18 St. Thomas L. Rev. 737
Saint Thomas Law Review
Spring 2006
General Issue
Article
*737 I AM MY OWN WORST ENEMY: PROBLEMS AND POSSIBILITIES OF EUROPEAN FOREIGN
POLICY VIS-À-VIS THE UNITED STATES
Eric Engle [FNa1]
Copyright © 2006 St. Thomas Law Review; Eric Engle
I. ABSTRACTThe
European Union ("EU") implements a Common Foreign and Security Policy.
This paper argues EU Foreign policy is incohesive, but growing more
cohesive. The EU poses no threat to U.S. interests; however, poses only
limited opportunities for U.S. foreign policy because the U.S. has
relentlessly pursued a short-sighted and self-destructive foreign
policy since 2002. The paper
elaborates this thesis by considering
institutional actors and historical experiences. Thus, it provides an
overview of the institutional structure of the EU Common Foreign and
Security Policy, as well as an overview of historic experiences of EC
foreign policy.
II. INTRODUCTIONSlowly
yet inexorably Europe is unifying. The core members of Europe have a
single currency, common customs, and common border controls. Europe
also has the rudiments of foreign policy and defense institutions. Do
these facts present an opportunity or a challenge to the United States?
This paper argues that (1) Europe has the rudimentary institutions and
processes in place to develop a common foreign and security policy
("CFSP"), and (2) that fact does not present a challenge to the United
States, but rather an opportunity. This is because (a) Europe and the
United States share a common ideology and liberalism, predicated on
individual freedom and government by rule of law and free trade, and
(b) even if there were no common ideology, Europe and America are
economically dependent on each other. Rather than a challenge, Europe
represents an opportunity, because it supports the same core values as
the United States and is an important commercial partner. However,
understanding the possibilities and limits of the opportunity Europe
represents requires a capacity to think in a detached and objective
manner.
*738 III. THE TELEOLOGY OF THE EUIn
order to understand the European Union and its foreign policy, we must
look at it not in terms of its constituent elements, but rather from
the perspective of the Union as a whole, its origins, purposes, and
evolution. This dynamic and holistic perspective is the only one that
can hope to encompass all of the various processes and the only one
that can have explanatory and predictive power. An atomistic view would
only be a partial view because it would ignore the synergies which the
Union brings to its people. A static view would similarly be blind - by
only looking at ouisia (being) it ignores becoming.
The
institutions of the European Union are famously deficient in popular
input. Some, while acknowledging the problem of democratic deficit and
national diversity, nevertheless argue that Europe can and should aim
to become a superpower,
[FN1] either to oppose the United States or to oppose terrorism.
[FN2] Such a goal is at present unrealistic because European foreign policy is incohesive
[FN3]
and ineffective. This can be seen perhaps most clearly in the crisis
involving Yugoslavia, particularly in the recognition of successor
states to the Yugoslavian state.
[FN4] As we will see, however, pursuant to the functional method, EU foreign policy is growing more cohesive.
Some argue that EU foreign policy is incoherent because European foreign
policy expectations exceed European military abilities.
[FN5] Others
*739 admit incoherence and argue Europe needs a coherent foreign policy to create a common European identity.
[FN6]
Both views confuse effects and causes. European foreign policy is
incoherent in direct proportion to the extent of Europe's internal
political divisions. The result of political incoherence is that little
or no effective military means are available to Europe. If there were a
coherent political will, the means to implement that will would be
found. Likewise, a coherent foreign policy can exist only if there is a
common identity. Without a common identity, a coherent foreign policy
is not possible. Common identity may be based on language, race,
religion, ideology or something else entirely. But the sense of common
interest among the people of Europe - which does exist - is a necessary
precondition to a common foreign policy.
A
coherent foreign policy must align expectations with abilities to
express a common political will arising out of a common identity. A
common European foreign policy is necessary to express the need for
peace,
[FN7] to secure the
collective interests of all Europeans and because, without a common
foreign policy, Europe will remain divided and irrelevant, watching the
world go by rather than helping to shape it.
[FN8]
We
examine European foreign policy to understand the opportunities and
challenges it presents and also to determine how best to shape it to
help solve
the manifold problems facing the world today. To
that end, we look at the institutions and instruments of European
foreign policy and then at the historic experiences and contemporary
issues to see how Europe's foreign policy has interacted with that of
the United States.
*740 IV. ECONOMIC CONSTRAINTS OF CFSP
A. Bretton Woods [FN9]
The
post war world cannot be understood without at least a basic grasp of
the key role the Bretton Woods institutions have played in it. In the
wake of the largest mass slaughter of persons in history, the leaders
of the western world realized the war was caused by poverty and, more
specifically, by hyperinflation.
[FN10] Thus, financial stability and economic interdependence came to be seen correctly as keys to preventing war.
[FN11]
Consequently, institutions such as the International Bank for
Reconstruction and Development and the International Monetary Fund were
established to prevent hyperinflation and fund reconstruction of the
ruins that were Europe.
[FN12]
A key element of the Bretton Woods system was the gold standard: U.S.
dollars were pegged to gold, and European currencies to the dollar.
[FN13] This policy became unsustainable because of the war in Vietnam. The U.S. went off the gold standard,
[FN14] the chaos of free floating
currencies
[FN15] ensued and was followed shortly thereafter by "stagflation."
[FN16]
From 1973 (at latest) to 1979 (at earliest), western economies were
characterized by high rates of inflation, high rates of unemployment
and low growth rates. As a result Europe began its search
*741 for monetary union.
[FN17]
The result of this was the Euro, which has, since its introduction,
"succeeded in gaining the confidence of financial markets and, to a
limited extent, establishing itself as [the world's second largest]
[FN18] international reserve currency"
[FN19] though not without political problems.
[FN20] The creation of a second global reserve currency is one of the most important achievements of European foreign policy.
B. Free Trade
A stable currency system is the benchmark of the post-war liberal world order.
[FN21]
Currency stability is a necessary precondition for the other key
feature of the post-war liberal world - free trade. Trade is seen,
correctly, as a positive sum game, encouraging prosperity and thereby
peace by separating trade and territory.
[FN22]
Though one can take a pessimistic zero sum view of Europe and equate
advances in European integration with a decline in U.S. power, such a
view is erroneous. In an interdependent world, the United States and EU
are partners. When one trading partner's economy improves, the
well-being of the other partner improves too. Populist calls for
national economies are unrealistic and
underproductive. Protectionism is a failed trading policy that leads
not just to economic failure, but even to war. The EU has grown into an
economic and political partner of the United States.
