Copyright (c) 2006 Annual Survey of International & Comparative Law
Golden Gate University School of Law
Spring, 2006
12 Ann. Surv. Int'l & Comp. L. 219
LENGTH: 25403 words
ARTICLE: UNIVERSAL HUMAN RIGHTS: A GENERATIONAL HISTORY
NAME: ERIC ENGLE *
BIO:
*
J. D., University of Saint Louis; D.E.A., Paris X (Nanterre) and Paris
II (Pantheon-Assas); LL.M, M.Sc, Dr. Jur. (Bremen); Professor of
European Law, University of Tartu, Estonia.
SUMMARY:
... Not in the sense of being the same positive laws, at all times and
places, but rather as being aspirational goals, at all times and
places, and also as containing core values which are indeed universal,
such as the right to life (no irrational deprivation of life). ... If
human rights are, or can be, universal then we must examine the
historical development of human rights. ... As a result of the horrors
of the Second World War, the second failure of the Westphalian system
to maintain global peace in as many generations, individuals and
organisations were tried for crimes under international law: crimes
against peace, crimes against humanity and war crimes at the Nuremberg
Trials. ... Positivism and natural law can, in fact, be linked (as
Hobbes and Aristotle did) by distinguishing natural law (lex naturale) from natural justice.
... One feature of the post-Westphalian world is the rise of a series
of interlocking U.N. conventions based on universal norms, which this
author refers to as "the U.N. convention system." ... How, then, does a
society, which guarantees and achieves substantive human rights, emerge
from a conception of the rule of law as merely formal procedures? This
question is not only interesting because the emergence of human right
is not inevitable, it is also relevant to the universality debate. ...
HIGHLIGHT:
Human
rights are universal. Not in the sense of being the same positive laws,
at all times and places, but rather as being aspirational goals, at all
times and places, and also as containing core values which are indeed
universal, such as the right to life (no irrational deprivation of
life). Histories of human rights usually propose that the concept has
evolved through at least three separate historical waves. This
historical account, while roughly accurate, must be clarified as a
theoretical construction which corresponds only partially to the
historical reality: the rights of women and of non-white persons, in
fact, arose relatively late in history. With that qualification,
however, the historical description is roughly accurate, and also
explains why we can speak of human rights as "universal" in a
meaningful sense. While human rights are a possible, and not necessary,
consequence of economic development, there is nothing uniquely
"western" about human rights. Indeed, all cultures aspire to what
Aristotle described as "the good life." At least in this sense, human
rights are universal as all humans are rational animals gifted with
speech.
TEXT:
[*219] I. INTRODUCTION
The
world has undergone a transformation of international systems, from a
Westphalian system of nation-states, to a post-Westphalian
international system based on transnational institutions. This
post-Westphalian system sees state power devolve to local, or even
private, entities and [*220] assigns rights and duties under international law to non-state actors. 1
Because human rights law assigns legal rights and duties under
international law to non-state actors, it is a key feature of the
post-Westphalian system. In order to determine whether, and how, human
rights serve as an element in post-Westphalian global governance, we
must examine first whether human rights are universal. If human rights
are, or can be, universal then we must examine the historical
development of human rights.
II. THE PARADIGM SHIFT: FROM SOVEREIGN STATES TO INDIVIDUAL RIGHTS
The paradigm shift from a system which regarded only states as subjects of international law, 2
enjoying absolute and inviolable power within their own borders, to a
system which constrained the absolute power of the state, recognized
non-state actors as having rights and duties under international law,
and ultimately protected individuals against state and private actors 3 by recognizing non-state actors as having both rights and duties under international law, 4 occurred in several fields simultaneously. As a result 5 of the horrors of the Second World War, 6
the second failure of the Westphalian system to maintain global peace
in as many generations, individuals and organisations were tried for
crimes under international law: 7 crimes against peace, crimes against humanity 8 and war crimes 9 at the Nuremberg Trials. 10 The defences raised by the accused - [*221] sovereign immunity, official immunity, 11 nullum crimen sine lege, 12 respondeat superior, 13 compulsion 14 and one's duty to obey 15 the orders of a lawfully appointed superior 16 - were all, for various reasons, rejected.
Knowingly or not, however, in assigning a legal duty to individuals to obey certain norms entailing an obligation erga omnes 17 - to disobey,
under certain circumstances, the command of the sovereign - the
International Military Tribunal broke from the Westphalian model.
Just
as noteworthy as the break from the Westphalian system, the Tribunal
also was forced to recognize universal principles of natural justice. 18 The non-retroactivity of law (no ex post facto criminal laws) was a principle of law since at least the French Declaration des Droits de l'Homme, 19 although Hobbes did mention the principle earlier. 20
These breaches of the enlightenment principle of legality, crime would
be defined only prior to its commission, and the Westphalian principle
of the hermetic nature of sovereignty, might have been regarded as
particular exceptions resulting from unique circumstances.
Philosophically however they could only be justified via a theory of natural law: 21 the war crimes were such a basic, and self-evident, violation of the inherent dignity [*222] of humans that they were implicitly prohibited under ius naturale. 22 Thus, in order to escape accusations of violating the principle nullum crimen, nulla poena, sine praevia lege, 23 the court had to acknowledge arguments based on a theory of universal law - natural justice.
The courts at Nuremberg and in Eichmann
thus could not escape from the idea of morality. Nor could they escape
from the idea that all that is moral, is also lawful (and possibly even
from the idea that all that is immoral, is also unlawful - because the
defense of many of the criminals was that they were following orders).
And this, despite the fact that until then the entire tendency of legal
theory, at least since the year 1880, tended toward positivism, with
theories of natural law dismissed as pre-scientific, wishful thinking
or even naivete. However, looking at legislation, clearly much
immorality is perfectly legal. This aporime explains why these cases
are problematic, and why natural law will continue to haunt positivism.
The only way out of this dilemma is to recognize law is about force;
justice is about morality. Positivism and natural law can, in fact, be
linked (as Hobbes and Aristotle did) 24 by distinguishing natural law (lex naturale) 25 from natural justice. Justice is about morality, and an unjust law, while positively obligatory, is not legally binding - as Cicero, 26 Aquinas, 27 and many others discussed. Only through distinguishing [*223] the two, can the supposed dichotomy between positivism and natural law be resolved. 28
Nuremberg
was not only remarkable because it broke from the Westphalian model and
raised serious theoretical implications, it was also problematic. The
victorious powers had also committed acts of dubious legality - mass
aerial bombardment of civilian populations, 29 the use of chemical weapons (specifically, white phosphorous) and even atomic bombardment. 30 The shadow of Nuremberg points an accusing finger at those who judged, but were not themselves judged. 31
Perhaps for this reason (i.e. the need to provide legitimacy to the
post-war order and the decisions at Nuremberg), and certainly because
of the depth of devastation, the international legal system was
irrevocably changed through the establishment of limitations on
sovereign power: states would no longer have the right to launch wars
of aggression, and could only resort to force in self-defense. 32 An international governing body, the United Nations, with the power to approve or disapprove of the use of force, 33 arose like a Phoenix out of the ashes of the failed League of Nations, and devastated continents.
Ultimately the post-war system outlawed wars of aggression; 34 recognized a right to humanitarian assistance 35 and a right of humanitarian [*224] intervention; 36 accorded rights and duties to non-state actors, including non-governmental organisations (NGOs); 37
recognized individual and corporate liability in crime, or in tort,
under international human rights law; and guaranteed human rights in
international declarations, resolutions, and conventions. At the same
time, universal 38 jurisdiction expanded. 39
State powers at the national level have simultaneously 1) devolved
"downward" to regional, provincial, and municipal entities; 2)
transferred "upward" to supra-national economic and political
organisations; and 3) privatised "outward" to corporations. Meanwhile,
individuals and other non-state actors increasingly are accorded rights
and duties under international law. All of these changes have imposed
real limits on, and expose the greatly reduced role of, the, formerly,
absolute sovereign power of "The State."
Any
of these facts alone might be seen as mere derogations from the
Westphalian system. But, taken together, it is similar to the problem
of the ship of Theseus: if enough planks are replaced in Theseus' ship
(here the Westphalian system), is it still his ship? 40
The author is of the opinion that the rise of continental and global
free-trading regimes such as MERCOSUR, the E.U., the Andean Pact,
NAFTA, ASEAN, coupled [*225]
with global trading regimes (WTO, GATS and TRIPS), each featuring
binding adjudication and governance mechanisms, implies the present
system is a post-Westphalian system. States are no longer primary
actors, but rather one actor among many others. The post-Westphalian
system could be compared, speaking very approximately, to the Holy
Roman Empire or perhaps even the Austro-Hungarian Empire; several
different peoples and religions subject to nominal political entities
(the E.U., MERCOSUR, the U.N.) which guarantee liberal trade and
protect minorities. However, the contemporary multinational system is
not merely continental - it is global. Today, international law, led by
the U.N., recognizes, and to some extent even guarantees, human rights.
What caused this paradigm shift? How were these new rights - now
inherent in individuals and groups, not in states - grounded?
A. ELABORATION OF GLOBAL HUMAN RIGHTS NORMS: OPINIO JURIS
Historically,
the legal imputation to, and acquisition of rights by, individuals in
the post-war world, can be analyzed as having been driven by
transnational and conventional global systems. 41
Because human rights claim to be universal, and because individual
human rights most seriously challenge the assumptions of the
Westphalian system, our primary focus will be on the discovery of
individual rights at the global level. In fact, transnational efforts,
such as the European Court of Human Rights, have been even more
successful at imputing rights to individuals than global efforts.
However, the claim that the post-Westphalian order imputes legal rights
to individuals can be best demonstrated by analysing the claim at its
boldest, and weakest, point - the creation of weak, but universal,
human rights protections under the aegis of the U.N. and regional convention systems.
One feature of the post-Westphalian world is the rise of a series of interlocking U.N. conventions based on universal norms, 42 which this author refers to as "the U.N. convention system." 43 These conventions, which can also be found at the regional level, whether continental 44 or hemispheric, 45 are promulgated by international organizations seeking to protect [*226]
human rights and guarantee freedom of commerce. These organization
promulgate these conventions because liberal economic theory postulates
that free trade increases prosperity and reduces the likelihood of war
by de-linking economy and territory.
The transformation of the Westphalian system has occurred via a functionalist proliferation of treaties, 46 which are either general or specific as to their subject matter, are either regional 47 or global 48 in jurisdiction, and which aspire to attract voluntary, universal membership. 49
The convention system is, in fact, widely adhered to: "three-quarters
or more of United Nations member states have ratified five of the six
human rights treaties." 50 These networks of norms have been constantly expanding and are interlocking, i.e. they are mutually reinforcing. 51
The
various human rights treaties usually feature enforcement mechanisms
including, generally, an expert monitoring body with power to hear
petitions from state parties, and sometimes even from individuals 52 or other non-state actors. 53 These usually include an obligation to submit reports 54 to a committee, 55 and a right (sometimes optional) 56
of states against other states and, possibly, individual rights of
action. For example, the Human Rights Committee, the Committee on the
Elimination of Racial Discrimination and the Committee against Torture,
all offer individual [*227] complaint procedures. 57 However, these conventions are often subject to reservations. 58
Nevertheless,
this process can be properly called the constitutionalization of a new
body of international law, international human rights law, with very
different presumptions and goals than the now defunct Westphalian
system. 59 This system, 60 an interlocking network of conventions, thus contributes to the post-Westphalian system of global governance. 61
For example, the function of the International Bill of Rights - i.e.
the UDHR, the ICCPR and the CESCR - is to change the behavior of
states. 62 The supplementary treaties on race (Convention on the Elimination of Racial Discrimination - CERD), 63 gender (Convention on the Elimination of All Forms of Discrimination against Women - CEDAW) 64 and children, 65
similarly seek to change the behavior of states. National courts regard
the decisions, for example of the HRC, as at least persuasive evidence 66 of law, 67 and should, and sometimes do, interpret domestic law as necessarily consistent with international obligations. 68
[*228] Thus, the implementation of human rights 69
by the U.N. is one more functionalist success story. Rather than trying
to achieve the immediately unattainable, the U.N. has consistently, and
practically, chosen to achieve the possible - all the while seeking to
expand the reach of the laws it has sponsored 70
and to ultimately achieve goals which at the time of promulgation were
unattainable. Compare this aspect of functionalism to a ratchet: the
U.N. has actively pushed incrementally in a single direction to expand
and extend human rights 71
while successfully resisting any reversionary efforts to restrict or
push back those human rights protections already achieved. Thus, while
human rights are still far from secure, the, admittedly limited,
protection human rights offer is constantly, albeit gradually,
expanding. 72
While
all the above is true, serious limitations to this system still exist.
For example, the conventions generally permit reservations 73 and enforcement protocols are usually optional. 74 There are practical reasons for this, mainly to ensure that as many states as possible 75 will participate. 76 Permitting reservations and making enforcement protocols optional is defensible because it permits the formation of the opinio juris 77 [*229] needed to create customary 78 and binding international law, 79 of which the conventions 80 are evidence.
In
practical terms, how can the U.N. be said to have "ratcheted" human
rights up? To speak of the "crystallisation" of human rights law is to
describe this process. International human rights law often finds its
origin as universal ideals - not as binding law. These ideals, however,
are expressed in non-binding, universal instruments. 81 This is not merely hypocritical 82 whitewash of brutal realities: universal, non-binding instruments are promulgated in order to form the opinio juris of an international custom, 83 which may then ripen into customary law. 84
Further, the ideals presented in human rights declarations, resolutions
and conventions represent moral goals and standards which cannot be
resisted because of their universal appeal and the legitimising power
of democracy. Democracy, or at least popular consent, is theoretically
the legitimating norm 85 sine qua non
of almost all regimes. Even the undemocratic are attracted to
universalist human rights ideals. Thus, in practice, international
human rights norms, such as the Universal Declaration of Human Rights, 86
are identified in hortatory declarations by the U.N. These hortatory
declarations "merely" identify goals - of the entire global community.
[*230] Paradoxically, however, the non-binding human rights, goals and ideals thus constitute opinio juris, 87 one element of customary law. 88 States believe that they "ought" to observe human rights; creating the sense of obligation required for the opinio juris needed to form customary international law, 89
which, in turn, is evidenced by states adhering or acceding to the
instruments, and even by their silence in the face of universal
adoption of such instruments. 90
States at this stage could present objections to human rights. They could present themselves as persistent objectors, 91
and thus avoid being the subject of any customary law later developing
out of those norms. However, to be persistent objectors, states must
manifest dissent to the international custom openly, notoriously and
objectively. 92
No state can do this and retain credibility and legitimacy in the
international arena. No state wishes to go on record as favouring
torture. No state wishes to affirm the inferior status of women. No
state will admit to being racist - because to do so would be to
de-legitimate that state, both before its own people, and before the
international community. The idea of human rights is, in fact, so
attractive, that it is literally impossible for all but the most
tyrannical of states to deny their existence and retain credibility as
legitimate expressions of popular will. 93 Thus there are rarely, if ever, persistent objectors to the normative goals of the hortatory declarations of human rights.
Human
rights are also attractive because of practical reasons. The
eventuality that a binding norm might arise out of a non-binding one
seems so remote that states did not, and do not, object to hortatory,
non-binding [*231]
human rights goals. Because states dare not call into question their
own legitimacy; because the remote prospect of future obligation is so
slight as compared to the cost of risking legitimacy; and even for
reasons of power politics, states cannot, and do not, attack the
legitimacy of human rights and thus rarely, if ever, can be seen as
persistent objectors.
States support human rights not merely for defensive legitimation purposes but also for the instrumentalist reasons of Realpolitik. 94 Human rights can be an instrument of foreign policy. 95
The state that supports human rights has a weapon. That weapon may be
weak. It may be readily discarded. However, the weapon of human rights
can be wielded in negotiations which appear, at first glance, to have
nothing to do with human rights or in surprising 96 contexts. 97
The U.S.-Chinese trade relations is but one example where, even if
human rights are only a pretext for substantive goals, they are,
nevertheless, supported and defended. 98
No state wishes to renounce a potential tool in its diplomatic toolkit.
The cost of observing most human rights is relatively low.
Consequently, states observe human rights and even claim to promulgate
them for reasons of Realpolitik. 99
Conversely, states do not reject human rights norms, at least as merely
hortatory goals, because to do so would deny them the ability to
criticize other states credibly when those other states violate human
rights. However, the Realpolitik of human rights can only
partly validate the realist position because a realist analysis would
have to ignore the role of the U.N., ignoring the facts. Regardless of
methodological disputes, human rights have acquired the opinio juris needed to ripen into customary law for the above-mentioned reasons. 100 The first step in the evolution of a binding legal norm from non-binding political [*232]
statements is the identification of a universal norm that, even if
non-binding, is universally recognized as a goal to be striven towards.
B. ENFORCEMENT OF GLOBAL NORMS: STATE PRACTICE
Opinio juris
is, however, only one element of customary international law. The other
aspect is state practice. In order for a custom to become binding law,
it must, in practice, be obeyed and be considered obligatory. At least
within the developed world, the norms of international human rights law
are, generally, already observed in domestic law. Further, the U.N. has
created a series of conventions which also reflect an increasing
practice of states recognizing international human rights. The ICCRP 101 and ICESCR, 102
as well as the CEDAW and CAT, include optional enforcement clauses or
optional enforcement protocols. It is through these conventions and the
practice of national law that the praxis required to support the
finding of a customary law can be recognized.
This
two-step approach to human rights shows why the U.N. conventions can be
seen as operating as a "ratchet." This approach also has the advantage
that, over time, it may lead to the crystallisation of a customary rule
in international law, going further than that of the treaty norm to
bind non-parties, also.
C. INDIVIDUAL RIGHTS
Determining
who has a claim to a right, the state or an individual, is as important
in the genealogy of rights as determining the content of that right.
Further, in practice, the question "who has a right" is logically
antecedent to the question "what right exists." Sometimes the U.N.
conventions (ICCPR, ICESCR, CEDAW, CAT, CERD etc.) recognize rights
already inhering in individuals, which they may now enforce against
states, sometimes the conventions merely create duties on the part of
states toward each other.
The question
whether, and when, individual legal rights or duties shall be
recognized turns on the goals of international law and whether such
rights and duties hinder or help achieve those goals. The primary goal
of international law is to impose order. 103 Order does not necessarily entail [*233]
justice. The primacy of legal order is generally justified for
practical reasons: without order there can be neither peace, nor
justice. Consequently, claims of individual justice are generally
secondary in the international hierarchy of norms to claims of order.
But is that view entirely correct?
In
fact, claims for justice may strengthen the international legal order.
That is, a claim for justice and a fact of order are generally mutually
reinforcing. While it is true that order and peace are necessary
prerequisites to justice; peace and order are also consequences of
justice. Thus, a just system is also orderly, but an orderly system is
not necessarily just. Furthermore, a tyrannical order is inherently
unstable. At some point, repression gives way to resistance and
rebellion. Thus, where claims of justice and order are mutually
reinforcing, the international legal system will seek to impose not
only order, but also justice.
