Spontaneous
Human Consciousness
by
David Bruce Albert Jr. Ph.D.
Copyright © 2005 by
David Bruce Albert Jr. Ph.D.
Email: [email protected]
http://www.geocities.com/doctordruidphd
Table of Contents
Introduction: Through the Looking Glass, Darkly
Chapter
1: The Lamps of the Gods
Do Other Realities Really Exist?
Participation Mystique and the Dawn of
Consciousness
Peering Through the Darkness of Time
Manipulating the World with the Mind
Consciousness Outside the Body
Chapter
2: The War Against Human Consciousness
Why the Brain is Not a Computer
The Social-Ontological Assumption
The Attack on Consciousness in Modern
Society
Technology versus Consciousness
Thinking in a Different Direction
Philosophy’s Fall from Greatness
3. The Incompleteness Principle
Chapter
3: From Matter to Miracle
The Possibility of Consciousness
Chapter
4: Leaping into the Unknown
The Acausal Connecting Principle
Chapter
5: Beyond the Shadow of Utopia
Can There Be Consciousness Without
Archetypes?
The Teleology of Consciousness
Holes in Space and in the Psyche
Conclusion: You Have Become Us
Bibliography
and Suggested Readings
Introduction: Through the Looking Glass, Darkly
The curtain lifts and shows another curtain covered with
representations of all kinds of birds and beasts and fish, with the images of
stellar constellations. An old man comes
from the side. He is dressed like a
peasant and bowed with age and toil. He
holds a large globe of crystal. Lifting
it above his head he speaks: Look children of a day upon this globe. In it you will see the woods and the hills
and the heavens and the face of the deep and all other things reflected as your
own faces are to others, but set apart that you may gaze and wonder . . . He
who looks long shall see it cloud, and then shall the clouds break and the
woods and the hills and the heavens and the face of the deep and the face of
man shall be seen there again, but transformed by the light of the interior
spirit . . . Behind all life burns the archetypal life, and to the archetypes
do all things return, knocking again and again at the windy doors.
-- W. B. Yeats, Shadowy Waters
We live in an age of horrors. Not so much the horrors of science fiction
and monster movies, nor those of plagues and disasters; the horrors we suffer
are mostly those we inflict upon each other and upon ourselves. We ask why these things happen, and the
responses tell us nothing and accomplish nothing: more police, more laws, more
invasion of individual privacy, and more sermons about how corrupt we are tell
us nothing useful, and do nothing to solve the problems. Indeed, it seems as though these responses
make the problems worse.
“All existence is suffering,” or so it is
said. Whether or not this is always true
is debatable. What is not debatable is
that individuals in the present age suffer greatly. This suffering is seen in suicide, depression,
alcoholism, divorce, all kinds of violent and destructive behavior, but most
clearly in malaise, a depressive
indifference and hopelessness. Even
those not directly afflicted by malaise are affected by it, whether through the
suffering of those close to them, or through its indirect effects: joblessness,
homelessness, and a general level of stress among persons in the culture.
It is not clear that individuals have lost
hope for themselves. The problem is that
individuals have lost any sense of what they should be hoping for.
A void exists that cannot be filled by “causes” or “values,” by
entertainment, or by any other social interaction or pastime. Technological advances have not alleviated
the problem -- if anything they have made it worse. Great leaps in technology leave the human
mind behind, wondering what value these advances might have, or worse, whether
these advances might have reduced the value of humanity itself.
This malaise has found its way into
philosophy. Philosophers no longer
wonder at the great problems of humanity or the great questions of the
universe. They spend their time in
analysis and argumentation. Gone are the
great theories of Plato, Descartes and Kant; in their place is a plethora of
“analytical investigations” into grammar and syntax. It is not that the great questions are gone;
it is that modern philosophy cannot face them.
Philosophy, according to Nietzsche, “the bad conscience of society,”
simply reflects what has been lost in culture. To face the great questions, and
for those questions to hold any significance, individuals must see themselves
as something fundamentally great. Modern philosophy does not address the great
questions because persons living in modern culture have lost this sense of
greatness. Joseph Campbell writes:
People say that what we’re all seeking is a meaning for
life. I don’t think that’s what we’re
really seeking. I think that what we’re
seeking is an experience of being alive, so that our life experiences on the
purely physical plane will have resonances within our innermost being and
reality, so that we actually feel the rapture of being alive.