[FN23]
Mutual dependence explains why the transatlantic partnership will,
despite stress, endure. Indeed, "the European model . . . is a whole -
monetarist, federal, Atlanticist - and it is impossible to accept one
part of it without being forced to accept the others, nor to reject one
part without renouncing the others."
[FN24]
A socialist, isolated, autarchic Europe, though possible in theory, is,
in practice, an underperformer, and has been clearly rejected since
1989 throughout Europe.
*742 V. EUROPEAN FOREIGN POLICY INSTITUTIONSTo
expect Europe to become a military power capable of either competing
with or significantly aiding the United States is unrealistic at
present. However, a less ambitious and more realistic common foreign
policy is certainly attainable. To see how a common foreign policy can
be implemented, we now look at the institutions which shape and
implement European foreign policy.
European foreign policy is created and implemented under the rubric of the CFSP.
[FN25] The CFSP is not equivalent to the foreign policy of a state.
[FN26] Some argue this means Europe has no foreign policy.
[FN27] That position goes too far and does not understand the functionalist method. Europe
does not have a foreign policy in the sense of a
centrally coordinated and hierarchically determined diplomatic and
military apparatus. Rather, it has objectives which it seeks to attain
by coordinating the foreign policies of the Member States. The
objectives of the CFSP are found in TEU Article 11. They are:
-to
safeguard the common values, fundamental interests, independence and
integrity of the Union in conformity with the principles of the United
Nations Charter,
-to strengthen the security of the Union in all ways,
-to
preserve peace and strengthen international security, in accordance
with the principles of the United Nations Charter, as well as the
principles of the Helsinki Final Act and the objectives of the Paris
Charter, including those on external borders,
-to promote international cooperation,
-to develop and consolidate democracy and the rule of law, and respect for human rights and fundamental freedoms.
[FN28]
The
CFSP is an objective to be attained by the coordination and
harmonization of the foreign policies of the Member States, a hybrid
approach that is neither federal nor national.
*743
What emerges is a paradox: a state-inspired model of foreign policy
expressed pursuant to multifarious procedures and carried out by States
eager
to emphasize its limits. In legal terms, this
paradox is bound to give rise to acts whose significance and
repercussions cannot be easily defined by our traditional legal
vocabulary.
[FN29]
As
elsewhere in EU law, the CFSP is sui generis and an example of the
functionalist method that slowly but inexorably drives European
integration ahead. To focus not on the dynamic of the CFSP, but rather
to look at the CFSP statically, as if it were unchanging, really misses
the point.
A. Creating the CFSP
We
can best understand the policies formulated by the EU as a hierarchy.
At the top of the hierarchy are the most general policies with the
broadest coverage: the general guidelines, which outline aspiring goals
and objectives of the CFSP. At a somewhat less abstract level, the
common strategies elaborate general frameworks within which the EU
plans to attain its goals. At the concrete level of implementation, the
EU undertakes joint actions (operations) and the Member States adopt
common positions. These policies, the decision makers that reach them,
and the actors that implement them, are represented below:
[FN30]
Instrument Who proposes Who decides Who implements
General Member States and the European the Presidency
guidelines Commission Council
Common Member States and the European the Presidency
strategies Commission Council
Joint actions Member States and the Council the Commission
Commission
Common positions Member States and the Council Member States
Commission
*744
Joint actions include operations in the fields of conflict prevention
and crisis management, non-proliferation and disarmament, conflict
resolution, verification, support for the peace process and
stabilization, and the dispatching of European Union Special
Representatives.
[FN31]
As
can be seen from the table, the key institutions of EU foreign policy
are the EU and EC, the European Council, the Council, the Commission,
the European Parliament and the European Court of Justice,
[FN32]
the President of the Council of the European Union and the Member
States. They make and implement the guidelines, common strategies,
joint actions and common positions.
*745 1. The EU and EC - International Legal Persons with Foreign Policy Competence
An
organization has international legal personality as a result of
agreements between states which create a legal person distinct in
powers and
purposes from the members, and whose object is to exercise powers in international relations.
[FN33] The EC is an international legal person
[FN34] and has capacity to negotiate international treaties in given fields.
[FN35] Though "the Amsterdam and the Nice Treaties did not determine whether the European Union had a legal personality[,]"
[FN36] the "EC and EU policies are considered to form part of a single legal system."
[FN37]
In terms of customary international law, other States treat the Union
as an international legal person and thus it is, or is becoming, an
international legal person. The best view is that the EU has implicit
international legal personality
[FN38]
both from the relevant texts and from state practice. States believe
the EU exists, and act like it does, so it does by operation of
customary international law. Thus, the EU is like a state - it is a
state "in being."
Regardless
of the question of the international legal personality of the EU, it is
perfectly clear that the EU does have foreign policy competence. Trade
policy is one important aspect of EU Foreign Policy.
[FN39]
Articles 5 and 133 of the EC Treaty give the EC competence in
commercial policy. Moreover, "[t]he A[msterdam] T[reaty] grants the
European Union competence to make agreements with other states and
international organizations in the CFSP area."
[FN40] As time has passed, Europe's foreign policy has become increasingly cohesive
[FN41] and with time, the Member States will continue
to cede more of their foreign policy competencies to the Union.
[FN42] Europe's foreign policy is developing along functionalist
*746
lines, attaining what is possible here and now but always seeking to
gain ground and legitimacy through its success. Europe's foreign policy
is more cohesive than yesterday but less cohesive than tomorrow.
2. The Presidency of the Council of the European Union
The President (of the European Council) represents the EU in the CFSP.
[FN43] The President implements general guidelines and common strategies.
[FN44] The President holds executive powers.
3. The European Council
The European Council brings together the heads of states and the President of the Commission,
[FN45] who determines
[FN46] the content of general guidelines
[FN47] and common strategies
[FN48] of the CFSP, including defense and related matters.
[FN49]
Guidelines outline the goals of the Union; common strategies address
activities with specific countries or regions, i.e., how those
guidelines are to be implemented. Joint actions implement the policies
outlined in the guidelines and the common strategies. Thus, the
European foreign policy instruments are hierarchically arranged from
general to specific with differing decision mechanisms for each policy
instrument.