This
argument is based on the general principle that law is logically
structured (both by principles of hierarchy and symmetry); is guided by
practical reasoning; and follows a teleology favoring peace and
prosperity. Thus, the international legal system may even be said to
defend justice when its defense does not hinder the maintenance of
order. That may be the case of humanitarian intervention or of the
right to national self-determination. Granting individuals a legal
right to a remedy for violations of human rights will discourage
tyrannical orders from violating human rights, thereby assuring that
the stability of the international order is not founded on terror.
Rather than insuring the false stability of tyrannical orders, the
international system protects individuals against injustice by
according them protections against the most egregious violations of
international jus cogens norms. International law sees order as
a general precondition for peace and prosperity. However, this general
principle does admit some exceptions, and its telos, peace and
prosperity, explains the limits of the principle that the international
system seeks to create and maintain a stable, peaceful and prosperous
world order.
Recognizing that individuals
have rights and duties under international law is not only contemporary
practice, it is also logical. This transformation - from a system
predicated on maintaining order prior to justice, toward a system
predicated on justice in order to preserve order - can be seen in the
third-generation rights 104 to democracy, peace and development. 105 [*234] It can also be seen in the rights to humanitarian assistance 106 and humanitarian intervention. It can even be seen in the right to national self-determination. 107
While that transformation is far from complete, it is clear that the
international system is moving from a logic of "order will ensure peace
and eventually obtain justice" to a logic that "justice will encourage
peace." As the international system moves toward justice as its primary
goal, and away from order as its primary goal, any pretensions that the
world is still Westphalian become increasingly untenable.
Recent
case law is increasingly recognizing that both natural and legal
persons can owe duties under international law toward other individuals
(Flick; 108 Krupp), 109 or even have rights against individuals (Marcos 110 ; Alien Tort Claims Act) which arise out of the law of nations, both in civil (Kadic v Karadzic) 111 and penal law (Eichmann). 112
These cases show the resolution of tension between state and individual
claims and the evolution of binding custom from non-binding hortatory
declarations. According rights and duties to individuals, with
corresponding remedies, will serve the goal of achieving and
maintaining a just, and thus stable, international order.
Despite
limitations on the protection of human rights, the U.N. convention
system does protect individual rights by granting a remedy to both
states and non-state actors. Note that these protections are constantly
expanding. The U.N. convention system constitutes part of an
international [*235] system of global governance 113
using functionalist methods, which breaks from the Westphalian model of
states as hermetic monopolists of legitimate authority. For, under the
Westphalian system, only states could have rights and duties under
international law, and could not be held accountable for their acts vis-a-vis
their subjects within their borders. These treaties, in contrast,
recognize rights inhering in individuals. This constitutes more
evidence of the fact that the international system has definitively
broken from the Westphalian system to create institutions of global
governance, a fact which is also proven by the proliferation of
treaties by intergovernmental organizations changing inter-state
relations since 1945. 114
The
principle of sovereignty has declined at exactly the same moment as the
principle of human rights has risen. How do these facts influence our
theoretical perspective?
III. THE UNIVERSALITY OF HUMAN RIGHTS 115
The idea of human rights is, at first glance, a vague and ambiguous concept. 116 For this very reason, though, the idea has a universal appeal, being all things to all men. Though problematic, 117
the claim of human rights to universalism is valid - and indeed
globalism and universalism can, in theory, be complementary movements
and certainly correlate in practice. 118
Humanists point to the common needs and aspirations of all persons as
evidence of a common humanity, which is the foundation of universal
rights. This humanist ideal has undergone much historical development
over time. Is the idea of human rights universal, and if so, in [*236]
what sense? If, and only if, human rights are universal, can they be a
pillar of the post-Westphalian order. Furthermore, because the
historical transformations in the conception of human rights influence
the positive law, they condition, limit, and even direct the content of
the law.
The imputation of legal rights and duties to individuals under international law often occurs via
human rights. However, while human rights are a key feature of the
post-Westphalian state system, human rights will only be a stable
structural element of that system if they are, in fact, universal. 119 Despite theoretical confusion 120 and cultural clash, 121 which obscure their sources, 122 resulting in difficulty in defining rights, 123
the idea of human rights is indeed universal. Consequently, human
rights can impute rights and duties to non-state actors and will be a
key feature of the post-Westphalian order. 124
Our first demonstration of the universality of human rights 125
is a negative proof. The universality of human rights is, in fact,
demonstrated by the very existence of these debates. Were human rights
not an idea with universal aspects, these debates would not exist.
However, merely acknowledging a universal concept of "human rights"
does not help determine what that concept is, and whether that concept
is also universal.
Fortunately, this negative proof 126 of the universality of human rights is not the only one available. A more ambitious, affirmative demonstration [*237] of the universality of human rights is also possible; 127
founded upon a neo-Aristotelian understanding of human nature. This
understanding (unlike Aristotle), which posits a mutually reinforcing
relationship between human rights and the rule of law, 128
also posits gender and racial equality. But this relationship is not
determined by the formal legalism of the methods of the rule of law.
Rather it is determined by the substantive achievements of human rights
- i.e. whether those rights function as a meeans to obtain and secure
what Aristotle termed "the good life." 129
Human rights are, thus, a means to the end of political society, which
insure and obtain not merely life, but the good life, for the members
of the polity. 130 For this reason, human rights are universal. 131
All humans have universally common capacities, needs, desires, and an
interest in prospering. Human rights are the means to a universally
desired end. While admitting variation for practical reasons, a common
teleology ensures that certain core elements are universal.
Finally,
a pragmatic argument for the universality of human rights is also
possible. Looking at positive law, the universality of human rights is
a legal fact recognized by international law. 132
This argument, like the first argument that human rights must exist
since everyone is talking about them, is not, alone, particularly
strong. Even tyrants assert the justice of their tyranny. However, the
negative argument and the practical argument complement and strengthen
the teleological argument. This argument can be further strengthened by
inquiring into the nature of rights.
A. RIGHTS AND DUTIES
Are
human rights an inherent and inalienable consequence of humanity? Or,
are human rights essentially conditioned on acquiescence in, or
performance of, societal duties? To some extent, this is a false
dichotomy. For every right, there is a corresponding duty. 133 If I have a right to life, [*238]
you have a duty not to kill me. Nonetheless, this debate persists.
Because to say, simply, that rights and duties are two sides of the
same coin, does not tell us exactly what those rights and duties are.
It also does not tell us how to resolve doubtful cases where rights and
duties are in conflict. However, when questioning whether the third
world believes in human rights, it may help to remember that the third
world sponsored "New International Economic Order" (NIEO) by a
resolution before the U.N. General Assembly NIEO 134 in 1974, 135 proposing a charter of economic rights and duties. 136 Third world scholars accept the idea of economic development, one of the keystones of modernity, as the sine qua non of existence. 137
The question whether rights arise from duties reflects the north-south debate. Representing the global south, Asian 138 schools of thought, 139 whether Islamic, 140 Hindu, 141 Confucian, 142 or Buddhist, 143 tend to see not rights, but rather duties as primary, and to recognize rights only as a consequence of duty fulfilled. 144 In contrast, western schools of thought, notably ius naturale, 145 tend to see the foundation of human rights on certain inalienable, inherent capacities of humans, 146 generally speaking [*239] rationality, though Christian theologians 147 would combine that theory with the idea that that rationality is a reflection of divine perfection. 148
Ius naturale is generally contrasted with positivism, 149 not only in national law but also in international law. 150 That split can also be traced to the treaty of Westphalia. 151 However, the opposition of positivism to naturalism is usually inexact, and often leads to confusion. 152
As
Sohn concisely demonstrates, the split between positivism and natural
law is a false dichotomy. Positive law and natural law can be
complementary. 153 Per Sohn, this is because natural law concerns those inalienable rights, whereas positive law concerns alienable rights. 154 Sohn further draws the logical conclusion that those elements of international law which are jus cogens are a reflection of natural law, whereas those human rights that are derogable are a reflection of positive law. 155 This, of course, could be an extension of Aristotle. For Aristotle, nature (physis) concerns that which is unchangeable (i.e. natural law), that which cannot be otherwise; nature is to be contrasted, per Aristotle, from tekhne (gr.) or arte
(lat.), that which can be other than it is (i.e. man made, or positive
law). For Sohn, natural law concerns the unchangeable and positive law
that which is variable.
Rubin also accurately described the same splits 156
as Sohn. However, unlike Sohn, Rubin does not appear to synthesize
them. Whether Rubin realises it or not, determining where one stands on
these splits is a matter of science, not opinion. A scientific position
is an objective reflection of material facts, not a subjective
expression of feelings.
[*240]
The science of law is sometimes challenged, though generally only
implicitly, by post-modern denials of the existence of objectivity,
truth, and in ultimo, western culture (its existence or
values). Post-modernism can, however, pose radical questions: such as,
why roughly 80 percent of the world controls roughly 20 percent of
global resources, and whether war is inevitable. However, in rejecting
objectivity, and thus knowledge, post-modernism throws out the good
with the bad. Because of its presumptions, post-modernism cannot
benefit from the earlier work of any social theory. For the
post-modernist, objectivity does not, and cannot, exist. Taking the
post-modernists seriously is difficult: their presumptions are contrary
to common sense. However, one must take postmodernism seriously,
because the post-modernists' denial of basic presumptions of modernity
such as objectivity, science, and progress, permits them to pose
serious questions. However, the rejection of the presumptions of
modernity prevents post-modernists from formulating coherent answers to
the fundamental questions posed.
Returning
to the natural law/positivism dichotomy, the usual supposition, of an
opposition between positivism and naturalism, is also inapposite for
less brilliant reasons than Sohn provides. For example, a naturalist
theory, such as Hobbes' theory, proposes that natural law is nothing
other than the law of the jungle, that is, the law of the strong,
survival of the fittest. 157 An alternate school of ius naturale, put forward most famously by Cicero, 158 and later Aquinas, 159
argues that, only laws which are founded in morality or rationality,
are valid. The author regards the former theory (Hobbes) as natural law
(per Hobbes, lex naturale), and the latter (Cicero and Aquinas) as natural justice. Both are branches of ius non scripta.
Just as there is a descriptive and prescriptive theory of ius non scripta
(natural law and natural justice respectively) there are also
descriptive and prescriptive versions of positivism. Descriptive
positivism limits itself to describing law as it is. Prescriptive
positivism does not prescribe what the law should be; rather, it
describes what it perceives as correct methods of legal science.
Kelsen, 160 following Weber 161 is an example of [*241]
a prescriptive positivist. Much of the supposed conflict between
positivism and naturalism can be resolved by correctly understanding
which strand of theory is being considered. Prescriptive theories of
natural law are, necessarily, in conflict with prescriptive theories of
positivism. Purely descriptive theories however cannot be in conflict
methodologically, since they only claim to describe reality as it is.
As
Nigel Purvis notes, the claim that positivism is purely descriptive
explains some of its success in capturing the legal imagination. 162 Most natural law theories, with the notable exception of Hobbes, 163
are, in fact, theories of natural justice, and, as such, are
prescriptive. However, Purvis, like many others, may be underestimating
the methodological difficulties which plague naturalism due to an all
too common failure among natural law theorists to clearly distinguish
prescription from description. Since a descriptive positivism has a
more limited task than a prescriptive naturalism, it necessarily
generates a simpler theory, which is less open to criticism. However,
this theory is descriptively incomplete (no cognition of whole
entities, i.e. the sum is always equal and never greater than its parts
thus no synergies) 164
and is, essentially, powerless (except in its implicit affirmation of
the status quo) because it does not prescribe. Positivism, like
"realism," pursues a much less ambitious theoretical objective than
naturalism or holism, but for this very reason, it is also less
influential. In contrast, when naturalist and holist theories fail,
their failures tend to be glaringly obvious, even spectacular, due to
"pure" [*242] eidetic noesis,
i.e. philosophical idealism divorced from material reality. Positivist
theories, in contrast, are confined to safer positions. 165
Methodologically, 166
the split between positivism and naturalism tracks and parallels the
splits between materialism and idealism, between atomism and holism,
and between realism and transformationism. However, though materialism,
atomism, positivism and realism tend to be reinforcing, and though
historically holism and idealism are usually associated with each
other, the connection of these different theories to each other is not
a necessary one. This author, for example, takes a holistic,
materialistic view that compels him to a transformationist theory.
Hobbes, in contrast, is a materialist atomist who, however, takes a
position of natural law, though his "natural law" is in fact, the law
of the jungle! 167
Only by expressing these theoretical differences, and clearly
delineating them, can post-Westphalian theorists hope to transcend the
failures and limitations of the Westphalian state theory.
This
relationship between positivism and natural justice contextualizes and
guides this paper's theory of human rights. The rights and duties
theories appear at first to present a fundamentally irreconcilable
duality. However, though there are mutually exclusive dualities, there
are also dualities which are, in fact, not absolutely opposite and
mutually exclusive (discontinuous entities), but rather which are
different, not in kind but in degree. Such dualities are continuous
entities. 168
Logically, a materialist atomist must believe that the universe is
discontinuous, since only discontinuous entities resolve into discrete
elements. Similarly, holists usually see the universe as a continuity,
where each microcosm reflects the macrocosm (the aporie of
light as both a particle and wave may be a useful analogy or model to
understand this problem). However, for this reason atomists, perhaps
unknowingly, reiterate Pythagorean theories which mathematics has long
rejected. Suppose, however, that mathematical representation is not an
arbitrary, pure, formal system (though that is in fact the assumption
of contemporary mathematics).
[*243]
Suppose, instead, that mathematical representation, rather than being
an arbitrary and purely formal system, is somehow a reflection of
material reality. Now, clearly irrational numbers such as radical two
exist, the ratio between a hypotenuse and one of the equilateral legs
of a right equilateral triangle is, in fact, radical two. However, the
decimal representation of this ratio is non-terminating and
non-repeating. This implies that the holist representation of material
reality is correct, and that the atomist representation is incorrect,
because, if a line segment could be split into atoms, then ratios, such
as radical two, could be represented as whole numbers, or at least as
whole fractions. The holist theory appears to be more accurate here
because it permits a representation of a ratio of two wholes, which,
though paradoxical, clearly exists. In contrast, the atomist
representation of discrete digital numbers cannot adequately describe
this ratio. A similar analysis also holds true for pi, namely
the ratio of a circumference of a circle and the radius of a circle.
There, however, the ratio is complicated by the fact that a
circumference is a curve. Therefore, the example of radical two is
easier to illustrate the limitations of atomistic thinking.
If
ideas are merely a reflection of material reality, and not an abstract
model divorced from material reality, then the atomist model, that the
universe can be divided into ultimate discrete elements which cannot be
further subdivided, and which serve as the fundamental basis of
analysis, is incorrect. An ever-smaller point can always be imagined.
This is why geometry presumes that any line segment is made of an
infinite number of points. Atomists, in contrast, presume that the
process of division must end somewhere. But assuming the opposite
position, that the universe is a discontinuous whole, presumably, as in
integral calculus, the possibility of an infinite series converging
upon a limit. The presumption of continuity, which, like radical two is
paradoxical, is consistent with holism, and leads to empirically
verifiable, and useful, conclusions. The presumption of discontinuity
leads to contradiction. Consequently, the holist position is again
better able to represent reality and is probably more correct than the
atomist position. This argument, of course, relies on the materialist
presumption that ideas reflect material reality, and do not exist
independently of material reality. It also relies on the presumption -
which, again, is not the presumption of modern mathematics - that
mathematics, like any idea, is a reflection of material reality, and
thus, not a purely formal system.
Pointing
out the mathematical deficiencies in atomism does not say there is no
place for analysis in scientific thought. It is intended, rather, to
temper the role that such analysis is given in a comprehensive theory.
Obviously, both continuity and discontinuity have their place in
mathematics. [*244]
The fact that holism can consistently integrate atomism as a special
theory, and maintain the presumptions of holism as a general theory,
explains why it is the more powerful theory, despite the risks inherent
either in complex theorization or normative prescriptions. Those risks
are inevitable in law.
How is this
understanding of continuity at the theoretical level pertinent? The
contradiction between rights theories ("western" theories) and duties
theories ("eastern" theories) of human rights is only apparent. Both
western and eastern schools of thought are elements in a continuity, as
both are linked by the common element, humanity. As expressions of
degrees of continuity, these apparent opposites are, in fact,
reconcilable.
Looking at western thinkers, when exploring the thoughts of Plato, he clearly postulates duties as primary in his Republic. 169 To the extent that Aristotle acknowledges the idea of "right" (and thus of "rights"), 170 he posits them as a consequence of human rationality. 171
But Aristotle's conception of rights is balanced by his understanding
of the inherently social nature of humans. For Aristotle, like
Rousseau, 172
the state finds its origins in the family and it, unlike its individual
members, the state (an extended family) is self sufficient. Because the
state is self-sustaining, it has priority over any one of its members. 173
Thus, Aristotle's conception of rights, like Rousseau's, would
necessarily contextualize rights by the society in which they are
found. Indeed, it is only relatively late in western thought that Locke
presented the possibility of rights divorced from society. Locke's
labor theory of value permits an a-social man, because property,
according to Locke, is not a social relation, but the consequence of
individual labor 174 - which is empirically defensible [*245] (as well as being the position of Karl Marx) 175 - unlike the subjective theories of value offered by Rothbard 176 and Mises 177 or the postmodernists. Admittedly, roots of theoretical atomism can also be found in Hobbes, 178 and even Rousseau. 179
But it is only with Locke that the individual can be divorced from
society, because property is now a product, not a relation. 180 However for Aristotle 181 and Rousseau 182 the autonomous, autarchic, and thus independent, human of the social contract postulated by Hobbes 183 and Locke, in any of the various shades of that theory, is simply impossible. 184
[*246] Yet, though the social contract is not a historical fact, and the state of nature 185
an impossible fiction. Social contract theory appears to have
influenced realist state theory. This theory sees the state as
self-sufficient, but living in the state of nature as to other states, 186
and, as such, having only one law, the law of the strongest. This
"vision" (nightmare seems more exact) is every bit as unrealistic as
the social contract theory, which appears to have spawned it and, like
social contract theory, must be rejected for empirical reasons: it does
not correspond to material reality. Social contract theory and realist
state theory do not even have much heuristic utility, for the
presumptions of these theories are so contrary to fact that they cannot
provide even an approximate or simplified view of how states are
actually formed, or actually behave. 187
A
credible argument can be made that, in pursuing the autarchic
individualist ideal of enlightenment, western society sowed the seeds
of its own deracination and alienation, as Marx noted. 188
Still, while there are, certainly, real points of divergence, even
within western theories of rights, the fact is both west and east see
individual rights as a consequence of rationality, and as implying, or
even being grounded upon, social duties i.e. as a consequence of a
commonality and personhood. Consequently, they can serve a key role in
the post-Westphalian world.
