of the
Fourteenth Amendment. See, e.g., City
of Boerne v.
Flores,
521 U.S. 507, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997). But we have never applied that
standard outside the § 5 context; it does not hold sway for judicial review of
legislation enacted, as copyright laws are, pursuant to Article I
authorization.
Section
5 authorizes Congress to enforce commands
contained in and incorporated into the Fourteenth Amendment. Amdt. 14, § 5 ("The
Congress shall have power to enforce, by appropriate legislation, the
provisions of this article." (emphasis added)). The Copyright Clause, in contrast, empowers
Congress to define the scope of the substantive right. See Sony,
464 U.S., at 429, 104 S.Ct. 774. Judicial deference to such congressional
definition is "but a corollary to the grant to Congress of any Article
I power." Graham,
383 U.S., at 6, 86 S.Ct. 684. It would be no more
appropriate for us to subject the CTEA to "congruence and
proportionality" review under the Copyright Clause than it would be for us
to hold the Act unconstitutional per se.
For the several reasons stated, we find no
Copyright Clause impediment to the CTEA's extension of existing copyrights.
III
[6] Petitioners separately argue that the CTEA is a
content-neutral regulation of speech that fails heightened judicial review
under the First Amendment. [FN23] We reject petitioners' *219 plea for
imposition of uncommonly strict scrutiny on
a copyright scheme that incorporates its own speech-protective purposes and
safeguards. The Copyright Clause and First
Amendment were adopted close in time.
This proximity indicates that, in the Framers' view, copyright's limited
monopolies are compatible with free speech principles. Indeed, copyright's purpose is to promote
the creation and publication of free expression. As Harper
& Row observed: "[T]he Framers intended copyright itself
to be the engine of free expression. By
establishing a marketable right to the use of one's expression, copyright
supplies the economic incentive to create and disseminate ideas." 471
U.S., at 558, 105 S.Ct. 2218.
FN23. Petitioners
originally framed this argument as implicating the CTEA's extension of both
existing and future copyrights. See Pet.
for Cert. i. Now, however, they train on the CTEA's extension of existing
copyrights and urge against consideration of the CTEA's First Amendment
validity as applied to future copyrights.
See Brief for Petitioners 39- 48;
Reply Brief 16-17; Tr. of Oral
Arg. 11-13. We therefore consider
petitioners' argument as so limited. We
note, however, that petitioners do not explain how their First Amendment
argument is moored to the prospective/retrospective line they urge us to draw,
nor do they say whether or how their free speech argument applies to copyright
duration but not to other aspects of
copyright protection, notably scope.
In addition to spurring the creation and
publication of new expression, copyright law contains built-in First Amendment
accommodations. See id.,
at 560, 105 S.Ct. 2218. First, it distinguishes between ideas and
expression and makes only the latter **789 eligible for copyright
protection. Specifically, 17
U.S.C. § 102(b) provides: "In
no case does copyright protection for an original work of authorship extend to
any idea, procedure, process, system, method of operation, concept, principle,
or discovery, regardless of the form in which it is described, explained,
illustrated, or embodied in such work."
As we said in Harper
& Row, this "idea/expression
dichotomy strike[s] a definitional balance between the First Amendment and the
Copyright Act by permitting free communication of facts while still protecting
an author's expression." 471
U.S., at 556, 105 S.Ct. 2218 (internal quotation
marks omitted). Due to this distinction,
every idea, theory, and fact in a copyrighted work becomes instantly available
for public exploitation at the moment of publication. See Feist,
499 U.S., at 349-350, 111 S.Ct. 1282.
Second, the "fair use" defense
allows the public to use not only facts and ideas contained in a copyrighted
work, but also expression itself in certain circumstances. Codified at 17
U.S.C. § 107,
the defense provides: "[T]he fair use
of a *220 copyrighted work, including such use by reproduction in copies
..., for purposes such as criticism, comment, news reporting, teaching
(including multiple copies for classroom use), scholarship, or research, is not
an infringement of copyright." The
fair use defense affords considerable "latitude for scholarship and
comment," Harper
& Row,
471 U.S., at 560, 105 S.Ct. 2218, and even for
parody, see Campbell
v. Acuff-Rose Music, Inc.,
510 U.S. 569, 114 S.Ct. 1164, 127 L.Ed.2d 500 (1994) (rap group's musical parody of Roy Orbison's "Oh, Pretty
Woman" may be fair use).
The CTEA itself supplements these traditional
First Amendment safeguards. First, it
allows libraries, archives, and similar institutions to "reproduce"
and "distribute, display, or perform in facsimile or digital form"
copies of certain published works "during the last 20 years of any term of
copyright ... for purposes of preservation, scholarship, or research" if
the work is not already being exploited commercially and further copies are
unavailable at a reasonable price. 17
U.S.C. § 108(h); see Brief for
Respondent 36. Second, Title II of the CTEA, known as the Fairness in Music
Licensing Act of 1998, exempts small businesses, restaurants, and like entities
from having to pay performance royalties on music played from licensed radio,
television, and similar facilities. 17
U.S.C. § 110(5)(B); see Brief for
Representative F. James Sensenbrenner, Jr., et al. as Amici Curiae 5-6,
n. 3.
Finally, the case petitioners principally rely
upon for their First Amendment argument, Turner
Broadcasting System, Inc. v. FCC,
512 U.S. 622, 114 S.Ct. 2445, 129 L.Ed.2d 497 (1994), bears little on copyright. The
statute at issue in Turner required cable operators to carry and transmit broadcast
stations through their proprietary cable systems. Those "must-carry" provisions, we
explained, implicated "the heart of the First Amendment," namely,
"the principle that each person should decide for himself or herself the
ideas and beliefs deserving of expression, consideration, and
adherence." Id.,
at 641, 114 S.Ct. 2445.
*221 The CTEA, in contrast, does not
oblige anyone to reproduce another's speech against the carrier's will. Instead, it protects authors' original
expression from unrestricted exploitation.
Protection of that order does not raise the free speech concerns present
when the government compels or burdens the communication of particular facts or
ideas. The First Amendment securely
protects the freedom to make--or decline to make--one's own speech; it bears less heavily when speakers assert
the right to make other people's speeches. To the extent such assertions raise
First Amendment concerns, copyright's built-in free speech safeguards are
generally adequate to address them. We
recognize that the D.C. Circuit spoke too broadly when it declared copyrights
"categorically immune from challenges under **790 the First
Amendment." 239
F.3d, at 375.
But when, as in this case, Congress has not altered the traditional contours of copyright protection,
further First Amendment scrutiny is unnecessary. See Harper
& Row,
471 U.S., at 560, 105 S.Ct. 2218; cf. San
Francisco Arts & Athletics, Inc. v. United States Olympic Comm.,
483 U.S. 522, 107 S.Ct. 2971, 97 L.Ed.2d 427 (1987). [FN24]
FN24. We are not
persuaded by petitioners' attempt to distinguish Harper
& Row on the ground that it involved an
infringement suit rather than a declaratory action of the kind here
presented. As respondent observes, the
same legal question can arise in either posture. See Brief for Respondent 42. In both postures, it is appropriate to
construe copyright's internal safeguards to accommodate First Amendment
concerns. Cf. United
States v. X-Citement Video, Inc.,
513 U.S. 64, 78, 115 S.Ct. 464, 130 L.Ed.2d 372 (1994) ("It is ... incumbent upon us to read the statute to eliminate
[serious constitutional] doubts so long as such a reading is not plainly
contrary to the intent of Congress.").
IV
If petitioners' vision of the Copyright Clause
held sway, it would do more than render the CTEA's duration extensions unconstitutional
as to existing works. Indeed,
petitioners' assertion that the provisions of the CTEA are not severable would
make the CTEA's enlarged terms invalid even as to *222 tomorrow's work. The 1976 Act's time extensions, which set the
pattern that the CTEA followed, would be vulnerable as well.
As we read the Framers' instruction, the
Copyright Clause empowers Congress to determine the intellectual property
regimes that, overall, in that body's judgment, will serve the ends of the
Clause. See Graham,
383 U.S., at 6, 86 S.Ct. 684 (Congress may
"implement the stated purpose of the Framers by selecting the policy which
in its judgment best effectuates the constitutional aim." (emphasis
added)). Beneath the facade of their
inventive constitutional interpretation, petitioners forcefully urge that
Congress pursued very bad policy in prescribing the CTEA's long terms. The wisdom of Congress' action, however, is
not within our province to second-guess.
Satisfied that the legislation before us remains inside the domain the
Constitution assigns to the First Branch, we affirm the judgment of the Court
of Appeals.
It is so ordered.
Justice STEVENS, dissenting.
Writing for a unanimous Court in 1964, Justice
Black stated that it is obvious that a State could not "extend the life of
a patent beyond its expiration date," Sears,
Roebuck & Co. v. Stiffel Co.,
376 U.S. 225, 231, 84 S.Ct. 784, 11 L.Ed.2d 661 (1964). [FN1] As I shall explain, the reasons why a State may not extend the life of a patent apply to
Congress as well. If Congress may not
expand the scope of a patent monopoly, it also may not extend *223 the
life of a copyright beyond its expiration date.
Accordingly, insofar as the 1998 Sonny Bono Copyright Term Extension
Act, 112 Stat. 2827, purported to extend the life of unexpired copyrights, it
is invalid. Because the majority's
contrary conclusion rests on the mistaken premise that this Court has virtually
no role in reviewing congressional grants of monopoly privileges to authors,
inventors, and their successors, I respectfully dissent.
FN1. Justice Harlan
wrote a brief concurrence, but did not disagree with this statement. Justice Black's statement echoed a portion of
Attorney General Wirt's argument in Gibbons
v. Ogden,
9 Wheat. 1, 171, 6 L.Ed. 23 (1824): "The law of Congress declares, that all
inventors of useful improvements throughout the United States, shall be
entitled to the exclusive right in their discoveries for fourteen years only. The law of New-York declares, that this
inventor shall be entitled to the exclusive use of his discovery for thirty
years, and as much longer as the State shall permit. The law of Congress, by limiting the
exclusive right to fourteen years, in effect declares, that after the
expiration of that time, the discovery shall be the common right of the whole
people of the United States."
**791 I
The authority to issue copyrights stems from
the same Clause in the Constitution that created the patent power. It provides:
"Congress shall have Power ... To promote the Progress
of Science and useful Arts, by securing for limited Times to Authors and
Inventors the exclusive Right to their respective Writings and
Discoveries." Art.
I, § 8, cl. 8.
It is well settled that the Clause is
"both a grant of power and a limitation" and that Congress "may
not overreach the restraints imposed by the stated constitutional
purpose." Graham
v. John Deere Co. of Kansas City,
383 U.S. 1, 5-6, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966). As we have made clear in the
patent context, that purpose has two dimensions. Most obviously the grant of exclusive rights
to their respective writings and discoveries is intended to encourage the
creativity of "Authors and Inventors." But the requirement that those exclusive
grants be for "limited Times" serves the ultimate purpose of
promoting the "Progress of Science and useful Arts" by guaranteeing
that those innovations will enter the public domain as soon as the period of
exclusivity expires:
"Once the patent issues, it is strictly construed, United
States v. Masonite
Corp.,
316 U.S. 265, 280, 62 S.Ct. 1070, 86 L.Ed. 1461 (1942), it cannot be used to secure any monopoly beyond that
contained in the patent, Morton
Salt Co. v. G.S. Suppiger Co.,
314 U.S. 488, 492, 62 S.Ct. 402, 86 L.Ed. 363 (1942), ... and especially relevant *224 here, when the patent expires
the monopoly created by it expires, too, and the right to make the
article--including the right to make it in precisely the shape it carried when
patented--passes to the public. Kellogg
Co. v. National Biscuit Co.,
305 U.S. 111, 120-122, 59 S.Ct. 109, 83 L.Ed. 73 (1938); Singer
Mfg. Co. v. June Mfg. Co.,
163 U.S. 169, 185, 16 S.Ct. 1002, 41 L.Ed. 118 (1896)." Sears,
Roebuck & Co.,
376 U.S., at 230, 84 S.Ct. 784.
It is that ultimate purpose that explains why
a patent may not issue unless it discloses the invention in such detail that
one skilled in the art may copy it. See,
e.g., Grant
v. Raymond,
6 Pet. 218, 247, 8 L.Ed. 376 (1832) (Marshall,
C.J.) ("The third section [of the 1793 Act] requires, as preliminary to a
patent, a correct specification and description of the thing discovered. This is necessary in order to give the
public, after the privilege shall expire, the advantage for which the privilege
is allowed, and is the foundation of the power to issue the patent"). Complete disclosure as a precondition to the
issuance of a patent is part of the quid pro quo that justifies the
limited monopoly for the inventor as consideration for full and immediate access by the public when the limited
time expires. [FN2]
FN2. Attorney General
Wirt made this precise point in his argument in Gibbons
v. Ogden,
9 Wheat., at 175, 6 L.Ed. 23: "The limitation is not for the advantage
of the inventor, but of society at large, which is to take the benefit of the
invention after the period of limitation has expired. The patentee pays a duty on his patent, which
is an effective source of revenue to the United States. It is virtually a contract between each
patentee and the people of the United States, by which the time of exclusive
and secure enjoyment is limited, and then the benefit of the discovery results
to the public."