4. The Council of the European Union (the Council)
The Council consists of EU Foreign Ministers and the Commission External
Relations Commissioner. It determines joint actions and common positions.
[FN50] Joint actions "commit the Member States in the positions they adopt and in the conduct of their activity."
[FN51]
Joint actions are what we typically think of as foreign policy actions,
i.e., to implement a peacekeeping operation. That is, they are concrete
steps taken to
*747 implement the general policies of the guidelines and the common strategies.
The Council must ordinarily reach its CFSP decisions unanimously.
[FN52]
That is a serious limitation on the ability of the EU to engage in a
coherent forceful foreign policy. Consequently, mechanisms have been
introduced to meet this challenge. Member States can abstain from
voting, and abstention from voting will not prevent all other Member
States from adopting a policy. Similarly, Member States can qualify
their abstention such that the action of the Union will not be obliged
to apply the decision which will bind all other Member States.
[FN53] Further, in the event the Union as a whole cannot act, Member States can act with each other in "enhanced cooperation."
[FN54] However, enhanced cooperation as to matters with military or defense implications is expressly forbidden.
[FN55] Enhanced cooperation is funded by the Member States,
[FN56] not the Union.
Exceptionally,
some votes of the Council may be taken by qualified majority, "when
adopting joint actions, common positions, or taking any other decision
on the basis of a common strategy, when adopting any decision
implementing a joint
action or a common position, when appointing a special representative in accordance with Article 18(5)."
[FN57] However, qualified majority voting is expressly forbidden as to "decisions having military or defense implications."
[FN58] Further, Member States can force a vote to be taken on the basis of unanimity.
[FN59]
5. The Commission
Like the Member States,
[FN60] the Commission can propose general guidelines, common strategies, joint actions and common positions.
[FN61] The Commission is solely responsible for European trade policy.
[FN62]
*748 6. The Europarliament
The European Parliament is the only directly elected EU institution, yet it has few powers.
[FN63]
The Parliament can recommend actions to the Presidency and request and
receive information from the Commission and Presidency regarding the
CFSP.
[FN64] Parliament also has a consultative function and has the power to fund operating expenses of the CFSP.
[FN65]
If European foreign policy is to grow into a legitimate and effective
instrument expressing the needs and hopes of Europe, then it will be
through the parliament and, more exactly, through the struggles over
taxation and budgeting that will occur, just as happened in Britain
historically. Such struggles are examples of productive disunity.
Both macroeconomic and political forces explain the creation of Europe.
Finance recurs as a key issue at the operational
level as well. A major weakness of attempts to create a common European
foreign policy is the lack of financial resources. "Current EU revenues
are 1.3 percent of member-state GNP, much less even than the five to
seven percent viewed as the minimum necessary budget called for in the
McDougal Report of 1977."
[FN66]
CFSP budgeting is met pursuant to Article 28 of the EU Treaty, which
funds operating expenses for the CFSP from the EC budget, excepting
expenditures arising from defense operations,
[FN67]
in which case Member States are to pay proportionate to their national
wealth excluding those states which opt out of those operations.
[FN68] This gives the European Parliament some influence in foreign policy, namely the power of the purse.
[FN69] This new funding mechanism "should reduce, if not eliminate,
*749
conflicts over procedure between the institutions and thereby ensure
increased coherence between the activities of the institutions in the
area of the CFSP"
[FN70] though financial issues remain, probably inevitably, contentious.
[FN71]
7. The Member States
The Member States can propose general guidelines, common strategies, joint actions, and common positions,
[FN72] and implement the policies announced as common positions.
B. Implementing the CFSP
Implementing
the CFSP, specifically its joint actions, requires common security
institutions. However, the existing institutions - NATO, the WEU and
the Rapid Reaction Force ("RRF") - are inapt; they cover too much
(NATO) to help build a cohesive union, or they are made irrelevant by
NATO (the WEU), or they are badly coordinated (RRF, Eurocorps).
Nevertheless, Europe has taken the first few faltering steps toward its
own security institutions.
1. NATO
NATO is the core institution of transatlantic relations.
[FN73]
However, it is only one institution among others. The difficulty in
using NATO as an instrument in European foreign policy arises from the
fact that some EU Member States are not in NATO, and some NATO states
are not in the EU.
[FN74]
The divergence of membership in NATO and the EU explains in part the
transatlantic tensions that arise regarding the use of NATO resources.
[FN75]
NATO competes with Union institutions such as the WEU, and has
preempted attempts to establish an independent Western European
Security and Defense Initiative.
[FN76] If the EU is to develop a truly European
*750
foreign defense and security policy, it will likely have to do so
outside of NATO. Thus, "[i]n April 2003, the leaders of Belgium,
France, Germany and Luxembourg met and launched a new EU planning
capability to be housed in Tervueren in Belgium."
[FN77] However, the TEU respects the Member States' NATO commitments,
[FN78] which are a serious, but perhaps inevitable, constraint on the EU's
foreign policy. As long as most Member States are
in NATO, the EU will not need to develop its own institutions. At the
same time, NATO cannot evolve into an exclusive club for Member States
only. If there is an intractable problem in the CFSP, this may be it.
2. WEU
The
Western European Union is an institution oft moribund conceived and a
bit of a political football, at least historically. Today, "the WEU
seems to be conceived as the European wing of NATO and the common
defense remains within the NATO framework."
[FN79]
Article 17 of the TEU provides that the WEU will coordinate with NATO
and that the EU Member States will observe the obligations derived from
the Atlantic Treaty.
[FN80] The WEU is tasked with "implementing the Union's defense related decisions and actions."
[FN81]
In theory, the WEU might become something, someday, but "[t]he reality
is that the WEU plays a role of little significance. Almost the
entirety of its activity is concentrated on the Petersberg missions,
recognized in the AT, which are limited to humanitarian, rescue and
peacekeeping activities."
[FN82]
3. Eurocorps and the RRF
Implementing
a common foreign policy requires military structure. Two efforts exist:
the Eurocorps and the Rapid Reaction Force ("RRF"). The Eurocorps is a
joint Franco-German force (Belgium, Luxembourg and Spain joined some
time
later) with some operational difficulties arising due to language and equipment differences.
[FN83]
The RRF is perhaps the beginning of a European army. The units in the
RRF are maintained by the Member States and are intended for rapid
sustained deployments: sixty
*751 days to deployment, with deployments of up to one year.