Turning from
legal theory to legal practice, again, western theory does not ignore
duties. For example, the first part of the state constitution of the
Free Hansa State Bremen is entitled "Fundamental rights and duties." 189 The East German Constitution granted both a right and duty to work. 190 Again, in the Swiss Federal Constitution, the duties are also [*247] underlined. 191 This is not limited to the German-speaking world. The French constitution also speaks of rights and duties as concomitant. 192
B. MORAL RELATIVISM 193 AND CULTURAL IMPERIALISM 194 VERSUS UNIVERSALISM
One attack on human rights argues they are not universal, 195 either because no universal values exist (post-modernism) 196 or because human rights represent western values 197 (cultural relativism). 198 Both these attacks are erroneous. 199
As in the question whether duties are a-priori a-rights,
the question whether human rights is a universal concept can be posited
in terms of a geographic schism between the industrialised north and
the developing [*248] south. 200
Very different challenges to the universality of human rights arise in
each of these regions due to differing economic conditions. However,
neither challenge alone, or in combination, is sufficiently strong to
defeat the theory that there are universally common characteristics of
human nature, which in turn, are the foundation of a similarly
universal theory of human rights, which, in turn, engenders a legally
binding practice of human rights.
These
challenges are the result of cultural relativism in the north, and
accusations, or fears of accusations, of cultural imperialism 201 by the south. 202 Not unsurprisingly, the moral relativists 203 are essentially westerners. 204
But those who argue there is no moral knowledge ignore the fact that
the prototypic liberals, Aristotle and Locke, do believe in objective
moral knowledge. Neo-liberals (i.e. ultra-capitalists) abuse the term
"liberal." Neo-liberals, such as Posner, 205
believe there are no moral values; there are only market values. This
is one of the splits between classical liberalism and neo-liberalism.
Thus post-modernists are mistaken if they believe that moral relativism
somehow advances "left" or "classical" liberal agendas. Quite the
opposite, moral relativism, like "value neutrality," implicitly affirms
the status quo.
The West seems to
have a monopoly on moral relativism because of economics. Westerners
are products of societies of such superabundance that they can afford
the luxury of entertaining ideas 206 such as "all truths [*249] are relative." 207
Of course, if truth were only relative, then no objective truth could
exist. That, however, creates a paradox. A truth statement that no
truth statements exist is itself a truth statement. Relativist
arguments, whether as to epistemology, i.e. truth scepticism, or
axiology, i.e. moral relativism, can be seen either as the product of
confused 208 reasoning, 209 or as a product of a culture 210 so blinded by its own wealth that it cannot see the starvation and death that are all too common in the third world.
Because moral relativists often suffer 211
from having never been confronted with genuine moral choices, let alone
a genuine moral dilemma, they threaten the very existence of the rights
that generated the abundance that they consume. One might consider
this, like most errors, to be a self-correcting problem. However, due
to the economic plight of the third world, one might question whether
self-correction is the best correction in this case. Further, an
accusation that the human rights discourse of the west is cultural
imperialism 212 is probably not self-correcting. [*250]
Because of colonialism, the third world's critique of the first world's
use of human rights as a tool of imperialism may have some merit.
Further, these two challenges could be mutually reinforcing. Thus, a
coherent defense of the universality of human rights is crucial, if
human rights are to serve as a key feature in the post-Westphalian
world.
The critique that human rights are
merely cultural imperialism is not entirely without merit. Given the
west's history of attempts at "civilising" 213 the third world - its justification for third world labor exploitation - the wariness, 214 or skepticisim, 215 of the third world intellectual toward the conflation of western human rights with universal human rights 216 and the charge that human rights are a merely a smokescreen for imperialism is understandable. 217
However, despite historical and economic distortion, a basic fact of
humanity is true: all healthy humans are rational and seek to enjoy the
good life in society. 218
Thus, there is a genuinely universal human archetype. Moreover, that
rationality is precisely the foundation of fundamental rights. Humans
have rights, as rational beings and because structures of rights allow
that rationality to be deployed practically, not only in order to
survive, but also to attain the good life of peace, happiness and
social discourse. 219
Again,
the supposed theoretical divergence of rights discourse is largely
illusory, in as much as it is a consequence of economic conditions.
Were Europe a victim of Indian imperialism, and Africa overfed and
underworked, Europe would be expressing fears of cultural imperialism
and [*251] India preaching some variety of moral relativism. 220 Rights are, to a certain extent, defined by a society's level of economic development. 221
Relatively impoverished pre-industrial or nascent industrial states
simply cannot afford to impose affirmative claims posited by
second-generation rights. However, that does not change the fact that
the ultimate foundation and vector of rights is our inherent value as
rational social beings. 222
C. HUMAN RIGHTS AND THE RULE OF LAW? 223
Just
as human rights can be seen as universal in their conception and
applicability, so also is the foundation of human rights on the rule of
law not at all unique to white, Christian or western society. This
raises the question of the relationship between the rule of law and
human rights.
Human rights, as legal
rules, cannot exist without a society based on the rule of law. The
rule of law is a logical precondition to human rights. 224 However, though the rule of law is a necessary precondition to human rights, it is not a sufficient condition. 225 It is entirely possible to have a society founded upon the rule of law, i.e. a formeller Rechtstaat
which does observe basic principles of just laws (e.g. no crime without
law, no retroactive laws), yet which does not acknowledge, or respect,
substantive human rights, or even acknowledge the existence of
procedural rights.
Consequently, to
understand human rights, we must also understand that human rights are
a possible, but not a necessary, consequence of the rule of law. How,
then, does a society, which guarantees and achieves substantive human
rights, emerge from a conception of the rule of law as merely formal
procedures? 226 This question is not only interesting because [*252]
the emergence of human right is not inevitable, it is also relevant to
the universality debate. If the rule of law is a uniquely western 227
concept, and the rule of law is a necessary precondition to human
rights, then human rights would be a uniquely western concept. In fact,
that is not the case. Asian societies and aboriginal societies also
observed, and continue to observe, the formal requirements of the rule
of law, and, in some cases, have also achieved the positive goals of
guaranteeing the substantive human rights necessary to obtain the good
life.
This is not to say that there are no
unique contributions of western thought to theories of the rule of law.
Clearly, separation of powers 228 and the right 229 to rebel 230
are western inputs to the stock of human knowledge. However, neither of
these is necessary to have a state governed by laws. But, because there
are many western contributions to the theory of human rights, that
concept will never be able to escape from accusations of cultural
imperialism. There are, of course, very good reasons for such an
accusation. For example, labor exploitation in the colonial world was
justified in the name of the Christian 231
duty to "civilise" "savages." However, the finalities which human
rights serve, namely to enable the human, as individual and species, to
survive, and not only to survive, but also to lead the good life,
explain why those accusations are [*253] ultimately only partly correct. Human rights emerge from the miasma of post-modern moral relativism 232
precisely where they assert the truly universal aspects of humanity -
namely rationality. All humans, not merely rich white males, have an
essential dignity and beauty as humans because of the capacity to
think. As a consequence of rationality, humans also have the capacity
to acquire and alienate. However, the very rationality which permits us
to acquire, and alienate, is also the foundation of our essential
dignity, explaining why certain of our rights are inherently
inalienable. For an alienation of our rights - for example food,
shelter, and respect - destroys the human as human, rendering one at
best, dead, and at worst, an unthinking animal. 233
While
it could be argued (imprudently, for the argument risks accusations of
cultural arrogance) that the rule of law is originally a western
concept - for the institutions of democratic self rule 234
under law were first developed in the west (ignoring for the moment
that Athens was a slave economy) - the idea of the rule of law is, in
fact, not uniquely, nor inevitably, western. As recently as the
Twentieth Century, the west faced several challenges to the rule of law
centering on the question of genetic inequality in Germany, the United
States and South Africa. 235
Furthermore, several contemporary, non-western societies clearly
display all the aspects of the supposedly western concept of the rule
of law. However, although the rule of law is a necessary, but not
sufficient condition of human rights, it is a necessary and sufficient
condition of a market economy. 236
Without guaranties of the finalities of transaction, and without some
social mobility, a complex capitalist economy would be impossible.
While capitalism did originate in the west, it has since spread
globally, proving the rule of law is not a product of either race or
the Christian religion - and thus neither uniquely, nor necessarily,
western. [*254]
Human rights, however, are a function of economic development. This,
then, is the explanation of how the rule of law ultimately can lead to
human rights: the rule of law creates necessary pre-conditions for
economic prosperity. 237
As the economy develops, speaking of substantive rights in a meaningful
sense becomes possible. Human rights, thus, are neither inevitably nor
uniquely "western." They are economic functions which appear to have
first, or most clearly, developed in the western world.
However,
while economic development does make it possible to speak of rights in
a meaningful sense, theories that international human rights law
somehow resembles lex mercatoria confuse the possible with the
necessary. While possible that economic development can permit the
emergence of human rights, it is not necessary. The correlation between
economic development and human rights is not causal. How, then, have
human rights, in fact, developed with economic progress?
IV. THE GENERATIONAL THEORY OF HUMAN RIGHTS
The growth of human rights, which has roughly paralleled economic development, is usually 238 described as having evolved over time in three successive waves, 239 from easily implemented 240 individual 241 negative claims, to freedom from the state, to positive collective 242
claims, to entitlements to state resources. At least one scholar has
tried to draw an a-historical, but philosophically interesting,
parallel between first-generation rights as expressions of liberty,
second-generation rights as expressions of equality, and
third-generation rights as expressions of solidarity. 243 Such a description is almost poetic in its symmetry, and [*255] clearly, the Declaration des Droits de l'Homme of 1789 244 did inspire the Universal Declaration of Human Rights (UDHR). 245 The analogy is just that, however, an analogy, no more, no less.
The idea of a triumvirate of rights did not spring, like Athena, fully formed from the mind of Zeus. 246
It appears to be of rather recent origin. Louis Sohn traces the concept
of three generations of human rights to Karel Vasak of UNESCO, whom
Sohn quotes as the source of the term. 247
Sohn, quoting Vasak, believes that each generation of rights
complements and completes the other. That, however, ignores the tension
between individual property rights and collective-social rights. One
can argue that the second-generation rights guarantee the substantive
social minima precisely to preserve the first-generation
property rights, namely by maintaining social stability, obviating the
need for revolution. Be that as it may, Sohn points out that Vasak
linked the idea of generational rights to the motto of the French
revolution - liberte, egalite, fraternite. Nothing in the writings of
Montesquieu 248 or Rousseau, 249 or even Locke, 250 Hobbes, 251 or Kant, 252 support the theory that human rights would unfold in successive generations. 253 It seems to be a neologism. 254 In fact, the tripartite typology of human rights is a historical observation ex post, not a theoretical framework ex ante.
A better typology might justify the generational split, not on the
basis of history or teleology, but rather on positive international
law. First-generation international human rights appear to be a part of
jus cogens. 255 Second-generation rights are [*256]
also customary laws, but may be derogated from. Third-generation rights
are aspirational goals. Each generation is binding, but to a different
degree and concerns different branches of human rights law.
Contemporary
rights discourse describes human rights as divided into three
categories. However, that description of rights, and the study of
rights, is only approximate. 256
It ignores certain crosscurrents and tensions between those rights, and
also ignores other evolutionary developments which are not generally
identified in rights discourse. Our historical and theoretical analysis
of the theory of rights reveals the apories in the theory in order to
resolve them. In conclusion, despite some problems, the idea of three
generations of human rights is, with qualifications, a workable, if
sometimes only approximate, description of positive law.
A. FIRST-GENERATION RIGHTS
The first wave of human rights in modernity is usually identified with the period of Scottish enlightenment 257 and the age of reason (the nineteenth century), expressed in the liberal revolutions 258 in America, France, and Latin America. 259
Rights asserted in these revolutions were essentially claims of the
individual against state interference and to self-government. That is
the first-generation rights (e.g., the freedom to worship, to peaceably
assemble) were negative restrictions on state power. 260 First-generation rights also tend to be procedural rights, 261 that is rules which [*257]
determine the creation or application of substantive claims to material
goods. Another common characteristic of the first generation of rights
is that, historically, the first generation of human rights tends to
see property rights as fundamental, individual and even absolute. 262 Later generations see property as relative, and socially conditioned. 263
First-generation rights can be summarised, roughly, as negative civil
and political rights - "freedoms from" rather than "rights to."
However,
describing first-generation rights as negative protection from state
interference is not entirely accurate. The right to worship as one
chooses, to write or speak one's mind, 264
are not mere restrictions on state power - they are also assertions of
the individual's power. Most restrictions of state power imply an
exercise of individual power and vice versa.
Rights
discourse is inherently problematic because of this dual nature of
rights - every single person's right implies another person's
corresponding duty. Rights discourse is inherently problematic because
"rights" are expressed as vague, or ambiguous, platitudes. Rights
discourse is also contested because the interest of the individual and
the collective are, at times, in conflict, and one, or the other, must
prevail and because of the classic duality 265
of "substance" versus "procedure." However, though the usual account of
the historical development of human rights is not perfectly accurate,
and though human rights are inherently problematic, that does not mean
that there is no common concept of an idea that humans have inherent
rights. There is even some agreement as to, at least, [*258] a common core of universally recognized human rights, such as the right not to be deprived arbitrarily of one's own life.
In
sum, despite the historical and methodological limitations, it is
possible to roughly sketch human rights as having passed through three
historical stages. However, the usual description must be nuanced, and
qualified, because that sketch is only roughly accurate. A correct
understanding of history will, in turn, permit us to develop a correct
theory. For theory must itself be a reflection of history, i.e. of
material reality, if it is to be accurate according to materialist
epistemology.
B. SECOND-GENERATION RIGHTS
The second generation of rights arose during the industrial revolution and was contemporaneous with the political revolutions 266 of circa 1848-1870. 267
Human rights were then seen, increasingly, as no longer merely negative
rights to freedom from state interference, but rather as affirmative,
substantive 268 social claims to state resources. 269 Second-generation rights were seen as the consequence of dialectical class struggle 270 and thus, to some extent, as collective rights. 271
Second-generation rights discourse tends, unlike first-generation
rights analysis, to see property claims as social and relative.
[*259] On this point, there is some tension 272 between the first and second generation of rights. For example, the social welfare and social insurance schemes 273 of industrial states 274 and social democracies 275
are second-generation rights - but those rights infringe on the
property rights guaranteed by first-generation rights. However, while
that is the case, the second-generation rights also appease the
dispossessed and, as such, tend to increase social stability. Thus,
second-generation rights function ultimately to maintain property
rights.
Not only is there surface tension
between the first and second generation of rights on the issue of
property rights, the usual evolutionary generational understanding of
human rights is incomplete. Are the rights of women a first-generation
procedural right, a second-generation substantive right, or a
third-generation collective right? Historically, claims to women's
rights only began to be made around 1880, which would place them in the
second generation. But those claims were to procedural rights, such as
the right to vote, or freedoms from state restrictions on employment
and property ownership. So theoretically, at least, the early women's
rights were first-generation rights - but historically they were only
recognized just after the rise of the second generation of human rights
circa 1880. Thus, proponents of the generational theory should
explicitly declare their description of three generations of rights as
either theoretical (the author's position), or historical, in order to
avoid misunderstanding and to clarify the points where history and
theory diverge.
This is not the only
example of historical contradiction within the idea of human rights.
What about the rights of non-whites? Emancipation of black persons
occurred in the mid-nineteenth century, circa 1860. 276
This was another claim to freedom from state power - the right not to
be property, the right to vote, the right to speak. Racial inequality
was de facto, [*260] and sometimes de jure, well into the twentieth century in the U.S., 277 and even (with resistance) into the 1980s in South Africa. 278
The historical description of three generations of human rights must
thus acknowledge two major incongruencies: the delay in recognizing
womens' rights, and the denial, at least until relatively recently, of
the human rights of non-whites.
These
instances of historical inconsistencies demonstrate the limits of the
idea of a "first" wave of procedural negative rights and a "second"
generation substantive affirmative claims. With these qualifications,
the usual historical account of the evolution of human rights can help
us to understand why the revolutions of 1776 279 and 1789 wrought different changes than those of 1917 280
and 1949. These tools of understanding can be used to indicate whether
the discussion concerns the three-generations theory as an abstract
description, where it is roughly accurate (with qualification), or as a
historical description, where it is only loosely accurate.
C. THIRD GENERATION OF RIGHTS
The third generation of human rights 281
arose in the post-war world. The recognition of third-generation rights
is sometimes linked to the recognition of the limited international
legal personality. 282 Third-generation rights are seen as essentially collective. 283 They seek to dynamically 284 complement the rights of the first and second generation. 285 That attempt, [*261]
however, is somewhat doomed from inception, because of the inherent
tension between the individual/propertarian basis of first-generation
rights and the collective/social basis of second-generation rights.
Despite that fact, third-generation rights are said to include the
right to peace, 286 the right to security, 287 the right to democracy, and the right to environmentally sustainable, 288 economic development. 289
Is
there anything in the third-generation rights making them inherently
collective? If so, does that inherent factor mean that individuals
should not have a cause of action? And, if individuals have a claim for
third-generation rights, is not that claim substantive? It is this
author's opinion that, while these rights are necessarily collective -
peace, democracy, and development are not individual phenomena - the
enforcement of these rights could be placed in the hands of
individuals, and linked to substantive material goods. In fact,
however, the positive force of third-generation collective rights is
contestable, particularly since the fall of the Soviet system.
Third-generation rights are usually seen as hortatory goals which guide
and direct the development of the law.
Because
there is some tension between first and second generation of rights and
a lack of dialogue between third-generation rights and earlier
conceptions of rights, 290
and because of historical inexactitude, the usual typology of the three
generations of human rights is inaccurate, but not so inaccurate that
it must be rejected. Instead, the theory must, like most theories, be
qualified and adapted to conform to reality. It is only where reality
so fails to conform to a model's descriptions and predictions, that
legal science, like any other science, must reject the old model and
formulate a new one. That is not the case of the historical account of
the [*262]
evolution of human rights through three stages. However, the
Westphalian theory of the state as absolute hermetic sovereign no
longer corresponds to material reality. Modifying that model is
probably impossible due to fundamental changes in technology. Further,
even if the theory could be modified, modification may actually be
undesirable if the Westphalian model of the state led the world to two
global wars.
The traditional analysis
above, that sees human rights as evolving in three successive waves, is
only partially complete. It is true, very roughly, that conceptions of
human rights have evolved from individual rights to collective claims.
It is also true, theoretically, that the rights of the individual can
be distinguished from freedoms from state interference and rights to
state resources. However, the three-generation analysis ignores certain
crosscurrents and tensions between those rights and other evolutionary
developments not generally identified in rights discourse. As such, it
can only be used, with these qualifications, as a tool to describe
contemporary reality.
