By Jason Meade
MA in International Political Economy
21 May 2001
8,726 words
I. The Collapse of Yugoslavia and the Bosnian War
A. Sarajevo
B. Srebrenica
C. The End of the War and the Dayton plan
II. Problems of the UNTA
A. Politics
1. the logic of ethnic cleansing
2. the illogic of UN administration
B. Economy
1. the effects of politics on economics
2. the question of state-owned assets
3. the UN’s economic stewardship
4. the UN’s “hot money” problem
C. Security
1. Brcko
2. foreign forces and
military aid
3. war criminals
III. Conclusions
A. Summation
B. Recommendations for Bosnia
C. Broader Implications
I. The Collapse of Yugoslavia and the Bosnian War
The UN’s involvement in Bosnia began with the collapse
of communist Yugolsavia in 1991. In the aftermath of the first war of Yugoslavian
succession waged between Yugoslavia and the breakaway republic of Slovenia,
and during the stalemate in the second war between Yugolsavia and
the breakaway republic of Croatia, yet another war broke out within the
republic of Bosnia-Herzegovina. This was initially a war between the predominantly
Muslim government of the seceding republic, and rebel Serbs who wished
to remain a part of Yugoslavia. Subsequently the war widened to involve
fighting between rebel Croats who wished to become a part of Croatia, rebel
Serbs, and Bosnian government forces. However, the war then narrowed again
as the Croats joined forces with the government troops against the Serbs.
The driving ideology of the Serb and Croat armies was the concept of “ethnic
cleansing.” In Bosnia this was an attempt to forcibly separate the multi-ethnic
and multi-cultural population of Bosnia into homogenous ethnic enclaves.
The stated reason for this was to advance the goals of nationalism and
allow each ethnic group to be governed by its own national leaders, rather
than an alien ethnic group. In practice the distinction between ethnic
cleansing and genocide (if such a distinction had ever been intended) was
lost, and within the ethnically homogenous enclaves authoritarian rule
prevailed.
Into this situation stepped the UN, which imposed
an arms embargo on Bosnia in 1991 via UN Security Council resolution 713
(covering all of Yugoslavia, including Bosnia). The intent was to limit
the ferocity of the various conflicts and prevent them from escalating
out of control. However, the effects of the embargo fell largely upon the
legitimate, mainly Muslim, government forces. Deprived of legal arms shipments
and hemmed in by the hostile foreign governments of Croatia and Yugoslavia,
the predominantly Bosnian government and people found themselves in the
most disadvantaged position of all the warring parties. The UN also sent
in peacekeeping troops and set up refugee safe areas in several parts of
Bosnia. But, as Edward Luttwak points out (1999), “(UN peacekeeping) Unit
commanders…habitually appease(d) the locally stronger force” which did
not make strategic sense, but only reflected peacekeepers’ determination
to avoid conflict and casualties among their own personnel.
A. Sarajevo
Two episodes in the history of the UN operations
in wartime Bosnia stand out in retrospect. One is the behavior of UN personnel
during the siege of Sarajevo which lasted from early 1992 to early 1996.
During the siege of Sarajevo, UN peacekeepers and civilian police were
stationed in the city to protect the humanitarian operations and the besieged
population. However, UN personnel accepted the siege as a given and as
time went by the UN actually became a part of the machinery which maintained
it. UN civilian police in the city, lacking a clear mandate or direction
for their activities gradually bought into the logic of the siege and assumed
the role of jailers, rather than officers of the law. Some officers ran
black market schemes for private gain, confiscated mail, and extorted sex
from the city’s inhabitants. UN peacekeepers did not perform much better.
They routinely illuminated civilians attempting to escape the city by night,
which made the civilians easy targets for Serb snipers. They also made
several attempts to collapse the tunnel which the Bosnian government had
dug under the airport to relieve some of the shortages associated with
the siege and ferry Bosnian government officials in and out of the capital
city. Even the UN’s Special Representative to the former Yugoslavia, Yasushi
Akashi abetted the situation when he claimed that there really was no siege
of Sarajevo. The reality was just that the Serbs happened to occupy a “tactically
advantageous” position (Rieff, 2000).
B. Srebrenica
The other stand out event of the UN’s involvement
in the Bosnian war is the fall of the safe area of Srebrenica in July of
1995. The safe areas were designated as refuges for non-combatants and
locations for the distribution of humanitarian aid. The UN had undertaken
to defend people within these areas from military aggression. “The inhabitants
(of Srebrenica) believed that the authority of the UN Security Council,
the presence of peacekeepers, and the might of NATO airpower would ensure
their safety. (Office of the Secretary General, 1999)” This belief was
not unreasonable since the safe areas were advertised in just this way.
