Submitted: May 30, 1995
Filed: July 11, 1995
Jeffrey A. Elder Barbara H. Allen
Albright, Bradley & Ellison Allen & Allen
Parkersburg, West Virginia Charleston, West Virginia
Guardian Ad Litem and Attorney Attorney for Bonita L.
for Kenneth J.L.
C. Scott Durig Ernest M. Douglass
Assistant Prosecuting Attorney Douglass, Douglass & Douglass
for Wood County Parkersburg, West Virginia
Parkersburg, West Virginia Guardian Ad Litem and
Attorney for West Virginia Attorney for Christina L.
Department of Health
and Human Resources
JUSTICE CLECKLEY delivered the Opinion of the Court.
JUSTICE BROTHERTON did not participate.
JUDGE FOX sitting by temporary assignment.
1. "'"W. Va. Code, 49-1-3(a) (1984), in part, defines an abused
child to include one whose parent knowingly allows another person to commit
the abuse. Under this standard, termination of parental rights is usually
upheld only where the parent takes no action in the face of knowledge of
the abuse or actually aids or protects the abusing parent." Syl. pt. 3,
In re Betty J.W., 179 W. Va. 605, 371 S.E.2d 326 (1988).' Syllabus Point
2, In re Jeffrey R.L., 190 W. Va. 24, 435 S.E.2d 162 (1993)." Syllabus Point
1, In re Jonathan Michael D., __ W. Va. __, __ S.E.2d __ (No. 22732 5/18/95).
2. Where there is clear and convincing evidence that a child
has suffered physical and/or sexual abuse while in the custody of his or
her parent(s), guardian, or custodian, another child residing in the home
when the abuse took place who is not a direct victim of the physical and/or
sexual abuse but is at risk of being abused is an abused child under W. Va.
Code, 49-1-3(a) (1994).
3. "'"W. Va. Code, 49-6-2(c) [1980], requires the State Department
of Welfare [now the Department of Human Services], in a child abuse or neglect
case, to prove 'conditions existing at the time of the filing of the petition
. . . by clear and convincing proof.' The statute, however, does not specify
any particular manner or mode of testimony or evidence by which the State
Department of Welfare is obligated to meet this burden." Syllabus Point
1, In Interest of S.C., 168 W. Va. 366, 284 S.E.2d 867 (1981).' Syllabus
Point 1, West Virginia Department of Human Services v. Peggy F., 184 W. Va.
60, 399 S.E.2d 460 (1990)." Syllabus Point 1, In re Beth, ___ W. Va. ___,
453 S.E.2d 639 (1994).
4. "Each child in an abuse and neglect case is entitled to
effective representation of counsel. To further that goal, W. Va. Code,
49-6-2(a) [1992] mandates that a child has a right to be represented by counsel
in every stage of abuse and neglect proceedings. Furthermore, Rule XIII
of the West Virginia Rules for Trial Courts of Record provides that a guardian
ad litem shall make a full and independent investigation of the facts involved
in the proceeding, and shall make his or her recommendations known to the
court. Rules 1.1 and 1.3 of the West Virginia Rules of Professional Conduct,
respectively, require an attorney to provide competent representation to
a client, and to act with reasonable diligence and promptness in representing
a client." Syllabus Point 5, in part, In re Jeffrey R.L., 190 W. Va. 24,
435 S.E.2d 162 (1993).
5. When parental rights are terminated due to neglect or abuse,
the circuit court may nevertheless in appropriate cases consider whether
continued visitation or other contact with the abusing parent is in the best
interest of the child. Among other things, the circuit court should consider
whether a close emotional bond has been established between parent and child
and the child's wishes, if he or she is of appropriate maturity to make such
request. The evidence must indicate that such visitation or continued contact
would not be detrimental to the child's well being and would be in the child's
best interest.
6. When the West Virginia Department of Health and Human
Resources seeks to terminate parental rights where an absent parent has abandoned
the child, allegations of such abandonment should be included in the petition
and every effort made to comply with the notice requirements of W. Va. Code,
49-6-1 (1992).
In this child abuse and neglect case, the Circuit Court of Wood
County terminated the parental rights of Bonita L.
See footnote 1
to her children, Christina L. and Kenneth J.L., and authorized their adoption.
