16 St. Thomas L. Rev. 187
Saint Thomas Law Review
Winter 2003
Article
*187 THE FAILURE OF THE NATION STATE AND THE NEW INTERNATIONAL ECONOMIC
ORDER: MULTIPLE CONVERGING CRISES PRESENT OPPORTUNITY TO ELABORATE A NEW JUS
GENTIUM
Eric Allen Engle [FNa1]
Copyright © 2003 St. Thomas Law Review; Eric Allen Engle
Abstract ............................................................ 187
Introduction ........................................................ 188
I. Methodological Foundation .......................................... 189
II. Problems Facing Africa ............................................. 191
A. Problems Within Africa ......................................... 191
B. Problems in Africa's Foreign Relations: From NIEO to NWO to
Globalization ..................................................... 193
1. Contents of the NIEO ......................................... 194
2. The New World Order (NWO) .................................... 196
3. Globalization ................................................ 197
C. Problems Facing Not Only Africa but the Entire World: The
Decline of Sovereignty ............................................ 197
1. Fragmentation ................................................ 198
2. Integration .................................................. 200
3. Transformation ............................................... 200
4. Realism: The International Systems Evolution ................. 201
D. Inability of International Law as Currently Conceptualized to
Solve These Problems .............................................. 202
III. Responses .......................................................... 204
IV. Conclusion ......................................................... 205
*188 ABSTRACTBoth
the New International Economic Order ("NIEO") and the New World Order
(NWO) have failed to end poverty in the third world, most notably in
Africa. The failure of these two theories, themselves responses to the
failure of the
Westphalian state system, and the material facts
of globalisation present an opportunity to elaborate a new law of
nations. Abandoning the Westphalian model is the best way forward, not
only because of the technological revolution in the first world, but
also for cultural reasons in Africa, where borders almost never
correspond to nations.
INTRODUCTION
"Africa
is rich." The woman who told me that met me in a dream. She noted the
wealth of Africa--not only in coffee, cocoa, and tea, but also in gold
and cloth. Indeed Africa is resource rich not just in agricultural or
"exchange value" metals such as gold, silver, platinum or rocks such as
diamonds. Africa is also resource rich in petroleum, cobalt, and
another half dozen or so "strategic minerals" which while not used in
daily life are of vital importance for high performance aircraft--to
say nothing of cocoa, coffee, and many other crops which are
unavailable in the global north. "Africa is rich," she said. She meant
it (she was carrying her infant child on her back using a sort of
hammock "backpack" which I had never seen in North America but which is
popular in the African communities in France). So maybe she was saying
it to instill pride in her child--who knows, she was a stranger and it
was just a dream. That dream has nagged at me since then. "Why is
Africa resource rich--yet beset with a declining growth rate?"
[FN1]
This paper will attempt to answer that question by explaining the legal
mechanisms that both failed to present stable
governments for Africans and which have permitted systemic--if not
systematic--looting of Africa's resources. Africa is rich--and cursed.
Africa is all too often cursed with irresponsible corrupt and
illegitimate governments. Divided nations living within artificial
borders and subject to the manipulations of their former colonial
masters cannot provide effective internal order, and
*189
thus, these nations become prey to opportunists, demagogues, and
exploiters. This reality is exacerbated by the transformations in the
international state system. However, those transformations could also
present the opportunity for the re-conceptualization of legal
structures to help these nations escape from endemic poverty.
METHODOLOGICAL FOUNDATION"The Master's Tools Will Never Dismantle the Master's House"
[FN2]
-Audré Lorde
To
criticize the neo-colonial system and rebuild on better foundations
that will serve the people, we must understand that the colonial and
neo-colonial regimes are not inevitable and that law is not inevitably
just. International law is fundamentally Western and Christian,
[FN3] the law of civilized, (i.e. civil law) states.
[FN4] This lens filters all thought on international law. The filtering that it does favors some outcomes and
excludes others. Because of this built-in systemic bias, some argue that international law is in fact illegitimate.
[FN5]
However, even if international law as a whole is illegitimate, it can
neither be ignored nor dismissed. It may be bad law, but it is the only
law that there is and it is the necessary starting point for any
transformation of its contents.
If
we understand the fact that customary international law and sovereignty
are western concepts that were adopted by or imposed on the rest of the
world, we can then consider alternatives. The fall of the Soviet bloc
signals the end, in practice, of socialist law as a systemic challenge
to liberalism. Islamic Shari'yah however still presents an alternative
to liberalism. Islamic law is in some ways quite fair, for example, it
prohibits usury. In other ways Islamic law is problematic, as it limits
the role of woman to a very specific function. That, incidentally, is
arguably still more humane than capitalism. Many of the roles
capitalism proposes for women are essentially prostitution-- whether
obvious, hidden or glamorised. Though the debate over the freedom to
choose a career as a sex worker versus the "oppression" of Islamic
marriage is beyond the scope of this paper; it is useful to point out
the tension to demonstrate how
*190
quickly many "unquestionable" (i.e. unquestioned) presuppositions of
individualistic capitalistic thought can unravel. The point is that law
should offer better roles to persons other than "objects of sexual
gratification" or "child bearing units." Both capitalism and
neo-feudalism
fall short of emancipating women for different
reasons. In different ways, their strengths and weaknesses are often
asymmetrical--and are not necessarily antithetical.
This illustrates how "progress" can turn out to be repression
[FN6]
and how apparently attractive concepts like "human rights" can become a
trap used to manipulate and destabilize third world governments.