However, when Serb forces advanced to the outskirts of Srebrenica they
met no resistance from the UN peacekeepers. Once the Serbs had breached
the borders of the Srebrenica safe area, they were able to depopulate the
town within 48 hours. Reports of a massacre involving at least hundreds
and possibly thousands of non-combatant deaths at the hands of Serb forces
surfaced within days and are still under investigation. The following quotes
from a United States House of Representatives inquiry into the events surrounding
the fall of the safe area gives an idea of the UN’s behavior:
Mr. SMITH (Congressman from New Jersey). Let me ask just one final question. Why do you believe the U.N. peacekeepers and the UNHCR did not insist that the Muslims be evacuated through their good offices or on their trucks and buses rather than allowing the Serb captors? I mean, did they just trust Mladic, that somehow he was going to act benignly toward the Muslims, or was it just incompetence, or worse?
Mr. Hasan Nuhanovic (former translator, U.N. Peacekeeping Force in Srebrenica). I think that they just didn't care. According to what I have seen there, I can give you many details but it would take a long time. The Dutch soldiers, the representatives from MSF who were there, and also UNHCR representatives who were there for maybe 1 or 2 hours while this was happening in Potocari didn't show an interest in protecting the civilians at all. I mean no one has shown any interest at all. Everybody just waited to pack up his things and leave. That's all. And leave that hell on earth.
Ms. JAGGER (Executive Director's Leadership Council, Amnesty International). ….But more extraordinary than that is the Dutchbat transferred 30,000 liters of fuel to the Bosnian Serbs in accordance with Mladic demands. The Dutch were fueling the very vehicles that Mladic used to bring the executioners to Potocari and the buses that brought the victims to the killing fields simply because General Mladic demanded it. “The Bosnian Serbs held 55 Dutch personnel in Braternag,'' wrote General van der Wind. That is the excuse that he gave why they were cooperating with the Serbs in such a way.
(Subcommittee on International Relations, 1998)
http://commdocs.house.gov/committees/intlrel/hfa49268.000/hfa49268_0f.htm
C. The End of the War and the Dayton plan
The war came to an end when a combination of factors,
including a successful Croatian counter-offensive against Serb positions
in eastern Croatia, and a campaign of NATO airstrikes against Serb positions
in Bosnia finally convinced the Serbs to come to the bargaining table.
A peace plan was adopted by all sides in Dayton, Ohio, USA on November
21, 1995. The signing of the Dayton Peace Accords marks the end of the
shooting war in Bosnia and the beginning of the United Nations transitional
administration. Under the terms of the agreement Bosnia remained a single
state within its pre-war boundaries. The overall government of the country
was given over to a rotating, three-person, “ethnically” (Croat, Serb,
and Muslim) based presidency, parliament, constitutional court, and central
bank.
The central government was given authority over
foreign policy, citizenship, immigration, and international communications.
All other powers were reserved to the two sub-state governments known as
the “entities.” These are the Muslim-Croat “Federation of Bosnia and Herzegovina”
and the Serbian “Republika Srpska”. The Muslim-Croat federation covers
51% of the territory of Bosnia, and the Serbian Republic covers the remaining
49%. The cities of Brcko and Sarajevo are condominiums shared between the
two entities. Each entity retains its own army, although in practice the
Muslims and Croats both maintain separate forces within the federation.
However, the highest power in the country belongs not to any of these governing
bodies, but to the Special Representative of the Secretary General of the
United Nations (or SRSG). The SRSG and his Office of the High Representative
are vested with the powers to legislate by decree, and remove from office
any Bosnian officials, including the presidents, at his discretion. Likewise
the highest enforcement body in Bosnia is not a Bosnian institution, but
the IFOR/SFOR NATO-led peacekeeping force. Together the OHR and SFOR form
the United Nations transitional administration for Bosnia. Other United
Nations transitional administrations include the current operation in East
Timor (UNTAET), and past operations in Cambodia (UNTAC) and Eastern Slavonia
(UNTAES) in Croatia. A transitional administration essentially acts either
as a government (as in the case of East Timor), or performs some governmental
functions (as in the case of Bosnia) in areas where the indigenous population
is temporarily unable to perform the actions required of it.
The transitional administration was originally authorized
by the UN Security Council via Security Council resolutions 1031 and 1035
in December 1995, and is currently authorized through June 21, 2001. The
UN’s mission in Bosnia is to implement the Dayton Peace Plan which has
nine essential goals:
1. Create a new multi-cultural, multi-ethnic country on the territory
of the old Bosnian state
2. Establish democratic elections
3. Abide by international human rights standards
4. Allow freedom of movement throughout the country
5. Return displaced persons and refugees
6. Establish joint public corporations
7. Protect national monuments
8. Arrest war criminals
9. Evict foreign soldiers
("Is Dayton Failing?", 1999)
In addition, the UN appears to have taken on the tasks of:
1. Restoring peace and the rule of law
2. Assisting in reconstruction and self-government.
II. PROBLEMS OF THE UNTA
The United Nations transitional authority in Bosnia
has been beset with a number of problems over the half decade of its existence.