The parental termination was based on evidence that Bonita L.'s live-in
boyfriend, James R., sexually abused Christina L. for many years. Furthermore,
Bonita L. knew of such abuse and aided James R. in performing some of the
acts. Bonita L. and the guardian ad litem for Kenneth J.L. join in this
appealSee footnote 2
and cite as error: (1) the circuit court's refusal to allow the mother's
counsel and the guardian ad litem for the children the opportunity to submit
their proposed dispositional alternatives; and (2) the authorization for
the children's adoption since the children's father is not a respondent to
the proceedings. Bonita L. raises an additional assignment of error that
her parental rights should not be terminated because she had no knowledge
the abuse was occurring.See footnote
3
For reasons discussed below, we remand this case to the circuit court for
action consistent with this opinion.
The investigation into this matter began after twelve- year-old
Christina told a friend at school and a teacher that James R. had sexual
contact with her. The evidence shows the sexual abuse began at approximately
the time Christina was in the third grade and continued to the time it was
reported. She stated James R. touched her breasts, vagina, and anus with
his hands and penis. Furthermore, he attempted to penetrate her vagina and
anus with his penis. Christina testified the abuse usually occurred in her
parents' bedroom in the middle of the night or before school began.
Karol Payne, a child protective services worker with the West
Virginia Department of Health and Human Resources (Department), testified
at the November 10, 1993, hearing that Christina told her that her mother
knew the abuse was occurring because Bonita L. would sometimes hold her arms
and tell her to be quiet. Christina testified that Bonita L. would tell
her to hold still and not to "squirm." Christina also stated that Bonita
L. and James R., on occasion, took Polaroid pictures of these sex acts.
Based on this evidence, the circuit court ordered the removal
of Christina and Kenneth from their home. Temporary custody was vested in
the Department.
Dr. Joan Phillips, a pediatrician, performed an examination on
Christina at the Sexual Assault Clinic of Women and Children's Hospital in
Charleston. Dr. Phillips testified at the February 25, 1994, hearing that
her findings supported Christina's disclosure of sexual abuse. Upon examination,
she noticed a notch in the vagina indicative of a penetration-type forced
trauma. Dr. Phillips described the old injury as
"an indentation or V-ed area into the tissue of the hymen. That
is significant in that it was deep which would indicate that it had perhaps
been a healed tear. It was also at the 8:00 position. We look at the vaginal
opening as we would a clock from 12:00 all of the way around. Any notch
between the 3:00 and 9:00 position is strongly indicative of trauma or healed
trauma."
Dr. Phillips stated a straddle-type injury would not produce this result.
Furthermore, it was highly unlikely the injury was caused by masturbation
or tampon use.
Bonita L. and James R. vehemently denied any sexual abuse occurred.
They speculated that Christina conjured up this story because she was jealous
of the attention James R. began paying to his grandson. Furthermore, James
R. stated that Christina's allegations were physically impossible because
medical problems had prevented him from maintaining an erection for approximately
three years. However, no medical evidence was submitted to support his claim.
Kenneth testified he was never sexually abused and no evidence
was submitted to show he was abused or exposed to Christina's abuse. He
testified he wanted to return to his mother's custody.
See footnote 4
Kenneth also testified his mother and other family members did not believe
Christina and put pressure on her to rescind the allegations.
By order entered May 23, 1994, the circuit court found by clear
and convincing evidence that Christina was sexually abused by James R. and
that her mother failed to protect her from the abuse even though she was
aware that the abuse occurred. No findings were made in regard to Kenneth.
The matter was set for a dispositional hearing.
At the dispositional hearing held May 31, 1994, Cynthia Beck,
a psychologist, testified that she had conducted therapy for both Christina
and Kenneth on a weekly basis for over a five-month period. Ms. Beck stated
she originally diagnosed Christina as having a post-traumatic stress disorder.
Christina had made progress in decreasing her anxiety level and was doing
well in foster care. She recommended that Christina not return to her mother's
custody because James R. was still in the home and Bonita L. never acknowledged
the abuse occurred. Ms. Beck testified that it made Christina very angry
and frustrated that her mother did not support her.
