The SEC Act B.E. 2535 (1992)

About Securities and Exchange Act B.E. 1992

Chapter 1 Supervision of Securities and Exchange

Division 1 Securities and Exchange Commission (Section 8 - Section 16)
Division 2 The Office of The Securities and Exchange Commission (Section 17 - Section 31)

Chapter 2 Issuance of Securities

Division 1 Approval for the Offering of Newly Issued Securities (Section 32 - Section 38)
Division 2 Debentures (Section 39 - Section 40)
Division 3 Issuance of Secured Debentures (Section 41 - Section 49)
Division 4 Register and Transferability (Section 50 - Section 55)
Division 5 Disclosure of Information and Auditor (Section 56 - Section 62)

Chapter 3 Public Offering of Securities (Section 63 - Section 89)

 

Chapter 4 Securities Business

Division 1 Formation and Issuance of License (Section 90 - Section 93)
Division 2 Supervision and Control (Section 94 - Section 111)
Division 3 Securities Brokerage (Section 112 - Section 113)
Division 4 Securities Dealing (Section 114)
Division 5 Investment Advisory Service (Section 115)
Division 6 Securities Underwriting (Section 116)
Division 7 Mutual Fund Management (Section 117 - Section 132)
Division 8 Private Fund Management (Section 133 - Section 140)
Division 9 Revocation of License and Dissolution of Securities Company (Section 141 - Section 152)

Chapter 5 Securities Exchange

Division 1 Establishment (Section 153 - Section 158)
Division 2 Board of Directors of the Securities Exchange (Section 159 - Section 177)
Division 3 Operation (Section 178 - Section 188)
Division 4 Listed Securities (Section 189 - Section 200)
Division 5 Settlement of Disputes Concerning Securities Transactions (Section 201 - Section 203)

Chapter 6 Over-the-Counter Center and Futures and Options Center

Division 1 Over-The-Counter Center (Section 204 - Section 217)
Division 2 Futures and Options Center (Section 218)

Chapter 7 Institutions Related to Securities Business

Division 1 Clearing House, Securities Depository Centre and Securities Registrar (Section 219 - Section 229)
Division 2 Associations Related to Securities Business (Section 230 - Section 237)

Chapter 8 Unfair Securities Trading Practices and the Acquisition of Securities for Business Take-Overs

Division 1 Prevention of Unfair Securities Trading Practices (Section 238 - Section 244)
Division 2 Acquisition of Securities for Business Take-Overs (Section 245 - Section 259)

Chapter 9 Appellate Committee (Section 260 - Section 261)

 

Chapter 10 Supervision and Control (Section 262 - Section 263)

 

Chapter 11 Competent Officer (Section 264 - Section 267)

 

Chapter 12 Penal Provisions (Section 268 - Section 317)

 

Chapter 13 Transitional Provisions (Section 318 - Section 344)

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