[FN84] However, RRF deployment decisions are made by the Member States. Though the RRF is participating in the Concordia mission,
[FN85] the EU does not yet have its own military means to enforce its policies and is dependent on the Member States.
VI. EUROPEAN FOREIGN POLICY INSTRUMENTS
A. Declarations
Europe's
foreign policy expressed in the guidelines and common positions is
communicated to third parties in "declarations following the meetings
of the Ministers or the Heads of Governments, demarches with a third
state, diplomatic missions entrusted to the President-in-Office, or
common positions adopted in international fora."
[FN86]
Europe, when it formulates its will, can express that will to foreign
states clearly. Of course, declarations are "just talk," but talking is
an essential part of human interaction. However, when talking fails,
Europe's actions speak louder than words.
B. Sanctions/Foreign Aid
The
EU can, and does, successfully use sanctions to assert its common
foreign policy. Sanctions may be political, diplomatic, cultural, or
economic. For example, sanctions were undertaken against Bosnia.
[FN87] Trade may be restricted, as was done to Haiti,
[FN88] or investments withdrawn or frozen. Goods can be embargoed,
[FN89] for example, arms sales to Sudan were embargoed.
[FN90]
Just
as Europe can offer economic sanctions, it can also offer foreign aid
as a tool in its foreign policy. For example, aid was offered within
Europe to Bosnia and outside of Europe to South Africa, Palestine and
Nigeria.
[FN91] Thus,
Europe has instruments for expressing its foreign policy which, while
less visible than military means, are at least as effective.
*752 C. Peacekeeping
Though
the most effective instruments of EU foreign policy are likely
financial incentives and disincentives, Europe has in fact also
participated in military peacekeeping missions. The EU does engage in
international peacekeeping, sending military force overseas to maintain
good order and promote democracy and human rights.
[FN92]
The first peacekeeping operation was the European Union Police Mission
("EUPM") in Bosnia and Herzegovina, lasting for three years and
including five-hundred police officers from more than two dozen
countries, fifteen of which are EU Member States.
[FN93]
The Concordia peacekeeping mission was launched on March 18, 2003, in
Macedonia (ex Yugoslavia). NATO cooperated both in planning and
providing assets for the Concordia mission.
[FN94] The Artemis mission in the Democratic Republic of Congo ("DRC") under UN mandate did not involve NATO, but only EU forces.
[FN95]
These missions show the ability and resolve of the Union to engage in a common foreign policy throughout the conflict spectrum.
[FN96] All this activity occurred at a time when EU foreign policy was regarded as incoherent and ineffective.
[FN97]
Errors such as Yugoslavia are always evident, but success stories often
go unnoticed. We now turn to historical experiences to try to assess
the CFSP.
VII. HISTORICAL EXPERIENCES OF EU FOREIGN POLICYWe
now look in historical order at the experiences of EU foreign policy to
determine the trends. The trend is toward quantitative, not
qualitative, improvements in coherence and cohesion of EU foreign
policy. We have neither seen "catalytic" effects of the Union causing a
sudden and more rapid integration (change in degree), or a "quantum"
effect causing a radical alteration in state (change of type) from
(coordinated) foreign policies to a single European foreign policy. At
the same time, however, we do see a much
clearer shift toward increasing dissatisfaction
with U.S. domination of the transatlantic relationship and gradual
closer integration of foreign policies of the Member States. If the
common European foreign policy makes the quantum leap from a
coordinating system for managing consensus to an operational system for
implementing united policy, such a
*753
state change would be the result of dissatisfaction with U.S.
mismanagement. Once again, Europe does not have the initiative because
of the lack of cohesive political will, and thus represents no threat
to U.S. interests.
A. Falklands
The
first recent experience in European (at the time EC) foreign policy was
also one of the more successful. In 1982, Argentina attacked the
Falkland Islands resulting in a war with Britain. "[A]t the outbreak of
the Falkland war, an economic embargo against Argentina was . . . put
into effect by the Community, employing its common trade policy power."
[FN98] The result was mixed:
"the Member States initially provided solid support for the British
action in the Falkland Islands/Malvinas War by agreeing to Community
sanctions against Argentina, but the unanimity fell apart for
individual political reasons once the sanctions came up for extension."
[FN99] However, the Falklands crisis was, in comparison with the Yugoslav crises, a success for European foreign policy.
B. Yugoslavia
The
next major test of EU Foreign policy was the crises in Yugoslavia
(particularly in Bosnia, Croatia, Serbia, Kosovo and Macedonia). EU
Foreign policy singularly failed to prevent the conflicts and was
unable to end them once they began.
In
Bosnia, debate about how to react to the crises was frozen by the
question of who should be responsible to solve the problem (NATO? The
WEU? The Member States? Europe? The United States?).
[FN100]
As a result, violence was not prevented or stopped as quickly as it
could have been. Ultimately, the United States intervened,
[FN101] whether despite Europe's desire to solve its own problems or because of Europe's inability to do so.
[FN102] To prevent or end such crises requires both a united will and military force - and Europe lacked both.
[FN103] When a similar crisis played out again in Kosovo just a couple of years later in 1996, there was less diplomatic
*754 confusion but still no real European military capacity.
[FN104]
The result in all cases in Yugoslavia was the needless slaughter of
innocent civilians resulting from incoherence and incapacity of Europe
to react to a crisis on its own doorstep which, in turn, discredited
the EC. "Bosnia-Herzegovina . . . illustrated that the Western European
ability to formulate and implement a CFSP still was far too meager in
the absence of U.S. leadership and even, on
occasions, unilateralism."
[FN105]
Thus, it is clear that "[i]f the EU intends to assume the trappings of
sovereignty, it must develop a coherent defense identity and defense
institutions to orchestrate the management of contingencies such as
Yugoslavia. Otherwise, the responsibility for security in the European
sphere will remain the province of an increasingly noncommittal U.S."
[FN106] The CFSP was created because of the failure of the EC in Yugoslavia.
[FN107]
VIII. CONTEMPORARY ISSUES IN EU FOREIGN POLICY
A. Common Transatlantic Interests and Idea(l)sThe CFSP must serve the common interests of the Member States
[FN108]
which are not merely economic, but are also full of aspirational, and
include maintenance of democracy and protection of human rights, for
example.