Ms. Beck diagnosed Kenneth as suffering from depression, although
she admitted the depression may have been due to his placement in foster
care. She stated that Kenneth wavers back and forth in deciding whether
he believes Christina was sexually abused. He wants to believe his parents,
but he also has a close bond to Christina and does not want to conclude she
is lying. During one therapy session, he remembered two incidents that led
him to believe the sexual abuse allegations may have been true. When Kenneth
was getting something to eat one night, he remembered seeing James R. going
towards Christina's bedroom. Also, he could remember walking into the house
on one occasion and encountering James R. running through the house naked.
Ms. Beck recommended that Kenneth remain in foster care. She testified
that research indicates whenever one child is sexually abused, other children
in the home are also at risk of being sexually abused. Furthermore, Kenneth
was just beginning to work through the issues of sexual abuse and Ms. Beck
was afraid a return to the home would undermine his therapy.
Joan George, a child protective services worker for the Department,
testified that Bonita L. never acknowledged that Christina was sexually abused
by James R. and was emphatic that she did not assist him. Ms. George testified
that, during a visit, Bonita L. told Kenneth, directly in front of Christina,
that she did not believe Christina. Ms. George recommended that all parental
rights be terminated. She testified that Christina would like to stay in
foster care until she reaches the age of eighteen, and then she would visit
her mother and not have to see James R. Ms. George stated that due to Bonita
L.'s refusal to accept responsibility for what happened to Christina, she
was unable to work with the mother to help solve the family's problems.
Ms. George felt that both children should be permanently removed from the
home.
By order entered June 21, 1994, the circuit court found no reasonable
likelihood that Bonita L. would substantially correct the conditions of abuse
in the near future. Accordingly, Bonita L.'s parental rights were terminated
to both Christina and Kenneth. The circuit court specifically authorized
the Department to consent to the adoption of both children.
Bonita L. and the guardian ad litem for Kenneth join in this
appeal. Bonita L. concedes that "any attempt to reunite mother and daughter
would be futile" because Christina does not want to return home. Therefore,
Bonita L. does not appeal the circuit court's decision in regard to Christina.
Furthermore, the circuit court found Bonita L. was aware the
abuse was occurring and did nothing to prevent it. This Court accords deference
to the findings of the circuit court and will not set aside its findings
"unless clearly erroneous[.]" W.Va.R.Civ.P. 52(a). "[A] reviewing court
may not overturn a finding simply because it would have decided the case
differently, and it must affirm '[i]f the [circuit] court's account of the
evidence is plausible in light of the record viewed in its entirety[.]'"
In re Jonathan Michael D., __ W. Va. at __, __ S.E.2d at __ (Slip op. at
12), quoting Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 573,
105 S. Ct. 1504, 1511, 84 L.Ed.2d 518, 528 (1985). The circuit court's decision
to terminate Bonita L.'s parental rights to Christina is substantially supported
by the record. Accordingly, we affirm that portion of the circuit court's
order.
We find that the language of the statute is clear on its face.
See footnote 5
The West Virginia Legislature plainly articulated its intention that "an
'abused child' means a child whose health or welfare is harmed or threatened
by" the abuse inflicted upon "another child in the home." Under the statute,
there need not be a showing by the Department that each child in the home
is directly abused, either sexually or physically, before termination of parental
rights is sought.
Accordingly, we hold that where there is clear and convincing
evidence that a child has suffered physical and/or sexual abuse while in
the custody of his or her parent(s), guardian, or custodian, another child
residing in the home when the abuse took place who is not a direct victim
of the physical and/or sexual abuse but is at risk of being abused is an
abused child under W. Va. Code, 49-1-3(a) (1994).
We decline, however, to adopt a blanket rule that parental rights
must be terminated to all the children residing in the home based merely
on the finding that one child is abused. We do not believe this result was
intended under the statute. Under W. Va. Code, 49-1-3(a), the Department
must present clear and convincing evidence that the child's "health or welfare
is harmed or threatened." Syllabus Point 1 of In re Beth, ___ W. Va. ___,
453 S.E.2d 639 (1994), states:
"'"W. Va. Code, 49-6-2(c) [1980], requires the State Department
of Welfare [now the Department of Human Services], in a child abuse or neglect
case, to prove 'conditions existing at the time of the filing of the petition
. . . by clear and convincing proof.' The statute, however, does not specify
any particular manner or mode of testimony or evidence by which the State
Department of Welfare is obligated to meet this burden." Syllabus Point
1, In Interest of S.C., 168 W. Va. 366, 284 S.E.2d 867 (1981).' Syllabus
Point 1, West Virginia Department of Human Services v. Peggy F., 184 W. Va.