Almost two centuries ago the Court plainly
stated that public access to inventions at the earliest possible date was the
essential purpose of the Clause:
"While one great object was, by holding out a
reasonable reward to inventors and giving them an exclusive right to their
inventions for a limited period, to stimulate the efforts of genius; the main object was 'to promote the *225
progress of science and useful arts;' and this could be done best, by giving
the public at large a right to make, construct, use, and vend the thing invented, at as early a period as possible,
having a due regard to the rights of the inventor. If an **792 inventor should be
permitted to hold back from the knowledge of the public the secrets of his
invention; if he should for a long
period of years retain the monopoly, and make, and sell his invention publicly,
and thus gather the whole profits of it, relying upon his superior skill and
knowledge of the structure; and then,
and then only, when the danger of competition should force him to secure the
exclusive right, he should be allowed to take out a patent, and thus exclude
the public from any farther use than what should be derived under it during his
fourteen years; it would materially
retard the progress of science and the useful arts, and give a premium to
those, who should be least prompt to communicate their discoveries." Pennock
v. Dialogue,
2 Pet. 1, 18, 7 L.Ed. 327 (1829).
Pennock held that an inventor could not extend the period of
patent protection by postponing his application for the patent while exploiting
the invention commercially. As we
recently explained, "implicit in the Patent Clause itself" is the
understanding "that free exploitation of ideas will be the rule, to which the
protection of a federal patent is the exception. Moreover, the ultimate goal of
the patent system is to bring new designs and technologies into the public
domain through disclosure." Bonito
Boats, Inc. v. Thunder Craft Boats, Inc.,
489 U.S. 141, 151, 109 S.Ct. 971, 103 L.Ed.2d 118
(1989).
The issuance of a patent is appropriately
regarded as a quid pro quo--the grant of a limited right for the
inventor's disclosure and subsequent contribution to the public domain. See, e.g., Pfaff
v. Wells Electronics, Inc., 525
U.S. 55, 63, 119 S.Ct. 304, 142 L.Ed.2d 261 (1998)
("[T]he patent system represents a carefully crafted bargain that
encourages both the creation and the public disclosure of new and useful
advances in technology, in return *226 for an exclusive monopoly for a
limited period of time"). It would
be manifestly unfair if, after issuing a patent, the Government as a
representative of the public sought to modify the bargain by shortening the
term of the patent in order to accelerate public access to the invention. The fairness considerations that underlie the
constitutional protections against ex post facto laws and laws impairing
the obligation of contracts would presumably disable Congress from making such
a retroactive change in the public's bargain with an inventor without providing
compensation for the taking. Those same
considerations should protect members of the public who make plans to exploit
an invention as soon as it enters the public domain from a retroactive
modification of the bargain that extends the term of the patent monopoly. As I discuss below, the few historical
exceptions to this rule do not undermine the constitutional analysis. For quite plainly, the limitations
"implicit in the Patent Clause
itself," 489
U.S., at 151, 109 S.Ct. 971, adequately explain
why neither a State nor Congress may "extend the life of a patent beyond
its expiration date," Sears,
Roebuck & Co.,
376 U.S., at 231, 84 S.Ct. 784. [FN3]
FN3. The Court
acknowledges that this proposition is "uncontroversial" today, see ante,
at 780, n. 8, but overlooks the fact that it was highly controversial in the
early 1800's. See n. 11, infra. The Court assumes that the Sears holding rested entirely on the pre-emptive effect of
congressional statutes even though the opinion itself, like the opinions in Graham
v. John Deere Co. of Kansas City,
383 U.S. 1, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966),
and Bonito
Boats, Inc. v. Thunder Craft Boats, Inc.,
489 U.S. 141, 109 S.Ct. 971, 103 L.Ed.2d 118 (1989),
also relied on the pre-emptive effect of the constitutional provision. That at least some of the Framers recognized
that the Constitution itself imposed a limitation even before Congress acted is
demonstrated by Madison's letter, quoted in n. 6, infra.
Neither the purpose of encouraging new
inventions nor the overriding interest in advancing progress by adding
knowledge to the public domain is served by retroactively
increasing the inventor's compensation for a completed invention and
frustrating the legitimate expectations of **793 members of the public
who want to make use of it in a free *227 market. Because those twin purposes provide the only
avenue for congressional action under the Copyright/Patent Clause of the
Constitution, any other action is manifestly unconstitutional.
II
We have recognized that these twin purposes of
encouraging new works and adding to the public domain apply to copyrights as
well as patents. Thus, with regard to
copyrights on motion pictures, we have clearly identified the overriding
interest in the "release to the public of the products of [the author's]
creative genius." United
States v. Paramount Pictures, Inc.,
334 U.S. 131, 158, 68 S.Ct. 915, 92 L.Ed. 1260 (1948). [FN4] And, as with patents, we have emphasized that
the overriding purpose of providing a reward for authors' creative activity is
to motivate that activity and "to allow the public access to the products
of their genius after the limited period of exclusive control has
expired." Sony
Corp. of America v. Universal City Studios, Inc.,
464 U.S. 417, 429, 104 S.Ct. 774, 78 L.Ed.2d 574 (1984). Ex post facto
extensions of copyrights result in a gratuitous transfer of wealth from the
public to authors, publishers, and their successors in interest. Such retroactive
extensions do not even arguably serve either of the purposes of the
Copyright/Patent Clause. The reasons why
such extensions of the patent monopoly are unconstitutional apply to copyrights
as well.
FN4. "The
copyright law, like the patent statutes, makes reward to the owner a secondary
consideration. In Fox
Film Corp. v. Doyal,
286 U.S. 123, 127, 52 S.Ct. 546, 76 L.Ed. 1010,
Chief Justice Hughes spoke as follows respecting the copyright monopoly granted
by Congress, 'The sole interest of the United States and the primary object in
conferring the monopoly lie in the general benefits derived by the public from
the labors of authors.' It is said that
reward to the author or artist serves to induce release to the public of the
products of his creative genius." 334
U.S., at 158, 68 S.Ct. 915.
Respondent, however, advances four arguments
in support of the constitutionality of such retroactive extensions: (1) The first Copyright Act enacted shortly
after the Constitution *228 was ratified applied to works that had
already been produced; (2) later
Congresses have repeatedly authorized extensions of copyrights and
patents; (3) such extensions promote the
useful arts by giving copyright holders an incentive to preserve and restore certain valuable motion pictures; and (4) as a matter of equity, whenever
Congress provides a longer term as an incentive to the creation of new works by
authors, it should provide an equivalent reward to the owners of all unexpired
copyrights. None of these arguments is
persuasive.
III
Congress first enacted legislation under the
Copyright/Patent Clause in 1790 when it passed bills creating federal patent
and copyright protection. Because the
content of that first legislation, the debate that accompanied it, and the
differences between the initial versions and the bills that ultimately passed
provide strong evidence of early Congresses' understanding of the
constitutional limits of the Copyright/Patent Clause, I examine both the
initial copyright and patent statutes.
Congress first considered intellectual
property statutes in its inaugural session in 1789. The bill debated, House Resolution
10--"a bill to promote the progress of science and useful arts, by
securing to authors and inventors the exclusive right to their respective
writings and discoveries," 3 Documentary History of First Federal Congress
of the United States 94 (L. de Pauw, C. Bickford, & L. Hauptman eds. 1977)
(hereinafter Documentary History)--provided both copyright and patent
protection for similar terms. [FN5] The first **794
Congress did not pass H.R. 10, though a similar version was *229 reintroduced in the second Congress
in 1790. After minimal debate, however,
the House of Representatives began consideration of two separate bills, one
covering patents and the other copyrights.
Because, as the majority recognizes, "congressional practice with
respect to patents informs our inquiry," ante, at 779, I consider
the history of both patent and copyright legislation.
FN5. A copy of this
bill specifically identified has not been found, though strong support exists
for considering a bill from that session as H.R. 10. See E. Walterscheid, To Promote the Progress
of Useful Arts: American Patent Law and Administration, 1798-1836, pp. 87-88
(1998) (hereinafter Walterscheid). This
bill is reprinted in 4 Documentary History 513-519.
The Patent Act
What eventually became the Patent Act of 1790
had its genesis in House Resolution 41, introduced on February 16, 1790. That resolution differed from H.R. 10 in one
important respect. Whereas H.R. 10 would
have extended patent protection to only those inventions that were "not
before known or used," H.R. 41, by contrast, added the phrase "within
the United States" to that limitation and
expressly authorized patent protection for "any person, who shall after
the passing of this act, first import into the United States ... any ... device
... not before used or known in the said States." 6 Documentary History 1626- 1632. This change would have authorized patents of
importation, providing United States patent protection for inventions already
in use elsewhere. This change, however,
was short lived and was removed by a floor amendment on March 5, 1789. Walterscheid 125. Though exact records of the floor debate are
lost, correspondence from House Members indicate that doubts about the
constitutionality of such a provision led to its removal. Representative Thomas Fitzsimmons wrote to a
leading industrialist that day stating that the section " 'allowing to
Importers, was left out, the Constitutional power being Questionable.' " Id., at 126 (quoting Letter from Rep.
Thomas Fitzsimmons to Tench Coxe (Mar. 5, 1790)). James Madison himself recognized this
constitutional limitation on patents of importation, flatly stating that the
constitution "forbids patents for that purpose." 13 Papers *230 of James Madison 128
(C. Hobson & R. Rutland eds.1981) (reprinting letter to Tench Coxe (Mar.
28, 1790)). [FN6]
FN6. "Your idea
of appropriating a district of territory to the encouragement of imported
inventions is new and worthy of consideration.
I can not but apprehend however that
the clause in the constitution which forbids patents for that purpose will lie
equally in the way of your expedient.
Congress seem to be tied down to the single mode of encouraging
inventions by granting the exclusive benefit of them for a limited time, and
therefore to have no more power to give a further encouragement out of a fund
of land than a fund of money. This
fetter on the National Legislature tho' an unfortunate one, was a deliberate
one. The Latitude of authority now
wished for was strongly urged and expressly rejected." Madison's
description of the Copyright/Patent Clause as a "fetter on the National
Legislature" is fully consistent with this Court's opinion in Graham.
The final version of the 1790 Patent Act, 1
Stat. 109, did not contain the geographic qualifier and thus did not provide
for patents of importation. This
statutory omission, coupled with the contemporaneous statements by legislators,
provides strong evidence that Congress recognized significant limitations on
their constitutional authority under the Copyright/Patent Clause to extend
protection to a class of intellectual properties. This recognition of a categorical
constitutional limitation is fundamentally at odds with the majority's reading
of Article I, § 8, to provide
essentially no limit on congressional action
under the Clause. If early congressional
practice does, indeed, inform our analysis, as it should, then the majority's
judicial excision of these constitutional limits cannot be correct.