Socrates once said, “The unexamined life is
not worth living,” but what this culture is discovering is that the unlived life is not worth examining. When one looks inside one’s own self and
finds it soaked up with meaningless gibberish and pointless social interaction,
it is not surprising that depression and indifference arise. Malaise is an indication that life is not
being lived, and that the greatness has disappeared. To restore this sense of greatness and bring
the malaise and pointless violence of modern society to an end, we must look
into the past, and into the history in which that greatness first
appeared.
When we look to the past, we see, as the
Oracles of Julianus declare, “all things growing dark.” The familiar world of technology, cities,
rules, routines, and constancy vanishes, and in its place appear a confusion of
images. The ancient world was not
simpler than the world of today; in many ways, it was vastly more
complicated. What made the past
complicated was the absence of artificiality: people existed in close relation
to their environment, not insulated and isolated from it as they do today. Every moment of human life was shaped by the
conditions around it. Whether one ate or
starved, remained still or moved, reproduced or died was dictated by one’s
situation and the environment.
Then, from within this confusion of forces,
something mysterious emerged. Strange
images in the mind appeared: beliefs and mythologies that spoke of gods and
goddesses, demons and fairies, Great Mothers and Mighty Fathers. Ancient religions and rites were born, as the
human mind wondered at the world and the stars, and began reaching beyond the
dismal routines of ordinary life. Out of
those images and beliefs arose something truly great that had never been before: the sense of individuality -- that each person is a unique and important being
in his or her own right. Along with
individuality came the awareness that it is the individual who stands between
the worlds of Earth and Spirit. The
greatness of ancient humanity grew out of this belief in the individual and the
importance of the individual in the world. It is with this greatness that the
modern search for the living of life must begin. This thing of greatness is what philosophers
came to call consciousness.
This book is about consciousness. It is about the greatness of humanity: why
that greatness came into being, why it has been lost in modern society, and how
it can be restored. None of the
explanations of human consciousness presently available, in science, religion
or philosophy, have done us any good. They
do not help with the problems of the modern world because they do not tell us
anything about ourselves that would help us change the world. Humanity was born into greatness, and by
reducing human beings to spiritless blobs of bouncing molecules, mindless
unrepentant sinners, or teeth in the gears of a social machine, these “modern’
theories of consciousness do more harm than good. They deny that there is anything special or
anything fundamentally great about humanity, and in so doing grease the path
downward from greatness to destruction.
It is because of these deflationary and reductive views of humanity that
we live in the world of today’s horrors.
This book is different. We do not begin by
reducing humanity to something simple, and then try to show why we are nothing
more than that. Instead, we begin with
what makes humanity truly great, examine how that greatness came about, and
address what we should do about it. To
find this greatness -- the consciousness that makes each individual an
individual -- we must look beyond the simplistic and narrowly focused theories
of language, computers and brain surgery. Beginning with what is probably the
most important aspect of human experience -- our never ending reach into the Unknown -- we examine the scientific
information about the brain and the world in which it lives, consider the
metaphysics and psychology of spiritual experience, and join them together into
a unified theory of consciousness.
Many of the ideas in this theory have been
largely ignored in modern culture, and if brought to light could fundamentally
transform not only humanity itself, but the world in which humanity lives. For individuals to know themselves -- which
is what any theory of consciousness is really about -- one must peer into the
looking glass of the cosmos. One must
not run from the darkness that is seen there, for it is among the darkest
secrets of the cosmos that one will discover, in the deepest and most basic
sense, what human beings as individuals really are.
Chapter
1: The Lamps of the Gods
While walking home from a hike in the woods
early one evening, I looked up at the stars slowly emerging from the darkening
sky, and thought, “The gods are putting on their porch lights.” Along with this thought came a feeling of awe
and wonder, as though I was peering for the first time into a new and strange
world. This new world had been there all
along, so I felt, but I had just never noticed it. What immediately struck me about this vision
is that there is something about the mind that can reach beyond the confines of
one’s senses and touch a reality that lies beyond physical experience, and that
what is seen in that reality is haunted with the distinctive qualities of the
one who sees it.
From visions like this arose the religions
and mythologies of modern humanity’s ancestors.