[FN7]
For example, free public education in francophone Africa always came
with the explicit understanding that the gift of French culture and
civilization bore the duty to uphold and extend that culture (which
again is not universally or necessarily evil--every culture has its
good points). However the imposition (to put it bluntly), transposition
(to put it diplomatically), or transmission (to put it nicely) of
French art, philosophy, literature and table manners often carried with
it the erasure of national history and culture. This erasure is not
confined to the Third World but also occurs in the First World
[FN8]--and
thus shows either the disjunction of law and social practice or that
oppression is universal. This process of internalisation of the
dominant (and self contradictory) paradigm of Christian liberal
individualism is a wedge that splits national elites and non-elites in
the Third World and pits nation against nation even within the First
World (i.e. Latinos and Africans in America).
[FN9]
The exposure to the internal contradictions of the system leads one to
recognize that the superstructure (i.e. the
intellectual justifications of the system) is only smoke and mirrors.
If you really want to understand the machinations of power you must
look at the forces of production (i.e. the material base, the economic
relations)
[FN10] and not the superstructure that rationalises it (Foucault). The instrumentalities of oppression are ultimately material.
Good
practice thus looks at material basics. However, when discussing the
super structural rationalizations of the hierarchical
*191
imposition of force and the extraction of labour and raw materials
thereby, Third World approaches to international law can help in the
demystification. Like critical legal studies, TWAIL operates through
deconstruction (exposing rationalization as such and demonstrating the
material realities), criticising hierarchy
[FN11] (the method through which labour is extracted and ideas justified), and raising alternative perspectives and possibilities.
[FN12]
One point critical race theory seeks to expose is that thinking in
terms of "blacks" and "whites" injures both blacks and whites
[FN13]--though
materialist analysis must step in to say "yes, but the net result of
the racism is a net economic gain for whites"--and some persons of
colour.
[FN14] In other
words, neo-colonialism is profitable for some--and will continue for
that very reason, unless actively, systematically and vigorously
opposed with realistic critiques and alternatives. TWAIL, like CLS,
offers critiques. Does it offer
alternatives?
PROBLEMS FACING AFRICA
A. Problems within Africa
Having exposed the methodology used we can now ask, "What is the problem?"
The principle problem facing Africa is poverty.
[FN15] Africa is not alone in poverty; in fact, about two-thirds of the world lives at or below subsistence level.
[FN16] However, African poverty is endemic, among the worst on the planet, and has been steadily getting worse since decolonization.
[FN17]
The wealth gap between the First World and Africa has widened and in
fact Africa has experienced a net loss of income (i.e. negative growth
rates).
[FN18] African poverty is partly a function of over-indebtedness.
[FN19]
Debt forces African states into "structural readjustment programs"
("SAPs"--currency, interest rate, and exchange rate mechanisms which
automatically "adjust"
*192 the countries macroeconomic indicators).
[FN20] SAPs effectively transfer wealth from Africa to the First World via usury.
[FN21] Perpetual debt, continuously refinanced, leads to currency liquidity problems.
[FN22] If an African state seeks to avoid this through inflating its currency, the result is capital flight
[FN23] leading to economic downturn exacerbating the problem. Thus the Third World is directly
and indirectly dependent on western currency:
[FN24]
Directly, through foreign investment when the currency is so devalued
as to become meaningless or is seen as risky, and indirectly, when the
local currency is "pegged" to a stable Western currency (a prudent
policy). This is unavoidable so long as those states remain indebted
and so long as their domestic currency is seen as unstable. From these
facts follows the logical conclusion that a stable monetary policy is
one key to curing African poverty.
Shortages
of capital are of course already a problem even where responsible
monetary policies are in place because of political instability and new
and more attractive investment opportunities in Eastern Europe.
However,
if the immediate consequences of debt are currency instability and
capital flight, the ultimate consequences are famine
[FN25] and at the most extreme genocide.
[FN26]
The West likes to argue, sometimes contemptuously,
[FN27] that third world poverty is a function of political corruption.
[FN28]
That argument ignores the fact that corruption serves the interest of
western governments and is an instrument of indirect control. Corrupt
governments are both easier to control through bribery, to destabilize
through revolution, and to eliminate through coup d'état.
These general tendencies can be illustrated by specific examples. Sudan is one of the poorest lands on earth--yet has oil.
[FN29] However it has
*193 also (and in part as a result) had a civil war
[FN30] leading to an instable business climate.
[FN31] The result: restrictions on capital and an imbalance of payments in the 1980s.
[FN32] So while Sudan could have done very well indeed,
[FN33] it did not do as well as it might have.
[FN34] There are of course far worse cases: Rwanda, for example, which suffered an orchestrated
[FN35] and efficiently executed genocide.
[FN36]
What
is true of Sudan and Rwanda specifically is true of other African
states generally: ethnic division of peoples within artificially
created colonial administrative boundaries can lead to conflict. Almost
every African internal conflict fits this description. The vicious
circle of unstable and corrupt governments overseeing irresponsible
monetary policy leading to perpetual indebtedness, currency
instability, and capital flight is thus completed when those unstable
and corrupt governments collapse, which they do with sickening
regularity, and all too often in pools of blood--occasionally
instigated, sometimes aided and abetted but rarely regretted by western
multinational companies and former imperialist powers. These problems
can only be seriously addressed either by the establishment of stable
multinational states (unlikely but not impossible) or by redrawing the
borders of African states to reflect the national realities. So, a
stable monetary policy is a necessary but insufficient condition to
improvement.
