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FAMILY, PROCEDURE, JURISDICTION :: Petition for modification no substitute
for timely appeal
RAY v. RAY, No. 31674 (Per Curiam)(Albright, J., concurring)(June 23, 2004).
In an appeal from the circuit court's order refusing to hear a petition for
appeal, reversing an order of the Family Court of Kanawha County that reduced
child support payments and ordered the ex-wife to repay "overpayments" for
past child support. Addressing a jurisdictional issue not briefed by the
parties, and holding that a petition to modify child support
cannot substitute for a petition for appeal, therefore the family
court had no jurisdiction to consider a petition for modification while the
underlying support order is subject to appeal. Further holding that
WV Code 51-2A-10(a), rather than Rule 60(b) of the Rules of Civil Procedure,
provides the exclusive procedure for challenging a final order of the family
court prior to filing an appeal. [See Rule 25 of the Rules of Practice and
Procedure for Family Court.] Even if the petition for modification could
have been considered, the order would nevertheless be reversed, because
the family court improperly allowed Mr. Ray to relitigate the findings made
for his income for periods that were determined in the final support order
. Reinstating original support order, and remanding for determination of
attorney's fees.
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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2004 Term
_____________
No. 31674
_____________
TAMMI RAY,
Petitioner Below, Appellant,
V.
JIMMIE RAY,
Defendant Below, Appellee.
____________________________________________________________________
Appeal from the Circuit Court of Kanawha County
Honorable James C. Stucky, Judge
Civil Action No. 96-D-2183
REVERSED AND REMANDED
____________________________________________________________________
Submitted: June 8, 2004
Filed: June 23, 2004
James M. Cagle Richard
A. Hayhurst
Charleston, West Virginia Parkersburg, West
Virginia
Attorney for Appellant Attorney for Appellee
The Opinion of the Court was delivered PER CURIAM.
JUSTICE ALBRIGHT concurs and reserves the right to file a concurring
opinion.
SYLLABUS BY THE COURT
1. �In reviewing a final order of a family court judge
[when the circuit court has denied a petition for appeal], we review
findings of fact by a family court judge under the clearly erroneous
standard, and the application of law to the facts under an abuse of discretion
standard. We review questions of law
de novo.� Syllabus point
1,
May v. May, 214 W. Va. 394, 589 S.E.2d 536 (2003).
2. �Where neither party to an appeal raises, briefs, or
argues a jurisdictional question presented, this Court has the inherent
power and duty to determine [the issue] unilaterally[.]� Syllabus point
2, in part, James M.B. v. Carolyn M., 193 W. Va. 289, 456 S.E.2d
16 (1995).
Per Curiam:
Tammi Ray (hereinafter referred to as �Ms. Ray�), appellant/plaintiff
below, appeals an order recommended by the Family Court of Kanawha County
and affirmed by the Circuit Court of Kanawha County. Here, Ms. Ray assigns
error to the family court judge's order which modified a previous child support
order by reducing Mr. Ray's child support payments. The same order also required
her to repay �overpayments� for past child support. After a careful review
of the briefs and record in this case, the decision of the family court is
reversed.
I.
FACTUAL AND PROCEDURAL HISTORY
Ms. Ray and Jimmie Ray (hereinafter referred to as �Mr. Ray�).
appellee/defendant below, were married in December 1982. Two children were
born of the marriage.
(See footnote 1)
In September of 1996 the parties separated, and Ms. Ray later filed a complaint
for divorce. At some point in 2000, a final order was entered granting a
divorce.
(See footnote
2)
A subsequent order was entered on December 4, 2001,
(See footnote 3)
that obligated Mr. Ray to pay monthly child support in a total amount
of $3,894.
(See
footnote 4)
On January 3, 2002, Mr. Ray filed a petition to modify
child support, asserting that the initial child support order �was chimeric
and based upon legally and factually erroneous assumptions and findings[.]�
After taking evidence, the family court judge entered an order on February
11, 2003, that reduced child support payments to a total of $368.08 per
month. (See footnote
5)
The family court judge also awarded Mr. Ray $36,832.20, as child support
overpayments for the period from January 2002 to October 2002 during
which the modification proceeding was pending. Additionally, the family
court judge suspended further child support payments until Ms. Ray had
repaid the overpayment in full to Mr. Ray.
Ms. Ray filed a petition for appeal with the circuit court, challenging
the child support modification order. The circuit court denied the petition
for appeal. (See
footnote 6)
Thereafter, Ms. Ray filed an appeal to this Court.