The Copyright Act
Congress also passed the first Copyright Act,
1 Stat. 124, in 1790. At that time **795
there were a number of maps, charts, and books that had already been printed,
some of which were copyrighted under state laws and some of which were arguably
entitled to perpetual protection under the common law. The federal statute
applied to those works as well as to new works.
In some cases the application of the new federal rule reduced the
pre--existing protections, and in others it *231 may have increased the
protection. [FN7] What is significant is that the statute
provided a general rule creating new federal rights that supplanted the diverse
state rights that previously existed. It
did not extend or attach to any of those pre--existing state and common-law
rights: "That congress, in passing
the act of 1790, did not legislate in reference to existing rights, appears
clear." Wheaton
v. Peters,
8 Pet. 591, 661, 8 L.Ed. 1055 (1834); see also Fox
Film Corp. v. Doyal,
286 U.S. 123, 127, 52 S.Ct. 546, 76 L.Ed. 1010 (1932) ("As this Court has repeatedly said, the Congress did
not sanction an existing right but created a new one"). Congress set in place a federal structure
governing certain types of intellectual
property for the new Republic. That
Congress exercised its unquestionable constitutional authority to create
a new federal system securing rights for authors and inventors in 1790 does not
provide support for the proposition that Congress can extend pre-existing
federal protections retroactively.
FN7. Importantly,
even this first Act required a quid pro quo in order to receive federal
copyright protection. In order to
receive protection under the Act, the author was first required to register the
work: "That no person shall be
entitled to the benefit of this act, in cases where any map, chart, book or
books, hath or have been already printed and published, unless he shall first
deposit, and in all other cases, unless he shall before publication deposit a
printed copy of the title of such map, chart, book or books, in the clerk's
office of the district court where the author or proprietor shall reside."
§ 3, 1 Stat. 124. This registration requirement in federal
district court--a requirement obviously not required under the various state
laws protecting written works--further illustrates that the 1790 Act created
new rights, rather than extending existing rights.
Respondent places great weight on this first
congressional action, arguing that it proves that "Congress thus
unquestionably understood that it had authority to apply a new, more favorable
copyright term to existing works." Brief for Respondent 12-13. That understanding, however, is not relevant
to the question presented by this case--whether "Congress has the power
under the Copyright Clause to extend retroactively the term of existing
copyrights?" Brief for *232 Petitioners i. [FN8] Precisely put, the question presented by this
case does not even implicate the 1790 Act, for that Act created, rather than
extended, copyright protection. That
this law applied to works already in existence says nothing about the First
Congress' conception of its power to extend this newly created federal right.
FN8. Respondent's
reformulation of the questions presented by this case confuses this basic
distinction. We granted certiorari to
consider the question: "Did the
D.C. Circuit err in holding that Congress has the power under the Copyright
Clause to extend retroactively the term of existing copyrights?" Respondent's reformulation of the first
question presented--"Whether the 20-year extension of the terms of all
unexpired copyrights ... violates the Copyright Clause of the Constitution
insofar as it applies to works in existence when it took effect"--significantly
changes the substance of inquiry by changing
the focus from the federal statute at issue to irrelevant common-law
protections. Brief for Respondent I.
Indeed, this reformulation violated this Court's Rule 24(1)(a), which states
that "the brief [on the merits] may not raise additional questions or
change the substance of the questions already presented in" the petition
for certiorari.
Moreover, Members of Congress in 1790 were
well aware of the distinction between the creation of new copyright regimes and
the extension of existing copyrights.
The 1790 Act was patterned, in many ways, after the Statute of Anne
enacted in England in 1710. 8 Ann., c.
19; see **796Fred
Fisher Music Co. v. M. Witmark & Sons,
318 U.S. 643, 647-648, 63 S.Ct. 773, 87
L.Ed. 1055 (1943). The English statute, in addition to providing
authors with copyrights on new works for a term of 14 years renewable for
another 14-year term, also replaced the booksellers' claimed perpetual rights
in existing works with a single 21-year term.
In 1735, the booksellers proposed an amendment that would have extended
the terms of existing copyrights until 1756, but the amendment was
defeated. Opponents of the amendment had
argued that if the bill were to pass, it would "in Effect be establishing
a perpetual Monopoly ... only to increase the private Gain of the *233
Booksellers ...." [FN9] The authors of the federal statute that used the
Statute of Anne as a model were familiar with this history. Accordingly, this Court should be especially
wary of relying on Congress' creation of a new system to support the
proposition that Congress unquestionably understood that it had constitutional
authority to extend existing copyrights.
FN9. "A
LETTER to a MEMBER of Parliament concerning the Bill now depending
... for making more effectual an Act in the 8th Year of the Reign of Queen
Anne, entituled, An Act for the Encouragement of Learning, by ... Vesting
the Copies of Printed Books in the Authors or Purchasers." Document
reproduced in Goldsmiths'--Kress Library of Economic Literature, Segment
I: Printed Books Through 1800, Microfilm
No. 7300 (reel 460).
IV
Since the creation of federal patent and
copyright protection in 1790, Congress has passed a variety of legislation,
both providing specific relief for individual authors and inventors as well as
changing the general statutes conferring patent and copyright privileges. Some of the changes did indeed, as the
majority describes, extend existing protections retroactively. Other changes, however, did not do so. A more complete and comprehensive look at the
history of congressional action under the
Copyright/Patent Clause demonstrates that history, in this case, does not
provide the " 'volume of logic,' " ante, at 778, necessary to
sustain the Sonny Bono Act's constitutionality.
Congress, aside from changing the process of
applying for a patent in the 1793 Patent Act, did not significantly alter the
basic patent and copyright systems for the next 40 years. During this time, however, Congress did
consider many private bills. Respondent
seeks support from "Congress's historical practice of using its Copyright
and Patent Clause authority to extend the terms of individual patents and
copyrights." Brief for Respondent
13. Carefully read, *234 however,
these private bills do not support respondent's historical gloss, but rather
significantly undermine the historical claim.
The first example relied upon by respondent,
the extension of Oliver Evans' patent in 1808, ch. 13, 6 Stat. 70, demonstrates
the pitfalls of relying on an incomplete historical analysis. Evans, an inventor who had developed several
improvements in milling flour, received the third federal patent on January 7,
1791. See Federico, Patent Trials of
Oliver Evans, 27 J. Pat. Off. Soc. 586, 590 (1945). Under the 14-year term provided by the 1790
Patent Act, this patent was to expire on January 7, 1805. Claiming that 14 years had not provided him a
sufficient time to realize income from his invention and that the net profits
were spent developing improvements on the steam engine, Evans first sought an extension of his patent in
December 1804. Id., at 598; 14 Annals of Cong. 1002 (1805). Unsuccessful in 1804, he tried again in 1805,
and yet again in 1806, to persuade Congress to pass his private bill. Undaunted, Evans tried one last time to
revive his expired patent after receiving an adverse judgment in an
infringement action. See Evans
v. Chambers,
8 F. Cas. 837 (No. 4,555) (CC Pa. 1807). This time, his effort at private legislation
was successful, and Congress passed a bill extending his patent for 14
years. See An Act for the relief of
Oliver Evans, 6 Stat. 70. This
legislation, passed January 21, 1808, restored a patent monopoly **797
for an invention that had been in the public domain for over four years. As such, this Act unquestionably exceeded
Congress' authority under the Copyright/Patent Clause: "The Congress in the exercise of the
patent power may not overreach the restraints imposed by the stated
constitutional purpose.... Congress may not authorize the issuance of
patents whose effects are to remove existent knowledge from the public domain,
or to restrict free access to materials already available." Graham,
383 U.S., at 5-6, 86 S.Ct. 684 (emphasis added).
*235 This extension of patent
protection to an expired patent was not an isolated incident. Congress passed private bills either directly
extending patents or allowing otherwise untimely applicants to apply for patent
extensions for approximately 75 patents
between 1790 and 1875. Of these 75
patents, at least 56 had already fallen into the public domain. [FN10] The fact that this repeated practice was patently
unconstitutional completely undermines the majority's reliance on this history
as "significant." Ante,
at 779.
FN10. See, e.g.,
ch. 74, 6 Stat. 458 (patent had expired for three months); ch. 113, 6 Stat. 467 (patent had expired for
over two years); ch. 213, 6 Stat. 589 (patent had expired for five
months); ch. 158, 9 Stat. 734 (patent
had expired for over two years); ch. 72,
14 Stat. 621 (patent had expired nearly four years); ch. 175, 15 Stat. 461 (patent had expired for
over two years); ch. 15, 16 Stat. 613
(patent had expired for six years); ch.
317, 16 Stat. 659 (patent had expired for nearly four years); ch. 439, 17 Stat. 689 (patent had expired for
over two years).
Copyright legislation has a similar history. The federal Copyright Act was first amended
in 1831. That amendment, like later
amendments, not only authorized a longer term for new works, but also extended
the terms of unexpired copyrights.
Respondent argues that that historical practice effectively establishes
the constitutionality of retroactive extensions of unexpired copyrights. Of course, the practice buttressess the
presumption of validity that attaches to every Act of Congress. But, as our decision in INS
v. Chadha,
462 U.S. 919, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983),
demonstrates, the fact that Congress has repeatedly acted on a mistaken
interpretation of the Constitution does not qualify our duty to invalidate an
unconstitutional practice when it is finally challenged in an appropriate
case. As Justice White pointed out in
his dissent in Chadha, that case sounded the "death knell for nearly 200
other statutory provisions" in which Congress had exercised a "
'legislative veto.' " Id.,
at
967, 103 S.Ct. 2764. Regardless of the effect of unconstitutional
enactments of Congress, the scope of " 'the constitutional power of
Congress ... is ultimately a *236 judicial rather than a legislative
question, and can be settled finally only by this Court.' " United
States v. Morrison, 529
U.S. 598, 614, 120 S.Ct. 1740, 146 L.Ed.2d 658 (2000) (quoting Heart
of Atlanta Motel, Inc. v. United States,
379 U.S. 241, 273, 85 S.Ct. 348, 13 L.Ed.2d 258 (1964) (Black, J., concurring)).
For, as this Court has long recognized, "[i]t is obviously correct
that no one acquires a vested or protected right in violation of the
Constitution by long use, even when that span of time covers our entire
national existence." Walz
v. Tax Comm'n of City of New York,
397 U.S. 664, 678, 90 S.Ct. 1409, 25 L.Ed.2d 697 (1970).
It
would be particularly unwise to attach constitutional significance to the 1831
amendment because of the very different legal landscape against which it was
enacted. Congress based its authority to
pass the amendment on grounds shortly thereafter declared improper by the
Court. The Judiciary Committee Report
prepared for the House of Representatives asserted that "an author has an
exclusive and perpetual right, in preference to any other, to the fruits of his
labor." 7 Cong. Deb., App., p. cxx
(1831). The floor debate echoed this
same sentiment. See, e.g., id.,
at 424 (statement of Mr. Verplanck (rejecting the idea that copyright involved
"an implied **798 contract existing between an author and the
public" for "[t]here was no contract;
the work of an author was the result of his own labor" and
copyright was "merely a legal provision for the protection of a natural
right")). This sweat-of-the-brow
view of copyright, however, was emphatically rejected by this Court in 1834 in Wheaton
v. Peters,
8 Pet., at 661, 8 L.Ed. 1055 ("Congress,
then, by this act, instead of sanctioning an existing right, as contended for,
created it"). No presumption of
validity should attach to a statutory enactment that relied on a shortly
thereafter discredited interpretation of the basis for congressional power. [FN11]
FN11. In the period
before our decision in Wheaton, the pre-emptive effect
of the Patent/Copyright Clause was also a matter of serious debate within the
legal profession. Indeed, in their
argument in this Court in Gibbons
v. Ogden,
9 Wheat., at 44-61, 141-157, 6 L.Ed. 23, the
defenders of New York's grant of a 30-year monopoly on the passenger trade
between New Jersey and Manhattan argued that the Clause actually should be
interpreted as confirming the State's authority to grant monopoly privileges
that supplemented any federal grant.