B. Problems in Africa's Foreign Relations: From NIEO to NWO to Globalization
The
relationship of the first and third world since the declaration of the
NIEO in 1974 has been marked by great hope and even greater
disappointment.
[FN37] This
paper argues that this relationship can be studied with reference to
three distinct phases: the so-called "New International Economic Order"
(1974-1989); the attempted New World Order (1990-1994); and
Globalization (1995-present).
[FN38]
African states' relations with the first world also roughly parallel
this distinction moving through three phases of colonial domination
(pre-NIEO), confrontation with threats of
*194 nationalization (NIEO/NWO), and negotiation (NWO/globalization).
[FN39]
None
could have predicted in 1974, the spectacular, in fact near total
failure, of the third world to impose a "New International Economic
Order" on the West. Because this project was so ambitious, and failed
so spectacularly, yet covers nearly two decades, we shall explore it in
some depth.
The
NIEO was declared during the first Arab oil embargo of 1974. The cold
war was in full swing, illusions of detente to the contrary.
[FN40] The Nixon regime had waged proxy wars in Chile, former Indochina, and among the Arab neighbours of Israel.
[FN41]
Two of these proxy wars (Suez 1973 and Chile) were diabolically
successful. Despite "rumours" (probably true) of U.S. and Soviet
fighter pilots engaging in dogfights in the skies over the Sinai and
North Vietnam, the world did not explode into a nuclear war.
[FN42]
However the U.S. probably did not foresee the Arab oil boycott which
drove the world into its worst post-war recession, effectively ending
the constant growth and prosperity of the post war. Given the collapse
of the Nixon administration in a bloodless administrative coup and the
crippled U.S. economy (suffering from simultaneous inflation and high
unemployment) it is hardly surprising that the third world thought it
possible to wring concessions out of the first.
This did not happen. In order to understand why we will now examine the contents of the NIEO.
1. Contents of the NIEO
Philosophically, the NIEO argued that the world was a "global village," i.e. one national society.
[FN43] Because wealth and knowledge are socially produced, they should be socially distributed.
[FN44]
NIEO, like TWAIL, questions the northern model of development, but does
recognize that while some "progress" is in fact repression, development
is the "sine qua non . . . for existence."
[FN45]
Since the NIEO does not reject the idea of progress it must be seen as
a modern and to some extent "western" idea (which raises the
interesting question: where does the North end and the
*195 West begin?).
Let us turn to the positive content of this philosophical framework. The NIEO proposed a charter of economic rights and duties.
[FN46] It manifested a distrust of international law among the third world states
[FN47] for the
reasons outlined in our discussion of TWAIL and entailed a rejection of classical capitalist theories of trade.
[FN48] NIEO acknowledged the systemic hypocrisy
[FN49] of imperialism and presented a coherent theoretical rejection of the West as an intellectual paradigm.
[FN50]
The NIEO was declared in a resolution of the U.N. General Assembly.
[FN51] In addition to the charter of rights and duties it also contained a programme of action.
[FN52]
Its goals went beyond merely alleviating poverty in an attempt to
change the material relations of production in order to better the lot
of persons in the third world.
[FN53]
Among the demands were: increased exports from the third to the first
world, transfers of capital to the third world, transfers of technology
to the third world, a regime to control multinational corporations, as
well as provisions for increasing aid and to alter the international
monetary system.
[FN54]
Some have argued that these principles were not so radical since they
still presumed at least a mixed economy and were not outright
nationalization.
[FN55] If
presented as reparations such transfers would be more defensible.
However, without presenting at least a symbolic exchange calling for
unilateral wealth, transfer from the first to the third world would be
met with scepticism.
As to the applicability of NIEO, some argued NIEO to be binding international law
[FN56]
presenting the argument either that the resolutions of the general
assembly are a source of law or reflect "instant" international
custom.
[FN57]
Within a classical Western conception of international law this is of
course nonsense. A custom must be an accepted practice viewed as
binding, and here there was no practice. As to the argument that U.N.
resolutions are binding, while the U.N. is an international
organization with
*196
legal personality, it is no state or a super legislator. Resolutions of
the U.N. are not binding but depend upon enactment either by member
states or by the Security Council. It was of course exactly this
egalitarian strand of the UN that was called into question by the NIEO
(and later TWAIL), particularly in the extreme variants, which
consciously reject customary and conventional international law. Such
radical critiques failed in part because they did not offer serious
alternatives for elaborating legitimate international law.
As
we shall see, the ultimate failure of the NIEO to realise its ambitions
shows that while the West regularly uses its economic power to control
the third world,
[FN58] any
new economic order will arise through reform under the aegis of the
Bretton Woods system--at least for the foreseeable future.
[FN59]
2. The New World Order ("NWO")
The
end of the cold war in 1989 also marked the functional end of the NIEO.
While NIEO literature does continue, the chances of realising the
ambitions of the NIEO are currently nil. This is not to say that there
was an immediate and
instant abandon of any idealism. During the
transition from cold war to colder peace, the West sought repeatedly to
impose normative standards on the third world, which would serve the
interests of the third world. While the coalition arrayed against Iraq
killed many people, it was also nearly universal and thus in some sense
"legitimate." During the Clinton administration the U.S. attempted (at
increasing risk to its own soldiers) several "humanitarian
interventions" in Haiti, Liberia, and Somalia. However, the warring
factions in Somalia effectively prevented any help being done. As a
consequence of the experience of risking the lives of its soldiers in
pointless conflicts, the West has since drawn a line and resolutely
ignored wars, with the notable exception of Yugoslavia, and there only
because it is in Europe.