[FN109] Economic
growth and aspirations of democracy and human rights are also common
transatlantic interests. Because the EU and United States have a common
liberal view of politics and economics, their interests will converge
more often than they diverge, and as the global economy grows even more
interdependent, convergence of transatlantic interests will likely
grow.
[FN110] Thus, a
strong united Europe is in the interests of the United States; and
indeed, in practice the United States does encourage European
integration.
[FN111]
Common ideology and mutual Euro-American dependence also explain why a
fundamental divergence of transatlantic interests is simply impossible,
all the more so when we recognize the economic interdependence of the
United States and the EU
*755 However, while transatlantic goals converge, serious disputes exist about how best to achieve those goals which we now examine.
B. Transatlantic Conflicts: Terrorism & The War in Iraq
Though
a fundamental divergence as to the ends of political life between
Europe and the United States is simply not possible, serious
divergences as to the means to attain those ends can and do arise.
These divergences, in fact, mark the current relationship of the EU and
the United States.
Crises
and a lack of vision have made the U.S. government the worst enemy of
the people of the United States. The actions of the U.S. government
since that fatal day in September have been as irrational and violent
as the acts of a wounded animal. Some argue, "[t]he terrorist attacks
of September 11, 2001, shocked the United States and the rest of the
world, marking a new era in international law and policy[,]" and that
this has resulted in a "a new concert of great powers that appear to
recognize a need to coordinate their foreign policies to fight against
terrorism."
[FN112] I disagree. I do not see any global or even much transatlantic unity on the prosecution of the war in Iraq.
Nor do I see any unity on the maltreatment of
prisoners at Abu Ghraib or at Guantanamo Bay. The majority of the rest
of the world condemns the United States, and rightly so, for betraying
its most basic principles in its pointless abuse of helpless prisoners
of war. It is this helplessness, not self-proclaimed unity, which
explains the war crimes the U.S. government has committed. The United
States is essentially fighting a war it cannot win against an enemy it
cannot see:
[t]errorism
is notoriously hard to define, and so too, accordingly, is a strategy
designed to counter it. It is difficult to wage war against an abstract
noun. There is no identifiable and, critically, no finite enemy to be
defeated. The very notion of terrorism is notoriously difficult to pin
down in terms of existing international law.
[FN113]
Concretely,
the only results of the war on terror that anyone can see are
violations of civil rights in Europe, mostly in Britain,
[FN114]
and abuse of prisoners by the United States. The United States
mistreats its prisoners because they are the only visible enemy, the
only object against which they can exact revenge. But however
satisfying it may be to beat a helpless man
*756
to death, the result is that the U.S. government, from the President to
the Privates, is needlessly making enemies at every turn, and not just
in the Arab world.
The inability to see the world as it is explains self destructive U.S.
policies. The Bush administration has taken up an
erroneous isolationist and unilateralist view of the world. What is the
result of this U.S. unilateralism? "Transatlantic relations are
arguably worse today than at any point since the Second World War."
[FN115]
To which I can only add: Arguably? When were they worse? Indeed, "many
Europeans today have come to consider the United States itself to be
the outlaw, a rogue colossus."
[FN116] The EU did not participate in the war in Afghanistan because its foreign and security competence in the EU Treaty
[FN117] is limited to humanitarian and rescue tasks and its security competence did not include collective self defense.
[FN118]
Given the subsequent debacle of the United States in Iraq, this is
probably just as well. U.S. unilateralism, in instigating the second
Iraq war, "dramatically raised the level of transatlantic conflict even
as it deepened political fault lines within an expanding European
Union."
[FN119]
The
ability of the United States to impose its will on Iraq reflects the
post-war reality. "In the post-World War II world, nearly all conflicts
between European and U.S. foreign policy ideas have been resolved in
favor of the United States."
[FN120]
In the past however, legitimatization of U.S. hegemony by consultation
or cooperation through NATO and/or the UN resulted in one-sided
transactions which were accepted because they were seen as being in the
interests of both the United States and Europe. But today, the United
States has essentially abandoned both the UN and
NATO as foreign policy legitimators. What has been the result of this
unilateralism? The United States has successfully alienated close
allies
[FN121] and the entire Islamic world. The United States can still impose its self
*757
destructive unilateralist and isolationist view on an unwilling world,
but not without serious budgetary and foreign policy consequences. And
what did the United States get out of "winning" its dispute with France
and Germany about starting a war in Iraq to get rid of non-existent
chemical weapons? Nothing but dead Americans, wasted treasure, lost
credibility, destroyed good will and expensive oil. On September 12,
2001, the entire world, including the majority of Moslems, was with the
United States. That is no longer the case. It is safe to say much of
the world now hates the United States and even thinks that the United
States deserved to be attacked on September 11. The U.S. government is
not hated because of its "freedom." It is hated because it
indiscriminately kills and tortures people. The absence of weapons of
mass destruction in Iraq just makes that hatred all the more fierce.
Given
the complete failure of recent U.S. foreign policy to do anything other
than squander the goodwill of the entire world, "numerous observers
perceive the European Union . . . as a possible entity that could
counterweight America's supremacy." "
[FN122] It is true that the "nations of Europe - acting individually or collectively - now appear to represent the only
potential systemic challenge to America's global economic and military hegemony."
[FN123] Thus, some Americans see in Europe, wrongly, "a potential threat to U.S. national security on several levels."
[FN124]
However, those calling for a well-oiled European war machine, whether
to support or oppose the United States, and those afraid of exactly
such a beast are in fact being unrealistic, but in different ways and
for different reasons. Common culture, economic interdependence, and
common ideals explain why the United States and Europe will not
fundamentally oppose each other. Moreover, Europe remains internally
divided: "[t]he division [within Europe] over the Iraqi crisis and the
failure to produce a Constitution in December 2003 could lead to the
conclusion that Europe does not have a common vision of the world, nor
does it have foreign policy instruments matching its economic
strength."
[FN125] Some even accuse the United States of "playing on Europe's own divisions."
[FN126] Whether or not that is true,
Europe
may be characterized as an economic giant, a political dwarf and a
military worm. Not once has the European Union succeeded in attaining
the status of a superpower - not in the Near East or in Africa,
*758 nor in Former Yugoslavia, and not even in Cyprus. In all these cases, Europe was helplessly stranded.
[FN127]
Thus,
at least until present, "if someone has to actually do something about
a pending crisis, whether it be humanitarian crises in the Balkans or
WMD
proliferation in the Mideast, there is really only one credible option. The United States . . . ."