It was not just the seeing of the sun, moon, and stars moving through
the sky, but also the impressions left by the seeing of those things, that
inspired the ancients to portray those events on the walls of their caves and
to tell their stories from generation to generation. The passage of the seasons, with their
cyclical changes of flora and fauna, inspired the ancients to worship the
powers that moved those seasons. Indeed,
every event in the natural world seems to have held the ancients in awe and
reverence.
These impressions are the work of the
imagination, the ability of the mind to form images and concepts of things that
are not directly experienced, and to create fundamentally new ideas. Imagination is more than just the ability to
recombine old ideas in new ways. It is
the ability to see, or otherwise experience, things that are not directly
detectable by the physical senses. What
is suggested by the vision above is that imagination is also the ability to see
into a dimension of existence that lies
beyond physical space and time. To
look at the stars and see the lamps of the gods is to reach beyond the senses
into another world -- perhaps a world of mental imagery, or perhaps a world
that is much more than that.
It was psychologist Carl Gustav Jung who
realized that these visions are not simply the imagery of an individual
mind. He spoke of them as “that which
the outer impression constellates in the subject.” Just as the stars arranged themselves into
constellations in the minds of the ancients, the stars and other natural
phenomena experienced through the senses constellate images of an unknown
dimension in the visions of mystics and seers both past and present. Constellation is the complement of imagination:
the imagination sees what is hidden to the senses, but what is revealed to the
imagination as something other than what is seen must have the power to
constellate itself in the mind. For the
stars to appear as the lamps of the gods, there must be something other than
just stars constellating itself in the mind as another world.
The philosopher John Locke thought that
objects have certain characteristics or qualities,
which have the power to cause observers to see them in a certain way. An apple, for example, is not red in itself,
but it has a certain surface structure that causes us to see it as red. Locke said that for the apple to appear red,
it must have the “power” to make us see
it that way. Constellation refers to
something much like the “powers” of objects to cause one to see them as
colored. When something is constellated
in the mind, there must be something
empowered to do the constellating.
What is this thing that has the power to
constellate itself as the lamps of the gods?
What appeared to the ancient
mind as the thunder-god hurling bolts of lightning from the sky? What
did the ancients really see when they
spoke of the moon as the Goddess who is one but also three? What
is it that revealed itself through the life and death of a humble carpenter
from
Whatever it was, something happened in an
ordinary way, but something very
extra-ordinary was perceived, or understood by the mind. The term commonly applied to this kind of
experience, where there is a difference between what the senses experience and
what the mind understands, is hallucination. Used in this way, the word implies that there
is really nothing there beyond what the senses detect, it is just a trick or
delusion of the mind. There is another
way in which the word hallucination is used, however. Richard Evans Schultes, the Harvard botanist
who spent most of his life studying -- and often living among -- native tribes
of the Amazon, and Albert Hofmann, best known as the inventor of LSD, wrote, in
their Plants of the Gods:
In general, we experience life from a rather limited point of
view . . . However, through hallucinogens the perception of reality can be
strongly changed and expanded . . . Under the influence of hallucinogens, the
borderline between the experiencing ego and the outside world disappears or
becomes blurred . . . This state of cosmic consciousness . . . is related to
the spontaneous religious ecstasy known as the unio mystica . . . a reality is experienced which is illuminated by
that transcendental reality in which creation and ego, sender and receiver, are
One.
Hallucinogens are chemicals that cause
hallucinations, but the way in which Schultes and Hofmann use the word is very
different from the way it is commonly used.
Their use of the word implies constellation. There is something beyond the reach of the
senses that is fundamentally different from ordinary reality. It can reveal itself to the mind as something
quite ordinary, but carries an extra-ordinary meaning. It is the “transcendental reality,” a meaning
hidden from the ordinary physical senses, that constellates itself in the mind
during this type of hallucination.
But what exactly is this “transcendental
reality”? The simplest answer is that it
is the Unknown that constellates
itself through images of the outside world, but this does not tell us
much. We give it many different names:
God, angel, ghost, demon, spirit, heaven and nirvana. These names don’t tell us anything other than
we don’t know what it is. The Unknown
is that which lies beyond the experience of the physical senses, beyond the
world with which we are familiar, and beyond our ability to describe in any
clear and accurate way. The Unknown is not the thing that is seen by
the eyes -- it is something riding on the coat-tails of ordinary objects
through the senses, and into the mind of the seer. There is nothing in the seeing of the stars
themselves, as a sensory experience, to suggest the lamps of the gods. It is some other thing -- something outside
the physical sensation of the stars -- constellating itself as the lamps of the
gods, taking advantage, so to speak, of the visual image. I have stamped my perception of that unknown
thing with an image I understand -- porch lights being turned on at night. But the vision has also stamped itself with
something utterly unfamiliar -- the presence of beings totally unlike myself,
totally outside any experience accessible to the senses.