[FN60]
France waited to intervene in Rwanda only after both sides were
exhausted. While it is true that "the west ditched Africa," it is
difficult to blame western governments for their inability to impose
peace by risking the lives of their own citizens to forcibly separate
warring peoples.
[FN61]
With
the end of the hope for global coalitions and humanitarian peacemaking
(as opposed to peacekeeping) in the third world, the world settled into
the current phase of globalization focused principally on economic
expansion. The main foreign policy concern of neo-colonialism today,
despite rhetoric of "clash of civilization" or "war on terrorism," is
almost purely
commercial through opening up third world
markets and maintaining access to raw materials: the supposed "war on
terrorism" serves this end nicely. Economic expansion, is accomplished
through multilateral treaties administered by un-elected bodies such as
the World Trade Organization ("WTO"). Such negotiations, like most
international negotiations, are undemocratic and thus illegitimate;
[FN62]
NIEO scholars have recognized that global negotiations are not always
good and that bilateral negotiations are sometimes better.
[FN63]
However, that presupposes the objective of the international system to
be the alleviation of third world poverty when the systemic objective
is in fact efficient wealth extraction. Any residual idealism has
already served the purpose of a peaceful transition from cold war to
colder peace, and moreover been proven by experience in Somalia to be
naive, unrealistic, and in fact dangerous. Peacekeeping missions may
continue, but to expect any further attempts at peacemaking would be
unrealistic.
C. Problems Facing Not Only Africa but the Entire World: The Decline of Sovereignty
The
problem we have identified is the failure of the third world to resist
the depredation of its resources. This failure is most clearly seen at
the theoretical level in the collapse of the NIEO following the end of
the cold war. The theoretical failure is not, however limited to
Africa. The
transformations in the idea of sovereignty have
had consequences that affect not only the third world, but also the
first world yet which further operate to the disadvantage of persons in
the third world.
a. Fragmentation in the Practice of Sovereignty: the Death of the Monopoly of the State as Sole International Legal Person
The
classical international law definition of sovereignty considers only
states as international legal persons. However, the theory is being
undermined in practice by material realities. The influence of
multinational corporations, some of which have larger budgets than
third world countries, is not to be discounted.
[FN64] Some have even posed the question whether multinationals are or should be subjects of jus gentium.
[FN65]
Not only the corporations, but also the mobility of the capital that
their shareholder's employ and deploy as well as the impetus of that
capital undermines the practice of sovereignty through currency and
interest rate destabilization.
[FN66]
If
the nominally "sovereign" third world faces the "goliath" of
multinational companies, it also faces a swarm of "Davids":
non-governmental agencies ("NGOs"). Whether they pursue helpful or
harmful acts, NGOs undermine the claim of the state to the monopoly of
legitimate representation.
[FN67] More problematic, arms merchants and drug dealers simply ignore the boundaries of the state.
[FN68] While a refugee seeking a better life in the first
world is certainly no criminal, the instant global
mobility which permits migrants from Sri Lanka to emigrate (legally or
not) to France shows one more stress on the concept of the "sovereign"
(nation) state.
[FN69]
b. Fragmentation of the Idea of Sovereignty
The
idea of the state as monopolist of representation and legitimate
violence is undermined in practice by these realities. However,
theoretical challenges to "the state" and "sovereignty" also abound.
[FN70] At the most fundamental level, representative individualistic liberal theory undermines the state.
[FN71] If the individual is primary, why should the state be able to
*199
control him or her? Once the premise of the primacy of the individual
is admitted, the consequence of the rebuttable presumption of the
illegitimacy of state action follows.
The
idea of the sovereign as absolute master was also questioned in the war
and post-war treatment of Iraq, where we see the nominally "sovereign"
Iraqi state controlled in terms of imports, exports, and airspace.
Other breaches of state sovereignty crop up in unlikely places: none
would imagine the case of Agusto Pinochet as becoming one more example
of the invalidity of the old presumption that "the sovereign can do no
wrong."
[FN72] Nonetheless, his arrest is evidence of exactly that proposition.
[FN73]
Yugoslavia/Kosovo is one more example of a nominal sovereign being
nothing more or less than the battlefield for transnational interests
(Islam, the West, pan-Slavism, and oil futures).
It is not impossible that the phenomena of globalization will lead to a new jus gentium, as some scholars have suggested.
[FN74]
This explains the relevance and interest of NIEO and TWAIL
scholarship--what would be the contours of the new law of nations?
TWAIL may not have the answers expected but it will at least pose
interesting questions.
One element of the new jus gentium would be the limitation of sovereignty according to a principle of responsibility.
[FN75]
If democracy were to be a principle of the new jus gentium such
democratic demands must be proportioned to economic development.
[FN76] The new law of nations proposed would thus become a constitutional system of international law.