That argument is, of course, flatly inconsistent with our recent
unanimous decision in Bonito
Boats, Inc. v. Thunder Craft Boats, Inc.,
489 U.S. 141, 109 S.Ct. 971, 103 L.Ed.2d 118 (1989). Although Attorney General Wirt had urged the
Court to endorse our present interpretation of the Clause, its implicit
limitations were unsettled when the 1831 Copyright Act was passed.
*237 In 1861, Congress amended the term
of patents, from a 14-year term plus opportunity for 7-year extension to a flat
17 years with no extension permitted.
Act of Mar. 2, 1861, ch. 88, §
16, 12 Stat. 249. This change was
not retroactive, but rather only applied to "all patents hereafter
granted." Ibid. To be sure, Congress, at many times in its history,
has retroactively extended the terms of existing copyrights and patents. This history, however, reveals a much more
heterogeneous practice than respondent contends. It is replete
with actions that were unquestionably unconstitutional. Though relevant, the history is not
dispositive of the constitutionality of the Sonny Bono Act.
The general presumption that historic practice
illuminates the constitutionality of congressional action is not controlling in
this case. That presumption is strongest when the earliest acts of Congress are
considered, for the overlap of identity between those who created the
Constitution and those who first constituted Congress provides
"contemporaneous and weighty evidence" of the Constitution's
"true meaning." Wisconsin
v. Pelican Ins. Co.,
127 U.S. 265, 297, 8 S.Ct. 1370, 32 L.Ed. 239 (1888). But that strong presumption
does not attach to congressional action in 1831, because no member of the 1831
Congress had been a delegate to the framing convention 44 years earlier.
Moreover, judicial opinions relied upon by the
majority interpreting early legislative enactments have either been implicitly
overruled or do not support the proposition claimed. Graham flatly contradicts the cases relied on by the majority and
respondent for support that "renewed or extended terms *238 were
upheld in the early days." Ante,
at 779.
[FN12] Evans
v. Jordan,
8 F. Cas. 872, 874 (No. 4,564)(CC Va. 1813)
(Marshall, J.); Evans
v. Robinson,
8 F. Cas. 886, 888 (No. 4,571) (CC Md. 1813); **799 and Blanchard
v. Sprague,
3 F. Cas. 648, 650 (No. 1,518) (CC Mass. 1839)
(Story, J.), all held that private bills passed by Congress extending previously
expired patents were valid. Evans
v. Jordan and Evans
v. Robinson both considered Oliver Evans'
private bill discussed above while Blanchard involved ch. 213, 6 Stat. 589, which extended Thomas
Blanchard's patent after it had been in the public domain for five months. Irrespective of what circuit courts held
"in the early days," ante, at 779, such holdings have been
implicitly overruled by Graham and, therefore, provide no support for respondent in the
present constitutional inquiry.
FN12. It is true, as
the majority points out, ante, at 779, n. 7, that Graham did not expressly overrule those earlier cases because Graham did not address the issue whether Congress could revive
expired patents. That observation does
not even arguably justify reliance on a set of old circuit court cases to
support a proposition that is inconsistent with our present understanding of
the limits imposed by the Copyright/Patent Clause. After all, a unanimous Court recently
endorsed the precise analysis that the majority now seeks to characterize as
"wishful thinking." Ante,
at 779, n. 7. See Bonito
Boats,
489 U.S., at 146, 109 S.Ct. 971 ("Congress
may not create patent monopolies of unlimited
duration, nor may it 'authorize the issuance of patents whose effects are to
remove existent knowledge from the public domain, or to restrict free access to
materials already available' " (quoting Graham,
383 U.S., at 6, 86 S.Ct. 684)).
The majority's reliance on the other patent
case it cites is similarly misplaced.
Contrary to the suggestion in the Court's opinion, McClurg
v. Kingsland, 1
How. 202, 11 L.Ed. 102 (1843), did not involve
the "legislative expansion" of an existing patent. Ante, at 780. The question in that case was whether the
former employer of the inventor, one James Harley, could be held liable as an
infringer for continuing to use the process that Harley had invented in 1834
when he was in its employ. The Court
first held that the employer's use of the process before the patent issued was
not a public *239 use that would invalidate the patent, even if it might
have had that effect prior to the amendment of the patent statute in 1836. 1
How., at 206-208, 11 L.Ed. 102. The Court then disposed of the case on the
ground that a statute enacted in 1839 protected the alleged infringer's right
to continue to use the process after the patent issued. Id.,
at
209-211.
Our opinion said nothing about the power of Congress to extend the life
of an issued patent. It did note that
Congress has plenary power to legislate on the subject
of patents provided "that they do not take away the rights of property in
existing patents." Id.,
at
206. The
fact that Congress cannot change the bargain between the public and the
patentee in a way that disadvantages the patentee is, of course, fully
consistent with the view that it cannot enlarge the patent monopoly to the
detriment of the public after a patent has issued.
The history of retroactive extensions of
existing and expired copyrights and patents, though relevant, is not conclusive
of the constitutionality of the Sonny Bono Act. The fact that the Court has not
previously passed upon the constitutionality of retroactive copyright
extensions does not insulate the present extension from constitutional
challenge.
V
Respondent also argues that the Act promotes
the useful arts by providing incentives to restore old movies. For at least three reasons, the interest in
preserving perishable copies of old copyrighted films does not justify a
wholesale extension of existing copyrights.
First, such restoration and preservation will not even arguably promote
any new works by authors or inventors.
And, of course, any original expression in the restoration and
preservation of movies will receive new copyright protection. [FN13] Second,
however strong *240 the justification for preserving such works may be,
that justification applies equally to works whose copyrights have already expired.
Yet no one seriously contends that the Copyright/Patent Clause would
authorize the grant of monopoly privileges for works already in the **800
public domain solely to encourage their restoration. Finally, even if this concern with aging
movies would permit congressional protection, the remedy offered--a blanket
extension of all copyrights--simply bears no relationship to the alleged harm.
FN13. Indeed, the
Lodging of the Motion Picture Association of America, Inc., as Amicus Curiae
illustrates the significant creative work involved in releasing these
classics. The Casablanca Digital Video
Disc (DVD) contains a "documentary You Must Remember This, hosted
by Lauren Bacall and featuring recently unearthed outtakes" and an
"[a]ll-new introduction by Lauren Bacall." Disc cover text. Similarly, the Citizen Kane DVD includes
"[t]wo feature-length audio commentaries:
one by film critic Roger Ebert and the other by director/Welles
biographer Peter Bogdanovich" and a "gallery of storyboards, rare
photos, alternate ad campaigns, studio correspondence, call sheets and other
memorabilia" in addition to a 2-hour documentary. Disc cover text.
VI
Finally, respondent relies on concerns of
equity to justify the retroactive extension.
If Congress concludes that a longer period of exclusivity is necessary
in order to provide an adequate incentive to authors to produce new works,
respondent seems to believe that simple fairness requires that the same
lengthened period be provided to authors whose works have already been
completed and copyrighted. This is a
classic non sequitur. The reason for
increasing the inducement to create something new simply does not apply to an
already-created work. To the contrary,
the equity argument actually provides strong support for petitioners. Members of the public were entitled to rely
on a promised access to copyrighted or patented works at the expiration of the
terms specified when the exclusive privileges were granted. On the other hand, authors will receive the
full benefit of the exclusive terms that were promised as an inducement to
their creativity, and have no equitable claim to increased compensation for
doing nothing more.
*241 One must indulge in two untenable
assumptions to find support in the equitable argument offered by
respondent--that the public interest in free access to copyrighted works is
entirely worthless and that authors, as a class, should receive a windfall
solely based on completed creative activity.
Indeed, Congress has apparently indulged in those assumptions for under
the series of extensions to copyrights, with the exception of works which
required renewal and which were not renewed,
no copyrighted work created in the past 80 years has entered the public domain
or will do so until 2019. But as our
cases repeatedly and consistently emphasize, ultimate public access is the
overriding purpose of the constitutional provision. See, e.g., Sony
Corp.,
464 U.S., at 429, 104 S.Ct. 774. Ex post facto extensions of existing
copyrights, unsupported by any consideration of the public interest, frustrate
the central purpose of the Clause.
VII
The express grant of a perpetual copyright
would unquestionably violate the textual requirement that the authors'
exclusive rights be only "for limited Times." Whether the extraordinary length of the
grants authorized by the 1998 Act are invalid because they are the functional
equivalent of perpetual copyrights is a question that need not be answered in
this case because the question presented by the certiorari petition merely
challenges Congress' power to extend retroactively the terms of existing
copyrights. Accordingly, there is no
need to determine whether the deference that is normally given to congressional
policy judgments may save from judicial review its decision respecting the
appropriate length of the term. [FN14] It is important to
note, however, that *242 a categorical rule prohibiting retroactive
extensions would effectively preclude perpetual copyrights. More importantly, as the House of Lords recognized when it
refused to amend the Statute of Anne in 1735, unless the Clause is construed to
embody such a categorical rule, Congress may extend **801 existing
monopoly privileges ad infinitum under the majority's analysis.
FN14. Similarly, the
validity of earlier retroactive extensions of copyright protection is not at
issue in this case. To decide the
question now presented, we need not consider whether the reliance and
expectation interests that have been established by prior extensions passed
years ago would alter the result. Cf. Heckler
v. Mathews,
465 U.S. 728, 746, 104 S.Ct. 1387, 79 L.Ed.2d 646 (1984) ("We have recognized, in a number of contexts, the
legitimacy of protecting reasonable reliance on prior law even when that
requires allowing an unconstitutional statute to remain in effect for a limited
period of time"). Those interests
are not at issue now, because the act under review in this case was passed only
four years ago and has been under challenge in court since shortly after its
enactment.
By failing to protect the public interest in
free access to the products of inventive and artistic genius--indeed, by
virtually ignoring the central purpose of
the Copyright/Patent Clause--the Court has quitclaimed to Congress its
principal responsibility in this area of the law. Fairly read, the Court has stated that
Congress' actions under the Copyright/Patent Clause are, for all intents and
purposes, judicially unreviewable. That
result cannot be squared with the basic tenets of our constitutional
structure. It is not hyperbole to recall
the trenchant words of Chief Justice John Marshall: "It is emphatically the province and
duty of the judicial department to say what the law is." Marbury
v. Madison,
1 Cranch 137, 177, 2 L.Ed. 60 (1803). We should discharge that responsibility as we
did in Chadha.
I respectfully dissent.
Justice BREYER, dissenting.
The Constitution's Copyright Clause grants
Congress the power to "promote the
Progress of Science ... by securing for limited Times to Authors
... the exclusive Right to their respective Writings." Art.
I, § 8, cl. 8 (emphasis added). The statute
before us, the 1998 Sonny Bono Copyright Term Extension Act, extends the term
of most existing copyrights *243 to 95 years and that of many new
copyrights to 70 years after the author's death. The economic effect of this 20-year
extension--the longest blanket extension since the Nation's founding--is to
make the copyright term not limited, but virtually perpetual.
Its primary legal effect is to grant the extended term not to authors,
but to their heirs, estates, or corporate successors. And most importantly, its practical effect is
not to promote, but to inhibit, the progress of "Science"--by which
word the Framers meant learning or knowledge, E. Walterscheid, The Nature of
the Intellectual Property Clause: A
Study in Historical Perspective 125-126 (2002).
The majority believes these conclusions rest
upon practical judgments that at most suggest the statute is unwise, not that
it is unconstitutional. Legal
distinctions, however, are often matters of degree. Panhandle
Oil Co. v. Mississippi ex rel. Knox,
277 U.S. 218, 223, 48 S.Ct. 451, 72 L.Ed. 857 (1928) (Holmes, J., dissenting), overruled in part by Alabama
v. King & Boozer,
314 U.S. 1, 8-9, 62 S.Ct. 43, 86 L.Ed. 3 (1941); accord, Walz
v. Tax Comm'n of City of New York,
397 U.S. 664, 678-679, 90 S.Ct. 1409, 25 L.Ed.2d 697 (1970). And in this case
the failings of degree are so serious that they amount to failings of
constitutional kind. Although the
Copyright Clause grants broad legislative power to Congress, that grant has
limits. And in my view this statute
falls outside them.