1. Individual and Collective Rights
The
typical description of human rights is somewhat problematic, and
requires a shift of focus for better understanding. The generational
perspective focuses on the content of the right, i.e. the character of
the right. However, it ignores who holds the right. Instead of asking:
"What right is held?" ask: "Who holds the right?" A different view
emerges when the question is "who holds the right?" Having this
different view is important because future rights discourse will
probably be characterized by a struggle between western/universalist
market rights (e.g., the WTO) and local, collective, and possibly,
fundamentalist conceptions of collective rights. 291
Just
as the contents of rights have evolved with historical development,
conceptions of who is entitled to claim a right have also evolved. The
conception of who is entitled to claim a right has evolved from an
understanding of the holder of legal rights, as the individual, white,
male, adult citizen, to the holder of rights as including non-whites, 292 women, and ultimately, non-citizens, children, 293 and finally, collectives. This [*263]
progress in the ability to hold a right is basically ignored in the
traditional generational view, which focuses on what right is held,
rather than on who holds the right. This must be pointed out, however,
in order to escape from the hierarchical, and patriarchical, 294 origins of human rights seen in Aristotle's thought, 295 leading to unjust inequalities. 296
The
idea of women's rights, and rights against racial discrimination, do
not harmonize well with the generational perspective of rights. Neither
women's rights, nor the rights of non-white persons, are claims to
entitlement, but both women and non-whites were ignored by the
individualist first-generation rights theory. Perhaps, this is because
these rights, though enjoyed by individuals, are derived from
collectives - and first-generation rights are essentially
individualistic. In any event, women were emancipated relatively late
in history - in many cases only in the last century, and in some cases,
women are not emancipated, most obviously in the Islamic world, 297 but elsewhere as well. Islamic scholars 298
would point out that the right of a woman to seek divorce was first
recognized by Islam, as was racial equality. Islamic feminists would
also argue that human rights include the right to be treated with
dignity and respect, and dress codes enforce that respect, and,
further, equality of rights does not mean equal roles. This author
views the historical argument as more persuasive. Islam clearly assigns
specific roles based on gender. However, the "liberation" of women in
the west should be questioned, as this "liberation" serves the
interests of consumerism and capitalism. In the west women are free to
be commoditized. Women in the west may well have traded the kitchen for
the office, yet they still are expected to maintain the kitchen. 299
[*264] One must also recognize that apartheid was the norm, at least until the 1950s 300
- well after the beginning of the second-gennerational social rights to
substantive goods. It is also worth noting that the rights of sexual
dissidents, such as homosexuals, 301 transvestites, and transgendered persons remain essentially ignored throughout the world. 302 Some group's rights remain unprotected.
Because
the usual generational perspective focuses on the content of the right,
rather than who holds the right, it ignores the fact that rights
discourse is either a reflection of, or reflected in, political theory.
But if the second and third generations of rights are to be
implemented, they require an interventionist government - exactly the
type of government that first-generation rights sought to protect
against, even avoid. Though this contradiction is implicit in the
generational perspective on rights, it is generally not explicitly
stated. Negative "freedoms from" are obviously incompatible with
unlimited government. However, positive "claims to" are often
incompatible with the idea of limited government. So, the tension
between different generations of rights also reflects a contradiction
between forms of government, which in turn depend on economic
development. This author posits the substantive content of rights can
only be understood within the economic context in which they are
deployed.
2. Property Rights
Another
tension between first and second generation of rights, often ignored by
the usual generational perspective, concerns property rights. While
property rights played a central theoretical role in first-generation
rights discourse, as both the means and end of the good life, 303
and though, at least since the fall of the Soviet Union, the practical
importance of property rights has increased, their theoretical role has
decreased. Today, it is nearly universally admitted that reasonable
restrictions on property rights are permissible. 304
In terms of economic development there is no reason for it. Perhaps,
the field of human rights is dominated by altruists, just as the field
of commercial law is dominated by practical businesslike persons? If
there is legal interpretative flexibility [*265] in the future resolution of the dialectic between rights as economic, negative limitations on government versus rights as positive expressions of local and indigenous sovereignty, it may be found here.
Theoretically, the first generation of human rights was shaped by liberalism, exemplified in the writings of Rousseau, 305 Locke, 306 and Kant, 307 though rooted much more deeply in the thought of Aristotle. 308 The second and third generations of rights were in contrast influenced by Marx, 309 Engels, 310 Lenin, 311 and Mao. 312 This raises an implicit question: what is the future of rights discourse now that the Soviet Union has collapsed?
Many theorists, particularly American theorists, regard the end of the U.S. S.R. as resulting in a net gain for human rights. 313
This is, however, not exactly the case. First, Marxist human rights
theory assigns survival rights, such as food and shelter, a higher
value than property rights or the right to worship. So, at least from
that perspective, gaining the right to worship freely and losing the
right to a job would be seen as a net loss. Furthermore, the economic
situation in Russia and the C.I.S. clearly has deteriorated severely in
the last 10 years 314 with a resulting increase in [*266] crime and decline in human rights. 315
Similar regression has also occurred in South Africa. Formally, human
rights are better protected there because of the legal equality, at
least in theory, of blacks and whites. However, formal equality is not
the same as substantive equality. Formal improvement in post-Apartheid
South Africa is belied, just as in Russia, 316 by the rise in crime. 317 The situations in Myanmar, Yugoslavia, 318 and Nigeria, 319
and Chechnya also belie the idea that, with the end of Soviet
imperialism, human rights have improved - although perhaps a net human
rights improvement can be seen, however, in South America. What
conclusions can be drawn from these facts?
V. CONCLUSIONS
In
this author's opinion, rights can only be understood in their economic
context because rights are ultimately claims to material goods, or
determine procedures by which material goods are assigned. Rights can
only be scientifically understood when seen as arising out of material
conditions because science requires empirical verification of its
propositions. The fact that the conceptualisation of rights has evolved
with economic progress corroborative evidence of the theory that rights
can only be understood from a materialist perspective.
As to the future, the resurgence of property 320 and market rights such as capital mobility 321 and the free movement of labor and goods in the post-Soviet world 322 may be merely a temporary trend. A trend that will continue [*267]
only until the third world objections to capitalism reorganize,
possibly centered around local cultural icons, such as religious
fundamentalism, e.g. Islamic nationalism, 323 liberation theology, 324 or some other mix of ancient and modern local resistance to a global economic order. 325 On the other hand, it is also possible that the rise of market rights since 1989 326
could be signalling the return to an understanding of rights in the
first-generational sense, mere limits on the state's power, or right to
constrain the market ("freedoms from"), rather than positive claims to
substantive resources ("rights to").
Whether
the future of rights will continue to follow market trends, or reject
the market as ultimate judge of right, will depend on whether the third
world industrializes and escapes the grip of poverty. If it does, then
a conception of rights as reflections of, or even springing from,
markets and which, in either case, operate to limit government, will
permit the west to escape the charge of cultural imperialism or moral
relativism, and may dominate the discourse of rights for the next few
decades. Alternatively, if the third world spirals further into debt
and recessions, as seems to be the case contemporarily in Argentina 327 and Venezuela, 328 then we may consider the possibility either of a rejection in toto
of human rights discourse or, more likely, the formulation of cultural
particularisms and an exceptionalist view of rights such as indicated
above. The author considers the second the more likely outcome, but
both are in fact, possible.
The usual
tri-partite generational perspective on human rights is only partially
complete. This is because that classification ignores both the economic
foundation 329 of human rights, and their social expansion to cover not only white, male, adult citizens, but also women, persons of [*268]
color, and even children. The classical typology is incomplete, but
does help us understand rights discourse, although only partially. We
have tried to expand briefly upon that theory, since it is roughly
accurate historically speaking, and since science contents itself with
improving existing theories and only rejects a previous theory when a
new theory can better explain observed phenomena.
Legal Topics:
For related research and practice materials, see the following legal topics:
FOOTNOTES:
n1
The "shift in sovereignty accompanying globalisation has meant that
non-state actors are more involved than ever in issues relating to
human rights." Dinah Shelton, Protecting Human Rights In A Globalized World, 25 B.C. INT'L. COMP. L. REV. 273, 273 (2002) available at: <http://www.bc.edu/bc_org/avp/law/lwsch/journals/bciclr/25_2/06_TXT.htm>.
n2
Individuals and non-state actors in the Westphalian system were
considered mere "objects" of international law. ANTONIO CASSESE, HUMAN
RIGHTS IN A CHANGING WORLD, 14 (Polity Press 1990).
n3
International Human Rights protects individuals against state action
and even against private action. THEODOR MERON, HUMAN RIGHTS AND
HUMANITARIAN NORMS AS CUSTOMARY LAW, 98 (Oxford: Clarendon 1989).
n4 International Human Rights law assigns rights and even duties to individuals. Id. at 101.
n5 Louis B. Sohn, The New International Law: Protection Of The Rights Of Individuals Rather Than States, 32 AM. U. L. REV. 1 (1982).
n6 ANTONIO CASSESE, supra note 2, at 15 (arguing that the second world war inaugurated a radical reconceptualization of international law).
n7 Robert D. Sloane, The Changing Face Of Recognition In International Law: A Case Study Of Tibet, 16 EMORY INT'L L. REV. 107, 144 (2002) (human rights documents founded sprang from the ruins of the Second World War).
n8 For a discussion of contemporary issues in crimes against humanity see: Simon Chesterman, An Altogether Different Order: Defining The Elements Of Crimes Against Humanity, 10 DUKE J. OF COMP. & INT'L L. 307 (2000) available at: <http://www.law.duke.edu/shell/cite.pl?10+Duke+J.+Comp.+&+Int'l+L.+307>.
n9 Louis B. Sohn, supra note 5, at 11.
n10 Charter Of The International Military Tribunal August 8, 1945, art. 6, [hereinafter IMT] available at: <http://www.yale.edu/lawweb/avalon/imt/proc/imtconst.htm>. Nuremberg in German is Nurnberg.
n11 IMT art. 7.
n12 Paul Feuerbach, Lehrbuch des gemeinen in Deutschland gueltigen peinlichen Rechts (1st ed. 1801) cited in: The Trial of Adolf Eichmann, Defence Submission 2, available at: <http://www.nizkor.org/hweb/people/e/eichmann-adolf/transcripts/Sessions/Defence-Submission-02-01.html>.
n13 Jeanne L. Bakker, The Defense Of Obedience To Superior Orders: The Metis Rea Requirement, 17 Am. J. Crim. L. 55, 57 (1989).
n14 Id. at 62.
n15 Id. at 58.
n16
IMT art. 8. This is perhaps the most counterintuitive problem posed by
the Nuremberg principles: the duty of an individual to disobey the
sovereign under international law is incongruent with the rationale of
the Westphalian system. Once a duty was imposed on individuals to
disobey the orders of the sovereign, the argument that only the
sovereign should be the intermediary of the individual in the
international arena becomes illogical. How can one be required at once
to disobey the sovereign and expected to rely on that sovereign for
protection internationally? By implication, Nuremberg ended the
monopoly of the state as representative of the individual
internationally.
n17 Alfred P. Rubin, Actio Popularis, Jus Cogens, and Offenses Erga Omnes, 35 N. ENG. LAW REV. 265, 267 (2001) available at: <http://www.nesl.edu/lawrev/Vol35/35-2/rubin.pdf>.
n18 Nuremberg Trial Proceedings Vol. 19, One Hundred And Eighty-Seventh Day, Friday, 26 July 1946 available at: <http://www.yale.edu/lawweb/avalon/imt/proc/07-26-46.htm>.
n19 Declaration des droits de l'homme, art. 8.
n20 HOBBES, LEVIATHAN (1651), chs. XXVII-XXVIII.
n21 "Lex mala, lex nulla" - an evil law is no law at all. THOMAS AQUINAS, SUMMA THEOLOGICA, (2d Ed., 1920) citing Augustine "that which is not just seems to be no law at all" (De Lib. Arb. i, 5) available at: <http://www.newadvent.org/summa/209502.htm>.
n22
For example, when Eichmann was tried for "crimes against the Jewish
people," the trial court's judgement (not necessarily the appeal!)
relies on Blackstone arguing that mala in se can be prohibited ex post, because they are violations of natural law and are attempts to make a question able distinction between ex post facto
and retroactive laws. In contrast, the Appellate judgment relies on the
positivist Kelsen. "There is no rule of general customary international
law forbidding the enactment of norms with retrospective force, so
called ex post facto law." HANS KELSEN, PEACE THROUGH LAW, 87
(1944). The judgement also relied on Stone, "[t]here is clearly no
principle of international law embodying the maxim against
retroactivity of criminal law." JULIUS STONE, LEGAL CONTROLS OF
INTERNATIONAL CONFLICT, 369 (1959). The court even points out: "...it
is hardly necessary to invoke natural law to condemn the mass slaughter
of helpless human beings. Murder is generally taken to be a crime in
positive international law." FRIEDMANN, LEGAL THEORY, 316 (Columbia
University Press, 4th ed.). Despite these positivist references the
Israeli supreme court still felt compelled to contradict its
positivism and rely, finally, on: "universal moral values and
humanitarian principles which are at the root of the systems of
criminal law adopted by civilised nations." Israel v. Eichmann, Criminal Case No. 40/61 (district court) available at: <http://www.nizkor.Org/hweb/people/e/eichmann-adolf/transcripts/Judgment/Judgment-001.html>; Israel v. Eichmann (S. Ct.) available at: <http://www.nizkor.org/hweb/people/e/eichmann-adolf/transcripts/Appeal/Appeal-Session-07-01.html>.
n23 James Popple, The Right to Protection from Retroactive Criminal Law, 13 CRIM. L. JNL. 4, 251-62 (1989); 2 AUSTRALASIAN LAW STUDENTS' ASSOC'N J., 5-18 (1989) available at: <http://cs.anu.edu.au/ James.Popple/publications/articles/retroactive/2.shtml>.
n24 ARISTOTLE, POLITICS, BOOK V.
n25 HOBBES, LEVIATHAN, CH. XIV, para. 3. Hobbes' lex naturalis is the law of self-preservation, implicitly via the use of force if necessary.
n26 CICERO, THE REPUBLIC at III, XXII (Loeb Classical Library, 1950), available at: <http://www.thelatinlibrary.com/cicero/repub.shtml> (lat).
n27 THOMAS AQUINAS, SUMMA THEOLOGICA, SECUNDA SECUNDAE PARTIS � 57 (Right), available at: <http://www.newadvent.Org/summa/3.htm>.
n28 See, Eric Engle, Critical Legal Studies in America (2000) available at: <http://www.gradnet.de/alt/pomo2.archives/pomo2.papers/engle00.htm>.
n29
The League of Nations had already condemned aerial bombardment of
civilians: Protection of Civilian Populations Against Bombing From The
Air In Case Of War, Unanimous resolution of the League of Nations
Assembly, Sept. 30, 1938, available at: <http://lessons.ctaponline.org/ murphy_s/Nuclear/Text%20Evidence/international_law_on_the_bombing.htm>.
n30 The use or threat to use nuclear weapons is probably a war crime and/or a crime against humanity. See, On the Legality of the Threat or Use of Nuclear Weapons,
International Court of Justice, The Hague, 8 July 1996; Resolution On
Nuclear Weapons United Nations, November 24, 1961, General Assembly
Resolution 1653.
n31 See, e.g., Alfred P. Rubin, supra
note 17, at 280. "[N]o such tribunal existed outside of various
victors' tribunals (like the post-WWII allied tribunals at Nuremberg,
Tokyo and elsewhere), which did not apply the same 'law' to the
victors' leaders that they applied to the leaders of the vanquished
state or forces."
n32
"Article 2(4) of the UN Charter comprehensively prohibits the use of
force, thereby sur passing the 1928 Kellogg-Briand Pact's prohibition
of going to war as a political means." Jost Delbruck, A More
Effective International Law Or A New "World Law"? - Some Aspects Of The
Development Of International Law In A Changing International System, 68 IND. L.J. 705, 707-708 (1993).
n33 Charter of the United Nations, ch. VII, art. 41, available at: <http://www.un.org/aboutun/charter/>.
n34 Jost Delbruck argues that in the post-cold war era the definition of "aggression" is becoming broader. See, Jost Delbruck, supra note 32, at 708.
n35 Humanitarian assistance appears undefined in international law. For attempts at definitions see, Noelle Quenivet, Humanitarian assistance: a right or a policy?, J. HUMANITARIAN ASSISTANCE (June, 2000), at: <http://www.jha.ac/articles/a030.htm> and also, Songiee Song, NGOs and UN System in Humanitarian Assistance in War Zones: Focusing on Somalia and Rwanda, (M.A. thesis, 2000) at: <http://gias.snu.ac.kr/i/i-thesis/i-0008thesis/sisong.pdf>. In the U.S., domestic law humanitarian assistance is defined (22 U.S.C. � 2296
(b)(2)) as "assistance to meet humanitarian needs, including needs for
food, medicine, medical supplies and equipment, education, and
clothing." Available at: <http://caselaw.lp.findlaw.com/casecode/uscodes/22/chapters/32/subchapters/i/parts/xii/sections/section_2296.html>.
n36
"Humanitarian intervention is the threat or use of force by a state,
group of states, or inter national organisation primarily for the
purpose of protecting the nationals of the target state from widespread
deprivations of internationally recognized human rights." Tania Voon, Closing The Gap Between Legitimacy And Legality Of Humanitarian Intervention: Lessons From East Timor And Kosovo,
7 UCLA J. INT'L L. & FOREIGN AFF. 31, 34 (2002). Some historical
precedents exist even prior to the world wars for the right of
humanitarian intervention in order to protect human rights. See Louis B. Sohn, supra note 5, at 5.
n37
The extent of NGO's appears to be growing, and NGOs are even implicated
in the question of whether states have a right of intervention to
provide humanitarian assistance. See C. STAHN, NGO'S AND INTERNATIONAL PEACEKEEPING, 61 ZaORV 379 (2003).
n38 William C. Plouffe, Sovereignty
In The "New World Order": The Once And Future Position Of The United
States, A Merlinesque Task Of Quasi-Legal Definition, 4 Tulsa J. COMP. & INT'L L. 49, 54 (1996).