[FN77]
That is probably just unrealistic utopian fantasy. However the decline
of the Westphalian nation state explains why such fantasy can be
considered. We will now explore how the concept of the state has been
challenged through integration and disintegration.
c. Fragmentation of the Idea of the State
Just
as the idea and practice of the state as hermetic atom is most clearly
failing, the state is also disintegrating via an atomization into ever
smaller entities. One method, which brings about state decomposition,
is privatisation. While the NIEO neither foresaw nor proposed
privatisation,
*200
such a principle could become a part of international law and is
certainly a trend of some twenty years now. The tendency toward
privatisation
[FN78] affects not only administrative functions of the state, but even reaches to police functions.
[FN79]
Decomposition of the state into ever smaller entities also occurs not
only functionally but also structurally: the state is being fragmented
into different sub-state entities (regions and peoples).
[FN80]
Thus the challenges facing African states are not only due to their
position as poor puppets of former colonial masters, but also due to
challenges facing the state and the international state system as a
whole.
2. Integration
At
the same time as multiple converging phenomena result in the
fragmentation/atomization/decomposition of the state in both its
structure and functions (disintegration), the state is also menaced
with extinction through its subsumation into ever larger transnational
entities through the processes of globalisation
[FN81] APEC, EU, MERCOSUR, NAFTA are all examples of this tendency toward global structures.
[FN82]
Thus the "micro" functions of the state--police, education, and general
welfare, are being broken down and removed to ever more local entities
while the "global" aspects of the state-- trade and defence--are
handled by ever larger (and ever less democratic) transnational
entities (including transnational corporations). For these reasons it
is not only the third world that is facing enormous stress--the first
world is also undergoing wholesale transformation of the structure of
its governance.
3. Transformation
That raises the question of the possibilities of such transformation.
[FN83]
Are the best of all worlds now possible? Inter-imperialist rivalries, a
characteristic of Neo-colonialism, are much less strident than in
previous eras--but only in the first world. This is partly because the
objective of continental and global trading regimes was to divorce
territorium and economic strength. The multinationalization of the
world, with global
*201
companies operating in a global marketplace under first continental,
and now more recently global rules, was specifically intended to avoid
imperialist arms-races and bloodbaths of which the two world wars are
only the most obvious examples. To the extent that such divorce has
helped keep the peace one must give the devil his due--rather than
killing Europeans and Euro-Americans, neo-colonialism now limits its
killing to third world persons. Thus, the transformationist thesis
argues that "the best of possible worlds is possible"--and some
transformation and humanization of the world order have indeed
occurred.
[FN84] However
the transformationist thesis appears to make the mistake of considering
only the first world. If we consider the third world and its
interaction with first world states we witness all the paradigms of
realpolitik: arms races, ethnic rivalry, and the question of market
share.
[FN85] The
transformationist thesis must thus be seen as a special theory
applicable only in the first world and not a general theory--as the
failure of
humanitarian peacemaking in Somalia demonstrates.
4. Realism
Looking
at the world through a global perspective, which considers not only the
first world but also the third world, we must take a realist
perspective. The state is resilient, like a cockroach; even atomic war
does not kill it. While many African states are at best only nominally
sovereign, the state's claim � priori � the individual, i.e. its
superior resources and capacity to marshal will and to invoke
legitimacy, explains why the state will survive even in nominal
sovereign entities that have little historical reality and even less
cultural reality.
THE INTERNATIONAL SYSTEM'S EVOLUTIONThe history of the third world is not all blood.
We
can of course find many failed nation states: Somalia, Liberia, Rwanda,
Bosnia, Cambodia, Chechnya, and East Timor are all examples--sometimes
disasters--that demonstrate the weakness of nominally sovereign states
in the face of transnational ethnic and economic concerns.
[FN86] There are, however, some success stories in Africa: Mauritius, Botswana, and Kenya, among others.
[FN87] Thus, a methodological research
*202
point which should be developed would be a comparison of these regimes
to determine why the failures failed, how to prevent such failure, why
the success stories
succeeded, and how to repeat such success. This
author's hypothesis is that there would be a direct positive
correlation between ethnic unity, responsible government, and stable
monetary policy with economic success, and an equally strong but
negative correlation of multi-ethnicity, corruption and unstable
monetary and capital policy in the failures.
D. Inability of International Law as Currently Conceptualized to Solve These Problems
The
currently developing rules of international law are in fact just as
incoherent as the liberal-individualist-Christian ideology from which
they evolved. But, not for the same reasons: the contradictions in
international law today are not the product of an incoherent ideology
leading either to theoretical impasse ("paralysis"), or confusion
("spasmophilia"). Rather they are conflicts in the positive law of
nations and the result of differing views of what the rules should be.
The resolution of these antinomies will determine the shape of the new
jus gentium. The fact that legal contradiction is so fundamental as to
pose antinomian challenges to the positive law does help explain why
advocates of the NIEO thought it possible to enforce a new norm of
international responsibility of the first world to the third world. We
shall now describe these antinomies in order to prove these
propositions and also to show the possible scope of the future jus
gentium.
One current principle of international law is the principle of non-intervention.
[FN88]
This principle is immediately contradicted however by the opposing
principle, which is more recent in time, of "humanitarian intervention"
[FN89] and the related (possibly independent) concept of droit de l'ingérance.
[FN90]
No such norm existed one hundred or even fifty years ago. Where did it
come from and to what extent is it valid? Is the principle of
"humanitarian intervention" merely an exception to the rule of
non-intervention? And if so why is it not an independent prior
principle? And
*203 how is it justified with the classical view of the state as sovereign autonomous and independent?
A second confused principle of international law is the principle of the self-determination of peoples.