I
The "monopoly privileges" that the
Copyright Clause confers "are neither unlimited nor primarily designed to
provide a special private benefit." Sony
Corp. of America v. Universal City Studios, Inc.,
464 U.S. 417, 429, 104 S.Ct. 774, 78 L.Ed.2d 574 (1984); cf. Graham
v. John Deere Co. of Kansas City,
383 U.S. 1, 5, 86 S.Ct. 684, 15 L.Ed.2d 545 (1966). This Court has made clear that the Clause's
limitations are judicially enforceable. E.g., Trade-Mark
Cases,
100 U.S. 82, 93-94, 25 L.Ed. 550 (1879). And, in assessing this statute for that
purpose, I would take into account the fact that the Constitution is a single
document, that it contains both a *244 Copyright Clause and a First
Amendment, and that the two are related.
The Copyright Clause and the First Amendment
seek related objectives--the creation and dissemination of information. When working in tandem, these provisions
mutually reinforce each other, the first serving as an "engine of free
expression," Harper
& Row, Publishers, Inc. v. Nation Enterprises,
471 U.S. 539, 558, 105 S.Ct. 2218, 85 L.Ed.2d 588 (1985), the second assuring that government throws up no **802
obstacle to its dissemination. At the
same time, a particular statute that exceeds proper Copyright Clause bounds may
set Clause and Amendment at cross-purposes, thereby depriving the public of the
speech-related benefits that the Founders, through both, have promised.
Consequently, I would review plausible claims
that a copyright statute seriously, and unjustifiably, restricts the
dissemination of speech somewhat more carefully than reference to this Court's
traditional Copyright Clause jurisprudence
might suggest, cf. ante, at 780-781, and n. 10. There is no need in this case to characterize
that review as a search for " 'congruence and proportionality,' " ante,
at 788, or as some other variation of what this Court has called
"intermediate scrutiny," e.g., San
Francisco Arts & Athletics, Inc. v. United States Olympic Comm.,
483 U.S. 522, 536-537, 107 S.Ct. 2971, 97 L.Ed.2d 427 (1987) (applying intermediate scrutiny to a variant of normal
trademark protection). Cf. Nixon
v. Shrink Missouri Government PAC, 528
U.S. 377, 402-403, 120 S.Ct. 897, 145 L.Ed.2d 886 (2000) (BREYER, J., concurring) (test of proportionality between
burdens and benefits "where a law significantly implicates competing
constitutionally protected interests"). Rather, it is necessary only to
recognize that this statute involves not pure economic regulation, but
regulation of expression, and what may count as rational where economic
regulation is at issue is not necessarily rational where we focus on
expression--in a Nation constitutionally dedicated to the free dissemination of
speech, information, learning, and culture.
In this sense *245 only, and where line-drawing among constitutional
interests is at issue, I would look harder than does the majority at the
statute's rationality--though less hard than precedent might justify, see, e.g.,
Cleburne
v. Cleburne Living Center, Inc.,
473 U.S. 432, 446-450, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985); Plyler
v. Doe,
457 U.S. 202, 223-224, 102 S.Ct.
2382, 72 L.Ed.2d 786 (1982); Department
of Agriculture v. Moreno,
413 U.S. 528, 534-538, 93 S.Ct. 2821, 37 L.Ed.2d 782 (1973).
Thus, I would find that the statute lacks the
constitutionally necessary rational support (1) if the significant benefits
that it bestows are private, not public;
(2) if it threatens seriously to undermine the expressive values that
the Copyright Clause embodies; and (3)
if it cannot find justification in any significant Clause-related
objective. Where, after examination of
the statute, it becomes difficult, if not impossible, even to dispute these
characterizations, Congress' "choice is clearly wrong." Helvering
v. Davis,
301 U.S. 619, 640, 57 S.Ct. 904, 81 L.Ed. 1307 (1937).
II
A
Because we must examine the relevant statutory
effects in light of the Copyright Clause's own purposes, we should begin by
reviewing the basic objectives of that Clause.
The Clause authorizes a "tax on readers for the purpose of giving a
bounty to writers." 56 Parl. Deb.
(3d Ser.) (1841) 341, 350 (Lord Macaulay).
Why? What constitutional purposes does the "bounty" serve?
The Constitution itself describes the basic
Clause objective as one of "promot
[ing] the Progress of Science," i.e., knowledge and learning. The Clause
exists not to "provide a special private benefit," Sony,
supra,
at 429, 104 S.Ct. 774, but "to stimulate
artistic creativity for the general public good," Twentieth
Century Music Corp. v. Aiken,
422 U.S. 151, 156, 95 S.Ct. 2040, 45 L.Ed.2d 84 (1975). It does so by
"motivat[ing] the creative activity of authors" through "the
provision of a special reward." Sony,
supra,
at 429, 104 S.Ct. 774. The "reward" is a means, not an
end. And that is *246 why the
copyright term is limited. It is limited
so that its beneficiaries--the public--"will not be permanently deprived
of the fruits of an artist's labors."
**803 Stewart
v. Abend,
495 U.S. 207, 228, 110 S.Ct. 1750, 109 L.Ed.2d 184 (1990).
That is how the Court previously has described
the Clause's objectives. See also Mazer
v. Stein,
347 U.S. 201, 219, 74 S.Ct. 460, 98 L.Ed. 630 (1954) ( "[C]opyright law ... makes reward to the owner a secondary
consideration" (internal quotation marks omitted)); Sony,
464 U.S., at 429, 104 S.Ct. 774 ("[L]imited
grant" is "intended ... to allow the public access to the products of
[authors'] genius after the limited period of exclusive control has
expired"); Harper
& Row, supra,
at 545, 105 S.Ct. 2218 (Copyright is
"intended to increase and not to impede the harvest of
knowledge"). But cf. ante,
at 785, n. 18. And, in doing so, the
Court simply has reiterated the views of the Founders.
Madison, like Jefferson and others in the
founding generation, warned against the dangers of monopolies. See, e.g., Monopolies. Perpetuities. Corporations. Ecclesiastical Endowments. in J. Madison,
Writings 756 (J. Rakove ed.1999) (hereinafter Madison on Monopolies); Letter from Thomas Jefferson to James Madison
(July 31, 1788), in 13 Papers of Thomas Jefferson 443 (J. Boyd ed.1956)
(hereinafter Papers of Thomas Jefferson) (arguing against even copyright
monopolies); 2 Annals of Cong. 1917
(1791) (statement of Rep. Jackson in the First Congress, Feb. 1791) ("What
was it drove our forefathers to this country?
Was it not the ecclesiastical corporations and perpetual monopolies of
England and Scotland?"). Madison
noted that the Constitution had "limited them to two cases, the authors of
Books, and of useful inventions."
Madison on Monopolies 756. He
thought that in those two cases monopoly is justified because it amounts to
"compensation for" an actual community "benefit" and
because the monopoly is "temporary"--the term originally being 14
years (once renewable). Ibid.
Madison concluded that "under that limitation a sufficient recompence and
encouragement may be given." Ibid.
But *247 he warned in general that monopolies must be "guarded with
strictness agst abuse." Ibid.
Many Members of the Legislative Branch have
expressed themselves similarly. Those
who wrote the House Report on the landmark Copyright Act of 1909, for example, said that copyright was not designed
"primarily" to "benefit" the "author" or
"any particular class of citizens, however worthy." H.R.Rep. No. 2222, 60th Cong., 2d Sess., 6-7
(1909). Rather, under the Constitution,
copyright was designed "primarily for the benefit of the public," for
"the benefit of the great body of people, in that it will stimulate writing
and invention." Id., at 7.
And were a copyright statute not "believed, in fact, to accomplish"
the basic constitutional objective of advancing learning, that statute
"would be beyond the power of Congress" to enact. Id., at 6-7. Similarly, those who
wrote the House Report on legislation that implemented the Berne Convention for
the Protection of Literary and Artistic Works said that "[t]he
constitutional purpose of copyright is to facilitate the flow of ideas in the
interest of learning." H.R.Rep. No.
100-609, p. 22 (1988), U.S.Code Cong. & Admin.News 1988, pp. 3706, 3727
(internal quotation marks omitted). They
added:
"Under the U.S. Constitution, the primary objective of
copyright law is not to reward the author, but rather to secure for the public
the benefits derived from the authors' labors.
By giving authors an incentive to create, the public benefits in two
ways: when the original expression is
created and ... when the limited term ... expires and the creation is added to
the public domain." Id., at
17.
For
present purposes, then, we should take the following as well established: that copyright statutes must serve public,
not private, ends; that they must seek
"to promote the Progress" of knowledge and learning; and that they must do so both by creating
incentives for authors to produce **804 and by removing the related
restrictions on dissemination after *248 expiration of a copyright's
"limited Tim[e]"--a time that (like "a limited monarch")
is "restrain[ed]" and "circumscribe[d]," "not [left]
at large," 2 S. Johnson, A Dictionary of the English Language 1151 (4th
rev. ed. 1773). I would examine the
statute's effects in light of these well-established constitutional purposes.
B
This statute, like virtually every copyright
statute, imposes upon the public certain expression-related costs in the form
of (1) royalties that may be higher than necessary to evoke creation of the
relevant work, and (2) a requirement that one seeking to reproduce a
copyrighted work must obtain the copyright holder's permission. The first of these costs translates into
higher prices that will potentially restrict a work's dissemination. The second means search costs that themselves
may prevent reproduction even where the author has no objection. Although these costs are, in a sense,
inevitable concomitants of copyright protection, there are special reasons for
thinking them especially serious here.
First, the present statute primarily benefits
the holders of existing copyrights, i.e., copyrights on works already
created. And a Congressional Research
Service (CRS) study prepared for Congress indicates that the added
royalty-related sum that the law will transfer to existing copyright holders is
large. E. Rappaport, CRS Report for
Congress, Copyright Term Extension: Estimating the Economic Values (1998)
(hereinafter CRS Report). In conjunction
with official figures on copyright renewals, the CRS Report indicates that only
about 2% of copyrights between 55 and 75 years old retain commercial value-- i.e.,
still generate royalties after that time.
Brief for Petitioners 7 (estimate, uncontested by respondent, based on
data from the CRS, Census Bureau, and Library of Congress). But books, songs, and movies of that vintage
still earn about $400 million per year in royalties. CRS Report 8, 12, 15. Hence, (despite
declining *249 consumer interest in any given work over time) one might
conservatively estimate that 20 extra years of copyright protection will mean
the transfer of several billion extra royalty dollars to holders of existing
copyrights--copyrights that, together, already will have earned many billions
of dollars in royalty "reward."
See id., at 16.
The extra royalty payments will not come from
thin air. Rather, they ultimately come
from those who wish to read or see or hear those classic books or films or recordings that have
survived. Even the $500,000 that United
Airlines has had to pay for the right to play George Gershwin's 1924 classic
Rhapsody in Blue represents a cost of doing business, potentially reflected in
the ticket prices of those who fly. See
Ganzel, Copyright or Copywrong? 39 Training
36, 42 (Dec. 2002). Further, the likely
amounts of extra royalty payments are large enough to suggest that
unnecessarily high prices will unnecessarily restrict distribution of classic
works (or lead to disobedience of the law)--not just in theory but in
practice. Cf. CRS Report 3 ("[N]ew,
cheaper editions can be expected when works come out of copyright"); Brief for College Art Association et al. as Amici
Curiae 24 (One year after expiration of copyright on Willa Cather's My
Antonia, seven new editions appeared at prices ranging from $2 to $24); Ganzel, supra, at 40-41, 44
(describing later abandoned plans to charge individual Girl Scout camps $257 to
$1,439 annually for a license to sing songs such as God Bless America around a
campfire).