This section of the essay will describe some of the most pressing of these
problems under three main headings: A. Political, B. Economic, and C. Security.
A. Political
1. The logic of ethnic cleansing
There are six main political problems associated
with the transitional authority in Bosnia. Three of them relate directly
to the policy of ethnic cleansing and the task of restoring a multi-ethnic
state. The overriding problem is that the UN has accepted the logic of
ethnic cleansing as a given. The evidence for this is clear. As David Campbell
points out in his book National Deconstruction (1998, pg. 226),
“(The international community), by reducing all combatants to equivalent
ethnic factions and proposing settlements on the basis of cultural and
territorial separation, have been equally dominated by the ethnic-nationalist
exclusions they are seeking to ameliorate.”
This fundamental conceptual problem has colored
all the actions of the UN in Bosnia. The multi-ethnic communities the UN
is charged with recreating came into being under the Ottoman Empire’s millet
system of governance, wherein the basic governing unit was non-territorial
and based on communities of faith, rather than ethnicity. However, viewed
through the prism of ethnic nationalism, plans to mimic such communities
become much more difficult to conceptualize and implement. Indeed, to date
there have been very few such plans, and virtually none of them have been
implemented. Again quoting Campbell (1998, pg. 229), “Thus Germany, one
of the Contact Group members to have witnessed the Dayton agreement, began
forcible repatriation of some 300,000 Bosnians from Munich, on the grounds
that they can return to “Muslim” areas in the federation regardless of
whether they ever lived there.” This policy is non-sensical from the perspective
of recreating Bosnia’s ante bellum social environment. But it makes perfect
sense to a policymaker who accepts the ideas of ethnic exclusivism.
The second problem, which is a direct outgrowth
of the first, is that the both the Dayton plan and the subsequent UN implementation
of that plan have served to entrench, rather than combat, ethnic divisions
in Bosnia. The Dayton plan itself was deeply flawed in its acceptance,
via article III (which recognized the divisions on the ground) and article
V (the Bosnian constitution which codified many of the goals of the ethnic
cleansers), of ethnic divisions wrought during the war. Over the past several
years the UN’s interpretation and implementation of the Dayton plan has
served to magnify these flaws many times over. For example, where the Bosnian
constitution called for national control of customs, SFOR and the SRSG
allowed ethnic nationalist groups to control many customs points and engage
in widespread smuggling. Smuggling and customs control became two of the
major sources of funding and patronage for extremist parties in both entities.
Thus extremists were able to improve their own positions while simultaneously
undermining both the national government and the UN transitional authority.
For another example, the UN has acquiesced to a
virtual abandonment of annex 7 of the Dayton plan, concerning refugee return.
An International Crisis Group report writes that “it appears that some
international agencies responsible for implementing DPA, such as SFOR,
have chosen the path of least resistance and distanced themselves from
playing a role in its implementation….thus playing to the ethnic cleansers.
If the current slow pace of return continues, the last Bosniak will not
return to the Republika Srpska until the year 2117. ("Is Dayton Failing?",
1999)” This has helped to maintain a very unstable situation throughout
the country for the past half decade. Property claims of refugees remain
unresolved and people are reluctant to build new lives when the prospect
of returning to their former lives is still advertised as a possibility.
In the meantime frustration and anger with the effects of ethnic cleansing
and UN administration continue to simmer. Both of these examples show the
UN and agencies acting under its aegis to be working counter to their own
stated goal of recreating a multi-ethnic state.
The third problem in this area is the Bosnian constitution.
The constitution was adopted as part of the Dayton agreement (annex 4),
and signed under Western and UN pressure. This document not only enshrines
many of the basic tenets of the ethnic cleansers, it creates permanent
incentives for ethnic separatism in the country. The upper house of the
Bosnian parliament is required to contain 15 delegates: five Croats and
five Muslims from the Muslim-Croat federation, and five Serbs from the
Republika Srpska. The Muslim-Croat federation is awarded twice as many
seats as the RS, based on the fact that it has twice as many (recognized)
ethnic groups. Furthermore, a quorum in this body must consist of three
members of each ethnic group. The lower house of the parliament also awards
the Muslim-Croat federation twice as many members as the RS, although the
ethnic composition is not specified here. Finally, the presidency is once
again ethnically based, and rotating. It calls for one Croat from the federation,
one Muslim from the federation, and one Serb from the RS.
It is difficult to overrate the destructiveness
of this constitution. In the first place, it effectively disenfranchises
every other ethnic group living in the country. According to the Bosnian
Embassy webpage (2001) this amounts to 7% of the total population. It further
effectively disenfranchises anyone from a major ethnic group who happens
to reside outside his or her designated area. A Serb can never be a federation
president, nor can a Croat ever be a RS president. The constitution creates
an institutional dynamic for maintaining ethnic divisions. This dynamic
is reinforced by the extreme weakness of the central government. Most important
functions of government are reserved to the sub-national governments, referred
to as the “entities.” As has been pointed out, the entities are based on
the idea of ethnic exclusivity. Indeed they owe their existence to it.