[FN91]
This principle is also relatively recent, dating only from the end of
the First World War, when United States President Woodrow Wilson
declared it as one of his "14 points." However, the question arises:
what constitutes the people who enjoy the right of self-determination?
[FN92]
To be consistent, this author believes that such a right is the right
of a people, i.e. a coherent ethnic and linguistic group. Under such a
rule however, Waloons would have the right to their own state--as would
the Welsh.
[FN93] For
exactly this reason the right was interpreted to indicate that it would
only inhere in former colonized states and not ethno-linguistic
nations.
[FN94] The integrity of the colonial borders would be
respected. The result is that the colonial
borders--which have no correspondence at all to the various ethnic
groups in Africa--have been "frozen in time." Eritrea is the only
example of a successful African secession (though Tanzania did fuse)
with which the author is familiar--and even Eritrea was a former colony
(Italian Somaliland) and is made of not an ethnic monolith. Thus, was
the "right of national self determination" transformed from a
potentially liberating force to merely one more weapon in the arsenal
of tyranny. It is no longer a freedom but merely the right to maintain
order.
[FN95] Any radical
and fundamental solution or alternative to the current international
law would come about through recognizing the reality that a people is a
common ethno-linguistic unit and the proper basis of sovereignty. Such
would however involve redrawing many borders and so is unlikely barring
radical systemic economic failure within the first world states.
The
failure of the question of national self-determination to be properly
based on the right of a people, i.e. an ethno-linguistic continuity, as
the proper basis of sovereignty does illustrate one of the important
points of the western conception of international law. At least as
currently conceived, the primary objective of international law,
positively, is to maintain order and not to impose justice. Any radical
critique must normatively call this principle into question. Given the
admittedly Hobbesian view that "order" is a precondition to "justice,"
we can at least see some hope in the fact that principles of
justice do become systemic
*204
concerns of systems which are both orderly and prosperous (which are
then beset with the problem of remedying the irremediable past
injustices which are the very basis of their prosperity).
III. RESPONSESIf
we have correctly perceived the problems facing Africa, the question
now is how can they be solved? Some authors still speak of "nation
building."
[FN96] Such a
hope is however misplaced. First, no state in Africa is founded on a
unity of territory and people. Thus, all states in Africa are
potentially divisible and cannot become national states but at best
multinational states. Unfortunately, the hope that the reality of
interdependence
[FN97] (and
dependency on luxuries--coffee, tea, cocoa--is not the same as
dependency on primary necessities--finished goods, wheat, soy, corn,
beef . . .) will lead to an "enlightened self interest" that
recognizes, for example, that refugees in the first world are the
consequence of poverty in the third world are almost as badly founded.
[FN98]
Even making the point that poverty is the seed of Marxism will not
motivate individual capitalists, but only--and only possibly--the
governments of capitalist states.
[FN99]
It is true that neoliberalism is unrealistic in countries with no
infrastructure, and thus hopes to export capitalism fully grown to
Africa are ludicrous but, the logic of neo-liberalism--greed--indicates
that none will
seek to better Africa except for Africans themselves.
[FN100]
It
is for this reason that the NIEO was overly optimistic. It is not the
case that we can expect enlightened self-interest. However we can and
should plan upon the presumption that in capitalist states persons will
act on and probably only on, their immediate self interest. Thus the
idea of the "solidarity" of the south, while a wonderful ideal and a
pleasant hope cannot be counted on to help African's escape from the
cycle of debt and the oppression that it entails.
[FN101]
What
of international connections? Will foreign powers help Africa? Hardly
likely, seeing as it is they who have lent the golden chain of debt and
enjoy the interest that it bears. But if first world powers are
unlikely to offer real change there is some hope for coalition politics
among the third
*205 world to achieve the goal of stability, peace and prosperity. So while Lomé has not helped
[FN102]--because it is part of a seamless web of imperialist history
[FN103]--it may still serve as an umbrella for other regional groupings.
[FN104]
Some
analysts of the failure of the NIEO argue that the NIEO failed because
of divisions in the south leading to strategic paralysis.
[FN105]
That analysis however looks to transnational or even global
institutions and arrangements as key to determining the future of
African states.
[FN106] Were that hypothesis correct then there would be no success stories. Restoring
domestic order within individual third world
countries is the task of those countries individually. While these
strategic difficulties will limit the ability of the South to formulate
a coherent "NIEO-II," they do not need to prevent individual states in
the South from imposing order needed for development. Thus our
criticism of international law for placing order before justice must be
tempered: every legal system must impose order before it can do
justice. But a legal system that imposes order yet fails to do justice
cannot be tolerated. All too often western "solutions" to the third
world problems impose order--while doing injustice--according to the
logic of profit.
CONCLUSIONThis
paper has attempted to show that a correct appreciation of the plight
of third world states generally is dependant upon an understanding of
the historical presumptions inherent in international law and also upon
an appreciation of the challenges of the transformation of the state
through disintegration into subnational and privatised entities which
occurs simultaneously with an integration of macro state functions into
transnational entities. We have presented the position that the plight
of third world states is not necessarily irremediable, but that
implementing remedies will be no easy matter. We have argued that such
remediation will be contingent upon responsible and realistic economic
policies which must be implemented by
governments that are themselves responsible and
as free of corruption as possible. The transformations of the
international system, which exacerbate challenges to the third world,
could even present opportunities for such remediation. While the NIEO
has failed and the NWO has long been emptied of whatever idealism it
may have had, the
*206
possibility nevertheless exists for reconceptualization of the
international order due to certain contradictions which exist in that
order and which are a result of economic and technical changes. While
it would be too much to expect those changes to allow Africans to draw
new borders which reflect actual ethno-linguistic realities, it is
entirely conceivable that multinational states governed by the rule of
law could be created which would also be associated via regional
accords and conventions to address the problems of economic
development. Whether this will happen is not however predetermined. If
it occurs it will be due to Africans working together autarchically.