[FN128]
But as the United States bankrupts itself and destroys its military in
a senseless war in Iraq, this may change; sic transit gloria mundi.
However,
though the United States will increasingly lack the budgetary means and
political will to police the world, it will likely not be replaced by
Europe. Hoping or fearing a strong united Europe is at present
unrealistic. European imperialism is a paper tiger. Europe cannot
contribute anything meaningful to "the war on terror" because (a) it
has nothing to contribute, and (b) even if it did, the "war on terror"
is not winnable. Instead of asking how to stop suicide bombers, we
should ask ourselves whether they can be stopped at all. If we want to
stop terrorism, we ought to ask why it starts. If poverty causes war
and trade ends poverty, then the best way to end terrorism is to end
poverty by opening trade.
[FN129]
C. Normative Recomendations
Given
European disunity and lack of means some suggest that transatlantic
relations should focus U.S. attention on security issues and European
attention on development
[FN130] because "the European Union 'speaks softly and carries a big carrot."'
[FN131] Thus, "[i]t has become fashionable to argue for the continuation of a 'good cop, bad cop' approach,
with the European Union sweet-talking the
terrorists and dictators, whilst the United States and NATO hover
menacingly in the background threatening apocalyptic intervention."
[FN132] If that is the contribution that Europe can make to a more peaceful and prosperous world then:
the
Union should seek to develop its security and defense policy by relying
upon the constitutional idiosyncrasies of its current structure . . .
acknowledge the need for new challenges to be addressed on the basis of
a variety of legal instruments that would transcend traditional legal
*759
categorizations and whose combined effect would enhance the stature of
the EU. Therefore, the economic aspects of security should be brought
to the center . . . and dealt with as a matter of priority on the basis
of the sophisticated, multi-layered approach advocated by the
Commission.
[FN133]
IX. CONCLUSIONIt
is clear that, at present, Europe lacks both the will and the means to
present a credible threat to U.S. foreign policy. Even if it did, it
would have neither an economic nor ideological reason to do so. At the
same time, Europe does have numerous instruments at its disposal to
exert pressure or assistance on foreign governments. Thus, we can speak
in a meaningful sense of an effective European foreign policy despite
the failure in Yugoslavia, for the CFSP was a reaction to the failure
of the EC in Yugoslavia, just as the Euro
was a reaction to the "stagflation" of the
1970s. The Euro has proven itself, and the CFSP will, with time,
increasingly enable Europe to contribute to building a stable and
prosperous world.
[FNa1]. For Verena Brand, German environmental lawyer and friend.
[FN1]. Mark C. Anderson, A
Tougher Row To Hoe: The European Union's Ascension as a Global
Superpower Analyzed Through the American Federal Experience, 29
Syracuse J. Int'l L. & Com. 83, 118-19 (2001).
[FN2]. Ian Ward, The Challenges
of European Union Foreign and Security Policy: Retrospective and
Prospective, 13 Tul. J. Int'l & Comp. L. 5, 37 (2005).
According
to Romano Prodi, one of the essential goals of the European Union is to
create a superpower on the European continent that stands equal to the
United States. To a certain extent the challenge carries an
antagonistic edge. Samuel Huntington famously described a prospective
"clash of civilizations," between the "west" and "Islam." More
recently, it has been posited that there might be an equally vital
"clash" within western "civilization," between the 'soft' power of
Europe and the 'hard' power of the United States, the multilateralism
of the former and the unilateralism of the
latter.
Id.
[FN3]. Ian Ward, The Challenges
of European Union Foreign and Security Policy: Retrospective and
Prospective, 13 Tul. J. Int'l & Comp. L. 5, 46 (2005). Ward
correctly points out that "a coherent European foreign policy remains
more of an aspiration than a current reality." Id.
[FN4]. Sergio Baches Opi & Ryan Floyd, A
Shaky Pillar of Global Stability: The Evolution of the European Union's
Common Foreign and Security Policy, 9 Colum. J. Eur. L. 299, 304-07
(2003).
[FN5]. Elizabeth Shaver Duquette, The European
Union's Common Foreign and Security Policy: Emerging From the U.S.
Shadow?, 7 U.C. Davis J. Int'l L. & Pol'y 169, 191 (2001).
For
the situation to improve, it was suggested that capabilities increase
or expectations lower. In other words, the Union would either have to
revamp its decision making process and build an effective military
force and command structure, or it would have to scale back its foreign
policy goals and revise the image it portrays to third countries.
Id.
[FN6]. See Opi & Floyd, supra note 4, at 299.
[FN7]. Donato F. Navarrete & Rosa María F. Egea, The Common Foreign and Security Policy of the European Union: A Historical Perspective, 7 Colum. J. Eur. L. 41, 41 (2001).
European
history has taught us two lessons. The first is that the unification of
Europe has not been achieved by armed force despite the various
attempts to do so over the last two centuries (e.g., Napoleon, Hitler,
etc). The second, which also serves to explain the failure of these
attempts, is that the countries of Europe have used every means
possible to prevent the emergence of a preeminent power among them
which could threaten their security. The corollary of these two ideas
is clear: European unification must be achieved through the
independence and freedom of its people or be condemned to failure.
Id.
[FN8]. Anderson, supra note 1,
at 83-84. "In fact, the EU could very well languish indefinitely as 'an
economic giant with the political influence of a pygmy' if the Member
States, through their leadership, do not take concrete steps to address
them." Id.
[FN9].
The Bretton Woods Project works as a networker, information-provider,
media informant, and watchdog to scrutinise and influence the World
Bank and International Monetary Fund ("IMF"). Through briefings,
reports, and the bimonthly digest Bretton Woods Update, it monitors
projects, policy reforms, and the overall management of the Bretton
Woods institutions with special emphasis on environmental and social
concerns. Bretton Woods Project, http://
www.brettonwoodsproject.org/project/index.shtml (last visited Apr. 6,
2006).
[FN10]. But see Timothy A. Canova, Financial Liberalization, International Monetary Dis/order, and the Neoliberal State, 15 Am. U. Int'l L. Rev. 1279, 1297 (2000)
(arguing that German hyperinflation had ended by 1924 and that the
forty percent rate of unemployment in the early 1930s was due to
excessive deflationary policies). However, the point holds: the
hyperinflation caused the overly deflationary policies resulting in
unemployment and then war. Id.