II.
STANDARD OF REVIEW
In Syllabus point 1 of
May v. May, 214 W. Va. 394, 589 S.E.2d
536 (2003), we set out the applicable standard of review as follows:
In reviewing a final order of a family court judge [when the
circuit court has denied a petition for appeal], we review findings of fact
by a family court judge under the clearly erroneous standard, and the application
of law to the facts under an abuse of discretion standard. We review questions
of law
de novo.
With these principles in view, we will proceed to the issues presented
in this proceeding.
III.
DISCUSSION
A. Petition to Modify Child Support Cannot Substitute
for a Timely Appeal
The initial issue we must address, which was not briefed by
the parties, involves the subject matter jurisdiction of the family court
to entertain the petition to modify child support filed in this case. We
have held that �[w]here neither party to an appeal raises, briefs, or
argues a jurisdictional question presented, this Court has the inherent
power and duty to determine [the issue] unilaterally[.]� Syl. pt. 2,
in part,
James M.B. v. Carolyn M., 193 W. Va. 289, 456 S.E.2d
16 (1995). Insofar as subject matter jurisdiction is not waivable, we may
sua sponte address the matter.
See Snider v. Snider, 209
W. Va. 771, 777, 551 S.E.2d 693, 699 (2001) (�Whether a court has subject
matter jurisdiction over an issue is a question of law which may be raised
at any point in the proceedings.�).
Mr. Ray filed a �Petition for Modification� of the
child support order with the family court on January 3, 2002.
(See footnote 7)
In that petition, Mr. Ray expressly alleged that he was filing the petition
pursuant to W. Va. Code � 48-11-105 (2001) (Repl. Vol. 2001).
(See footnote 8)
Further, Mr. Ray's petition alleged that he was seeking to modify the December
4, 2001, child support order. The jurisdictional issue presented by the
above facts is whether the December 4, 2001, child support order had
to be initially challenged by an appeal, or the appeal period had to
have expired, before a petition to modify under W. Va. Code � 48-11-105
could be entertained by the family court.
(See footnote 9)
As we shall explain below, the family court did not have jurisdiction
to entertain a petition for modification of the child support order
under W. Va. Code � 48-11-105 while that order was appealable.
At the time Mr. Ray filed his petition for modification,
the Legislature had enacted W. Va. Code � 51-2A-10 (a) (2001), which
became effective January 1, 2002, and provides the exclusive procedure
for challenging a final order of the family court prior to filing an
appeal. (See
footnote 10)
This statute provides as follows:
Any party may file a motion for reconsideration of a temporary
or final order of the family court for the following reasons: (1) Mistake,
inadvertence, surprise, excusable neglect or unavoidable cause; (2) newly
discovered evidence which by due diligence could not have been available
at the time the matter was submitted to the court for decision; (3) fraud,
misrepresentation or other misconduct of an adverse party; (4) clerical or
other technical deficiencies contained in the order; or (5) any other reason
justifying relief from the operation of the order.
W. Va. Code � 51-2A-10(a). See also
Rule 25, West Virginia Rules of Practice and Procedure for
Family Court (�Any party may file a motion for reconsideration of a family
court order as provided in W. Va. Code, � 51-2A-10.�). (emphasis added)
Mr. Ray did not avail himself of the relief permitted
by W. Va. Code � 51-2A- 10(a). Instead, Mr. Ray erroneously invoked
W. Va. Code � 48-11-105.
(See footnote 11)
Absent a petition for appeal to this Court and an adverse ruling or
the expiration of the appeal period,
(See footnote 12)
Mr. Ray could not challenge the child support order pursuant to W. Va.
Code � 48-11-105.
(See footnote 13)
He had to invoke W. Va. Code � 51-2A-10(a).
(See footnote 14)
Consequently, the family court judge did not have jurisdiction over
the petition for modification filed on January 3, 2002, pursuant
to W. Va. Code � 48-11-105.
(See footnote 15)
See Syl. pt. 1, Hinkle v. Bauer Lumber & Home Bldg.
Center, Inc., 158 W. Va. 492, 211 S.E.2d 705 (1975) (�Whenever
it is determined that a court has no jurisdiction to entertain the
subject matter of a civil action, the forum court must take no further
action in the case other than to dismiss it from the docket.�).
(See footnote 16)
In view of the above analysis, the family court's
order modifying child support must be reversed.