One lesson of the failure of NIEO and humanitarian peace making: Africa
must depend on itself to create any solution to its problems.
[FNa1]. Eric Allen Engle
holds a J.D. from St. Louis University, a D.E.A. from Université Paris
II (Panthéon-Assas), a second D.E.A. from Université Paris X (Nanterre)
and an LL.M.Eur. from the Universität Bremen. He maintains a personal
website at http://www.lexnet.bravepages.com with links to on-line resources. His other writings can be found
either on his website, on Lexis/Westlaw or via Google. He is a research
fellow at the Center for European Legal Policy at the Universität
Bremen where he teaches courses in United States tort law and
international human rights law. This article was written during Mr.
Engle's LL.M. in fullfillment of course requirements of Prof. Dr. Iur.
Habil. Tesfatsion Medhanie whom Mr. Engle wishes to thank.
[FN1]. Mark Weisbrot,Robert
Naiman & Joyce Kim, The Emperor Has No Growth: Declining Economic
Growth Rates in the Era of Globalization, Ctr. for Econ. and Pol'y
Res., available at
http://www.cepr.net/IMF/The_Emperor_Has_No_Growth.htm (Nov. 27, 2000).
"In Latin America, Gross Domestic Product ("GDP") per capita grew by
75% from 1960-1980, whereas from 1980-1998 it has risen only 6%. For
sub-Saharan Africa, GDP per capita grew by 36% in the first period,
while it has since fallen by 15%." Id.
[FN2]. Audre Lorde, The
Master's Tools Will Never Dismantle The Master's House, in This Bridge
Called My Back 98-101 (Cherrie Moraga & Gloria Anzaldua eds., 1981).
[FN3]. Makau Mutua, What is TWAIL?, 94 Am. Soc'y Int'l L. Proc. 31, 33, 37 (2000) [hereinafter Mutua].
[FN4]. See, e.g., Gabe S. Varges, The New International Economic Order Legal Debate, 1 (1983) [hereinafter Varges].
[FN5]. See Mutua, supra note 3, at 31.
[FN6]. Richard Delgado, Derrick Bell's Toolkit - Fit to Dismantle that Old House?, 75 N.Y.U. L. Rev. 283, 291 (2000) [hereinafter Delgado].
[FN7]. Claude Nigoul &
Maurice Torrelli, Les Mystifications du Nouvel Ordre International 19
(1984) [hereinafter Nigoul & Torrelli].
[FN8]. Delgado, supra note 6, at 291-95.
[FN9]. Id. at 294-95.
[FN10]. Stuart Banner, Conquest by Contract: Wealth Transfer and Land Market Structure in Colonial New Zealand, 34 L. & Soc'y Rev. 47 (2000).
[FN11]. See Mutua, supra note 3, at 36.
[FN12]. See id. at 31.
[FN13]. See Delgado, supra note 6, at 289-90.
[FN14]. See Mutua, supra note 3, at 36.
[FN15]. Green Paper on
Relations Between the European Union and the ACP countries on the Eve
of the 21st Century, [then] ii-iii (COM(96)570 final, Nov. 20, 1996).
[FN16]. See Varges, supra note 4, at 1-2.
[FN17]. Joachim Betz, The
New International Environment and EC-ACP Cooperation, in Africa and
Europe: Relations of Two Continents in Transition 123 (Stefan Brüne et
al. eds., 1994) [hereinafter Betz].
[FN18]. See Varges, supra note 4, at 13.
[FN19]. Id. at 33.
[FN20]. Betz, supra note 17, at 123-24.
[FN21]. Id.
[FN22]. Id. at 123-26.
[FN23]. Olukoshi & Idris, Nigeria's Foreign Policy, 17Nig. J. of Int'l Aff. 165 (1991).
[FN24]. K. Simmonds, The Lomé Convention and the NIEO, 13 CML Rev. 315, 329 (1976).
[FN25]. Hans Correll, Towards the Twenty-First Century, 89 ASIL Proceedings 568, 572 (1995) [hereinafter Correl].
[FN26]. Mark Drumbl, Punishment Post-Genocide: From Guilt to Shame to Civis in Rwanda, 75 N.Y.U. L. Rev. 1221,1246 (2000), available at: www.nyu.edu/pages/lawreview/75/5/drumbl.pdf [hereinafter Drumbl].
[FN27]. See Nigoul & Torrelli, supra note 7, at 9.
[FN28]. See Varges, supra note 4, at 54-55.
[FN29]. Adila Abusharaf, The
Legal Relationship between Multinational Oil Companies and the Sudan:
Problems and Prospects, 43 J of Afr. L., 19 (1999) [hereinafter
Abusharaf].
[FN30]. Id. at 27.
[FN31]. See id.at 28.
[FN32]. See id. at 24-25.
[FN33]. See id. at 35.
[FN34]. See id. at 22.
[FN35]. See Drumbl, supra note 26, at 1246.
[FN36]. See id. at 1236.