[FN11]. Padideh Ala'i, Free
Trade or Sustainable Development? An Analysis of the WTO Appellate
Body's Shift to a More Balanced Approach to Trade Liberalization, 14
Am. U. Int'l L. Rev. 1129, 1133 n.10 (1999).
[FN12]. Id.
[FN13]. Amy Youngblood Avitable, Saving the World One Currency at a Time: Implementing the Tobin Tax, 80 Wash. U. L.Q. 391, 391 n.4 (2002).
[FN14]. See, e.g., Kenneth W. Dam, From
the Gold Clause Cases to the Gold Commission: A Half Century of
American Monetary Law, 50 U. Chi. L. Rev. 504, 526-27 (1983).
[FN15]. See generally Geoffrey G.B. Brow, The Tobin Tax: Turning Soros into Plowshares?, 9 Transnat'l L. & Contemp. Probs. 345, 353 (1999).
[FN16]. Ryan D. Frei, Reforming
U.S. Immigration Policy in an Era of Latin American Immigration: The
Logic Inherent in Accommodating the Inevitable, 39 U. Rich. L. Rev.
1355, 1372 (2005).
[FN17]. Alan W. Cafruny, A Ruined Fortress? Europe and American Economic Hegemony, 19 Conn. J. Int'l L. 329, 330 (2004).
[FN18]. Ronald A. Brand, The European Union's New Role in International Private Litigation, 2 Loy. U. Chi. Int'l L. Rev. 277, 277 (2005).
[FN19]. Cafruny, supra note 17, at 329.
[FN20]. Id. at 331.
[FN21]. Joel L. Silverman, The "Giant
Sucking Sound" Revisited: A Blueprint to Prevent Pollution Havens by
Extending NAFTA's Unheralded "Eco-Dumping" Provisions to the New World
Trade Organization, 24 Ga. J. Int'l & Comp. L. 347, 369 (1994).
[FN22]. See Eric Allen
Engle, The Transformation of the International Legal System: The
Post-Westphalian Legal Order, 23 Quinnipiac L. Rev. 23, 41 (2004).
[FN23]. See Cafruny supra note 17, at 333.
[FN24]. Id.
[FN25]. See Mamedov Muschwig, Crisis
of Transatlantic Relations: NATO and the Future European Security and
Defense Identity (ESDI), 10 U. Miami Int'l & Comp. L. Rev. 13, 19
(2002).
[FN26]. Id. at 37.
[FN27]. Eric Stein, European Foreign Affairs System and the Single European Act of 1986, 23 Int'l L. 977, 992 (1989).
[FN28]. Consolidated Version
of the Treaty on European Union, art. 11, 2002 O.J. (C 325) 5,
available at
http://europa.eu.int/eur-lex/lex/en/treaties/dat/12002M/htm/C_2002325EN.000501.html
[hereinafter TEU].
[FN29]. Panos Koutrakos, Constitutional
Idiosyncrasies and Political Realities: The Emerging Security and
Defense Policy of the European Union, 10 Colum. J. Eur. L. 69, 80 (2003) (citation omitted).
[FN30]. EU, Common Foreign
and Security Policy (CFSP) Financing (2006), available at
http://europa.eu.int/comm/external_relations/cfsp/fin/index.htm (last
visited Apr. 6, 2006).
[FN31]. EU, Common Foreign
& Security Policy (CFSP) - Financing - Ongoing Joint Actions -
Conflict Prevention and Crisis management (2006), available at
http://europa.eu.int/comm/external_relations/cfsp/fin/pja.htm (last
visited Apr. 6, 2006).
[FN32]. Denis Chaibi, The Foreign Policy Thread in the European Labyrinth, 19 Conn. J. Int'l L. 359, 360 (2004).
[FN33]. Id. at 84.
[FN34]. TEU, supra note 28, art. 5.
[FN35]. European Community Treaty (Treaty of Rome), Art. 281 & 300.
[FN36]. Chaibi, supra note 32, at 384.
[FN37]. Id. at 385.
[FN38]. Koutrakos, supra note 29, at 84.
[FN39]. Chaibi, supra note 32, at 367.
[FN40]. Donato F. Navarrete & Rosa María F. Egea, The Common Foreign and Security Policy of the European Union: A Historical Perspective, 7 Colum. J. Eur. L. 41, 54 (2001).
[FN41]. John J. Kavanagh, Attempting
to Run Before Learning to Walk: Problems of the EU's Common Foreign and
Security Policy, 20 B.C. Int'l & Comp. L. Rev. 353, 356-57 (1997).
[FN42]. Opi & Floyd, supra note 4, at 320.
[I]it
is worth noting that Article 11 of the Treaty of Amsterdam begins by
referring to the "Union," and not to the "Union and the Member States"
as in the former Article J.I of the TEU, as the entity in charge of
defining and implementing a CFSP.... [T]his difference reflects the
trend of Member States to start ceding sovereignty... to the EU.
Id.
[FN43]. TEU, supra note 28, art. 18, para. 1.
[FN44]. Id. at para. 2.
[FN45]. Id. at, art. 4.
[FN46]. Id. at art. 13,
para. 3. "The Council shall take the decisions necessary for defining
and implementing the common foreign and security policy on the basis of
the general guidelines defined by the European Council." Id.
[FN47]. Id. at para. 1.
[FN48]. Id. at art. 13, para. 2.
[FN49]. Id.
[FN50]. Id. at, art. 14, para. 1.
[FN51]. Id. at para. 3.
[FN52]. Id. at art. 23, para. 1.
[FN53]. Id.
[FN54]. Id. at art. 27a, para. 1.
[FN55]. Id. at art. 27b.
[FN56]. Id. at, art. 44a.
[FN57]. Id. at art. 23, para. 2.
[FN58]. Id.
[FN59]. Id.
If
a member of the Council declares that, for important and stated reasons
of national policy, it intends to oppose the adoption of a decision to
be taken by qualified majority, a vote shall not be taken. The Council
may, acting by a qualified majority, request that the matter be
referred to the European Council for decision by unanimity.
Id.
[FN60]. Adrian Toschev & Gregory Cheikhameguyaz, The European Union and the Final Status for Kosovo, 80 Chi.-Kent L. Rev. 273, 285 (2005).
[FN61]. TEU, supra note 28, art. 22, para. 1.
[FN62]. Toschev & Cheikhameguyaz, supra note 60, at 285.