(See footnote 17)
B. Availability of Costs and Attorney's Fees
As a final matter, we note that Ms. Ray has requested attorney's
fees and costs associated with bringing this appeal. We find that, under
the facts of this case, the requested attorney's fees and costs are appropriate.
Therefore, we order that Mr. Ray pay Ms. Ray's reasonable attorney's fees
and costs incurred in bringing this appeal, and order that a hearing be scheduled
to determine Ms. Ray's reasonable attorney's fees and costs in accordance
with this opinion. See Wilson v. Wilson, 214 W. Va.14, 18,
585 S.E.2d 14, 18 (2003) (per curiam); Rogers v. Rogers, 197 W. Va.
365, 374, 475 S.E.2d 457, 466 (1996); Ball v. Wills, 190 W. Va. 517,
526, 438 S.E.2d 860, 869 (1993).
IV.
CONCLUSION
In view of the foregoing, that part of the family court's order
entered on February 11, 2003, modifying child support is reversed,
(See footnote 18)
and the December 4, 2001, child support order of the circuit court is reinstated.
This case is remanded to the family court for a determination of the amount
of costs and reasonable attorney's fees to which Ms. Ray is entitled
for prosecuting this appeal.
The oldest child, Whitney, was born May 13, 1987.
The youngest child, Justin, was born December 14, 1990.
Footnote: 2
In 2000, Mr. Ray filed for a writ of prohibition
with this Court seeking to prohibit enforcement of an order awarding
Ms. Ray temporary alimony. We denied the writ. See State ex rel. Ray
v. Canady, 208 W. Va. 182, 539 S.E.2d 442 (2000) (per curiam).
Footnote: 3
The parties give conflicting dates as to when the
final order was entered regarding child support. Ms. Ray's brief indicates
that the date was November 27, 2001. Mr. Ray argued to the family court
judge and in his brief before this Court that the complained of order
was entered on December 4, 2001. The order has not been made a part of
the record in this appeal. Therefore, we will rely upon the date given
to the family court judge by Mr. Ray. Our resolution of this case would
be the same regardless of which date is the correct one.
Footnote: 4
The record does not indicate how this amount was
divided between the two children.
Footnote: 5
The new child support award was divided as follows:
$211.71 for Whitney, and $156.37 for Justin.
Footnote: 6
See W. Va. Code � 51-2A-14(a) (2001) (Supp. 2003)
(�The circuit court may refuse to consider the petition for appeal, may
affirm or reverse the order, may affirm or reverse the order in part
or may remand the case with instructions for further hearing before the
family court judge.�).
Footnote: 7
At the time the circuit court entered its December
4, 2001, order, the current family court system was not in existence. �Effective
January 1, 2002, the Legislature significantly revamped the family courts
of West Virginia by replacing the family law master system with a new
system of family court judges.� Delapp v. Delapp, 213 W. Va. 757, 759
n.2, 584 S.E.2d 899, 901 n.2 (2003) (per curiam).
Footnote: 8
West Virginia Code � 48-11-105 reads in full:
(a) The court may modify a child support order, for the benefit
of the child, when a motion is made that alleges a change in the circumstances
of a parent or another proper person or persons. A motion for modification
of a child support order may be brought by a custodial parent or any
other lawful custodian or guardian of the child, by a parent or other
person obligated to pay child support for the child or by the bureau
for child support enforcement of the department of health and human resources
of this state.
(b) The provisions of the order may be modified if there is a substantial
change in circumstances. If application of the guideline would result in
a new order that is more than fifteen percent different, then the circumstances
are considered a substantial change.
(c) An order that modifies the amount of child support to be paid
shall conform to the support guidelines set forth in article 13-101, et seq.,
of this chapter unless the court disregards the guidelines or adjusts the
award as provided for in section 13-702.
(d) The supreme court of appeals shall make available to the courts
a standard form for a petition for modification of an order for support,
which form will allege that the existing order should be altered or revised
because of a loss or change of employment or other substantial change affecting
income or that the amount of support required to be paid is not within fifteen
percent of the child support guidelines. The clerk of the circuit court and
the secretary-clerk of the family court shall make the forms available to
persons desiring to represent themselves in filing a motion for modification
of the support award.