And yet, it is these entities which are given control over the armed forces
of the country, and which control substantial powers of taxation. Article
III.2.a goes on to explicitly grant to the entities “the right to establish
special parallel relationships with neighboring states…” This section allows
certain factions within the entities to legitimately travel at least part
of the way down the road they were pursuing during the war, union with
either Serbia or Croatia proper. So, it is clear that the goal of bringing
back Bosnia’s multi-ethnic past is just about as far away as it was on
that day in 1995 when the Dayton plan was first initialed.
2. The illogic of UN administration
The second set of political problems in the country
concern the UN’s method of promoting a democratic environment in Bosnia.
Among the transitional authority’s goals are to create a democratic state
and assist the Bosnians in building capacities for self-governance. However,
one of the most noticeable features of the UN’s civilian administration
in Bosnia is its reliance on rule by decree. As noted previously, the SRSG
was vested with the highest level of government decision making power in
the country. Over the years, different SRSG’s have used this power to fire
presidents of Bosnia, as well as other officials, to impose a currency
on the country, as well as a flag and a national anthem, to impose a privatization
plan on the country, and to ban several political parties. According to
the OHR’s website the SRSG has issued over 200 decisions just since September
of 1998. This works out to an average of more than seven decisions per
month, every month, for the last two and half years. However, this is somewhat
misleading since many of the decisions are issued in groups, such as occurred
on 29 November 1999 when 23 government officials from various levels and
regions of Bosnia were all simultaneously removed from office. Or 20 December
2000, when the SRSG issued eleven new decisions either amending or imposing
an array of laws on economic matters.
While such actions may be expedient, and may
even be necessary, it is hard to see how they are useful in the promotion
of democracy or self-government. For example, to quote from the “Decision
imposing the Law on the Flag of BiH- 3 February 1998”, the SRSG writes
“the Delegates have shown themselves lacking in the courage to take a binding
decision on the important and sensitive issue of a common flag for Bosnia
and Herzegovina…. I hereby decide that the Law on the Flag of Bosnia and
Herzegovina… shall enter into force with immediate effect.” This same formula
is found throughout the SRSG’s body of decisions. It is part of a very
simple cycle. First, Bosnian legislators either refuse to cooperate, or
else can not reach an agreement. Second, the SRSG imposes a solution to
the problem. Then the cycle repeats. The Bosnians do not learn how to co-operate
or run their own government, and ultimate authority is exercised by an
unelected, unaccountable UN administrator.
A related problem involves the continual interference
of outside actors in the daily governance of Bosnia. The SRSG does not
limit himself to management of the central government. Every aspect of
governance in Bosnia comes under his control and sometimes his command.
At the same time, the UN makes extensive use of foreign personnel in positions
of authority (such as Governor of the Central Bank) (Bowlby, 2000). Taken
together these two factors seems ill-suited to promotion of self-governance
capabilities.
Finally, there is the issue of creating a settled,
predictable political environment. Here the UN administration has been
an unalloyed failure. Although the SRSG has not been averse to stepping
in to the day-to-day affairs of various aspects of Bosnian government,
his actions have not tended towards any particular goal. While some government
administrators are removed from office for poor behavior, others are left
in place. It is not clear who will remain in office and who will be removed,
or when this will happen. Furthermore, the SRSG is often unable to enforce
his removal orders due to the lack of assistance from SFOR. This further
clouds the situation. Parallel administrations are also a problem. A single
city, such as Brcko, may have as many as three competing administrations;
one for the Croats, one for the Muslims, and one for the Serbs. While this
is might appear to be a spontaneous recreation of non-territorial based
administrative units, in fact it is the appearance of competing administrative
units which all aspire to control the same territory. In a way these are
microcosms of the recent war. It is true that the SRSG has taken action
in at least one case, when he abolished the Serbian Municipality of Skelani,
which had been carved from Srebrenica during the war (Petrisch, 2000a).
But again, there is no way to predict when an administration, or an entire
municpality may be abolished or altered in terms of governing structure,
responsiblities, or even geographical extent. Indeed, the UN administration
itself is subject to yearly renewal, and it is not entirely clear that
the Security Council will vote to renew its mandate when the current authorization
expires in June of 2001. Such circumstances work very much against the
UN’s goal of contributing to the reconstruction of the country. This ties
directly into Section B on the economy.
B. Economic
Bosnia today has an unemployment rate of around
50%. The number of displaced persons is also about 50%. According to a
UN
survey 60% of young people want to leave Bosnia (Country profile, 2001).
Corruption is rampant among Bosnian government officials. The level of
economic activity is very low, and the country relies on monetary inflows
from international organizations and foreign governments. The transition
from a communist economic structure is still in its early stages ten years
after the fall of communism in Eastern Europe. The Bosnian Embassy’s webpage
(2001) reports that per capita GDP is $880. In short, the Bosnian economy
is in a shambles.