[FN63]. Opi & Floyd, supra note 4, at 311.
[FN64]. TEU, supra note 28, art. 21.
[FN65]. Opi & Floyd, supra note 4, at 311.
[FN66]. Cafruny, supra note 17, at 331-32.
[FN67]. Navarrete & Egea, supra note 7, at 55.
[FN68]. Opi & Floyd, supra note 4, at 322.
Article
28 of the TEU (as amended by the Treaty of Amsterdam) provides as a
general principle that all operating expenses of the CFSP shall be
directly charged to the EC budget, except for expenditures arising from
defense operations and cases where the Council unanimously decides
otherwise. In those cases in which expenditure is not charged to the EC
budget, it shall be charged to the Member States in accordance with the
gross national scale, unless the Council unanimously decides otherwise.
Finally, as per expenditure arising from operations having military or
defense implications, those Member States which have opted-out in
accordance with Article 23(1) of the TEU, are not obliged to contribute
to the financing thereof.
Id.
[FN69]. Chaibi, supra note 32, at 390.
Since
the CFSP budget is established following the budgetary procedure laid
down for the Community budget, the European Parliament has found a way
to influence a CFSP from which it is institutionally excluded. This is
even more important when the initially forecasted CFSP budget is
insufficient. The reinforcement of CFSP appropriations is then executed
through either a transfer of appropriations or a supplementary and/or
amended budget. In both cases, there is a need for a proposal from the
Commission, and the European Parliament has the last word.
Id.
[FN70]. Duquette, supra note 5, at 188.
[FN71]. Kavanagh, supra note 41, at 366.
[FN72]. TEU, supra note 28, art. 22, para. 1.
[FN73]. Muschwig, supra note 25, at 37.
[FN74]. Chaibi, supra note 32, at 381.
[FN75]. See Duquette, supra note 5, at 191.
[FN76]. William Bradford, The Western
European Union, Yugoslavia, and the (Dis)Integration of the EU, The New
Sick Man of Europe, 24 B.C. Int'l & Comp. L. Rev. 13, 15-16 (2000).
[FN77]. Chaibi, supra note 32, at 381.
[FN78]. TEU, supra note 28, art. 17, para. 1.
[FN79]. Navarrete & Egea, supra note 7, at 60.
[FN80]. TEU, supra note 28, art. 17, para. 1.
[FN81]. Duquette, supra note 5, at 179.
[FN82]. Navarrete & Egea, supra note 7, at 60.
[FN83]. Opi & Floyd, supra note 4, at 328.
[FN84]. Id. at 327.
[FN85]. EU Force Takes over
Peace Role, The Guardian, March 31, 2003, available at
http://www.guardian.co.uk/macedonia/story/0,7369,926210,00.html (last
visited Apr. 6, 2006).
[FN86]. Stein, supra note 27, at 985.
[FN87]. Ward, supra note 2, at 11.
[FN88]. Id.
[FN89]. Chaibi, supra note 32, at 372.
[FN90]. Ward, supra note 2, at 11.
[FN91]. Id. at 10.
[FN92]. Chaibi, supra note 32, at 374.
[FN93]. Id. at 379.
[FN94]. Id.
[FN95]. Id.
[FN96]. Id.
[FN97]. Id. at 380.
[FN98]. Stein, supra note 27, at 985-86.
[FN99]. A
Community Within the Community: Prospects for Foreign Policy
Integration in the European Community, 103 Harv. L. Rev. 1066, 1073
(1990).
[FN100]. Bradford, supra note 76, at 27.
[FN101]. Opi & Floyd, supra note 4, at 318.
[FN102]. Id. at 319.
[FN103]. Id.
[FN104]. Id. at 325.
[FN105]. Bradford, supra note 76, at 53.
[FN106]. Id. at 14.
[FN107]. Cf, Opi &
Floyd, supra note 4, at 304-05 (stating that the dissolution of
Yugoslavia "highlighted areas needing improvement and sparked the
creation of the CFSP").
[FN108]. Muschwig, supra note 25, at 19-20.
[FN109]. Id. at 20.
[FN110]. Ward, supra note 2, at 40-41.
[FN111]. Muschwig, supra
note 25, at 39. "Europeans and Americans jointly promote the process of
integration and opening of the West in relation to the new Eastern
European democracies." Id.
[FN112]. Opi & Floyd, supra note 4, at 299.
[FN113]. Ward, supra note 2, at 47.
[FN114]. See Sophie Robin-Olivier, Citizens
and Noncitizens in Europe: European Union Measures Against Terrorism
After September 11, 25 B.C. Third World L.J. 197, 207-08 (2005).
[FN115]. Christina Schweiss, Sharing Hegemony: The Future of Transatlantic Security, 38 Cooperation & Conflict 211, 211 (2003).
[FN116]. Robert Kagan, Paradise and Power: America and Europe in the New World Order 100 (Vintage Books 2004) (2003).
[FN117]. Jan Wouters & Frederik Naert, The European Union and 'September 11', 13 Ind. Int'l & Comp. L. Rev. 719, 769 (2003).
[FN118]. TEU, supra note
28, art. 17, para. 2. EU Treaty includes in security and foreign policy
"humanitarian and rescue tasks, peacekeeping tasks and tasks of combat
forces in crisis management, including peacemaking." Id.
[FN119]. Cafruny, supra note 17, at 329.
[FN120]. Daniel I. Fisher, "Super Jumbo" Problem: Boeing, Airbus, and the Battle for the Geopolitical Future, 35 Vand. J. Transnat'l L. 865, 869 (2002).
[FN121]. Cafruny, supra note 17, at 329.
[FN122]. Chaibi, supra note 32, at 359.
[FN123]. Cafruny, supra note 17, at 329.
[FN124]. Fisher, supra note 120, at 869.
[FN125]. Chaibi, supra note 32, at 359.
[FN126]. Cafruny, supra note 17, at 329.
[FN127]. Muschwig, supra note 25, at 21.
[FN128]. Ward, supra note 2, at 52.
[FN129]. Kevin J. Fandl, Terrorism, Development & Trade: Winning the War on Terror Without the War, 19 Am. U. Int'l L. Rev. 587, 630 (2004).
[FN130]. Ward, supra note 2, at 38.
[FN131]. Id.
[FN132]. Id. at 53.
[FN133]. Koutrakos, supra note 29, at 95.
END OF DOCUMENT