Recognizing at least five bases for jurisdiction under international
law "(1) the territorial principle, (2) the nationality principle, (3)
the protective principle, (4) the passive personality principle, and
(5) the universality principle."
n39 But see: D. Bowett, Jurisdiction: Changing Patterns of Authority over Activities and Re sources, in
THE STRUCTURE AND PROCESS OF INTERNATIONAL LAW: ESSAYS IN LEGAL
PHILOSOPHY DOCTRINE AND THEORY (R. Macdonald, D. Johnston eds.,
(1986)). Acknowledges the existence of universal jurisdiction under the
passive and active personality principle and the protective principle
(560-562), but argues that while universal jurisdiction exists in cases
of piracy and air piracy, that (despite Eichmann and the 1949
Geneva Conventions!) universal jurisdiction does not, or should not,
exist as to war crimes, terrorism, or apartheid (563-564).
n40
The philosophical problem of the ship of Theseus is not "which ship
belongs to Theseus." Instead it is, "what do we mean by identity?" (or
even, "what do we mean by posession?"). See, e.g., Theseus, (2003) at: <http://www.angelfire.com/ga/Jaimeisms/tst.html>.
n41 ANTONIO CASSESE, supra note 2, at 22.
n42 Henry J. Steiner & Philip Alston, International Human Rights in Context: Law, Politics, Morals 69, 136 (Oxford Univ. Press, 2d ed., 2000).
n43 Philip Alston, Final report on enhancing the long-term effectiveness of the United Nations human rights treaty system, Geneva: UN, (1997).
n44 [European] Convention For The Protection Of Human Rights And Fundamental Freedoms, 213, available at: <http://heiwww.unige.ch/humanrts/instree/E17euroco.html>.
n45 For example,
the [Inter] American Convention on Human Rights, O.A.S. Treaty Series
No. 36, 1144 U.N.T.S. 123, entered into force July 18, 1978, available at: <http://heiwww.unige.ch/humanrts/oasinstr/zoas3con.htm>.
n46 Jose E. Alvarez, The New Treaty Makers, 25 B.C. INT'L & COMP. L. REV. 213, 216-217 (2002)
(notes proliferation in treaties and that the proliferation of treaties
is accompanied by the rise in international organizations).
n47 Id. at 217-218 (nearly half of all multilateral treaties developed by the U.N.).
n48 Elsa Stamatopoulou, The Development Of United Nations Mechanisms For The Protection And Promotion Of Human Rights, 55 WASH. & LEE L. REV. 687, 688-689 (1998). Describes the global U.N. convention system - CEDAW, CAT, ICCPR, CESCR, and CERD.
n49 Jose E. Alvarez, supra note 46, at 220 (describes formative processes of multilateral treaties).
n50 Caroline Dommen, The U.N. Human Rights Regime: Is It Effective? 91 AM. SOC'Y INT'L L. PROC. 460, 466 (1997). (Remarks By Anne F. Bayefsky).
n51 Id.
at 462-463. (Remarks by Thomas Buergenthal, U.N. human rights system of
web of treaties, meachanisms and instruments seeking to "ratchet-up"
human rights).
n52
The fact that individuals have rights and duties under international
law is so clear that the more interesting question is whether such
rights and duties can be implied in the treaty or must be expressly
stated. See Jordan J. Paust, The Other Side Of Right: Private Duties Under Human Rights Law,
5 HARV. HUM. RTS. J. 51, 51-52 (1992). Given the state practice of
recognizing rights and duties inhering in individuals, and the fact
that treaties are to be construed liberally, the better argument is
that it is possible to imply an individual right or duty in the terms
of a treaty.
n53 Monica Pinto, Fragmentation Or Unification Among International Institutions: Human Rights Tribunals, 31 N.Y.U. J. INT'L L. & POL. 833, 833 (1999).
n54 E.g., ICCPR, art. 40, available at: <http://www.unhchr.ch/html/menu3/b/a_ccpr.htm>.
n55 E.g. ICCPR, art. 28, available at: <http://www.unhchr.ch/html/menu3/b/a_ccpr.htm>.
n56 E.g., ICCPR, art. 41, available at: <http://www.unhchr.ch/html/menu3/b/a_ccpr.htm>.
n57 Caroline Dommen, supra note 50, at 463. (Remarks by Thomas Buergenthal).
n58 U.S. practice in making extensive reservations to treaties is often criticised. See, e.g., Frederic L. Kirgis, Reservations to Treaties and United States Practice, ASIL INSIGHTS (May, 2003) at: <http://www.asil.org/insights/insigh105.htm>.
n59 Nigel David White, The United Nations System: Conference, Contract Or Constitutional Order? 4 SING. J. INT'L & COMP. L. 281, 298 (2000).
n60 Claire Moore Dickerson, Human Rights: The Emerging Norm Of Corporate Social Responsibility, 76 Tul. L. Rev. 1431, 1449 (2002) (describes U.N. convention system as democratic global governance).
n61 Jose E. Alvarez, supra note 46, at 232-233 (describes world as evolving toward institutions and processes of global governance).
n62 Oona A. Hathaway, Do Human Rights Treaties Make A Difference?, 111 YALE L.J. 1935, 1957-1958 (2002) (describes processes of multilateral treaty making).
n63 International Convention on the Elimination of All Forms of Racial Discrimination, Mar. 7, 1966, 660 U.N.T.S. 195; available at: <http://www.tufts.edu/departments/fletcher/multi/texts/BH490.txt>.
n64 Available at: <http://www.hrweb.org/legal/cdw.html>.
n65 Deborah E. Anker, Refugee Law, Gender, And The Human Rights Paradigm, 15 HARV. HUM. RTS. J. 133, 134 (2002).
n66 E.C.H.R. cited by an Indian court as evidence of a general principle of law: Hussainara Khatoon and Others v. Home Secretary, State of Bihar (1980), 1 SCC 81 (Indian Supreme Court). But see, Jean v. Nelson, 727 F.2d 957 (11th Cir. 1984), aff'd on other grounds 105 S. Ct. 2992 (1985). (Custom not found in conventions, resolutions); Tel Oren v. Libyan Arab Republic, 726 F. 2d 774 (DC Cir. 1984), cert. denied, 470 U.S. 1003 (1985). Cf. Fernandez Roque v. Smith, 622 F. Supp. 887 (ND Ga. 1985) modified sub nom. Fernandez-Roque v. Meese, 781 F.2d. 1450 (11th Cir. 1986). See also, Ishtyaq v. Nelson, 627 F. Supp. 13 (EDNY 1983) and Soroa-Gonzalez v. Civiletti, 515 F. Supp. 1049 (ND Ga. 1981); THEODOR MERON, supra note 3, at 126.
n67 Caroline Dommen, supra note 50, at 463. (Remarks by Thomas Buergenthal).
n68 See, e.g., Ram Chand Birdi v. Secretary of State for Home Affairs
(1975) 61 INT'L L. REP. (UKCA) 250 (1981). Holding that courts must
interpret national laws to be consistent with prior international laws
because the national legislature is presumed to legislate with
international obligations in mind.
n69 Jennifer A. Downs, A Healthy And Ecologically Balanced Environment: An Argument For A Third Generation Right, 3 DUKE J. COMP. & INT'L L. 351, 361 (1993). Acceptance of human rights into international law occurred via
acceptance of UDHR as customary international law, and the Covenant on
Civil and Political Rights, and of the Covenant on Economic, Social,
and Cultural Rights.
n70 E.g.,
art. 2 of the ICESCR links human rights protection to economic
development and imposes a duty on states to augment the protection of
human rights as the state's economic capacity increases.Each
State Party to the present Covenant undertakes to take steps,
individually and through international assistance and co-operation,
especially economic and technical, to the maximum of its available
resources, with a view to achieving progressively the full realisation
of the rights recognized in the present Covenant by all appropriate
means, including particularly the adoption of legislative measures.
Available at: <http://www.unhchr.ch/html/menu3/b/a_cescr.htm>.
n71 E.g.,
art. 12 of the ICESCR states, "1. [t]he States Parties to the present
Covenant recog nise the right of everyone to the enjoyment of the
highest attainable standard of physical and mental health." Thus, as
technology improves, so does the obligation of the state. Available at: <http://www.unhchr.ch/html/menu3/b/a_cescr.htm>.
n72
The obligation of states under the conventions is clear - not merely
guaranteeing existing human rights but also affirmatively seeking to
augment the level of protection. E.g., art. 13 of the ICESCR
mandates the progressive introduction of free public higher education,
not merely primary and secondary education, but also university and
technical training. Available at: <http://www.unhchr.ch/html/menu3/b/a_cescr.htm>.
n73 With exceptions, e.g.,
the Optional Protocol to CEDAW specifically prohibits reservations to
the protocol. Art. 17, CEDAW Op. Prot. (G.A. res. 54/4, annex, 54 U.N.
GAOR Supp. (No. 49) at 5, U.N. Doc. A/54/49 (Vol. I) (2000).
n74 See, e.g., International Covenant on Civil and Political Rights, Dec. 16, 1966, Optional Protocol, 999 U.N.T.S. 302.
n75 Jennifer A. Downs, supra note 69 (ICESCR and ICCCPR are binding law).
n76 Monica Pinto, supra note 53, at 836.
n77 Opinio juris
is found in "verbal statements of governmental representatives to
international organisations, in the content of [U.N.] resolutions,
declarations, and other normative instruments adopted by such
organisations, and in the consent of states to such instruments."
THEODOR MERON, supra note 3, at 42, citing Nicaraguan (Nicaragua v. U.S.) merits, 1986 ICJ Rep. 14 (Judgement of 27 June).
n78
It must be remembered that customary law is binding upon states, even
those states which regard treaties as non-self executing. Military and
Paramilitary Activities in and against Nicaragua (Nicar. v. U.S.) supra note 77.
n79 N.b.:
customary international law is, unlike treaty law, regarded by the
United States as self-executing. This also explains the vitality of
customary international law even in this era of conventional systems
such as the WTO and UN. Jordan J. Paust, Customary International Law And Human Rights Treaties Are Law Of The United States, 20 MICH. J. INT'L L. 301, 336 (1999).
n80 Opinio juris can arise out of U.N. General Assembly resolutions and Conventions. MERON, supra note 3, at 86.
n81
Thus the conventions are open to all U.N. member states, state parties
to the statute of the ICJ, and any other state the General Assembly of
the U.N. invites. E.g. ICCPR, art. 48 and ICESCR, art. 26, available at: <http://www.unhchr.ch/html/menu3/b/a_cescr.htm>.
n82 There is, of course, plenty of hypocrisy in international relations. See, e.g., GABE VARGES, THE NEW INTERNATIONAL ECONOMIC ORDER LEGAL DEBATE, 1 (Peter Lang, Frankfurt 1983).
n83 The North Sea Continental Shelf Cases
(FRG/Den.; FRG Neth.), 1969 ICJ Rep. 3, 44 (Judgment of 20 Feb.) stated
that international law defines custom as a universal or near universal
state practice coupled with a sense of legal obligation.
n84
But Bin Cheng, argues against the transformationist thesis that
international custom can be constituted from international conventions.
Bin Cheng, Custom: The Future of General State Practice in a Divided World, in
THE STRUCTURE AND PROCESS OF INTERNATIONAL LAW: ESSAYS IN LEGAL
PHILOSOPHY DOCTRINE AND THEORY 515 (R. Macdonald, D. Johnston eds.,
1986).
n85 The right to democracy is also guaranteed in the U.N. convention system. Thus, e.g. art. 21, art 25 (a) ICCPR, art. 1 ICESCR, art. 4 ICESCR.
n86 Richard Klein, Cultural Relativism, Economic Development And International Human Rights In The Asian Context, 9 TOURO INT'L L. REV. 1, 2 (2001) (rise of human rights a conscious rejection of the former state system due to world wars).
n87 Some argue, erroneously, that opinio is logically the only element needed to constitute international custom. See Bin Cheng, supra note 84, at 530-531.
n88 Other elements than opinio juris
and practice may be needed to form customary international law. In
describing national customary law, the eminent Judge Blackstone noted
that custom must: "(1) have been 'used so long, that the memory of man
runneth not to the contrary;' (2) be continued without interruption;
(3) be peaceably acquiesced (4) be reasonable; (5) be certain in its
terms; (6) be accepted as compulsory, and (7) be consistent with other
customs." Jo Lynn Slama, Opinio Juris In Customary International Law, 15 OKLA. CITY U. L. REV. 610 (1990).
n89 Ivan Poullaos, The Nature Of The Beast: Using The Alien Tort Claims Act To Combat International Human Rights Violations, 80 WASH. U. L.Q. 327, 333 (2002) (custom with opinio juris can ripen from mere practice into international customary law).
n90 Customary law can evolve "without express universal consent." Jo Lynn Slama, supra note 88, at 626.
n91 Custom may arise out of acquiescence by non-signatories, i.e. absence of objective objection. THEODOR MERON, supra note 3, at 89.
n92
The principle of the "persistent objector" in international law
provides that a state is not bound to a rule of customary law where it
has expressly and persistently objected to that rule. Jo Lynn Slama, supra note 88, at 627.
n93 Paul W. Kahn, American
Hegemony And International Law Speaking Law To Power: Popular
Sovereignty, Human Rights, And The New International Order, 1 CHI. J. INT'L L. 1, 12 (2000) (all modern states combine democracy and human rights).
n94 Daniel W. Drezner, On The Balance Between International Law And Democratic Sovereignty, 2 CHI. J. INT'L L. 321 (2001) (notes the Realpolitik nature of human rights law).
n95 For example, President James Carter made human rights a key plank in his foreign policy. Harlan Cleveland, Introduction: The Chain Reaction of Human Rights, in HUMAN DIGNITY: THE INTERNATIONALISATION OF HUMAN RIGHTS IX (Alice Henkin ed., 1979).
n96 William C. Plouffe, supra note 38, at 79; also see Lois E. Fielding, Taking The Next Step In The Development Of New Human Rights: The Emerging Right Of Humanitarian Assistance To Restore Democracy, 5 DUKE J. COMP. & INT'L L. 329 (1995) (supporting humanitarian intervention in Haiti).
n97 See, e.g., Lisa L. Bhansali, New Customary Law: Taking Human Rights Seriously?
87 AM. SOC'Y INT'L L. PROC. 229, 240 (1993) which discusses a case
where two rival warlords in the horn of Africa were intent on mutual
destruction without regard to civilian casualties until the reality
that as a consequence whoever would win would have no credibility in
the outside world.
n98
For a concise compelling account of the use of human rights in
statecraft verifying the customary nature of international human rights
instruments including the UDHR and the ICCPR, see Louis B. Sohn, supra note 5, at 16.
n99 Thus, for example, U.S. foreign policy is unilateralist only when unilateralism serves U.S. interests.
n100
Even the U.S. recognizes that non-binding norms may evolve into custom.
"[N]orms ... may ripen in the future into rules of customary
international law." H.R. Rep. No. 102-367, at 4 (1991), reprinted in
1992 U.S. C.C.A.N. 84, 86.
n101 International Covenant on Civil and Political Rights, Dec. 16, 1966, Optional Protocol, 999 U.N.T.S. 302.
n102 International Covenant on Economic, Social and Cultural Rights, Dec. 16, 1966 993 U.N.T.S. 3.
n103 "[T]he goal of international law-namely the achievement of a stable, just international order." Lucas W. Andrews, Sailing Around The Flat Earth: The International Tribunal For The Former Yugoslavia As A Failure Of Jurisprudential Theory, 11 EMORY INT'L L. REV. 471, 513 (1997).
n104 Gudmundur Alfredsson, The United Nations And Human Rights, 25 INT'L J. LEGAL INFO. 17, 21 (1997).
n105 J. Oloka-Onyango, Human Rights And Sustainable Development In Contemporary Africa: A New Dawn, Or Retreating Horizons? 6 BUFF. HUM. RTS. L. REV. 39, 43 (2000).
n106 The right to humanitarian intervention is attributed to Grotius and can be traced even further back to Suarez. "The 1579 Vindiciae Contra Tyrannos
asserted that 'it is the right and duty of princes to interfere in
behalf of neighbouring peoples who are oppressed on account of
adherence to the true religion, or by any obvious tyranny,'" W.
DUNNING, A HISTORY OF POLITICAL THEORIES FROM LUTHER TO MONTESQUIEU, 55
(1905).
n107 U.N. Charter arts. 1, 2, 55.
n108 U.S. v. Flick and Others, 9 WAR CRIMES REPORTS 1.
n109 U.S. v. Krupp and Others, 10 WAR CRIMES REPORTS 69.
n110 In re Estate of Ferdinand E. Marcos Human Rts. Iitia., 978 F.2d 493 (9th Cir. 1992).
n111 Kadic v. Karadzic (Part III: Justiciability) discusses in detail the requirements of the political question doctrine. Note that in Kadic no political question was found. Kadic v. Karadzic, 70 F.3d 232 (2d Cir. 1996), cert. denied 518 US 1005 (1996) available at: <http://www.yale.edu/lawweb/avalon/diana/karadzic/4298-12.html>.
n112 Interestingly, Eichmann
is not the only case where a national was kidnapped in a foreign state
by a prosecuting state but had no remedy because the remedy was held by
the state where he was kidnapped. See Crim. 4 juin 1964, Argoud, JCP. 1964, II, 13806, rapport Comte (France: Cour de Cassation, Chambre Criminelle). See also, Brigette Belton Homrig, Abduction As An Alternative To Extradition-A Dangerous Method To Obtain Jurisdiction Over Criminal Defendants, 28 WAKE FOREST L. REV. 671 (1993). Manuel Noriega also complained of abduction in U.S. v. Noriega, 117 F.3d 1206, 1222 (11th Cir. 1997) - and just as unsuccessfully.
n113 Ulrich K. Preuss, The Force, Frailty, And Future Of Human Rights Under Globalisation,
1 THEORETICAL INQUIRIES L. 283, 304 (2000) (argues that the
international community is in transition from nation state to global
community).
n114 Jose E. Alvarez, supra note 46 at 216, available at: <http://www.bc.edu/bc_org/avp/law/lwsch/joumals/bciclr/25_2/03_FMS.htm>.
n115
Some argue that the incoherence within human rights is inherent in the
concept of human rights and not merely due to cultural splits. Ruti
Teitel, Human Rights Genealogy, 66 FORDHAM L. REV. 301, 302 (1997) (arguing that the dualisms and ambiguity of international human rights law can be resolved via resort to history).
n116 John King Gamble, Teresa A. Bailey, Jared S. Hawk, Erin E. McCurdy, Human Rights Treaties: A Suggested Typology, An Historical Perspective, 7 BUFF. HUM. RTS. L. REV. 33, 34 (2001) (ineluctability of human rights).
n117 For a discussion of how human rights may be a tool of western imperialism see
JOHAN GALTUNG, THE UNIVERSALITY OF HUMAN RIGHTS REVISITED: SOME LESS
APPLAUDABLE CONSEQUENCES OF THE HUMAN RIGHTS TRADITION IN HUMAN RIGHTS
IN PERSPECTIVE 152 (Asbjorn Eide, Bernt Hagtvet, eds. 1992) (arguing
that human rights are not only a key to liberation but also a vector of
state control).
n118
PETER FITZPATRICK, GLOBALISATION AND THE HUMANITY OF RIGHTS 2000 (1)
Law, Social Justice and Global Development (LGD) at: <http://elj.warwick.ac.uk/global/issue/2000-1/fitzpatrick.html>
(arguing that globalism, like human rights, is a universalist ideology
and, thus globalism permits human rights to escape the limits of the
nation state).
n119
The universality debate has been presented as a "clash of
civilisations" (describing the debates between the 'politics of
universalism' and the 'politics of difference.' and 'identity politics'
in international criminal law on the basis of group affiliation).