A second, equally important, cause for concern
arises out of the fact that copyright extension imposes a
"permissions" requirement--not only upon potential users of
"classic" works that still retain commercial value, but also upon
potential users of any other work still in copyright. Again using CRS estimates, one can estimate
that, by 2018, the number of such **805 works 75 years of age or older
will be about 350,000. See Brief for
Petitioners 7. Because the Copyright Act of
1976 abolished the requirement that an owner must renew a *250
copyright, such still-in-copyright works (of little or no commercial value)
will eventually number in the millions.
See Pub.L.
94- 553, § § 302-304, 90 Stat. 2572-2576;
U.S. Dept. of Commerce, Bureau of Census, Statistical History of the
United States: From Colonial Times to
the Present 956 (1976) (hereinafter Statistical History).
The potential users of such works include not
only movie buffs and aging jazz fans, but also historians, scholars, teachers,
writers, artists, database operators, and researchers of all kinds--those who
want to make the past accessible for their own use or for that of others. The permissions requirement can inhibit their
ability to accomplish that task. Indeed,
in an age where computer-accessible databases promise to facilitate research
and learning, the permissions requirement can stand as a significant obstacle
to realization of that technological hope.
The reason is that the permissions requirement
can inhibit or prevent the use of old works (particularly those without
commercial value): (1) because it may
prove expensive to track down or to contract with the copyright holder, (2)
because the holder may prove impossible to find, or (3) because the holder when
found may deny permission either outright or through misinformed efforts to
bargain. The CRS, for example, has found
that the cost of seeking permission
"can be prohibitive." CRS
Report 4. And amici, along with petitioners, provide examples of the
kinds of significant harm at issue.
Thus, the American Association of Law
Libraries points out that the clearance process associated with creating an
electronic archive, Documenting the American South, "consumed
approximately a dozen man-hours" per work. Brief for American Association of Law
Libraries et al. as Amici Curiae 20.
The College Art Association says that the costs of obtaining permission
for use of single images, short excerpts, and other short works can become
prohibitively high; it describes the abandonment of efforts to include, e.g.,
campaignsongs, *251 film excerpts, and documents exposing "horrors
of the chain gang" in historical works or archives; and it points to examples in which copyright
holders in effect have used their control of copyright to try to control the
content of historical or cultural works.
Brief for College Art Association et al. as Amici Curiae
7-13. The National Writers Union
provides similar examples. Brief for
National Writers Union et al. as Amici Curiae 25- 27. Petitioners point to music fees that may
prevent youth or community orchestras, or church choirs, from performing early
20th-century music. Brief for
Petitioners 3-5; see also App. 16-17
(Copyright extension caused abandonment of plans to sell sheet music of Maurice
Ravel's Alborada Del Gracioso). Amici
for petitioners describe how electronic databases tend to avoid adding to their collections works whose
copyright holders may prove difficult to contact, see, e.g., Arms,
Getting the Picture: Observations from
the Library of Congress on Providing Online Access to Pictorial Images, 48
Library Trends 379, 405 (1999) (describing how this tendency applies to the
Library of Congress' own digital archives).
As I have said, to some extent costs of this
kind accompany any copyright law, regardless of the length of the copyright
term. But to extend that term,
preventing works from the 1920's and 1930's from falling into the public
domain, will dramatically increase the size of the costs just as--perversely--
the likely benefits from protection diminish.
See infra, at 807-808. The
older the work, the less likely it retains commercial value, and the harder it
will likely prove to find the current copyright holder. The older the work, the more likely it will
prove useful to the historian, artist, or teacher. The older the **806 work, the less
likely it is that a sense of authors' rights can justify a copyright holder's
decision not to permit reproduction, for the more likely it is that the
copyright holder making the decision is not the work's creator, but, say, a
corporation or a great-grandchild whom the work's creator never knew. Similarly, the costs of obtaining *252
permission, now perhaps ranging in the millions of dollars, will multiply as
the number of holders of affected copyrights increases from several hundred
thousand to several million. See supra, at 804-805. The costs to
the users of nonprofit databases, now numbering in the low millions, will
multiply as the use of those computer-assisted databases becomes more
prevalent. See, e.g., Brief for
Internet Archive et al. as Amici Curiae 2, 21, and n. 37 (describing
nonprofit Project Gutenberg). And the
qualitative costs to education, learning, and research will multiply as our
children become ever more dependent for the content of their knowledge upon
computer-accessible databases--thereby condemning that which is not so
accessible, say, the cultural content of early 20th-century history, to a kind
of intellectual purgatory from which it will not easily emerge.
The majority finds my description of these
permissions-related harms overstated in light of Congress' inclusion of a
statutory exemption, which, during the last 20 years of a copyright term,
exempts "facsimile or digital" reproduction by a "library or archives"
"for purposes of preservation, scholarship, or research," 17
U.S.C. § 108(h). Ante, at
789. This exemption, however, applies
only where the copy is made for the special listed purposes; it simply permits a library (not any other
subsequent users) to make "a copy" for those purposes; it covers only "published" works
not "subject to normal commercial exploitation" and not obtainable,
apparently not even as a used copy, at a "reasonable price"; and it insists that the library assure itself through "reasonable
investigation" that these conditions have been met. § 108(h). What database proprietor can rely on so
limited an exemption--particularly when the phrase "reasonable
investigation" is so open-ended and particularly if the database has
commercial, as well as noncommercial, aspects?
The majority also invokes the "fair
use" exception, and it notes that copyright law itself is restricted to
protection of a work's expression, not its substantive content. Ante, at *253 788-789. Neither the exception nor the restriction,
however, would necessarily help those who wish to obtain from electronic
databases material that is not there--say, teachers wishing their students to
see albums of Depression Era photographs, to read the recorded words of those
who actually lived under slavery, or to contrast, say, Gary Cooper's heroic
portrayal of Sergeant York with filmed reality from the battlefield of
Verdun. Such harm, and more, see supra,
at 804-806, will occur despite the 1998 Act's exemptions and despite the other
"First Amendment safeguards" in which the majority places its trust, ante,
at 788-789.
I should add that the Motion Picture
Association of America also finds my concerns overstated, at least with respect
to films, because the extension will sometimes make it profitable to reissue
old films, saving them from extinction.
Brief for Motion Picture Association of America, Inc., as Amicus Curiae 14-24. Other film preservationists note, however,
that only a small minority of the many films, particularly silent films, from
the 1920's and 1930's have been preserved.
1 Report of the Librarian of Congress, Film Preservation 1993, pp. 3-4 (Half of all pre-1950 feature films and
more than 80% of all such pre-1929 films have already been lost); cf.
Brief for Hal Roach Studios et al. as Amici Curiae 18 (Out of
1,200 Twenties Era silent films still under copyright, 63 are now available on
digital video disc). They seek to
preserve the remainder. See, e.g.,
Brief for Internet Archive et al. **807 as Amici Curiae 22
(Nonprofit database digitized 1,001 public-domain films, releasing them online
without charge); 1 Film Preservation
1993, supra, at 23 (reporting well over 200,000 titles held in public
archives). And they tell us that copyright extension will impede preservation
by forbidding the reproduction of films within their own or within other public
collections. Brief for Hal Roach Studios
et al. as Amici Curiae 10-21; see
also Brief for Internet Archive et al. as Amici Curiae 16-29; Brief for American Association of Law
Libraries et al. as Amici Curiae 26-27.
*254 Because this subsection concerns
only costs, not countervailing benefits, I shall simply note here that, with
respect to films as with respect to other works, extension does cause
substantial harm to efforts to preserve and to disseminate works that were
created long ago. And I shall turn to
the second half of the equation: Could Congress reasonably have found that the
extension's toll-related and permissions-related harms are justified by
extension's countervailing preservationist incentives or in other ways?
C
What copyright-related benefits might justify
the statute's extension of copyright protection? First, no one could reasonably conclude that
copyright's traditional economic rationale applies here. The extension will not act as an economic
spur encouraging authors to create new works.
See Mazer,
347 U.S., at 219, 74 S.Ct. 460 (The
"economic philosophy" of the Copyright Clause is to "advance
public welfare" by "encourag[ing] individual effort" through
"personal gain"); see also ante,
at 785, n. 18 ("[C]opyright law serves public ends by providing
individuals with an incentive to pursue private ones"). No potential author can reasonably believe
that he has more than a tiny chance of writing a classic that will survive
commercially long enough for the copyright extension to matter. After all, if, after 55 to 75 years, only 2%
of all copyrights retain commercial value, the percentage surviving after 75
years or more (a typical pre-extension copyright term)--must be far
smaller. See supra, at 804; CRS Report 7 (estimating that, even after
copyright renewal, about 3.8% of copyrighted books go out of print each
year). And any remaining monetary
incentive is diminished dramatically by the fact
that the relevant royalties will not arrive until 75 years or more into the
future, when, not the author, but distant heirs, or shareholders in a successor
corporation, will receive them. Using
assumptions about the time value of money provided us by a group of economists
(including five *255 Nobel prize winners), Brief for George A. Akerlof
et al. as Amici Curiae 5-7, it seems fair to say that, for example, a 1%
likelihood of earning $100 annually for 20 years, starting 75 years into the
future, is worth less than seven cents today. See id., App. 3a; see also CRS Report 5. See generally Appendix, Part A, infra.
What potential Shakespeare, Wharton, or
Hemingway would be moved by such a sum?
What monetarily motivated Melville would not realize that he could do
better for his grandchildren by putting a few dollars into an interest-bearing
bank account? The Court itself finds no
evidence to the contrary. It refers to
testimony before Congress (1) that the copyright system's incentives encourage
creation, and (2) (referring to Noah Webster) that income earned from one work
can help support an artist who " ' continue[s] to create.' " Ante, at 782, n. 15. But the first of these amounts to no more
than a set of undeniably true propositions about the value of incentives in
general. And the applicability of
the second to this Act is mysterious.
How will extension help today's Noah Webster create new works 50 years
after his death? Or is that hypothetical Webster supposed to support
himself with the extension's present discounted value, i.e., a few
pennies? Or (to change the metaphor) is
the argument that Dumas fils **808 would have written more books
had Dumas pére' s Three
Musketeers earned more royalties?
Regardless, even if this cited testimony were
meant more specifically to tell Congress that somehow, somewhere, some
potential author might be moved by the thought of great-grandchildren receiving
copyright royalties a century hence, so might some potential author also be
moved by the thought of royalties being paid for two centuries, five centuries,
1,000 years, " 'til the End of Time." And from a rational economic
perspective the time difference among these periods makes no real
difference. The present extension
will produce a copyright period of protection that, even under conservative *256
assumptions, is worth more than 99.8% of protection in perpetuity (more
than 99.99% for a songwriter like Irving Berlin and a song like
Alexander's Ragtime Band). See Appendix,
Part A, infra. The lack of a
practically meaningful distinction from an author's ex ante perspective
between (a) the statute's extended terms and (b) an infinite term makes this
latest extension difficult to square with the Constitution's insistence on
"limited Times." Cf. Tr. of
Oral Arg. 34 (Solicitor General's related concession).
I am not certain why the Court considers it
relevant in this respect that
"[n]othing ... warrants construction of the [1998 Act's] 20-year term
extension as a congressional attempt to evade or override the 'limited Times'
constraint." Ante, at
783. Of course Congress did not intend
to act unconstitutionally. But it may
have sought to test the Constitution's limits. After all, the statute was named
after a Member of Congress, who, the legislative history records, "wanted
the term of copyright protection to last forever." 144 Cong. Rec. H9952 (daily ed. Oct. 7, 1998) (statement of Rep. Mary
Bono). See also Copyright Term, Film
Labeling, and Film Preservation Legislation:
Hearings on H.R. 989 et al. before the Subcommittee on Courts and
Intellectual Property of the House Judiciary Committee, 104th Cong., 1st Sess.,
94 (1995) (hereinafter House Hearings) (statement of Rep. Sonny Bono)
(questioning why copyrights should ever expire); ibid. (statement of Rep. Berman)
("I guess we could ... just make a permanent moratorium on the expiration
of copyrights"); id., at 230
(statement of Rep. Hoke) ("Why 70 years?