1. The effects of politics on economics
Over the past six years under the UN, Bosnia has
made very little progress in economic matters. The reasons for this can
be traced directly to the unsettled state of politics in the country. Without
a predictable form of government, foreign investors are extremely reluctant
to become involved in the country. In a recent report (EBRD, 2001), the
EBRD wrote in regards to the investment climate in Bosnia that,
“The institutions both at state level and at Entity level leave much
to be desired.
Administration, law enforcement and judiciary are marked by a lack
of impartiality,
accountability and transparency. Arbitrariness of conduct seems
to be the general
rule. Political interference in court decisions is rife. The lack
of effective inter-entity
legal co-operation between law enforcement, administrative and judicial
authorities of
both Entities constitutes a serious impediment to advancement [of
private investment].”
This quote does not even mention the unsettled disposition of refugee property and of property in general in the country. If anything the climate for domestic business people is probably worse. Many potential business people may be displaced from their homes and reluctant to put down roots in a new location. Others may be reluctant to put down roots because they are occupying the homes and businesses of displaced persons and don’t know if they will be allowed to keep them. Still others may have taken over former government owned properties, but hold an unclear title to them. Finally, nearly everyone is subject to the depredations of corrupt officials. All of these problems have occasionally been addressed by the UN administration, but never to the point of initiating a co-ordinated plan of action.
2. the question of state-owned assets
The question of formerly state-owned assets is the
second major economic issue facing Bosnia today. Under the SRSG’s decision
of 22 July 1998 (Westendorp, 1998a) which imposed a privatization framework
on the country he wrote that the OHR “expressly recognises the right of
the Entities to privatise non-privately owned enterprises and banks located
on their territories.” However, under the decision on the re-allocation
of socially owned land of 27 April 2000 (Petritsch, 2000b), he (Petrisch
by this time) declared that most state-owned property could not be “be
disposed of, allotted, transferred, sold, or given for use or rent, by
the authorities of either Entity or Bosnia and Herzegovina” without a written
waiver from his office. Then on 28 June 2000 the SRSG issued a related
decision (Petrisch, 2000c) which annulled a RS law on the privatization
of state-owned apartments two months after it had come into effect. It
is not clear if any apartments had yet been privatized, or what was supposed
to happen to any persons who might have taken advantage of this law during
its time in force.
3. the UN’s economic stewardship
As these decisions demonstrate, the UN, as
the highest legal authority in Bosnia, has played an integral role in keeping
the Bosnian economy in a state of flux. The uneven application of these
laws adds even more uncertainty to the economic environment. Other aspects
of the SRSG’s economic stewardship of the country are also questionable.
For example, in the last two months of 2000, the SRSG imposed a package
of economic reforms designed in part to “meet the demands of the inter-national
financial institutions working in Bosnia and Herzegovina. (Besson, 2001).”
The IMF is explicitly mentioned as one of these institutions. While the
IMF is apparently well intentioned in its policy recommendations for economic
reform, it has drawn growing criticism for lack of success of many of those
reforms (Ivanovich, 2001). The decisions imposed by the SRSG appear to
rely more on the advice of international creditors like the IMF and the
ideology of neo-liberalism than on any in-depth consideration of the needs
of the Bosnian people or economy.
It is at least morally questionable for an unelected
UN administrator to obligate a poor country to foreign debt, and alter
the economic landscape in accordance with the wishes of international creditors,
not just without the input of the population, but in opposition to the
actions of the population’s elected representatives. Again this problem
harks back to the political problems in the country. If the elected representatives
of Bosnia do not enact legislation which the SRSG wishes to see enacted,
he enacts it anyway. But, at least one alternate interpretation of the
Bosnian failure to enact legislation desired by the SRSG is that they do
not want it. It is also not clear that the reforms being imposed by the
Special Representative are appropriate to the situation. He appears to
be attempting to follow the “shock therapy” approach to economic transition
popular with Western economists and international financial institutions,
albeit with limited success. The fact that “shock therapy” usually involves
a precipitous short term contraction of the economy could be quite dangerous
in Bosnia where the economy is already at a very low level. However other
approaches seem out of the question in the minds of UN administrators.
The gradual approach followed by China, Vietnam, and several other (formerly)
Communist countries also appear to be fairly effective in terms of economic
improvement. There may be other solutions as well. Again, the lack of Bosnian
action on the SRSG’s prescriptions may not signify a “lack of courage”
on the part of the Bosnians. It is at least conceivable that the Bosnians
have genuine concerns with the UN’s economic reforms.