Martha C. Nussbaum, In Defense Of Universal Value, 36 IDAHO L. REV. 379, 447 (2000).
n120 Brenda Cossman, Reform, Revolution, Or Retrenchment? International Human Rights In The Post-Cold War Era,
32 HARV. INT'L L.J. 339, 340 (1991) (rights are superior in the
hierarchy of norms because they are universal in space and time).
n121 Jennifer Nedelsky, Communities Of Judgment And Human Rights, 1 THEORETICAL INQUIRES L. 245 (2000) (universality debate must be seen as a discourse between different communities).
n122 Makau Wa Mutua, The Ideology Of Human Rights, 36 VA. J. INT'L L. 589, 589-590 (1996) (human rights are ambiguous as to their scope, content, and philosophical bases).
n123 John King Gamble, et al., supra note 116, at 34 (ineluctability of human rights).
n124 ANTONIO CASSESE, supra note 2 at 51 (argues that universality is a myth).
n125
"The concept of the universality of human rights is based on the notion
that: (a) there is a universal human nature; (b) this human nature is
knowable; (c) it is knowable by reason; and (d) human nature is
essentially different from other reality." Yash Gha, Universalism And Relativism: Human Rights As A Framework For Negotiating Interethnic Claims, 21 CARDOZO L. REV. 1094, 1096 (2000) available at: <http://www.cardozo.yu.edu/cardkev/v21n4/ghai.pdf>.
n126
Another negative proof is the fact that while the contents of the
rights are disputed their existence is not. Some even go so far as to
venture to isolate a "common core" of human rights at the global level
reflected from national law. See L. Amede Obiora, Reconstituted Consonants: The Reach of A "Common Core" Analogy In Human Rights, 21 HASTINGS INT'L & COMP. L. REV. 921, 955 (1998).
n127 ANTONIO CASSESE, supra note 2 at 64 (argues for the existence of a common core of human rights recognized globally).
n128 SAMUEL HUNTING, THE CLASH OF CIVILIZATIONS AND THE REMAKING OF WORLD ORDER, 70 (Simon & Schuster 1996).
n129 E.g., Aristoteles, Nikomachische Ethik, Buch I, Kap. 2, 3, 5. Available at: <http://www.uni-rostock.de/fakult/philfak/fkw/iph/strobach/hroseminare/mkethik/arist1.pdf>.
n130 ARISTOTLE, POLITICS (c. 350 b.c.) Book I, Part II, available at: <http://classics.mit.edu/Aristotle/politics.1.one.html>.
n131 It is also for this reason that human rights are inherently cosmopolitan and international. Robin West, Is The Rule Of Law Cosmopolitan?, 19 QLR 259 (2000).
n132 Elsa Stamatopoulou, supra note 48, at 692.
n133 Mahatma Gandhi, from Yervada Mandir (1930), excerpt at:$ <http://meadev.nic.in/Gandhi/economics.htm>; H.R. Khanna, Rule of Law, 4 SCC JOUR. 7 (1977) available at: <http://www.ebc-india.com/lawyer/articles/77v4a3.htm>. This principle has also been recognized in the case law. See, e.g., Medical Review Committee v. Lim, 8 MAN. R. 2d 407 (Q.B. 1981). (Canada, province of Manitoba).
n134 See GABE VARGES, supra note 82, at 5.
n135 See CLAUDE NIGOUL, MAURICE TORRELLI, LES MYSTIFICATIONS DU NOUVEL ORDRE INTERNATIONAL, 105 (Paris: PUF 1982).
n136 See GABE VARGES, supra note 82 at 17.
n137 Tesfatsion Medhanie, Lome: Can it help reverse Africa's marginalisation? 16 STAAT UND GESELLSCHAFT IN AFRIKA 397, 402 (1996).
n138 This view is not however without critique: See, e.g., Michael C. Davis, Constitutionalism And Political Culture: The Debate Over Human Rights And Asian Values, 11 HARV. HUM. RTS. J. 109, 147 (1998).
n139 ANTONIO CASSESE, supra note 2, at 53.
n140
There is no absence of Islamic scholarship in the west on this topic.
Further the Islamic scholars do not question the idea of human rights
as such but rather the western view of what those rights are. See, e.g., Ebrahim Moosa, The Dilemma Of Islamic Rights Schemes, 15 J.L. & RELIGION 185, 215 (2000); Ann Mayer, Universal Versus Islamic Human Rights: A Clash Of Cultures Or A Clash With A Construct?, 15 MICH. J. INT'L L. 307, 307 (1994); ABDULAZIZ OTHMAN ALTWAIJRI, HUMAN RIGHTS IN ISLAMIC TEACHINGS 4 (2000) available at: <http://www.isesco.org.ma/pub/Eng/humanrights/page.htm>.
n141 Editorial, Human Rights: Knots and Webs, Hinduism Today (1996) available at: <http://www.hinduism-today.com/1996/6/1996-6-07.html>.
n142 Joseph Chan, Human Rights and Confucian Virtues, IV HARVARD ASIA QTLY. (2000) available at: <http://www.fas.harvard.edu/ asiactr/haq/200003/0003a006.htm>.
n143 Damien Keown, Are There "Human Rights" in Buddhism? 2 J. BUDDHIST ETHICS (1995) available at: <http://www.urbandharma.org/udharma/humanrights.html>.
n144 See, e.g., Mahatma Gandhi, Letter to the Director General of UNESCO, 25 May 1947, IV Human Rights Teaching 4 (1985).
n145 See, e.g., Alfred Verdross and Heribert Franz Koeck Natural Law: The Tradition of Universal Reason and Authority in
THE STRUCTURE AND PROCESS OF INTERNATIONAL LAW: ESSAYS IN LEGAL
PHILOSOPHY DOCTRINE AND THEORY 17 (R. Macdonald, D. Johnston eds.,
1986).
n146 See, e.g., South West Africa Cases (Ethiopia v. South Africa; Liberia v. South Africa), ICJ Reports 1966 250, 297 (1966) (dissenting opinion of Judge Tanaka). But see
DR. H. AGARWAL, IMPLEMENTATION OF HUMAN RIGHTS COVENANTS WITH SPECIAL
REFERENCE TO INDIA, 17-18 (1983) (arguing that human rights are
universal because they arise out of the common equality of all persons).
n147 THOMAS AQUINAS, SUMMA THEOLOGICA, SECUNDA SECUNDAE PARTIS � 57 (Right) available at: <http://www.newadvent.org/summa/3.htm>.
n148 Fr. Joseph M. de Torre, Human Rights, Natural Law, And Thomas Aquinas, VI Catholic Social Scientist Review (2001) available at: <http://www.catholicsocialscientists.org/Article-deTorre-Human%20Rights.htm>.
n149
For a brief brilliant summary of the (only illusory) contradiction
between natural law and positivism by the late Louis B. Sohn. See Louis B. Sohn, supra note 5, at 17.
n150 Nigel Purvis, Critical Legal Studies In Public International Law, 32 HARV. INT'L L.J. 94, 81-83, (1991) (describes "naturalist" "positivist" dichotomy in international law).
n151 Id. at 82-83 (describes the supposed decline of ius naturale theory).
n152
Unless the two schools of thought take a great deal of care to define
their starting point, they find themselves talking about quite
different things. Id. at 115.
n153 Louis B. Sohn, supra note 5, at 17.
n154 Id.
n155 Id.
n156 Alfred P. Rubin, Actio Popularis, Jus Cogens And Offenses Erga Omnes? 35 NEW ENG. L. REV. 265, 280, (2001).
n157
"[T]he condition of man (as hath been declared in the precedent
chapter) is a condition of war of every one against every one, in which
case every one is governed by his own reason, and there is nothing he
can make use of that may not be a help unto him in preserving his life
against his enemies." HOBBES, LEVIATHAN, Ch. XIV (1656). Hobbes also
distinguishes between natural law and natural right.
n158 CICERO, THE REPUBLIC at III, XXII (Loeb Classical Library, 1950) available at: <http://www.thelatinlibrary.com/cicero/repub.shtml> (lat).
n159 THOMAS AQUINAS, supra note 27.
n160 See, e.g., HANS KELSEN, ALLGEMEINE STAATSLEHRE (1925).
n161 MAX WEBER, DER SINN DER WERTFREIHEIT" DER SOZIOLOGISCHEN UND OKONOMISCHEN WISSENSCHAFTEN (1917). In: Ders.: Gesammelte Aufsatze zur Wissenschaftslehre (Tubingen 1988).
n162 Nigel Purvis, supra note 150, at 81-83 (1991) (describes the naturalist riposte to positivism).
n163
Hobbes clearly describes a natural law theory - but his natural law is
the law of the jungle, which like Rousseau, must be escaped by a social
contract, i.e. a positive law:The right of nature, which writers commonly call jus naturale,
is the liberty each man hath to use his own power as he will himself
for the preservation of his own nature; that is to say, of his own
life; and consequently, of doing anything which, in his own judgement
and reason, he shall conceive to be the aptest means thereunto.
HOBBES, LEVIATHAN, Ch. XIV (1660) available at: <http://www.orst.edu/instruct/phl302/texts/hobbes/leviathan-contents.html>.
The work of both Hobbes and Rousseau (and Locke for that matter) is,
however, flawed because they presume an impossibility, namely the state
of nature. Hobbes's theory of natural law - the law of the jungle, droit de plus fort,
does however carefully distinguishes between natural law and natural
right, and thus should be distinguished from other theories of natural
law which usually do not make this distinction and thus confuse
prescription and description.
n164
Perhaps the first and best-known example of a synergy arising, where a
whole is greater than the sum of its parts, is Adam Smith's famous
needle factory. Smith pointed out that a factory using laborers
specialized in different tasks would be far more efficient at needle
production than the same number of individuals working in isolation.
ADAM SMITH, AN INQUIRY INTO THE NATURE AND CAUSES OF THE WEALTH OF
NATIONS, B.I, Ch.1, paragraph 1.1.3 (1776). Available at: <http://www.econlib.org/library/Smith/smWN1.html>.
n165 See Purvis, supra note 150.
n166 For a good discussion of different methodologies see, Anne-Marie Slaughter, Steven R. Ratner, The Method Is The Message, 93 AM. J. INT'L L. 410 (1999).
n167
In fairness to Hobbes, we must note that his first natural law, the law
of self preservation, by any means necessary, is only his point of
departure. He goes on to develop other consequential rights which he
considers just as "natural" as the right of self preservation. E.g., pacta sunt servanda (inter alia). HOBBES, LEVIATHAN, Ch. XV "Of Other Laws of Nature" (1660) available at: <http://www.orst.edu/instruct/ph1302/texts/hobbes/leviathan-c.html # CHAPTERXV>.
n168
To understand the theoretical distinctions between analog and digital
conceptualisation see GOTTFRIED LEIBNIZ, A NEW METHOD FOR MAXIMA AND
MINIMA AS WELL AS TANGENTS, WHICH IS IMPEDED NEITHER BY FRACTIONAL NOR
BY IRRATIONAL QUANTITIES, AND A REMARKABLE TYPE OF CALCULUS FOR THIS
(1684); ISAAC NEWTON, FLUXIONS (1666 - then unpublished working paper,
later published), ISAAC NEWTON, ANALYSIS WITH INFINITE SERIES (1711).
n169 PLATO, REPUBLIC, Book IV, available at: <http://classics.mit.edu/Plato/republic5.iv.html>.
n170 Aristotle does speak of "civil rights" i.e. Burgerrechte; Aristotle, Athenian Constitution - Part 7, Sections 61 - 69 (translated by Sir Frederic G. Kenyon) available at: <http://www.ekloges.com.cy/nqcontent.cfm?tt=article&a_id=1540>.
n171
This can be seen by the example of the slave: Aristotle regards the
slave as only capable of apprehending but not forming ideas. ARISTOTLE,
POLITICS, Book I, Part 5, Para. 3 (c. 350 b.c.) available at: <http://classics.mit.edU/Aristotle/politics.1.one.html>.
Consequently the slave has few rights. However the slave, like the
drunkard, also has fewer duties, and for a similar reason - at least
per Aristotle.
n172
"La plus ancienne de toutes les societes et la seule naturelle est
celle de la famille. ... La famille est done si l'on veut le premier
modele des societes politiques" Jean Jacques Rousseau, Contrat SOCIAL,
Livre I, Ch. II (1762) available at: <http://un2sg4.unige.ch/athena/rousseau/jjr_cont.html # L1/2>.
n173 See ARISTOTLE, POLITICS, Book I, Part II (translated by Benjamin Jowett) available at: <http://classics.mit.edu/Aristotle/politics.1.one.html>.
n174 JOHN LOCKE, TWO TREATISES OF GOVERNMENT, Ch. V Sec. 28 (1698) available at <http://history.hanover.edu/early/locke/j-12-007.htm>.
n175
KARL MARX, MORCEAUX CHOISIS 263 (Nizan, P. et Duret, J. eds., Paris:
Librairie Gallimard, 1934) (citing the Karl Marx work, SALAIRES, PRIX
ET PROFIT). Marx and Locke also agree on the distinction between use
value and exchange value: JOHN LOCKE, OF CIVIL GOVERNMENT, Book II, Ch.
V � 46-51 eps. � 50; KARL MARX, CONTRIBUTION A LA CRITIQUE DE
L'ECONOMIE POLITIQUE (Paris, Editions Sociales); KARL MARX CAPITALE 40
(Paris: Presses Universitaires Francais 1993).
n176 See e.g., MURRAY N. ROTHBARD, ED., THE LOGIC OF ACTION ONE 78-99 (Edward Elgar Publishing Ltd. 1997).
n177 See, e.g.,
LUDWIG MISES, MONEY, METHOD AND THE MARKET PROCESS, Ch. 3,
"Epistemological Relativism in the Sciences of Human Action" (Richard
M. Ebeling. ed., Amsterdam: Kluwer Academic Pubs. 1990) (Article first
published in 1962) available at: <http://www.mises.org/mmmp/mmmp3.asp>.
n178 Hobbes' natural law (the law of the jungle) is clearly atomist.The right of nature, which writers commonly call jus naturale,
is the liberty each man hath to use his own power as he will himself
for the preservation of his own nature; that is to say, of his own
life; and consequently, of doing anything which, in his own judgement
and reason, he shall conceive to be the aptest means thereunto.
According
to Hobbes, in the state of nature, "right" is equivalent to "power,"
irrespective of society or family. HOBBES, LEVIATHAN, Ch. XIV, Of The First And Second Natural Laws, And Of Contracts (1660) available at: <http://www.uoregon.edu/ rbear/hobbes/leviathan.html>.
n179 Only in so far as the pacte social
constitutes society out of individuals, adhesion to the supposed
contract. This, however, contradicts Rousseau's recognition that all
states arise out of extended families. JEAN-JACQUES ROUSSEAU, DU PACTE
SOCIAL, chs. II, VI (1762).
n180 JOHN LOCKE, TWO TREATISES OF GOVERNMENT, Ch. V, � 28 (1764) available at: <http://history.hanover.edu/early/locke/j-12-007.htm>.
This is incidentally the alienation of which Marx speaks - our
alienation from the product of our labor; our commodification.
n181
"He who thus considers things in their first growth and origin, whether
a state or anything else, will obtain the clearest view of them. In the
first place there must be a union of those who cannot exist without
each other; namely, of male and female... The family is the association
established by nature for the supply of men's everyday wants... But
when several families are united, and the association aims at something
more than the supply of daily needs, the first society to be formed is
the village...When several villages are united in a single complete
community, large enough to be nearly or quite self-sufficing, the state
comes into existence, originating in the bare needs of life, and
continuing in existence for the sake of a good life." ARISTOTLE,
POLITICS, supra note 173.
n182
<<La plus ancienne de toutes les societes et la seule naturelle
est celle de la famille. >> JEAN-JACQUES ROUSSEAU, DU CONTRAT
SOCIAL OU PRINCIPES DU DROIT POLITIQUE, Livre I, Ch. II (1762) available at: <http://un2sg4.unige.ch/athena/rousseau/jjr_cont.html>.
n183
"[T]he condition of man (as hath been declared in the precedent
chapter) is a condition of war of every one against every one, in which
case every one is governed by his own reason, and there is nothing he
can make use of that may not be a help unto him in preserving his life
against his enemies." HOBBES, LEVIATHAN, Ch. XIV, para. 4 (1660) available at: <http://oregonstate.edu/instruct/phl302/texts/hobbes/leviathan-contents.html> (searchable).
n184
"The philosophers, who have examined the foundations of society, have,
every one of them, perceived the necessity of tracing it back to a
state of nature, but not one of them has ever arrived there." JEAN
JACQUES ROUSSEAU (1712-1778), On the Inequality among Mankind (The Harvard Classics, 1909-14) available at: <http://www.bartleby.com/34/3/1002.html>. See also, Jiri Priban, Stealing the Natural Language: The Function of the Social Contract and Legality in the Light of Nietzche's Philosophy, 24 CARDOZO L.REV. 663, 664 (2003) available at: <http://www.cardozo.yu.edu/cardlrev/v24n2/Priban%20Final%20Version.pdf>.
n185 See, e.g., JOHN LOCKE, TWO TREATISES OF GOVERNMENT, Ch. II (1764) available at: <http://history.hanover.edu/early/locke/j-12-004.htm.>
n186 KENNETH N. WALTZ, MAN, THE STATE, AND WAR (Columbia Univ. Press 1954).
n187
In contrast, the simplified model of the economy provided by the "homo
economicus" does, roughly, approximate how economic actors in fact
behave. Like the states in IR realism, economic actors are posited as
rational maximisers of their utility. However, the economic game is
positive sum, whereas IR theory generally proposes that IR is a zero
sum game. In economic theory, altruists can be safely ignored as they
are a distinct minority. In contrast, realist IR assumptions do not in
fact reduce the variables which influence state behavior in a
meaningful way because the variables eliminated (economic factors) are
more relevant than the ones retained (military factors!).
n188 KARL MARX, ECONOMIC AND PHILOSOPHIC MANUSCRIPTS OF 1844, "The Alienation of Labour" (1844) available at <http://www.wsu.edu:8080/ dee/MODERN/ALIEN.HTM>.
n189 Landesverfassung der Freien Hansestadt Bremen, Artikel 1 - 20, Erster Hauptteil: Grundrechte und Grundpflichten, available at: <http://www.bremen.de/info/skp/lv/Vrfssngl.htm>.
n190 Verfassung der DDR, Artikel 24 available at: <http://www.ddr-im-www.de/Gesetze/Verfassung.htm>.(1)
Jeder Burger der Deutschen Demokratischen Republik hat das Recht auf
Arbeit. Er hat das Recht auf einen Arbeitsplatz und dessen freie Wahl
entsprechend den gesellschaftlichen Erfordernissen und der personlichen
Qualifikation. Er hat das Recht auf Lohn nach Qualitat und Quantitat
der Arbeit. Mann und Frau, Erwachsene und Jugendliche haben das Recht
auf gleichen Lohn bei gleicher Arbeitsleistung.