It is this paradox of the familiar and the
unfamiliar that gives these visions their psychological impact. They are impossible to understand
logically. One may know that one is
looking at the stars -- things known to science, involving fusion reactions and
gravity, described by mathematical models and observable under experimental
conditions. Stars are objects in space;
yet it is in spite of this knowledge -- or perhaps in mockery of it -- that
some other thing comes into the mind and seizes hold of the imagination. Constellating itself as a paradox, these
visions of the Unknown present the
intellect with a problem that will not go away -- a problem that lies beyond
the power of the mind to fully understand, yet also compels it to try. They fascinate the imagination and seduce our
logic and reason, filling the mind with awe and wonder.
This is the kind of vision that lies at the
foundation of religions and mythologies.
In this book I will present evidence and argue that they are also
responsible for the existence of human consciousness. Consciousness is that faculty of the mind
that is aware of experience, and is aware of itself. This awareness is called introspection; it
forms the basis from which each individual experiences the world, and from
which each individual initiates activity in the world. Consciousness is the center of one’s unique
individual existence -- it is what makes you the person you are.
In asking questions about consciousness, we
discover that there are as many different ideas about consciousness as there
are persons who study it. We will focus
upon those aspects of consciousness that are connected with introspection,
imagination and constellation, and particularly with experiences that involve
the mythological and spiritual aspects of human experience. By “mythological and spiritual aspects” I
mean the creation of stories, symbols, belief systems, and practices associated
with having visions of realities that lie outside sensory experience.
I will use the term portal experience to refer to experiences in which the
consciousness of the individual interacts with the “transcendental realities”
referred to by Schultes and Hofmann -- dimensions or forms of existence that
are not a part of the spatiotemporal universe.
The spatiotemporal universe is that form of existence or reality that
exists in space and time, with which we are familiar through our senses and
ordinary experiences. A portal
experience is therefore an encounter between an individual with a physical
body, and some form of non-physical being or dimension so different from the
physical world that the senses cannot detect it. The term portal
was chosen because if these experiences are what they are claimed to be, then
they are journeys through gateways between different realities. These realities are so different from each
other that one could not have a physical body and also be in the Unknown. One could, however, stand in
the gateway between them without disintegrating -- one can be located at the
point where these different realities touch.
It must always be kept in mind that in
trying to describe non-spatiotemporal reality or existence, we are using
metaphors that never accurately characterize the thing being described. Using these metaphors may tempt us to think
that the way we explain these realities just is the reality itself. We
might use a phrase like “outside of space and time” to describe the world of
gods and spirits, for example. Of course
it is impossible to be “outside” of space because location is defined in terms
of space. If one is not “inside” space,
then one does not have any location in which one could be “outside” of
anything. We must not forget that these
descriptions are metaphorical. They are
like poetic comparisons of things with which we are familiar to thing we don’t
understand. Metaphors suggest things to
the imagination that cannot be accurately described with language.
Language that has developed out of everyday
experience is not effective in describing abstract experiences or existences
like infinite and eternal with much clarity. In attempting to use that language to
characterize things that lie outside ordinary experience, we must not expect
that the description will be completely accurate, or even close to the mark. It
is a mistake to try to understand infinite,
for example, as a great deal of space. Infinity is not just a lot of space, it
is the absence of location in space.
Likewise, eternal is not just
a very long time, it is the absence of events being separated by time.
We might also be tempted by these metaphors
to think that there must be some standpoint, outside of all these different
dimensions, from which they can be viewed as one would view planets through a
telescope. That, too, is misleading. If an individual exists at all, that individual
exists in some particular way.
Individuals cannot separate themselves from existence in one form or
another, so there is no neutral standpoint from which portal experiences can be
observed. One must be in one way or another to have them, which means one must
necessarily experience them from some particular point of view. As long as we
remain human, we can never be in the Unknown
itself. The Unknown can only be seen through the imagination, and can only be
understood indirectly when it constellates itself in the mind.