60, 399 S.E.2d 460 (1990)."
Our review of the record reveals that very little reference is
made by Ms. Beck and Ms. George to any potential risk that Kenneth may be
harmed or threatened by James R. or Bonita L. Ms. Beck made a vague reference
to some unidentified studies that she relied upon indicating that if one
child in the home is sexually abused then other children in the home suffer
a higher risk of being sexually abused. Ms. George was concerned that Bonita
L.'s denial of the abuse charges relating to Christina would somehow affect
her ability to protect Kenneth. Apart from this testimony, the Department
failed to put on additional evidence directly dealing with Kenneth's well
being.See footnote 6
Moreover, the circuit court did not make a specific and independent
finding of fact or conclusion of law that Kenneth either was abused or would
be at risk of being abused if returned to his mother's custody. More specific
findings are required in cases of this nature. Under W. Va. Code, 49-6-2(c)
(1992), the circuit court is required to "make findings of fact and conclusions
of law as to whether such child is abused or neglected, which shall be incorporated
into the order of the court." See State v. T.C., 172 W. Va. 47, 303 S.E.2d
685 (1983).
The evidence of Christina's abuse is certainly relevant and probative
to the issue of Bonita L.'s capacity to protect Kenneth from any abuse should
James R. begin abusing Kenneth, as the circuit court apparently feared would
happen. Of particular concern to this Court is the possibility that should
Kenneth be returned to the home, he may now be all the more reluctant to notify
anyone should he be abused. He has experienced the ordeals of this case
in which Bonita L. chose not to defend her daughter, but instead chose to
defend her boyfriend even in the face of the evidence of sexual abuse. Kenneth
may conclude that Bonita L. would likewise not support him should she be
confronted with this issue again. In making its ultimate determination as
to the disposition of Kenneth, the circuit court should take into consideration
these concerns.
Because this issue was not specifically resolved below, we remand
this case and direct the Department to conduct a further investigation as
to any harm Kenneth may have suffered while residing with Bonita L. and James
R. and the risk of being abused or further harmed if he is returned to their
home. After hearing this evidence, the circuit court should make specific
findings of fact and conclusions of law directly addressing the charges against
Bonita L. as they relate to Kenneth. See Kincaid v. Morgan, 188 W. Va. 452,
425 S.E.2d 128 (1992) (this Court will remand case for further development
if record has not been adequately developed).
The State concedes the circuit court should have allowed counsel
for Bonita L. and the guardian ad litem to present their alternative dispositional
plans at the hearing. However, it claims the failure to do so is not reversible
error because the circuit court was aware that the guardian ad litem would
recommend returning Kenneth to the home because of Kenneth's earlier testimony.
We disagree.
There is no dispute the circuit court found the alternative plans
irrelevant and prevented the guardian ad litem from submitting his proposal
into the record. Two witnesses for the State, Ms. Beck and Ms. George, were
the only persons to testify at the dispositional hearing. At the conclusion
of their testimony, the circuit court articulated its findings without allowing
counsel on either side to argue the appropriateness of their dispositional
plans. There is a clear legislative directive that guardians ad litem and
counsel for both sides be given an opportunity to advocate for their clients
in child abuse or neglect proceedings. W. Va. Code, 49-6-5 (1992), states
that the circuit court shall give "both the petitioner and respondents an
opportunity to be heard" when proceeding to the disposition of the case.
The essence of effective representation is an opportunity to make a summation
and recommendation before the rendition of judgment in these nonjury proceedings.
See Herring v. New York, 422 U.S. 853, 95 S. Ct. 2550, 45 L.Ed.2d 593 (1975).
This right must be understood to mean that the circuit court may not impose
unreasonable limitations upon the function of guardians ad litem in representing
their clients in accord with the traditions of the adversarial fact-finding
process. In Syllabus Point 5, in part, of In re Jeffrey R.L., 190 W. Va.