Mr. Ray also cited Rule 49 of the West Virginia Rules of Practice and
Procedure for Family Court. Rule 49 reads in full:
Leave of court shall not be required for filing a petition
for modification. A petition for modification shall be in writing, specify
facts which demonstrate good cause for relief, be filed with the circuit
clerk, and sent to all parties. Within five days of the filing of a petition
for modification the circuit clerk shall notify the family court. If
a petition for modification is filed in a closed case, the petition shall
be filed with three copies of a case information statement, and served
on all parties. Within five days of receipt of a petition for modification
the family court shall send a scheduling order to all parties.
Footnote: 9
Under W. Va. Code � 58-5-4 (1998) (Supp. 2003),
a party generally has four months from the entry date of a final order
in which to petition for appeal to this Court.
Footnote: 10
Although the final order was entered by the circuit
court, and not the family court, W. Va. Code � 51-2A-10(a) could have
been used because �[e]ffective January 1, 2002, all family court cases
pending before the circuit court, whether on review of recommended order
or otherwise, [were] transferred to the jurisdiction of the family court.�
Rule 3(b), West Virginia Rules of Practice and Procedure for Family Court.
Footnote: 11
W. Va. Code � 48-11-105 and W. Va. Code � 51-2A-10(a)
require different standards of proof. Under W. Va. Code � 48-11-105,
the dispositive factor is a showing of substantial change in circumstances,
whereas W. Va. Code � 51-2A-10(a) requires proof of (1) mistake, inadvertence,
surprise, excusable neglect or unavoidable cause; (2) newly discovered
evidence; (3) fraud, misrepresentation or other misconduct of an adverse
party; (4) clerical or other technical deficiencies contained in the
order; or (5) any other reason justifying relief.
Footnote: 12
During oral arguments counsel for Mr. Ray admitted
that, prior to filing the petition for modification, Mr. Ray did not
file a petition for appeal of the December 4, 2001, order with this Court.
Footnote: 13
Even prior to the enactment of W. Va. Code � 51-2A-10(a),
litigants could not invoke W. Va. Code � 48-11-105 to challenge a child
support order before the expiration of the appeal period. Instead, the
decisions of this Court permitted litigants to challenge an appealable
domestic relations final order through a motion under Rule 60(b) of the West
Virginia Rules of Civil Procedure. See, e.g., Delapp v. Delapp, 213 W.
Va. 757, 584 S.E.2d 899 ( 2003) (per curiam); Wooten v. Wooten, 203 W.
Va. 686, 510 S.E.2d 760 (1998) (per curiam); Kapfer v. Kapfer, 187 W. Va.
396, 419 S.E.2d 464 (1992) (per curiam); Pauley v. Pauley, 164 W. Va. 349,
263 S.E.2d 897 (1980) (per curiam). Rule 60(b) �provides a basis for relieving
a party from a final judgment upon the following grounds: (1) mistake,
surprise, excusable neglect, or unavoidable cause; (2) newly discovered
evidence; (3) fraud, misrepresentation, or misconduct; (4) the judgment
is void; (5) the judgment has been satisfied or vacated; or (6) any other
reason justifying relief.� Syl. pt. 1, Savas v. Savas, 181 W. Va. 316,
382 S.E.2d 510 (1989). Mr. Ray did not avail himself of Rule 60(b) while
the case was still under the jurisdiction of the circuit court, i.e., before
January 1, 2002. Moreover, as a result of the enactment of W. Va. Code
� 51-2A-10(a), Rule 60(b) is no longer the appropriate procedure for challenging
a final domestic relations order prior to the expiration of the appeal
period. This is because the grounds for relief under W. Va. Code � 51-2A-10(a)
are almost identical to those contained in Rule 60(b).
Footnote: 14
We have held that other procedural remedies cannot
substitute for an appeal. See, e.g., Syl. pt. 3, Hustead on Behalf of
Adkins v. Ashland Oil, Inc., 197 W. Va. 55, 475 S.E.2d 55 (1996) (�A
declaratory judgment action can not be used as a substitute for a direct
appeal.�); Syl. pt. 3, State ex rel. Hoover v. Berger, 199 W. Va. 12,
483 S.E.2d 12 (1996) (�Prohibition . . . may not be used as a substitute
for [a petition for appeal] or certiorari.�); Syl. pt. 2, Nancy Darlene
M. v. James Lee M., 195 W. Va. 153, 464 S.E.2d 795 (1995) (�Rule 60(b)(5)
of the West Virginia Rules of Civil Procedure . . . is not to be invoked
as a substitute for an appeal.�); State ex rel. Phillips v. Legursky,
187 W. Va. 607, 608, 420 S.E.2d 743, 744 (1992) (�Traditionally, we have
held that habeas corpus is not a substitute for an appeal[.]�); North
v. West Virginia Board of Regents, 160 W. Va. 248, 259, 233 S.E.2d 411,
418 (1977) (�[C]ertiorari is not a substitute for an appeal or writ of
error.�); State ex rel. Cooper v. Garvin, 139 W. Va. 845, 849, 82 S.E.2d
612, 615 (1954) (�Mandamus will not be utilized as a substitute for an
appeal or writ of error.�).