(2)
Gesellschaftlich nutzliche Tatigkeit ist eine ehrenvolle Pflicht fur
jeden arbeitsfahigen Burger. Das Recht auf Arbeit und die Pflicht zur
Arbeit bilden eine Einheit.
n191 Schweizerische Bundesverfassung, art. 6, Individuelle und gesellschaftliche Verantwortung:Jede
Person nimmt Verantwortung fur sich selber wahr und tragt nach ihren
Kraften zur Bewaltigung der Aufgaben in Staat und Gesellschaft bei.
available at: <http://www.admin.ch/ch/d/sr/101/a6.html>.
n192 Declaration Des Droits De L'homme Et Du Citoyen De 1789Les
Representants du Peuple Frangais, constitues en Assemblee Nationale,
considerant que l'ignorance, l'oubli ou le mepris des Droits de l'Homme
sont les seules causes des malheurs publics et de la corruption des
Gouvernements, ont resolu d'exposer, dans une Declaration solennelle,
les droits naturels, inalienables et sacres de l'Homme, afin que cette
Declaration, constamment presente a tous les Membres du corps social,
leur rappelle sans cesse leurs droits et leurs devoirs.
available at: <http://www.assemblee-nat.fr/connaissance/constitution.asp>.
n193 Guyora Binder, Cultural Relativism And Cultural Imperialism In Human Rights Law, 5 BUFF. HUM. RTS. L. REV. 211, 221 (1999) (describes the universalism/relativism debate).
n194 Makau Mutua, Savages, Victims, And Saviors: The Metaphor Of Human Rights 42 HARV. INT'L L.J. 201, 204 (2001) (points out the irony of brutalizing colonial powers pushing for the Nur emberg trials and adopting the UDHR).
n195
For a discussion of the contours (and limits) of the
universality/relativism debate in an intercultural comparative context
see Yash Ghai, Universalism and Relativism: Human Rights as a Framework for Negotiating Interethnic Claims, 21 CARDOZO L.R. 1095 (2000) available at: <http://www.undp.org.fj/elections/reports/ghai.pdf>.
n196 See, e.g., Zuhtu Arslan, Taking Rights Less Seriously: Postmodernism and Human Rights, 5 RES PUBLICA 195 available at: <http://www.philosophy.ru/library/pdf/234617.pdf>.
n197 Richard Klein, supra note 86, at 4 (UDHR rooted in western values).
n198 ANTONIO CASSESE, supra note 2, at 52; Sarah Joseph, A Rights Analysis Of The Covenant On Civil And Political Rights, 5 J. INT'L LEGAL STUD. 57, 74-75 (1999) (arguing that the distinction between rights and duties is artificial).
n199
"[T]he cultural relativist theories of the academy are tautological and
overly deterministic because they fail to appreciate the roles of both
human agency and institutions in the transformative processes of
cultural discourse." Michael C. Davis, supra note 138, at 110.
n200 See, e.g. Dianne Otto, Rethinking The "Universality" Of Human Rights Law, 29 COLUM. HUM. RTS. L. REV. 1(1997).
n201 Makau Mutua, Savages, Victims, And Saviors, supra
note 194, at 204-205 (argues that human rights is Eurocentric, though
well-meaning, and unknowingly reiterates colonial paradigms).
n202 See, e.g., Jonathan C. Goltzman, Cultural
Relativism or Cultural Intrusion? Female Ritual Slavery in Western
Africa & the International Covenant on Civil and Political Rights:
Ghana as a Case Study, 4 N.ENG. INT'L & COMP. L. ANN. 53, 66 (1998) available at: <http://www.nesl.edu/intljoumal/vol4indx.cfm>.
n203
For a good explanation of the problems of moral relativism (which,
however, fails to recognize the fact that in any formal system axioms
are necessary to formal representation and necessarily tautological)
see Michael J. Perry, Moral Knowledge, Moral Reasoning, Moral Relativism: A "Naturalist" Perspective, 20 GA. L. REV. 995, 1003-1009 (1986)
(proposing a method for valid normative inference using practical
reasoning i.e. phronesis but discussing although only obliquely Hume's
position on normative inference).
n204
A cogent but extreme reply to moral relativism points out that for
liberals like Rawls, Ackerman, and Dworkin there is no moral knowledge.
Id. at 995.
That view may go too far. Clearly, the prototypic liberals Aristotle
and Locke do believe in objective moral knowledge. So, what Perry is
identifying is actually the neo-liberal (i.e. ultra-capitalist) abuse
of the idea of liberality.
n205 See, e.g., RICHARD POSNER, THE ECONOMICS OF JUSTICE, (Boston: Harvard 1981).
n206 The failure of the moral relativists to grasp reality can be shown by a crude reductio: genital mutilation. Who cares to argue for it? There is no absence of literature. See, e.g., Adam Karp, Genitorts
In The Global Context: Female Genital Mutilation As Tort Under The
Alien Tort Claims Act, The Torture Victim Protection Act, And The
Foreign Sovereign Immunities Act, 18 WOMEN'S RTS. L. REP. 315 (1997); Sylvia Wynter "Genital Mutilation" Or "Symbolic Birth?" Female Circumcision, Lost Origins, And The Aculturalism Of Feminist/Western Thought, 47 CASE W. RES. L. REV. 501 (1997); L. Amede Obiora, Bridges And Barricades: Rethinking Polemics And Intransigence In The Campaign Against Female Circumcision, 47 CASE W. RES. L. REV. 275 (1997).
A moral relativist cannot oppose genital mutilation (or any other act)
since all cultures are (to the relativist) equally valid.
n207
Epistemologically, truth scepticism must be distinguished from
post-modernist truth abnegationism. Truth scepticism with roots in
Nietzsche merely challenges whether what we are told is "truth" is in
fact "true." FRIEDRICH NIETZSCHE, JENSEITS VON GUT UND BOSE, (1887) available at: <http://www.gutenberg2000.de/nietzsch/jenseits/0htmldir.htm>. Truth abnegation denies the existence of truth.
n208
Much of the confusion lies in the belief that statements must be either
true or false. Aristotle himself noted that some statements, such as
prayers, have no truth value.Every sentence has meaning,
not as being the natural means by which a physical faculty is realized,
but, as we have said, by convention. Yet every sentence is not a
proposition; only such are propositions as have in them either truth or
falsity. Thus a prayer is a sentence, but is neither true nor false.
ARISTOTLE, ON INTERPRETATION (c. 350 B.C.) (translated by E. M. Edghill) Section 1, Part IV, para. 2, available at: <http://classics.mit.edu/Aristotle/interpretation.1.1.html>. Also see Sanford Shieh, Undecidability, Epistemology, and Anti-Realist Intuitionism, 2 NORDIC J. PHILOSOPHICAL LOGIC 55, available at: <http://www.hf.uio.no/filosofi/njpl/vol2no2/decidable/decidable.pdf>.
n209
One root of the confusion is the recognition by Kurt Godel that the
truth value of some propositions of formal logic cannot be determined
by a formal system. KURT GODEL, ON FORMALLY UNDECIDABLE PROPOSITIONS OF
PRINCIPIA MATHEMATICA AND RELATED SYSTEMS, (1931) available at: <http://nago.cs.colourado.edu/ hirzel/papers/canon00-goedel.pdf>.
n210
The best attacks on the universality of human rights focus on the
cultural flaws of the north and question its moral legitimacy. E.g.,
"The human rights movement is marked by a damning metaphor. The grand
narrative of human rights contains a subtext that depicts an epochal
contest pitting savages, on the one hand, against victims and saviors,
on the other." Makau Mutua, supra note 194, at 201. But even
the best attacks criticise not the idea of human rights as such, but
rather the legitimacy of the north/west to claim to be the fountain of
human rights.
n211
"According to the naturalist conception, moral knowledge is knowledge
of how to live so as to flourish, to achieve well-being." Michael J.
Perry, supra note 203, at 997. Those who lack moral knowledge literally suffer from their ignorance, as Aristotle notes.
n212 Surya P. Subedi, Are
The Principles Of Human Rights "Western" Ideas? An Analysis Of The
Claim Of The "Asian" Concept Of Human Rights From The Perspectives Of
Hinduism, 30 CAL. W. INT'L L.J. 45 (1999)
(arguing that the idea that human rights is the product of Western
Christian civilisation is reiteration of selective nineteenth-century
values).
n213 Literally: imposing the civil law. GABE S. VARGES, supra note 82.
n214 Surya P. Subedi, supra
note 212, at 46. However once again that is not a dispute as to whether
there are human rights but rather what is the content of those rights.
As such, it is no argument against the universality of human rights.
n215
For example, Nestle sells powdered milk in the third world erroneously
arguing that it will make babies more intelligent than mother's milk.
Further powdered milk requires sterilised water - and the water in the
third world is often impure. Worse, powdered milk is often diluted
leading to malnutrition and even death from starvation. When Nestle was
criticised for this in print, Nestle' sued for defamation, specifically
for Verleumdung and uble Nachrede. Nestle's claim for uble Nachrede was upheld. ANTONIO CASSESE, supra note 2, at 138-139.
n216
"[N]ot all human rights principles have their roots in Western
civilisation nor are all human rights principles necessarily mere
Western principles." Surya P. Subedi, supra note 212, at 45.
n217 Martha Minow, Rights and Cultural Difference, in
IDENTITIES, POLITICS AND RIGHTS 355 (Sarat and Kearns eds., 1995)
(example of human rights used as tool of domination of First Nations in
North America).
n218 See ARISTOTLE, POLITICS, Book I Part II (translated by Benjamin Jowett) (350 B.C.) available at: <http://classics.mit.edu/Aristotle/politics.Lone.html>.
n219 The good life is, of course, defined by Aristotle as the end of life in political society. Id.
n220 In fact, Indian discourses on human rights are well-developed and even represented within western legal scholarship. See, e.g., Prakash Shah, International Human Rights: A Perspective From India, 21 FORDHAM INT'L L.J. 24, 44 (1997).
n221 Yash Ghai, supra note 195 (citing to Chinese legal authority).
n222 Anita Ramasastry, Corporate
Complicity: From Nuremberg To Rangoon An Examination Of Forced Labour
Cases And Their Impact On The Liability Of Multinational Corporations, 20 BERKELEY J. INT'L L. 91, 153 (2002).
n223 Robin West, supra note 131 (equality the foundation of mutual respect).
n224 Report of the Joseph R. Crowley Program, One Country, Two Legal Systems?, 23 FORDHAM INT'L L.J. 1, 6 (1999).
n225 Similarly, there is also no necessary connection between democracy and the rule of law. Michel Rosenfeld, The Rule Of Law And The Legitimacy Of Constitutional Democracy, 14 S. CAL. L.REV. 1307, 1308 (2001).
n226 One possible answer is for realist reasons, i.e. Realpolitik
considerations. The rule of law, like human rights, can be a tool in a
state's diplomatic arsenal and serve its foreign policy goals. Jose
Maravall, The Rule of Law as a Political Weapon, Working Paper 2001/160 (2001) available at: <http://www.march.es/NUEVO/UM/CEACS/PUBLICACIONESAVORKING%20PAPERS/2001_160.pdf>.
n227 One can of course question whether the United States are committed to the rule of law:the
United States has deployed military forces in Grenada, Libya,
Nicaragua, Panama, and Yugoslavia without authorisation from the United
Nations Security Council, as required by the U.N. Charter. The United
States quit UNESCO, failed to pay its U.N. dues in a timely manner,
withdrew from the jurisdiction of the International Court of Justice,
and refused to comply with the International Court's orders on at least
three occasions... the United States has repeatedly executed foreign
nationals without according them the basic right to consult with their
consular representatives... the United States has failed to ratify the
International Convenant on Economic, Social and Cultural Rights, the
American Convention on Human Rights, the Convention on the Elimination
of All Forms of Discrimination Against Women, the Convention on the
Rights of the Child, and the Convention on the Prohibition of the Use,
Stockpiling, Production and Transfer of Anti-Personnel Mines... the
Bush administration rejected the Kyoto Protocol on global warming, the
Comprehensive Nuclear Test Ban Treaty, the Biological Weapons Protocol
to enforce the 1972 Convention on the Prohibition of the Development,
Production, and Stockpiling of Bacteriological (Biological) and Toxin
Weapons, which banned such weapons, and the Rome Statute of the
International Criminal Court.
Joel R. Paul, Holding Multi-National Corporations Responsible Under International Law, 24 HASTINGS INT'L & COMP. L. REV. 285, 287-288 (2001).
n228 Charles Montesquieu, De L'Esprit des Lois (1758), Livre XI, available at: <http://www.uqac.uquebec.ca/zone30/Classiques_des_sciences_sociales/livres/montesquieu/montesquieu.html>.
n229 "[T]he American and French Revolutions... established the right of the people to rebel against tyranny.' Nancy P. Kelly, The Political Offense Exemption To Extradition: Protecting The Right Of Rebellion In An Era Of International Political Violence, 66 OR. L. REV. 405 (1987).
n230
Though Hobbes and Rousseau consider the social contract irrevocable,
this is not Locke's position. JOHN LOCKE, TWO TREATISES OF GOVERNMENT,
Ch. XIX � 22 (1764) available at <http://history.hanover.edu/early/locke/j-12-001.htm>.
n231 Makau Mutua, What is TWAIL? 94 ASIL PROCEEDINGS 1, 37 (2000).
n232
For good critiques of the flaws and confusion which inherent in
post-modern thought due to an erroneous axiology and epistemology see
Dennis W. Arrow, Pomobabble: Postmodern New-speak and Constitutional "Meaning" for the Uninitiated, 96 MICH. L. R. 461 (1997); Dennis Arrow, Spaceball (Or, Not Everything that's Left is Postmodern), 54 VAND. L. REV. 2381 available at: <http://law.vanderbilt.edu/lawreview/vol546/arrow.pdf>.
n233 Aristotle argues that man outside of political society is rendered beastlike.The
proof that the state is a creation of nature and prior to the
individual is that the individual, when isolated, is not
self-sufficing; and therefore he is like a part in relation to the
whole. But he who is unable to live in society, or who has no need
because he is sufficient for himself, must be either a beast or a god:
he is no part of a state.
ARISTOTLE, POLITICS, Book I, Part II (ca. 350 b.c.) available at: <http://classics.mit.edu/Aristotle/politics.1.one.html>.
n234 The universality debate also exists in democratic theory. Surya P. Subedi, supra note 212, at 47.
n235 William G. Ross, Attacks On The Warren Court By State Officials: A Case Study Of Why Court-Curbing Movements Fail, 50 BUFF. L. REV. 483, 508 (2002).
n236 Richard L. Abel, Capitalism and the Rule of Law: Precondition or Contradiction? 28 LAW & SOC'Y REV. 971, 987 (journal renamed: was 15 LAW & SOCIAL INQUIRY 685) (1990).
n237
"Human Rights ensure international security and prosperity" speech by
the Foreign Secretary, Jack Straw, to the United Nations Commission on
Human Rights, Geneva, 17 April 2002, available at: <http://www.britischebotschaft.de/en/news/items/020418.htm>.
n238 But see: Dianne Otto, supra
note 200, at 5-6. (Describing human rights as having developed in four
generations - Otto's view is distinctly the minority view; Otto also
describes the usual typology of first generation and second generation
rights but subdivides third generation rights based on whether they
arose out of the Soviet Bloc or Non-Aligned Movement.)
n239 Claire Moore Dickerson, supra note 60, at 1441-1442 (describes and refines the three-generation theory of human rights).
n240 John King Gamble, et al., supra note 116, at 36 (argues that first-generation rights are able to be easily and immediately implemented).
n241 But see: Claire Moore Dickerson, supra
note 60, at 1444. Dickerson's ignores the individualist propertarian
presumptions of first generation rights practice and claims of rights
to collective bargaining which were raised only with the second
generation of rights.
n242 John King Gamble, et al., supra note 116, at 36.
n243
"The first generation of political and civil rights, embodied in the
Universal Declaration and the Covenant on Civil and Political Rights,
are freedoms from state intrusion: liberte. The second
generation furthers realisation of the first generation by guaranteeing
minimum standards, demandable upon the state, of education and health,
a liveable wage, decent working conditions, and social insurance for
all persons: egalite. Finally, the third generation consists of
rights which may be invoked against and demanded of the state. These
rights require all the organs of society-individual, state, regional,
and international-to cooperate in order for the rights to be realised: fraternite." Jennifer A. Downs, supra note 69, at 364. I have found no evidence for this assertion in the writings of Diderot, Montesqieu or Rousseau.
n244 Declaration des droits de I'Homme et du citoyen, 26 aout 1789 available at: <http://www.justice.gouv.fr/textfond/ddhc.htm>.
n245 Die Allgemeine Erklarung der Menschenrechte, Resolution 217 A (III) vom 10.12.1948, available at: <http://www.unhchr.ch/udhr/lang/ger.htm>.
n246 ANONYMOUS, ATHENA (2002) <http://www.mythologica.de/athena.htm>.
n247 Louis B. Sohn, supra note 5, at 61-62.
n248 Charles Montesquieu, L'Esprit des Lois (1758) available at: <http://www.uqac.uquebec.ca/zone30/Classiques_des_sciences_sociales/livres/montesquieu/de_esprit_des_lois/de_esprit_des_lois_tdm.html>.
n249 JEAN JACQUES ROUSSEAU, supra note 172.
n250 JOHN LOCKE, supra note 174.
n251 HOBBES, supra note 20.
n252 IMMANUEL KANT, ZUM EWIGEN FREDEN (1795) available at: <http://www.mda.de/homes/matban/de/kant-zef.html>; IMMANUEL KANT, BEANTWORTUNG DER FRAGE: WAS IST AUFKLARUNG? (1784) available at: <http://www.gutenberg2000.de/kant/aufklae/aufkl001.htm>.
n253
I am, of course, open to contradiction and do not claim to have read
the entire canon of every western enlightenment thinker. However, it
seems unlikely that the enlightenment thinkers foresaw with such
clarity the future development of human rights.
n254 Louis B. Sohn, supra note 5, at 61-62.
n255 Id. at 32.
n256 Jennifer A. Downs, supra note 69, at 351 (argues that the generational theory is metaphoric not historic).
n257 R. Randall Kelso, A Post-Conference Reflection On Federalism, Toleration, And Human Rights, 40 S. TEX. L. REV. 811, 826-827
(two historical strands to moral reasoning about universal human
rights: the Enlightenment natural law tradition, and the classic and
Christian natural law tradition).
n258 Id.; see also, Louis B. Sohn, supra note 5, at 33. Kelso seems to ignore contemporary theorists of ius naturale such as Finnis.
n259
Because of this bourgeois influence on the idea of human rights some
are sceptical as to whether human rights truly "liberates." This
scepticism is understandable. Indeed as such critics of human rights
note, rights are not merely a protection of the weak and innocent
against the strong and powerful, they are also a vector of state power,
and a subtle one at that. See, e.g., Wendy Brown, Rights and Identity in Late Modernity, in IDENTITIES, POLITICS AND RIGHTS 89 (Sarat and Kearns eds., 1995).
n260 U.S. CONST., amend. I (freedom of speech, worship), IV (no unlawful search or seizure), inter alia available at: <http://www.law.cornell.edu/constitution/constitution.billofrights.htm>.
n261 See e.g., U.S. CONST., amend. V, available at: <http://www.law.cornell.edu/constitution/constitution.billofrights.htm> and Declaration des droits de I'Homme et du Citoyen, arts. 7-9.<<
Article 7 - Nul homme ne peut etre accuse, arrete ou detenu que dans
les cas determines par la loi et selon les formes qu'elle a prescrites.