4. the UN’s “hot money” problem
Finally, the UN’s sudden and disproportionate infusions
of funds into the local economy, mainly for administrative reasons, create
a problem similar to the “hot money” flows which led to the East Asian
financial crisis. Relatively large amounts of money can flow both into
and out of the economy without warning and seemingly without reason. The
UN frequently pays above market rates for local goods and services, as
well for the salaries of foreign personnel. This creates immediate distortions
in the market, such as when the UN rents office space at prices more suitable
to Western European cities than to depressed former war zones. This problem
was also reported in the UN’s operations in Cambodia in the early part
of the decade (Findlay, 1995). SFOR has also played a part in this process.
According a report from the International Crisis Group ("Is Dayton Failing?",
1999), “SFOR is paying rent to local authorities for properties which,
under the DPA, they should be able to use for free.” And not just any rent,
but hard currency rent paid in cash to local officials. It is apparently
not even clear whether this money is entering the municipal budget or going
into the pockets of the officials. The growth of illegal activities and
services has also been attributed to the presence of highly paid international
workers and soldiers. The most notorious of these “services” is prostitution.
Madeleine Reese (McGhie, 2000) of the UNHCR has explicitly made this connection
by stating that the presence of the international community “creates the
market” for trafficking in women and prostitution in Bosnia. Taken together
all of these activities appear to have a significant, if localized, effect
on the economy and society of the country. And there is one last problem
with these cash infusions. There is no guarantee they will continue. Local
economies that have begun to settle in around the international community’s
funds are liable to collapse whenever the international community decides
to pull out of the country. This may very well leave some areas in positions
little better than the ones they occupied at the close of the war.
C. Security
Many of the problems mentioned in the first
two sections represent different expressions of the same underlying dynamic
at work in the country- flux. The economy is in flux, the laws are in flux,
the forms of government are in flux, the status of displaced persons is
in flux. Everything seems to be up in the air. Very little has been resolved
since the war. Again quoting Edward Luttwak (1999),
“The Dayton Accords have condemned Bosnia to remain divided into three rival armed camps. With combat suspended momentarily but a state of hostility prolonged indefinitely. Since no side is threatened by defeat and loss, none has sufficient incentive to negotiate a lasting settlement; because no path to peace is even visible, the dominant priority is to prepare for future war rather than reconstruct devastated economies and ravaged societies.”
The truth of these words can be easily verified.
As mentioned in section II.A, each of the main combatants from the last
war continues to maintain its own separate standing army. Most of the refugees
of 1995 remain refugees today. Many of the gains of the ethnic cleansers
are still in place and opposed by moderates on all sides, and yet ethnic
extremists are also not satisfied with the situation. And the fixed assets
of the state, in a sense the national patrimony of the people after 50
years of socialized ownership, have yet to be either distributed to the
population or reconsolidated under national control.
Part of the blame for this rests with SFOR which
has been very reluctant to put the full weight of its authority behind
the SRSG. Following the tradition of the war-time peacekeepers, SFOR has
frequently declined to put itself in harms way to enforce the Dayton plan.
This has been noted by the authors of the International Crisis Group Report
("Is Dayton failing?", 1999), and is obliquely acknowledged by SFOR itself
which considers that part of its mission to “provide selective support
to civilian organizations within its capabilities. (SFOR Informer Online,
2001)” This selective support has certainly done nothing to make the SRSG’s
already selective interventions any more effective.
1. Brcko
The Dayton plan and the UN administration seem to epitomize the
erroneous idea that a successful compromise is one in which no one is happy.
Indeed, this conception of compromise seems to have been the guiding principle
behind the UN’s arbitration of the status of the city of Brcko, potentially
one of the most explosive security problems in the country today. The city
of Brcko is located at the “pivot point” of the Republika Srpska. The two
arms of the republic narrow down to a small corridor around the city before
widening out to the northwest and southeast. A glance at a map of the region
is enough to show the vital strategic position of the city in RS calculations
(Figure 1.). Without access through Brcko, the northwestern half of the
republic would be cut off from the southeast and squeezed between the Muslim-Croat
federation on the south and Croatia on the north. This is clearly not in
the interests of the Serb government. On the other hand, the Muslim-Croat
federation, wary of renewed Serb aggression and resentful of Serbian territorial
gains as a result of the war, would like to see the RS made as weak as
possible. Serbs claim the city by right of occupation, by virtue of its
proximity to Serb held areas, and because of its strategic position in
the RS. The Muslim-Croat federation claims the city on the basis of its
ethnic make-up which is primarily Muslim and Croat.
Under the terms of the arbitrators decision
("Statute of Brcko", 1999) the city was made a condominium of the two entities.
In many ways the decision seems quite reasonable, and it is probably the
best that could be done given the circumstances of this transitional period.
The decision calls for joint control of the city. The city and its surrounding
area are made a demilitarized zone. Unlike the central government, the
government of Brcko is not divided up according to ethnic considerations.