Footnote: 15
Assuming, for the sake of discussion, that a petition
for modification could have been brought under W. Va. Code � 48-11-105,
the family court's ruling would still have to be reversed. This is because,
in modifying the child support order, the family court permitted Mr.
Ray to relitigate the findings made regarding his income for periods
that were determined in the December 4, 2001, order. Specifically, Mr.
Ray alleged in his petition that he �did not have actual income in the
year 2001[.]� Insofar as Mr. Ray did not appeal the December 4, 2001,
order, his income status in 2001 could not be reopened in a modification
proceeding under W. Va. Code � 48-11-105. In other words, had the matter
been properly before the family court, the family court would have had
to accept, under the doctrine of res judicata, the 2001 determination
of Mr. Ray's income status. See Pelliccioni v. Pelliccioni, 214 W. Va.
28, 36, 585 S.E.2d 28, 36 (2003) (per curiam) (�Accordingly, in calculating
child support in this instance, the FLM was bound by the previous final
orders entered in this case which set forth Mr. Pelliccioni's income
for prior years.�).
Footnote: 16
Had Mr. Ray invoked W. Va. Code � 51-2A-10(a),
the family court was still without jurisdiction to enter the order, as it
did, on February 11, 2003. This is because W. Va. Code � 51-2A-10(b)
expressly provides that �[t]he family court must enter an order ruling
on the motion within thirty days of the date of the filing of the motion.�
(Emphasis added.) This thirty day window for ruling on a motion for reconsideration
is mandatory because �a motion for reconsideration does not toll the
time for appeal.� Rowan v. McKnight, 184 W. Va. 763, 764 n.2, 403 S.E.2d
780, 781 n.2 (1991). Thus, insofar as Mr. Ray filed his petition on January
3
rd, if the matter had been brought as a motion for reconsideration
under W. Va. Code � 51-2A-10(a), the family court was statutorily required
to enter an order ruling on the matter by February 3, 2002. As indicated,
the family court did not enter an order on the petition until February
11, 2003_well beyond the limited jurisdictional period granted by W.
Va. Code � 51-2A-10(b). Of course, we understand that, as a practical
matter, the family court was not fully operational when Mr. Ray sought
to challenge the child support order. However, this fact did not preclude
Mr. Ray from filing a petition for appeal with this Court.
Footnote: 17
To the extent this Court could have actually addressed
the merits of the family court's decision, we would have reversed that
decision on the merits. Modification of child support under W. Va. Code
� 48-11-105(b) requires showing �a substantial change in circumstances[.]�
In this proceeding, Mr. Ray contended that between the period December
4, 2001, when the child support order was entered, and January 3, 2002,
when he filed his petition (roughly thirty days), a substantial change
occurred in his income status. No facts were presented to show any substantial
change in his income status during this roughly thirty day period. In fact,
the record indicates that at the time of the modification request, Mr.
Ray had assets in excess of two million dollars. It is of no moment to
this Court that Mr. Ray may have voluntarily or involuntarily ceased his
employment before or after the December 4
th order. For the purposes
of his child support obligations, he had and still has assets sufficient
to pay the required child support, such that income could be �attributed�
to him. See Syl. pt. 4, Porter v. Bego, 200 W. Va. 168, 488 S.E.2d 443
(1997) (�'Attributed income' means income not actually earned by a parent,
but which may be attributed to the parent because he or she is unemployed,
is not working full time, is working below full earning capacity, or has
non-performing or under-performing assets. Attributed income consists of
moneys which a support obligor should have earned had he or she diligently
pursued reasonable employment opportunities, or reasonably utilized, applied,
or invested his or her assets.�); W. Va. Code � 48-1-205 (2001) (defining
attributed income). If Mr. Ray chooses not to work, his assets can be
voluntarily or involuntarily made liquid so as to pay his child support
obligations.
Footnote: 18
The family court's February 11, 2003, order addressed
additional issues that are not before this Court. Consequently, our decision
in this case does not affect the validity of the additional issues resolved
by that order.