Ceux qui sollicitent, expedient, executent ou font executer des ordres
arbitraires doivent etre punis; mais tout citoyen appele ou saisi en
vertu de la loi doit obeir a l'instant; il se rend coupable par la
resistance. Article 8 - La loi ne doit etablir que des peines
strictement et evidemment necessaires, et nul ne peut etre puni qu'en
vertu d'une loi etablie et promulguee anterieurement au delit, et
legalement appliquee. Article 9 - Tout homme etant presume innocent
jusqu'a ce qu'il ait ete declare coupable, s'il est juge indispensable
de l'arreter, toute rigueur qui ne serait pas necessaire pour s'assurer
de sa personne doit etre severement reprimee par la loi.
Available at: <http://www.justice.gouv.fr/textfond/ddhc.htm>.
n262 Declaration des Droits de I'Homme et du Citoyen, art. 2, 17, available at: <http://www.justice.gouv.fr/textfond/ddhc.htm>; U.S. Const., amend. V, available at: <http://www.law.cornell.edu/constitution/constitution.billofrights.htmlttamendmentiii>.
n263 E.g.
"not every destruction or injury to property by governmental action has
been held to be a 'taking' in the constitutional sense." Armstrong v. United States, 364 U.S. 40, 48 (1960).
n264 E.g., Declaration des Droits de I'Homme et du Citoyen, art. 10 & 11:
Article
10 - Nul ne doit etre inquiete pour ses opinions, memes religieuses,
pourvu que leur manifestation ne trouble pas l'ordre public etabli par
la loi.
Article 11 - La libre
communication des pensees et des opinions est un des droits les plus
precieux de l'homme; tout citoyen peut donc parler, ecrire, imprimer
librement, sauf a repondre de l'abus de cette liberte dans les cas
determines par la loi. available at: <http://www.justice.gouv.fr/textfond/ddhc.htm>. Clearly, these are restrictions of the state's power - but they are often also affirmations of the individual's power.
n265 Paul W. Kahn, American
Hegemony And International Law Speaking Law To Power: Popular
Sovereignty, Human Rights, And The New International Order, 1 CHI. J. INT'L L. 1, 5 (2000)
(points out the collapse of dualism and that sovereignty rather than a
solution to the problems of peace and justice is a problem).
n266 Louis B. Sohn, supra note 5, at 33.
n267 Claire Moore Dickerson, supra note 60, at 1444-1445 (describes three-generation rights theory).
n268 E.g., Verfassung der DDR,
Artikel 25 (1) Jeder Burger der Deutschen Demokratischen Republik hat
das gleiche Recht auf Bildung. Die Bildungsstatten stehen jedermann
offen. Das einheitliche sozialistische Bildungssystem gewahrleistet
jedem Burger eine kontinuierliche sozial istische Erziehung. Bildung
und Weiterbildung." Available at: <http://www.ddr-im-www.de/Gesetze/Verfassung.htm> and at: <http://www.documentarchiv.de/ddr/verfddr.html>.
n269 E.g. Landesverfassung der Freien Hansestadt Bremen
Artikel 14: Jeder Bewohner der Freien Hansestadt Bremen hat Anspruch
auf eine angemessene Wohnung. Es ist Aufgabe des Staates und der
Gemeinden, die Verwirklichung dieses Anspruches zu fordern." Available at: <http://www.bremen.de/info/skp/lv/Vrfssngl.htm>.
n270 Praambel, Verfassung der DDR,
6 April 1968: In Fortsetzung der revolutionaren Traditionen der
deutschen Arbeiterklasse und gestutzt auf die Befreiung vom Faschismus
hat das Volk der Deutschen Demokratischen Republik in Ubereinstimmung
mit den Prozessen der geschichtlichen Entwicklung unserer Epoche sein
Recht auf sozial-okonomische, staatliche und nationale Selbstbestimmung
verwirklicht und gestaltet die entwickelte sozialistische
Gesellschaft." Available at: <http://www.ddr-im-www.de/Gesetze/Verfassung.htmttsozgesell>.
n271 Landesverfassung der Freien Hansestadt Bremen,
vom 21 Oktober 1947 (Brem.GBl. S. 251). Erschuttert von der
Vernichtung, die die autoritare Regierung der Nationalsozialisten unter
MiBachtung der personlichen Freiheit und der Wurde des Menschen in der
jahrhundertealten Freien Hansestadt Bremen verursacht hat, sind die
Burger dieses Landes willens, eine Ordnung des gesellschaftlichen
Lebens zu schaffen, in der die soziale Gerechtigkeit, die
Menschlichkeit und der Friede gepflegt werden, in der der
wirtschaftlich Schwache vor Ausbeutung geschutzt und alien
Arbeitswilligen ein menschenwurdiges Dasein gesichert wird." Praambel,
Landesverfassung Bremen, available at: <http://www.bremen.de/info/skp/lv/Vrfssngl.htm>.
A comparison of the preamble of the Bremer constitution and the
preamble of the East German constitution reveals several interesting
equivalences, parallels and divergences.
n272 Jennifer A. Downs, supra
note 69, at 360-361 (argues, in my opinion, unconvincingly that first
and second generation rights live in symbiosis and are not, in fact, in
conflict).
n273 E.g., RUSSIAN CONSTITUTION OF 1936, art. 120 (right to pensions for the elderly) available at: <http://www.departments.bucknell.edu/russian/const/36cons04.htmltfchapl0>.
n274
Usually social insurance in the liberal democracies is a part of
administrative law. Some times however it does enter into
constitutional law. E.g., art. 41 Bundesverfassung Schweiz: 1
Bund und Kantone setzen sich in Erganzung zu personlicher Verantwortung
und privater Initiative dafur ein, dass: a. jede Person an der sozialen
Sicherheit teilhat;..." available at: <http://www.admin.ch/ch/d/sr/101/a41.html>. Cf., CONSTITUTION FRANCAISE, art. 1, available at: <http://www.assemblee-nat.fr/connaissance/constitution.asp>.
n275
CONSTITUTION FRANCAISE, 4 Octobre 1958, Article premier La France est
une Republique indivisible, laique, democratique et sociale. Elle
assure l'egalite devant la loi de tous les citoyens sans distinction
d'origine, de race ou de religion. Elle respecte toutes les croyances.
n276 E.g., The Emancipation Proclamation (1863) available at: <http://www.nps.gov/ncro/anti/emancipation.html>.
n277 Plessy v. Ferguson, 163 U.S. 537 (1896) (segregated railways not unconstitutional, later overruled) available at: <http://afroamhistory.about.com/library/blplessy_v_ferguson.htm>; Cumming v. Board of Ed. of Richmond County, 175 U.S. 528 (1899) (segregated education not unconstitutional, later overruled) available at: <http://afroamhistory.about.corn/library/blcumrning_v_richmond.htm>.
n278 For a listing of the principle apartheid legislation and history see BBC, The Story of Africa: Southern Africa (2003) available at: <http://www.bbc.co.uk/worldservice/africa/features/storyofafrica/12chapter7.shtml>.
n279
For a discussion of the role of revolution in international law (and as
expression of the right of national self determination) see Theodor
Schweisfurth, The Role of Political Revolution in the Theory of International Law, in Macdonald & Johnston, supra note 39, at 913.
n280 Louis B. Sohn, supra note 5, at 33.
n281 Jennifer A. Downs, supra
note 69, at 362 (citing Karel Vasak, Legal Adviser to the United
Nations Educational, Scientific, and Cultural Organisation (UNESCO) and
former director of the UNESCO Division of Human Rights and Peace, as
the first to use the term 'third generation human rights').
n282 Comment, Developments In The Law - International Environmental Law: V. Institutional Arrangements 104 HARV. L. REV. 1580, 1600 (1991) (notes that individuals have limited rights and duties under international human rights law).
n283 Claire Moore Dickerson, supra note 60, at 1445-1446 (describes third generation rights as collective solidarity rights).
n284 Jennifer A. Downs, supra note 69, at 363 (third generation of rights a consequence of a dynamic view of human rights).
n285 Id. at 358 (describes generational theory of rights).
n286 Declaration on the Right of Peoples to Peace, G.A. res. 39/11, annex, 39 U.N. GAOR Supp. (No. 51) at 22, U.N. Doc. A/39/51 (1984) available at: <http://www1.umn.edu/humanrts/instree/q3drpp.htm>.
n287 J. Oloka-Onyango, Human Rights And Sustainable Development In Contemporary Africa: A New Dawn, Or Retreating Horizons? 6 BUFF. HUM. RTS. L. REV. 39, 43 (2000).
n288
African Charter on Human and Peoples' Rights June, 26, 1981, O.A.U.
Doc. CAB/LEG/67/3/Rev. 5, arts. 19-24 (entered into force Oct. 21,
1986), reprinted in 21 I.L.M. 58 (1982).
n289 1986 Declaration on the Right to Development. Adopted by General Assembly resolution 41/128 of 4 December 1986, available at: <http://193.194.138.190/html/menu3/b/74.htm>. Also see, e.g., Isabella D. Bunn, The Right To Development: Implications For International Economic Law, 15 AM. U. INT'L L. REV. 1425, 1426 (2000) (arguing for "the emergence of the right to development.").
n290 The U.S. generally opposes the idea of a third generation of human rights in international law. But see Barbara Stark, Economic Rights In The United States And International Human Rights law: Toward An "Entirely New Strategy" 44 HASTINGS L.J. 79, 130 (1992)
suggesting that third generation rights in the U.S. are protected at
the state level rather than the federal level. That view ignores that
those claims are generally not defended as inalienable rights but
rather are stated to be conditional entitlements accorded to
individuals by the state as an act of largesse. A conditional
entitlement must be distinguished from an inalienable right.
n291 See, e.g., Alan Greenspan, The Embrace of Free Markets,
Remarks at the Woodrow Wilson Award Dinner of the Woodrow Wilson
International Center for Scholars, New York, New York, June 10, 1997.
n292 See, e.g. U.S. CONST., amend. XIV.
n293 Thus, radical critiques of human rights as a vector of power are not without foundation. See, e.g., Martha Minow, Rights and Cultural Difference, in Sarat and Kearns, supra note 139, at 355.
n294 See, e.g., ARISTOTLE, POLITICS, Book I, pt. XIII, available at: <http://classics.mit.edu/Aristotle/politics.mb.txt>.
n295
Aristotle even recognizes that his arguments for natural slavery and
the natural inequality of men and women are flawed, and tries to meet
the objections. Id. at Book I, pt. VI.
n296 Aristotle clearly believed that some people were inherently destined for slavery. Id., Book I, pt. V., available at: <http://classics.mit.edu/Aristotle/politics.mb.txt>.
n297 But see, Joelle Entelis, International Human Rights: Islam's Friend Or Foe? 20 FORDHAM INT'L L.J. 1251 (1997). Arguing that Algeria is an Example of the Compatibility of International Human Rights law and Islamic law regarding women.
n298 E.g.,
RIFFAT HASSAN, RELIGIOUS HUMAN RIGHTS IN GLOBAL PERSPECTIVE: RELIGIOUS
PERSPECTIVES 361-86 (John Witte, Jr. and Johan D. van der Vyver eds.,
Martinus Nijhoff Publishers 1996) available at: <http://www.law.emory.edu/EILR/volumes/spring96/hassan.html>.
n299 For a discussion of Islamic human rights law and international human rights law see, Bharathi Anandhi Venkatraman, Islamic
States And The United Nations Convention On The Elimi nation Of All
Forms Of Discrimination Against Women: Are The Shari'a And The
Convention Com patible? 44 AM. U. L. REV. 1949, 1951 (1995).
n300
Population Registration Act 30 of 1950; Group Areas Act 41 of 1950;
Separate Representation of Voters Act 45 of 1951 (Union of South
Africa).
n301 But see, Lawrence v. Texas, 539 U.S. 558 (2003); Dudgeon v. U.K., 45 Eur. Ct. H.R. (1981).
n302 See, e.g., James D. Wilets, International Human Rights Law And Sexual Orientation, 18 HASTINGS INT'L & COMP. L. REV. l (1994).
n303 ARISTOTLE, NICOMACHEAN ETHICS, Book I, � 2 (translated by W.D. Ross) (350 b.c), available at: <http://classics.mit.edu/Aristotle/nicomachaen.1.i.html>.
n304 This is true even in the United States. See, e.g., U.S. v. Locke, 471 U.S. 84 (1985).
n305 JEAN-JACQUES ROUSSEAU, DU CONTRAT SOCIAL OU PRINCIPES DU DROIT POLITIQUE (1752), available at: <http://www.google.de/search?q=rousseau+contrat+social&ie=ISO-8859-1&hl=de&meta=>.
n306 JOHN LOCKE, SECOND TREATISE ON GOVERNMENT (1690), available at: <http://libertyonline.hypermall.com/Locke/second/second-frame.httnl>.
n307 Epistemologically, Kant's Kritik der reinen Vernunft (1787) (available at: <http://www.gutenberg2000.de/kant/krvb/krvb.htm>) is the more important work, though in international law Kant is better known for Zum ewigen Frieden (1795) (available at: <http://www.mda.de/homes/matban/de/kant-zef.html>).
His metaphysics and idealism led him to be rejected because only
material facts are capable of scientific proof not opinions or
subjective states of mind.
n308
"Liberal" is a much abused term, particularly by "neo" "liberals." To
understand the origin and true meaning of the concept of liberality
(and by consequence that "neo-liberal" thought is in fact illiberal) see ARISTOTLE, NICHOMACHEAN ETHICS, Book IV Ch. 1, supra note 303, at: <http://classics.mit.edu/Aristotle/nicomachaen.4.iv.html>.
n309 Karl Marx, Kapital I. MEW 23, 189f.309, 183, 789 (1867), available at: <http://www.marx-forum.de/das_kapital/kapital_1/inhalt_1.html>.
n310 Friedrich Engels, Anti-Duhring, MEW, 20, 95-99 (1887) available at: <http://www.mlwerke.de/me/me20/me20_001.htm>.
n311 V.I. LENIN, The State and Revolution, in 25 COLLECTED WORKS, 381-492 (1918) available at: <http://www.marxists.org/archive/lenin/works/1917/sep/staterev/>.
n312 MAO TSE-TUNG, On Policy (1940), in 2 SELECTED WORKS OF MAO TSE-TUNG, 441-49 (Foreign Languages Press, Peking 1965) available at: <http://www.marx2mao.org/Mao/OP40.html>.
n313 For an expose and critique of the conventional wisdom see, Scott D. Syfert, Capitalism Or Corruption? Corporate Structure, Western Investment And Commercial Crime In The Russian Federation, 18 N.Y.L. SCH. J. INT'L & COMP. L. 357 (1999).
n314 Shannan C. Krasnokutski, Human Rights In Transition: The Success And Failure Of Polish And Russian Criminal Justice Reform, 33 CASE W. RES. J. INT'L L. 13 (2001).
n315 Louise Shelley, Post-Soviet Organised Crime And The Rule Of Law, 28 J. MARSHALL L. REV. 827 (1995)
("[o]rganised crime in Russia today is so serious that it threatens
human rights, the rule of law, democracy, and free markets").
n316 Id.
n317 Adrien Katherine Wing, The South African Transition To Democratic Rule: Lessons For International And Comparative Law, 94 AM. SOC'Y INT'LL. PROC. 254, 259 (2000).
n318 Christopher C. Joyner, Enforcing Human Rights Standards In The Former Yugoslavia: The Case For An International War Crimes Tribunal, 22 DENV. J. INT'L L. & POL'Y 235, 251 (1994).
n319 Sakak Mahmud, The Failed Transition to Civilian Rule in Nigeria: Implications for Democracy and Human Rights, 40 Afr. TODAY 87 (1993); Okechukwu Oko, Subverting The Scourge Of Corruption In Nigeria: A Reform Prospectus, 34 N.Y.U. J. INT'L L. & POL. 397 (2002).
n320 See, e.g., Loizidou v. Turkey (Merits) (ECHR 40/1993/435/514) (1996).
n321 Alfred C. Aman, supra
note 42, at 781 (pointing out global capital mobility). It must be
remembered that prior to 1970 international capital mobility was the
exception, not the rule.
n322
Jost Delbruck argues that major changes have occurred in international
relations and inter national law since 1989 - but that these changes
actually affirm sovereignty. Supra note 32, at 705. However,
Delbruck himself acknowledges both the disintegration of states such as
the U.S.S.R. into smaller states and more importantly the rise of
transnational institutions of governance. Id. at 706. The
devolution of the sovereign power to other sovereigns cannot be seen as
an affirmation of sover eignty but is evidence of its transformation.
Further the transnational institutions of global governance clearly
affirm the fact that sovereignty has been not only transformed by
devolution but also transferred by so many derogations that to speak of
a rule of absolute sovereignty is meaningless and to speak of literally
dozens of exceptions to a principle of qualified sovereignty is
awkward. It would be better theoretically to reconceptualize
sovereignty rather than to deny empirical reality in order to affirm
outdated dogma. Id. at 705-706.
n323
For an interesting discussion of the convergence of local tribalism and
globalisation see BENJAMIN R. BARBER, JIHAD VS. MCWORLD (Times Books,
1995).
n324 See, e.g., Mark Engler, Toward the "Rights of the Poor": Human Rights in Liberation Theology, JOURNAL OF RIGHTS AND ETHICS, JRE 28.3: 337-63 (2000).
n325
As mentioned elsewhere the world is developing institutions and
processes of global governance under law. Ulrich K. Preuss, supra
note 113, at 305-306. International institutions such as the European
Union and the W.T.O. and the U.N. are in fact replacing so many
functions of the state that, in concert with devolution and
privatization, we can meaningfully speak of a shift of state power from
the nation state to regional global and local institutions of
governance.
n326 Some predict that claims that Western ideals are universal will increase because of the end of the cold war. See Dianne Otto, supra note 200.
n327 THE ECONOMIST, The Death Of Peronism? Nov. 14, 2002.
n328 THE ECONOMIST, When Push Comes To Shove, Dec. 5, 2002.
n329 T. S. Twibell, Ethiopian
Constitutional Law: The Structure Of The Ethiopian Government And The
New Constitution's Ability To Overcome Ethiopia's Problems, 21 LOY. L.A. INT'L & COMP. L.J. 399 (1999).