And yet Brcko remains a problem. Most importantly, in military terms the
RS has been nearly split in two. Both sides are prohibited from stationing
forces in or near the city, and the movement of military forces through
the area is under the discretion of the municipal government and the central
government, where the Muslim-Croat federation has been given twice the
representation of the Republika Srpska. These restrictions weigh much more
heavily on the RS than on the federation. It is likely that the situation
will remain under control for the duration of the UN administration, but
once the international community leaves conflict may to break out again.
The UN’s apparent strategy of preventing open conflict and waiting for
the passage of time to repair the wounds of war is unlikely to work in
this case. Given the on-going regional tensions and the unresolved conflicts
in Bosnia, threats to the integrity of the RS are not going to be dismissed
any time soon.
2. foreign forces and military aid
Adding to the potential security problems in the
country is the presence of outside military aid and foreign forces. Despite
the
fact that the Dayton plan called for the withdrawal of all foreign forces
by the beginning of 1996, many foreign soldiers remain in the country,
and outside military aid has remained a major source of training and equipment
for Bosnia’s various armed forces. One rather blatant example of foreign
soldiers remaining in Bosnia came to an end only in March of this year
(Kroeger, 2001b). The Serb village of Bocinja, inside the Muslim-Croat
federation, was occupied at the end of the war in late 1995 by foreign
Mujahideen fighters working with the Bosnian government. They took over
the village and lived there unmolested until last July. Upon being informed
of their impending eviction from the village, they blocked the roads into
the area and vandalized the buildings they had been occupying. Following
their eviction in March of 2001, many of the soldiers moved to nearby areas,
while others remain in the village legally even today. This is not an isolated
episode and the continued presence of foreign extremist soldiers is not
a factor contributing to the reconciliation of the various Bosnian communities.
Foreign military aid is also a potential problem
for the future. The Croatian army in Bosnia received 100% of its funding
from Croatia as recently as 1999, although this funding has now been cut
off due to Western pressure on Croatia. ("Is Dayton Failing?", 1999 and
"Turning Strife to Advantage", 2001). Likewise, the Muslim-Croat federation
armed forces as a whole have received considerable funding, training and
equipment from the West, particularly the US. The “Military Stablization
Program” spearheaded by the US, committed US$100 million for the upgrading
of the Muslim-Croat federation’s military capabilities. According to the
US Ambassador James Pardew (Bureau of Public Affairs, 1996), the rationale
for the military aid program was to ensure peace by creating a military
balance within Bosnia, which is itself an implicit acknowledgement of the
potential for future conflict. But the ambassador goes on the state that
one of the conditions for the Muslim-Croat federation receiving US aid
was its compliance with the Dayton plan on the issue of removing foreign
soldiers from the country. As was just mentioned, this has yet to happen
in the year 2001. However, on June 26, 1996 President Clinton certified
that the Muslim-Croat federation had met all the conditions for receiving
military aid, and Western aid and training has been flowing to the federation
ever since. The fact that the Muslim-Croat federation forces are being
built-up with the explicit aim of countering the forces of the RS can be
viewed as threat to the Serbs and may embolden the federation once the
UN has withdrawn from the country. The apparent US bias in favor of the
federation may also add to possible tensions between the two entities.
3. war criminals
One final security concern is the question of war
criminals. Pursuit and prosecution of war criminals has been very sporadic
since the end of the war and many of architects of the war are still at
large. A recent BBC News report ("Indicted Karadzic dreams of Nobel prize",
2001) on war-time Bosnian Serb president Radovan Karadzic quotes him boasting
that “I walk around normally, go to baptism ceremonies, associate with
my friends and my soldiers, I have recently been even in Sarajevo." Likewise
Bosnian Serb general Ratko Mladic remains at large. The International Criminal
Tribunal for the Former-Yugoslavia ("ICTY Key Figures", 2001) reports that
of 67 suspects currently under public indictment (there are also secret
indictments for which little information is available), 26 remain at large,
including the above mentioned Bosnian Serb president and military commander.
The ICTY also reports that over the course of its life it has publicly
indicted 100 suspects, of which 20 were either acquitted or saw their charges
withdrawn ("Outstanding Public Indictments", 2001). This means that 20%
of all publicly indicted suspects to date (as of 18 April 2001) have already
been removed from the court’s view, and that of the current 67 suspects
under public indictment 38% are still at large. After eight years of operation
this does not seem very impressive.
III. Conclusions
A. Summation
This essay has recounted a number of low moments
over the course of the UN’s involvement in Bosnia. During the war, the
UN placed an arms embargo on the country which prevented many people from
defending themselves against military aggression. The UN also sent in peacekeepers
to protect the civilian population. But as the Secretary generals own report
concludes, “the problem, which cried out for a political/
military solution, was that a Member State of the United Nations, left
largely defenceless as a result of an arms embargo imposed upon it by the
United Nations, was being dismembered by forces committed to its destruction.