[FN37]. See Nigoul & Torrelli,supra note 7, at 105.
[FN38]. See Abusharaf, supra note 29, at 20-22.
[FN39]. Id.
[FN40]. Id.
[FN41]. Id.
[FN42]. Id.
[FN43]. Tesfatsion
Medhanie,Lomé: Can it help reverse Africa's Marginalization, 16 Staat
und Gesellschaft in Afrika 397, 402 (Peter Meyns ed., 1996)
[hereinafter Medhanie].
[FN44]. See id. at 402.
[FN45]. See id.
[FN46]. See Varges, supra note 4, at 17.
[FN47]. See id. at 35.
[FN48]. See Rivero Oswald, New Economic Order and International Development Law, 5 (1980) [hereinafter Oswald].
[FN49]. See Varges, supra note 4, at 1.
[FN50]. See Oswald, supra note 48, at 123.
[FN51]. See Vargas, supra note 4, at 5.
[FN52]. See id.
[FN53]. See id. 13.
[FN54]. See id. at 15-16.
[FN55]. See id. at 19.
[FN56]. See id. at 20.
[FN57]. See id. at 57.
[FN58]. Karl M. Messen, IMF
Conditionality and State Sovereignty, in Reforming the International
Economic Order 176 (Thomas Oppermann & Ernst-Ulrich Petersmann
eds., 1987).
[FN59]. See id. at 176-77.
[FN60]. See, e.g., Medhanie, supra note 43, at 404.
[FN61]. Id. at 403.
[FN62]. See Nigoul & Torrelli, supra note 7, at 108-09.
[FN63]. See id. at 123.
[FN64]. See id. at 104.
[FN65]. Daniel Thurer,
Modernes Volkerrecht Ein System Im Wandel und Wachstum -
Gerechtigkeitsgedanke als Kraft der Veranderung" 60 [hereinafter
Thurer].
[FN66]. See Correll, supra note 25, at 8.
[FN67]. See id. at 13.
[FN68]. See id. at 15.
[FN69]. Colin Harvey, Dissident Voices: Refugees, Human Rights and Asylum in Europe, 9 Soc. & Legal Stud . 367-96 (2000).
[FN70]. Id.
[FN71]. See Hans Correll, supra note 25, at 19 (because of its capitalist and individualist tones).
[FN72]. Rex Zedals, The Quiet Continuing War Against Iraq, 55 Aus. J. Pub. Int'l L. 181 (2000).
[FN73]. See Thürer, supra note 65, at 568.
[FN74]. See id. at 586-88.
[FN75]. See id. at 590-95 (discussing the limitation of sovereignty with respect to the use of nuclear weapons).
[FN76]. Anne-Marie Slaughter, Judicial Globalization, 40 Va. J. Int'l L. 1103, 1109 (2000).
[FN77]. See Thürer, supra note 65, at 597-99.
[FN78]. Oliver Gerstenberg,
Justification (and Justificability) of Private Law in a Polycontextual
World, 9 Soc. & Legal Stud. 421 (2000) [hereinafter Gerstenberg].
[FN79]. Ian Loder, Plural Policy and Democratic Governance, 9 Soc. & Legal Stud. 323 (2000).
[FN80]. See Correll, supra note 25, at 15.
[FN81]. See Gerstenberg, supra note 78, at 421.
[FN82]. Eve Darian Smith, Structural Inequalities in the Global Legal System: Law and Society, 31 L. & Soc'y Rev. 810 (2000).
[FN83]. See Thürer, supra note 65, at 557.
[FN84]. See Drumbl, supra note 26, at 1231.
[FN85]. Id.
[FN86]. Id. at 1227.
[FN87]. Tesfatsion Medhanie,
Integration of Sub-Saharan Africa into International Trade: A Critical
Review of the Green Paper, 15 Pol. & Econ. 27 (1998) [hereinafter
Integration].
[FN88]. Mark Rothert, Note, On Intervention in East Timor, 39 Colum. J. Transnat'l L. 257, 262 (2000) [hereinafter Rothert].
[FN89]. See id. at 264.
[FN90]. Yves Sandoz, Droit
ou Devoir d' Ingèrence, Droit a L' Assistance: De Quoi Parle-t-on?, 795
Int'l Rev. Red Cross 225, 225-37 (1992), available at
http://www.icrc.org/web/fre/sitefre0.nsf/html/5FZGL5?OpenDocument (last
visited February 14, 2004).
[FN91]. See Rothert, supra note 88, at 265.
[FN92]. See Nigoul & Torrelli, supra note 7, at 39.
[FN93]. See id. at 40.
[FN94]. See id.
[FN95]. See id. at 9.
[FN96]. See Drumbl supra note 26, at 1289.
[FN97]. See Nigoul & Torrelli, supra note 7, at 69.
[FN98]. See Integration, supra note 87, at 33.
[FN99]. See Nigoul & Torrelli, supra note 7, at 30.
[FN100]. See Integration, supra note 87, at 32.
[FN101]. See Nigoul & Torrelli, supra note 7, at 123.
[FN102]. See Integration, supra note 87, at 29.
[FN103]. I. K. Minta, The Lomé Convention and the New International Economic Order, 27 How. L.J. 953, 974 (1984).
[FN104]. See Integration, supra note 87, at 30.
[FN105]. See Nigoul & Torrelli, supra note 7, at 85, 118.
[FN106]. Id. at 118.
END OF DOCUMENT