24, 435 S.E.2d 162 (1993), we stated:
"Each child in an abuse and neglect case is entitled to
effective representation of counsel. To further that goal, W. Va. Code,
49-6-2(a) [1992] mandates that a child has a right to be represented by counsel
in every stage of abuse and neglect proceedings. Furthermore, Rule XIII
of the West Virginia Rules for Trial Courts of Record provides that a guardian
ad litem shall make a full and independent investigation of the facts involved
in the proceeding, and shall make his or her recommendations known to the
court. Rules 1.1 and 1.3 of the West Virginia Rules of Professional Conduct,
respectively, require an attorney to provide competent representation to
a client, and to act with reasonable diligence and promptness in representing
a client."
In child abuse and neglect cases, the best interests of the child are
the paramount concern. In re Jeffrey R.L., supra. Therefore, error of substantial
proportion was committed when the guardian ad litem was not provided the
opportunity to orally articulate his client's best interests. We cannot
state that such constitutional error was harmless. This Court will not speculate
as to what the arguments of counsel would have been or as to their potential
effect on the circuit court.See footnote
7
Two issues should have been addressed below by the parties.
First, the record reflects that Kenneth and Christina have a close bond and
wish to keep in contact with one another. At the time of the dispositional
hearing, they resided in separate foster homes. The parties should have
addressed what steps could be taken to preserve their sibling bond--such
as visitation rights with each other. In James M. v. Maynard, 185 W. Va.
648, 408 S.E.2d 400 (1991), we stated the Department and the court must make
diligent efforts to promote children's continued association with one another.
On remand, the circuit court should hear the parties' proposals on this
issue.
Second, even though the circuit court decided to terminate Bonita
L.'s parental rights, the lower court may still consider whether it is in
Kenneth's best interest to have continued visitation with his mother. Concededly,
Kenneth does not have a clear right to object to the termination of his mother's
parental rights because he has not yet reached the age of fourteen.
See footnote 8
However, at the time of the dispositional hearing, Kenneth was approaching
eleven years of age. He had earlier stated that he loved his mother and
wished to be with her. Kenneth appears to be a bright young man who misses
his mother very much and would be devastated at the prospect of never seeing
her again. After considering the arguments of the guardian ad litem, the
circuit court must determine whether Kenneth is "of an age of discretion"
to object to the termination or to seek continued contact with his mother.
See W. Va. Code, 49-6-5.
We find that when parental rights are terminated due to neglect
or abuse, the circuit court may nevertheless in appropriate cases consider
whether continued visitation or other contact with the abusing parent is
in the best interest of the child. Among other things, the circuit court
should consider whether a close emotional bond has been established between
parent and child and the child's wishes, if he or she is of appropriate maturity
to make such request. The evidence must indicate that such visitation or
continued contact would not be detrimental to the child's well being and
would be in the child's best interest.
See footnote 9
On remand, the circuit court should hear arguments from both
sides on this issue if it decides to terminate Bonita L.'s parental rights
to Kenneth.
The petition filed by the Department states "the father of the
above-named children is Paul David [L.] who resides somewhere in Parkersburg,
but whose exact address is currently unknown; he has had no contact with
the above-named children for a number of years." Nothing in the record below
indicates the Department attempted to locate the father and notify him pursuant
to W. Va. Code, 49-6-1. The circuit court's order authorizing the Department
to consent to the children's adoption without addressing the natural father's
parental rights strips him of any parental rights without affording him due
process. See Chrystal R.M. v. Charlie A.L., ___ W. Va. ___, ___ S.E.2d ___
(No. 22507 6/21/95); In re Willis, 157 W. Va. 225, 207 S.E.2d 129 (1973).
See also Stanley v. Illinois, 405 U.S. 645, 92 S. Ct. 1208, 31 L.Ed.2d 551
(1972). Perhaps even more importantly, it leaves the status of the children
dangling, and the validity of a future adoption subject to challenge. It
seems to be a general practice of the Department not to include allegations
of abandonment in petitions for abuse and neglect, thus leaving the children
in "No Man's Land" with regard to any resolution in their lives.
As we said in Syllabus Point 2 of James M. v. Maynard, supra,
abandonment of a child by a parent constitutes compelling circumstances sufficient
to justify the denial of an improvement period. Obviously, it also constitutes
grounds for termination of parental rights.