Why not forever? Why not 150
years?"); cf. ibid.
(statement of the Register of Copyrights) (In Copyright Office proceedings,
"[t]he Songwriters Guild suggested a perpetual term"); id., at 234 (statement of Quincy
Jones) ("I'm particularly fascinated with Representative Hoke's
statement.... [W]hy not forever?");
id., at 277 (statement of Quincy Jones) ("If we can start with
70, add 20, it would be a good start").
And the statute ended up creating a
term so long that (were the vesting *257 of 19th-century real property
at issue) it would typically violate the traditional rule against
perpetuities. See 10 R. Powell, Real
Property § § 71.02[2]-[3], p. 71-11 (M.
Wolf ed.2002) (traditional rule that estate must vest, if at all, within lives
in being plus 21 years); cf. id.,
§ 71.03, at 71-15 (modern statutory
perpetuity term of 90 years, 5 years shorter than 95-year copyright terms).
In any event, the incentive-related numbers
are far too small for Congress to have concluded rationally, even with respect
to new works, that the extension's economic-incentive effect could justify the
serious expression-related harms earlier described. See Part II-B, supra. And, of course, in respect to works already
created--the source of many of the harms previously described--the statute
creates no economic incentive at all.
See ante, at 792-793 (STEVENS, J., dissenting).
Second, the Court relies heavily for
justification upon international uniformity of terms. Ante, at 776, 781-782. Although it can
be helpful to look to international norms and legal experience in understanding
American law, cf. Printz
v. United States,
521 U.S. 898, 977, 117 S.Ct. 2365, 138 L.Ed.2d 914 (1997) (BREYER, J., dissenting), **809 in this case the
justification based upon foreign rules is surprisingly weak. Those who claim that significant
copyright-related benefits flow from greater international uniformity of terms point to the fact that the
nations of the European Union have adopted a system of copyright terms uniform
among themselves. And the extension
before this Court implements a term of life plus 70 years that appears to
conform with the European standard. But
how does "uniformity" help to justify this statute?
Despite appearances, the statute does not
create a uniform American-European term with respect to the lion's share of the
economically significant works that it affects--all works made "for
hire" and all existing works created prior to 1978. See Appendix, Part B, infra. With respect to those works the American
statute produces an extended term of 95 years *258 while comparable
European rights in "for hire" works last for periods that vary from
50 years to 70 years to life plus 70 years.
Compare 17
U.S.C. § § 302(c), 304(a)-(b), with Council Directive 93/98/EEC of 29 October 1993
Harmonizing the Term of Protection of Copyright and Certain Related Rights, Arts.
1-3, 1993 Official J. Eur. Coms. (L290), pp. 11-12 (hereinafter EU Council
Directive 93/98). Neither does the
statute create uniformity with respect to anonymous or pseudonymous works. Compare 17
U.S.C. § § 302(c), 304(a)-(b), with EU Council Directive 93/98, Art. 1, p. 11.
The statute does produce uniformity with
respect to copyrights in new, post-1977 works attributed to natural
persons. Compare 17
U.S.C. § 302(a) with EU Council
Directive 93/98, Art. 1(1), p. 11. But
these works constitute only a subset (likely a minority) of works that retain
commercial value after 75 years. See
Appendix, Part B, infra. And the
fact that uniformity comes so late, if at all, means that bringing American law
into conformity with this particular aspect of European law will neither
encourage creation nor benefit the long-dead author in any other important way.
What benefit, then, might this partial future
uniformity achieve? The majority refers
to "greater incentive for American and other authors to create and
disseminate their work in the United States," and cites a law review article
suggesting a need to " 'avoid competitive disadvantages.' " Ante, at 782. The Solicitor General elaborates on this
theme, postulating that because uncorrected disuniformity would permit Europe,
not the United States, to hold out the prospect of protection lasting for
"life plus 70 years" (instead of "life plus 50 years"), a
potential author might decide to publish initially in Europe, delaying American
publication. Brief for Respondent 38.
And the statute, by creating a uniformly longer term, corrects for the
disincentive that this disuniformity might otherwise produce.
That disincentive, however, could not possibly
bring about serious harm of the sort that the Court, the Solicitor General, *259
or the law review author fears. For one
thing, it is unclear just who will be hurt and how, should American publication come second--for the
Berne Convention still offers full protection as long as a second publication
is delayed by 30 days. See Berne Conv.
Arts. 3(4), 5(4). For another, few, if
any, potential authors would turn a "where to publish" decision upon
this particular difference in the length of the copyright term. As we have seen, the present commercial value
of any such difference amounts at most to comparative pennies. See supra, at 807-808. And a
commercial decision that turned upon such a difference would have had to have
rested previously upon a knife edge so fine as to be invisible. A rational legislature could not give major
weight to an invisible, likely nonexistent incentive-related effect.
But if there is no incentive-related benefit,
what is the benefit of the future uniformity that the statute only partially
achieves? Unlike the Copyright Act of **810
1976, this statute does not constitute part of an American effort to conform to
an important international treaty like the Berne Convention. See H.R.Rep.
No. 94-1476, pp.
135-136 (1976), U.S.Code Cong. & Admin.News 1976, pp. 5659, 5751-52
(The 1976 Act's life-plus-50 term was "required for adherence to the Berne
Convention"); S.Rep. No. 94-473, p.
118 (1975) (same). Nor does European acceptance
of the longer term seem to reflect more than special European institutional considerations,
i.e., the needs of, and the international politics surrounding, the
development of the European Union. House Hearings 230 (statement of the Register
of Copyrights); id., at 396-398
(statement of J. Reichman). European and
American copyright law have long coexisted despite important differences,
including Europe's traditional respect for authors' "moral rights"
and the absence in Europe of constitutional restraints that restrict copyrights
to "limited Times." See, e.g.,
Kwall, Copyright
and the Moral Right: Is an American
Marriage Possible? 38 Vand. L.Rev. 1-3
(1985) (moral rights); House Hearings 187 (testimony of the Register
of Copyrights) ("limited [T]imes").
*260 In sum, the partial, future
uniformity that the 1998 Act promises cannot reasonably be said to justify
extension of the copyright term for new works.
And concerns with uniformity cannot possibly justify the extension of
the new term to older works, for the statute there creates no uniformity at
all.
Third, several publishers and filmmakers argue
that the statute provides incentives to those who act as publishers to
republish and to redistribute older copyrighted works. This claim cannot justify this statute,
however, because the rationale is inconsistent with the basic purpose of the
Copyright Clause--as understood by the Framers and by this Court. The Clause assumes an initial grant of
monopoly, designed primarily to encourage creation, followed by termination of
the monopoly grant in order to promote dissemination of already-created works. It assumes that it is the disappearance
of the monopoly grant, not its perpetuation, that will, on balance,
promote the dissemination of works already in existence. This view of the Clause does not deny the
empirical possibility that grant of a copyright monopoly to the heirs or
successors of a long-dead author could on occasion help publishers
resurrect the work, say, of a long-lost Shakespeare. But it does deny Congress the Copyright
Clause power to base its actions primarily upon that empirical
possibility--lest copyright grants become perpetual, lest on balance they
restrict dissemination, lest too often they seek to bestow benefits that are
solely retroactive.
This view of the Clause finds strong support
in the writings of Madison, in the antimonopoly environment in which the
Framers wrote the Clause, and in the history of the Clause's English
antecedent, the Statute of Anne--a statute which sought to break up a
publishers' monopoly by offering, as an alternative, an author's monopoly of
limited duration. See Patterson, Understanding
the Copyright Clause, 47 J. Copyright Soc. 365, 379 (2000) (Statute of Anne);
L. Patterson, Copyright in Historical Perspective 144-147 (1968) *261
same); Madison on Monopolies 756-757;
Papers of Thomas Jefferson 442-443;
The Constitutional Convention and the Formation of the Union 334, 338
(W. Solberg 2d ed.1990); see also supra,
at 803.
This view finds virtually conclusive support
in the Court's own precedents. See Sony,
464
U.S., at 429, 104 S.Ct. 774 (The Copyright Clause
is "intended ... to allow the public access ... after the limited period
of exclusive control"); Stewart,
495
U.S., at 228, 110 S.Ct. 1750 (The copyright term
is limited to avoid "permanently depriv[ing]" the public of "the
fruits of an artist's labors"); see
also supra, at 802-803.
This view also finds textual support in the
Copyright Clause's word
"limited." Cf. J.
Story, Commentaries on the Constitution **811 § 558, p. 402 (R. Rotunda & J. Nowak
eds. 1987) (The Copyright Clause
benefits the public in part because it "admit[s] the people at large,
after a short interval, to the full possession and enjoyment of all
writings ... without restraint" (emphasis added)). It finds added textual support in the word
"Authors," which is difficult to reconcile with a rationale that
rests entirely upon incentives given to publishers perhaps long after the death
of the work's creator. Cf. Feist
Publications, Inc. v. Rural Telephone Service Co.,
499 U.S. 340, 346-347, 111 S.Ct. 1282, 113 L.Ed.2d 358 (1991).
It finds empirical support in sources that
underscore the wisdom of the Framers' judgment.
See CRS Report 3 ("[N]ew, cheaper editions can be expected when
works come out of copyright"); see
also Part II-B, supra. And it
draws logical support from the endlessly self-perpetuating nature of the
publishers' claim and the difficulty of
finding any kind of logical stopping place were this Court to accept such a
uniquely publisher-related rationale.
(Would it justify continuing to extend copyrights indefinitely, say, for
those granted to F. Scott Fitzgerald or his lesser known contemporaries? Would it not, in principle, justify continued
protection of the works of Shakespeare, Melville, Mozart, or perhaps Salieri,
Mozart's currently less popular contemporary? *262 Could it justify yet
further extension of the copyright on the song Happy Birthday to You (melody
first published in 1893, song copyrighted after litigation in 1935), still
in effect and currently owned by a subsidiary of AOL Time Warner? See Profitable "Happy Birthday,"
Times of London, Aug. 5, 2000, p. 6.)
Given this support, it is difficult to accept
the conflicting rationale that the publishers advance, namely, that extension,
rather than limitation, of the grant will, by rewarding publishers with a form
of monopoly, promote, rather than retard, the dissemination of works already in
existence. Indeed, given these
considerations, this rationale seems constitutionally perverse--unable,
constitutionally speaking, to justify the blanket extension here at issue. Cf. ante,
at 799-800 (STEVENS, J., dissenting).
Fourth, the statute's legislative history
suggests another possible justification.
That history refers frequently to the financial assistance the statute will bring the entertainment industry,
particularly through the promotion of exports.
See, e.g., S.Rep.
No. 104-315, p. 3 (1996) ("The purpose of
the bill is to ensure adequate copyright protection for American works in
foreign nations and the continued economic benefits of a healthy surplus
balance of trade"); 144 Cong. Rec.,
at H9951 (statement of Rep. Foley) (noting "the importance of this issue
to America's creative community," "[w]hether it is Sony, BMI,
Disney," or other companies). I
recognize that Congress has sometimes found that suppression of competition
will help Americans sell abroad--though it has simultaneously taken care to
protect American buyers from higher domestic prices. See, e.g., Webb-Pomerene Act (Export
Trade), 40 Stat. 516, as amended, 15
U.S.C. § § 61-65; see also IA P.
Areeda & H. Hovenkamp, Antitrust Law ¶
251a, pp. 134-137 (2d ed.2000) (criticizing export cartels). In doing so, however, Congress has exercised
its commerce, not its copyright, power.
I can find nothing in the Copyright Clause that would authorize Congress
to enhance the *263 copyright grant's monopoly power, likely leading to
higher prices both at home and abroad, solely in order to produce higher
foreign earnings. That objective is not
a copyright objective. Nor,
standing alone, is it related to any other objective more closely tied to the
Clause itself. Neither can higher
corporate profits alone justify the grant's enhancement. The Clause seeks public, not private, benefits.