This was not a problem with a humanitarian solution. (Office of the Secretary
general, 1999)”
In the post-war period, the UN took on the roles
of implementing the Dayton plan and helping Bosnia become a normal member
of the international community. However, as this essay has shown,
the UN has been at the helm of an erratic and aimless administration for
half a decade. The war’s legacy of economic and security problems has become
entrenched under that same administration. The Dayton plan remains largely
unimplemented and Bosnia still seems quite far away from having a robust
capability to order its own affairs.
These issues have been enumerated, not to denigrate
the UN, but to point out that they are not isolated incidents. The UN has
been consistently unable to effectively fulfil the role of crisis manager
and transitional administrator in Bosnia. A recognition of this deficiency
on the part of the UN is vital to crafting more effective responses to
similar challenges in the future.
B. Recommendations for Bosnia
The Bosnian experience highlights some obvious areas
for improvement of UN operations. First of all, the UN needs to have a
clear plan of action, particularly when it is taking on a task as vital
as national administration. In the future the UN should have an explicit,
identifiable goal for its activities. As a transitional administration,
it must have something towards which it is transitioning. Even on paper
the Dayton plan lacks this key element, since there is no criteria by which
to judge whether or not the mission has been successful or not and no timetable
for its completion. The UN must also devise a set of specific, publicly
declared milestones. These will help to keep the administration focussed
and will allow both the UN and the world at large to judge the scale of
the challenge and the response of the UN. In addition, the transitional
administration should have a set of guiding principles, a systematic method
of operation to help it resist the fleeting demands that buffet every administration
in its day-to-day operations. The erratic actions of the SRSG demonstrate
that an ad hoc response to the myriad minor crises of a country in transition
are not just ineffective, they can often work to the detriment of the country’s
long-term interests. For example, firing some corrupt minor officials and
keeping others in office is not a useful response to the problem of corruption
has become endemic.
In general, the UN needs to be more consistent in
its actions. It should limit its supervision to a narrower range of subjects
and supervise those subjects more thoroughly. The current method, which
resembles spot-checking more than supervision or assistance is clearly
not working. The transitional administration should also be firmer and
more constant when it exercises its authority. This requires a greater
degree of co-operation between the OHR and SFOR which can provide the enforcement
power which the Office of the High Representative lacks. Finally, the UN
administration needs to be much faster in its work. For just one example,
leaving foreign soldiers loose in the countryside for years on end has
done nothing to advance the causes of peace and reconciliation, but much
to damage the credibility of the UN among the various Bosnian communities.
These kinds of glaring problems must be solved more quickly if the transitional
administration is to lead to the creation of a peaceful and responsible
country.
C. Broader Implications
These observations about the UN transitional administration
in Bosnia provoke some broader philosophical questions well, which I would
like to mention in parting. They fall into two categories. One is the question
of accountability, the other that of obligations. On the question of accountability,
the primary concern is: “Who does a transitional administration work for?”
“Whose interests should it pursue?” Does a transitional administration
work for the host country, and pursue the interests of that country even
if those interests might not coincide with the interests of the international
community? Or, does it work for the international community, the UN, or
whatever coalition of nations has chosen to participate? If this is the
case, then whose interests should prevail when there is a conflict- those
of the host country or those of international community? A more specific
question, already broached in a previous section (II.B.3) looks at foreign
debt. Can an un-elected UN administrator take on foreign debts on behalf
of a country that will very likely have problems paying back those debts
in the future? This leads to the final accountability question. Where can
the citizens of a host country go to seek redress if they disagree with
the actions of the UN administration? How can they avoid being dismissed
as “lacking courage”, as the SRSG has sometimes characterized Bosnia’s
legislators? Using the example of international debt, what could the people
of Bosnia do to oppose these actions?
Regarding obligations, the most important questions
seem to fall on the obligations of the UN towards the host country. Exactly
what obligations does a transitional administration have towards the people
it assumes authority over? Must it remain in the country indefinitely if
leaving would cause a return to the conditions which led to the introduction
of the administration in the first place? Must the UN fulfil the obligations
it originally accepted? In the case of Bosnia, the parties to the Dayton
plan ceded a great deal of power to the UN with the expectation that it
would use those powers to implement the peace agreement in a timely fashion.
But what happens when the UN can’t fulfil its obligations, or when the
goals it has agreed to work towards prove unrealistic and unattainable?
Finally, what happens when the UN starts to create new problems? What happens
when, as Madeleine Reese pointed out, the UN’s presence creates a market
for human bondage? Or when the UN’s actions cause an increase in turmoil
and strife? What obligation does the UN have to protect people from itself?
These are concerns that have come to the surface
in the course of the research for this essay, but I have found little discussion
of these issues and few answers. Like the concept of the Bosnian Muslim
ethnic group, many members of the international community appear to have
taken the concept of international administration as a starting point,
rather than a point of contention and study. But the utility and the morality
of transitional administrations has not been proven, and needs to be explored
more fully if these governing bodies are to be forces for peace and progress
in the world.
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