Thus, when the Department seeks to terminate parental rights
where an absent parent has abandoned the child, allegations of such abandonment
should be included in the petition and every effort made to comply with the
notice requirements of W. Va. Code, 49-6-1 (1992).
The failure to give reasonable notice is particularly troubling
when we consider the fact that the Department believed Paul David L. also
resided in Parkersburg and did nothing to notify him. We found such failure
to notify reversible error in In re Sutton, 132 W. Va. 875, 880, 53 S.E.2d
839, 842 (1949):
"Inasmuch as the record discloses that both parents were
within the jurisdiction of the court, and that the welfare agency had knowledge
of the marriage of the parents and the fact that the father recognized the
child as his, we are of opinion that notice should have been given to the
parents of the presentation of the petition to the juvenile court seeking
the custody of the child on the ground that it was at the time a dependent
and neglected child within the meaning of the statute. A parent, in our
opinion, cannot be divested of parental rights without notice and opportunity
for hearing."
The State argues the natural father can move to protect his rights
when and if the Department finds persons to adopt the children. However,
we find this argument unpersuasive. It would be ludicrous for this Court
to allow this matter to linger while Christina and Kenneth are in foster
care. Should they be fortunate enough to form a bond with their foster parents
and the foster parents move for adoption, it would be all the more devastating
to the children to have to go back into court to litigate whatever rights
the natural father may possess. Dangling, unresolved parental rights also
have a chilling effect on potential adoptive parents. We choose to resolve
this issue in a timely manner rather than to leave this potential timebomb
unresolved. Accordingly, based on the above evidence, we find it was reversible
error for the circuit court to authorize the Department to consent to the
children's adoption without first giving notice to their natural father and
attempting to ascertain his rights and intentions.
"If the statutory language is plain and admits of no more than one meaning, and within the constitutional authority of the law-making body which passed it, the duty of interpretation does not arise, and the rules which are to aid ambiguous language need no discussion. State ex rel. Estes v. Egnor, 191 W. Va. 36, 443 S.E.2d 193 (1994)[.]"
"It is well established that '[a]fter judgment adverse
to his ward, the guardian ad litem has the right to appeal and the duty to
do so if it reasonably appears to be to the advantage of the minor[.]' Robinson
v. Gatch, 85 Ohio App. 484, 487, 87 N.E.2d 904, 906 (1949). This is based
upon the principle that a guardian ad litem has a duty to represent the child(ren)
to whom he or she has been appointed, as effectively as if the guardian ad
litem were in a normal
lawyer-client relationship."
We note that the guardian ad litem appears to have been diligent in protecting his client's interests below. While we are unaware of the reason this particular attorney did not attend the argument, this Court is disturbed by the cavalier attitude taken by some guardians ad litem in failing to appear before this Court to represent their clients and failing to notify the Court of the reason they cannot attend. We again admonish guardians ad litem that it is their responsibility to represent their clients in every stage of the abuse and/or neglect proceedings. This duty includes appearing before this Court to represent the child during oral arguments. In fact, the guardian ad litem's role to represent the child does not cease until permanent placement of the child is achieved. Syl. pt. 5, James M. v. Maynard, 185 W. Va. 648, 408 S.E.2d 400 (1991).
"(b) The petition and notice of the hearing shall
be served upon both parents and any other custodian, giving to such parents
or custodian at least ten days' notice, and notice shall be given to the
state department. In cases wherein personal service within West Virginia
cannot be obtained after due diligence upon any parent or other custodian,
a copy of the petition and notice of the hearing shall be mailed to such
person by certified mail, addressee only, return receipt requested, to the
last known address of such person. If said person signs the certificate,
service shall be complete and said certificate shall be filed as proof of
said service with the clerk of the circuit court. If service cannot be obtained
by personal service or by certified
mail, notice shall be by publication as a Class II legal advertisement in
compliance with the provisions of article three [� 59-3-1 et seq.], chapter
fifty-nine of this code. A notice of hearing shall specify the time and
place of the hearing, the right to counsel of the child and parents or other
custodians at every stage of the proceedings and the fact that such proceedings
can result in the permanent termination of the parental rights. Failure
to object to defects in the petition and notice shall not be construed as
a waiver."