Finally, the Court mentions as possible
justifications "demographic, economic, and technological changes"--by
which the **812 Court apparently means the facts that today people
communicate with the help of modern technology, live longer, and have children
at a later age. Ante, at 782, and
n. 14. The first fact seems to argue not
for, but instead against, extension. See
Part II-B, supra. The second fact
seems already corrected for by the 1976 Act's life-plus-50 term, which
automatically grows with lifespans. Cf.
Department of Health and Human Services, Centers for Disease Control and
Prevention, Deaths: Final Data for 2000 (2002) (Table 8) (reporting a 4-year
increase in expected lifespan between 1976 and 1998). And the third fact--that adults are having
children later in life--is a makeweight at best, providing no explanation of
why the 1976 Act's term of 50 years after an author's death--a longer term than
was available to authors themselves for most of our Nation's history--is an
insufficient potential bequest. The
weakness of these final rationales simply underscores the conclusion that
emerges from consideration of earlier attempts at justification: There is no legitimate, serious
copyright-related justification for this statute.
III
The Court is concerned that our holding in
this case not inhibit the broad
decisionmaking leeway that the Copyright Clause grants Congress. Ante,
at 780-781, 783, 790. It is concerned
about the implications of today's decision for the Copyright Act of 1976--an
Act that changed copyright's basic term from 56 years (assuming renewal) to
life of the *264 author plus 50 years, ante, at 775-776. Ante, at 790. It is concerned about having to determine
just how many years of copyright is too many--a determination that it fears
would require it to find the "right" constitutional number, a task
for which the Court is not well suited.
See ibid.; but cf. ante,
at 784, n. 17.
I share the Court's initial concern, about
intrusion upon the decisionmaking authority of Congress. See ante, at 781, n. 10. But I do not believe it intrudes upon that
authority to find the statute unconstitutional on the basis of (1) a legal
analysis of the Copyright Clause's objectives, see supra, at 802-804,
810-811; (2) the total implausibility of
any incentive effect, see supra, at 807-809; and (3) the statute's apparent failure to
provide significant international uniformity, see supra, at
808-810. Nor does it intrude upon
congressional authority to consider rationality in light of the expressive
values underlying the Copyright Clause, related as it is to the First
Amendment, and given the constitutional importance of correctly drawing the
relevant Clause/Amendment boundary. Supra,
at 801-802. We cannot avoid the need to examine the statute carefully by
saying that "Congress has not altered the traditional contours of
copyright protection," ante, at 790, for the sentence points to the
question, rather than the answer. Nor
should we avoid that examination here.
That degree of judicial vigilance--at the far outer boundaries of the
Clause--is warranted if we are to avoid the monopolies and consequent
restrictions of expression that the Clause, read consistently with the First
Amendment, seeks to preclude. And that
vigilance is all the more necessary in a new century that will see intellectual
property rights and the forms of expression that underlie them play an ever
more important role in the Nation's economy and the lives of its citizens.
I do not share the Court's concern that my
view of the 1998 Act could automatically doom the 1976 Act. Unlike the present
statute, the 1976 Act thoroughly revised copyright law and enabled the United
States to join the Berne Convention *265 an international treaty that
requires the 1976 Act's basic life-plus-50 term as a condition for substantive
protections from a copyright's very inception, Berne Conv. Art. 7(1). Consequently, the balance of
copyright-related harms and benefits there is **813 far less one sided.
The same is true of the 1909 and 1831 Acts, which, in any event, provided for
maximum terms of 56 years or 42 years while requiring renewal after 28 years,
with most copyrighted works falling into the public domain after that 28-year period, well before the putative maximum terms
had elapsed. See ante, at
775-776; Statistical History
956-957. Regardless, the law provides
means to protect those who have reasonably relied upon prior copyright
statutes. See Heckler
v. Mathews,
465 U.S. 728, 746, 104 S.Ct. 1387, 79 L.Ed.2d 646 (1984). And, in any event,
we are not here considering, and we need not consider, the constitutionality of
other copyright statutes.
Neither do I share the Court's aversion to
line-drawing in this case. Even if it is
difficult to draw a single clear bright line, the Court could easily decide (as
I would decide) that this particular statute simply goes too far. And such
examples--of what goes too far--sometimes offer better constitutional guidance
than more absolute-sounding rules. In
any event, "this Court sits" in part to decide when a statute exceeds
a constitutional boundary. See Panhandle
Oil,
277 U.S., at 223, 48 S.Ct. 451 (Holmes, J.,
dissenting). In my view, "[t]ext,
history, and precedent," ante, at 778, support both the need to
draw lines in general and the need to draw the line here short of this
statute. See supra, at 801-804,
810-811. But see ante, at 778, n. 4.
Finally, the Court complains that I have not
"restrained" my argument or "train[ed my] fire, as petitioners
do, on Congress' choice to place existing and future copyrights in
parity." Ante, at 775, n. 1,
and 778, n. 4. The reason that I have not so limited my argument is my
willingness to accept, for purposes of this
opinion, the Court's understanding that, for reasons of "[j]ustice,
policy, and equity"--as well as established *266 historical
practice--it is not "categorically beyond Congress' authority" to
"exten[d] the duration of existing copyrights" to achieve such
parity. Ante, at 781 (internal
quotation marks omitted). I have
accepted this view, however, only for argument's sake--putting to the side, for
the present, Justice STEVENS' persuasive arguments to the contrary, ante,
at 792-801 (dissenting opinion). And I
make this assumption only to emphasize the lack of rational justification for
the present statute. A desire for
"parity" between A (old copyrights) and B (new
copyrights) cannot justify extending A when there is no rational
justification for extending B. At the very least (if I put aside my
rationality characterization), to ask B to support A here is like
asking Tom Thumb to support Paul Bunyan's ox.
Where the case for extending new copyrights is itself so weak, what
"justice," what "policy," what "equity" can
warrant the tolls and barriers that extension of existing copyrights imposes?
IV
This statute will cause serious
expression-related harm. It will likely
restrict traditional dissemination of copyrighted works. It will likely inhibit new forms of
dissemination through the use of new technology. It threatens to interfere with efforts to
preserve our Nation's historical and cultural
heritage and efforts to use that heritage, say, to educate our Nation's
children. It is easy to understand how
the statute might benefit the private financial interests of corporations or
heirs who own existing copyrights. But I
cannot find any constitutionally legitimate, copyright-related way in which the
statute will benefit the public. Indeed,
in respect to existing works, the serious public harm and the virtually
nonexistent public benefit could not be more clear.
I have set forth the analysis upon which I
rest these judgments. This analysis
leads inexorably to the conclusion that the statute cannot be understood
rationally to advance a constitutionally legitimate interest. The statute falls outside *267 the
scope of legislative power that the Copyright **814 Clause, read in
light of the First Amendment, grants to Congress. I would hold the statute unconstitutional.
I respectfully dissent.
APPENDIX TO OPINION OF BREYER, J.
A
The text's estimates of the economic value of
1998 Act copyrights relative to the economic value of a perpetual copyright, supra,
at 807-808, as well as the incremental value of a 20-year extension of a
75-year term, supra, at 807, rest upon the conservative future value and
discount rate assumptions set forth in the
brief of economist amici. Brief
for George A. Akerlof et al. as Amici Curiae 5-7. Under these assumptions, if an author expects
to live 30 years after writing a book, the copyright extension (by increasing
the copyright term from "life of the author plus 50 years" to
"life of the author plus 70 years") increases the author's expected
income from that book--i.e., the economic incentive to write--by no more
than about 0.33%. Id., at 6.
The text assumes that the extension creates a
term of 95 years (the term corresponding to works made for hire and for all
existing pre-1978 copyrights). Under the
economists' conservative assumptions, the value of a 95-year copyright is
slightly more than 99.8% of the value of a perpetual copyright. See also Tr. of Oral Arg. 50 (Petitioners'
statement of the 99.8% figure). If a
"life plus 70" term applies, and if an author lives 78 years after
creation of a work (as with Irving Berlin and Alexander's Ragtime Band), the
same assumptions yield a figure of 99.996%.
The most unrealistically conservative aspect
of these assumptions, i.e., the aspect most unrealistically favorable to
the majority, is the assumption of a constant future income stream. In fact, as noted in the text, supra,
at 804, uncontested data indicate that no author could rationally expect *268
that a stream of copyright royalties will be constant forever. Indeed, only about 2% of copyrights can be
expected to retain commercial value at the end
of 55 to 75 years. Ibid. Thus, in
the overwhelming majority of cases, the ultimate value of the extension to
copyright holders will be zero, and the economic difference between the
extended copyright and a perpetual copyright will be zero.
Nonetheless, there remains a small 2% or so
chance that a given work will remain profitable. The CRS Report suggests a way to take account
of both that likelihood and the related "decay" in a work's
commercial viability: Find the annual
decay rate that corresponds to the percentage of works that become commercially
unavailable in any given year, and then discount the revenue for each
successive year accordingly. See CRS
Report 7. Following this approach, if one estimates, conservatively, that a
full 2% of all works survives at the end of 75 years, the corresponding annual
decay rate is about 5%. I instead (and again conservatively) use the 3.8% decay
rate the CRS has applied in the case of books whose copyrights were renewed
between 1950 and 1970. Ibid.
Using this 3.8% decay rate and the economist amici's proposed 7%
discount rate, the value of a 95-year copyright is more realistically estimated
not as 99.8%, but as 99.996% of the value of a perpetual copyright. The comparable "Irving Berlin"
figure is 99.99999%. (With a 5% decay rate, the figures are 99.999% and
99.999998%, respectively.) Even these
figures seem likely to be underestimates in the sense that they assume that, if
a work is still commercially available, it
earns as much as it did in a year shortly after its creation.
B
Conclusions regarding the economic
significance of "works made for hire" are judgmental because
statistical information about the ratio of "for hire" works to all
works is scarce. Cf. **815Community
for Creative Non-Violence v. Reid,
490 U.S. 730, 737-738, n. 4, 109 S.Ct.
2166, 104 L.Ed.2d 811 (1989). But we know that, as of 1955, *269
copyrights on "for hire" works accounted for 40% of newly registered
copyrights. Varmer, Works Made for Hire
and on Commission, Study No. 13, in Copyright Law Revision Studies Nos. 1- 19,
prepared for the Subcommittee on Patents, Trademarks, and Copyrights of the
Senate Committee on the Judiciary, 86th Cong., 2d Sess., 139, n. 49 (Comm.
Print 1960). We also know that
copyrights on works typically made for hire-- feature-length movies--were renewed,
and since the 1930's apparently have remained commercially viable, at a higher
than average rate. CRS Report 13-
14. Further, we know that
"harmonization" looks to benefit United States exports, see, e.g.,
H.R.Rep.
No. 105-452, p. 4 (1998), and that films and
sound recordings account for the dominant share of export revenues earned by
new copyrighted works of potential lasting commercial value (i.e., works
other than computer software), S. Siwek, Copyright Industries in the U.S.
Economy: The 2002 Report 17. It also
appears generally accepted that, in these categories,
"for hire" works predominate. E.g.,
House Hearings 176 (testimony of the Register of Copyrights)
("[A]udiovisual works are generally works made for hire"). Taken together, these circumstances support
the conclusion in the text that the extension fails to create uniformity where
it would appear to be most important--pre-1978 copyrighted works nearing the
end of their pre-extension terms, and works made for hire.
For U.S. Supreme Court Briefs See:
2002
WL 32102971 (Joint Appendix), , (May 20, 2002)
537 U.S. 186, 123 S.Ct. 769, 154 L.Ed.2d 683,
71 USLW 4052, 2003 Copr.L.Dec. P 28,537, 65 U.S.P.Q.2d 1225, 03 Cal. Daily Op.
Serv. 426, 2003 Daily Journal D.A.R. 512, 16 Fla. L. Weekly Fed. S 44
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