Do Other Realities
Really Exist?
When we use metaphors like infinite and eternal to describe the Unknown,
we raise the question of whether or not there is “really” anything out there
other than the spatiotemporal universe with which we are familiar. Are portal experiences the results of
constellation by some outside order of being, or are they hallucinations in the
commonly used sense of the word -- products of a deluded mind? There are those to whom the idea of “other
reality” appears to be nothing but silliness; at worst indicative of some kind
of mental illness, or at best the work of an over-active imagination.
Metaphysics, as the word is used among
philosophers, is the study of what exists and what does not. When we ask the metaphysical question of
whether or not the Unknown -- meaning
non-spatiotemporal reality -- exists, we are frustrated to discover that there
is no satisfactory last-and-final answer to that question, nor is it likely
that a last-and-final answer is possible.
The reason for this is that the way in which we try to answer the
question cannot be separated from beliefs of the person doing the answering. Everyone has certain basic beliefs about the
way the world is -- what there is and what there is not, what is possible and
what is not, and so on. Sometimes those
beliefs are the results of theories or arguments. More often, however, they lie beneath the
surface of conscious awareness as assumptions
that do not make themselves obvious, but nonetheless play important roles in
guiding the thoughts and beliefs of the individual.
The information suggesting the existence of
non-physical worlds primarily comes from portal experiences -- personal
encounters with those other worlds. To
the person who believes there are no such worlds, these experiences are nothing
more than mental confusion or illness.
For the person who believes there are such worlds these experiences are
evidence that supports or proves the existence of those worlds. To the person who has no idea whether there
are such worlds or not, the information is ambiguous. Rather than leading one to believe or
disbelieve in the existence of other worlds, the data serve more to reinforce
an already existing belief, and it is not always clear where that belief comes
from. While we often don’t even know
that we have these beliefs, they control the way we interpret experiences, and
they ultimately determine what kinds of things we regard as possible and impossible.
There is no laboratory experiment that will
determine whether or not there exists a three-fold Moon Goddess. It is no argument against the existence of
such a thing that everyone has not seen or felt it, or that you yourself may
have neither seen nor felt it. That most
people have never seen nor felt the radioactive element Californium-252 is not
an argument against its existence, either.
It would in fact be impossible to see or feel Cf-252 in the ordinary
sense of seeing and feeling, and live to tell about it. Any quantity of the element sufficient to be
visible or tangible would emit enough neutron radiation so as to be quickly
lethal. Its existence can only be known
indirectly, through the use of instruments by people trained in their use, coupled
with beliefs that the instruments give certain kinds of information that
support the belief in the existence of Cf-252.
In other words, the data from the instruments constellate the existence of Cf-252 in the minds of those who use
them.
The three-fold Moon Goddess cannot be
detected directly, either. During ritual
ceremonies, or as the result of meditations and visions, the presence of the
Goddess may be felt -- that is, constellated in the mind of the participant. This assumes those performing these rites are
properly skilled in their performance, and that the feelings or impressions
they receive constitute evidence for the existence of the Goddess. These two cases are closely parallel. To the nuclear researcher, the data from the
instruments constellate the existence of Cf-252, while to the pagan priest or
priestess the visions, voices and feelings of a sabbat rite constellate the
existence of the Moon Goddess.
The answer as to whether there exists a
non-physical reality is, therefore, no closer.
To offer empirical data -- information derived from direct experience --
as evidence only frustrates the problem.
The more we ask the question, the farther we push into the psychology of
the individual doing the answering, and the farther we get from what it is we
really want to know.
One approach to this problem is to avoid it
altogether -- to avoid confronting the metaphysical difficulty by confining the
inquiry to something tamer. We could
simply ignore portal experiences altogether, and ask about something else. One
could confine the study of the mind to what surgery and experiments reveal
about the brain. One could focus upon
language use and ignore the metaphysics altogether -- although that approach
has, on occasion, conjured up some quite perplexing metaphysical issues. Or one could simply proclaim that the brain
is really some kind of computer, and assume the answers will come from computer
science, eventually. While these
approaches might be entertaining to some, they tell us nothing about portal
experience or the consciousness that has them.
Furthermore, as is painfully obvious in a society filled with worthless
“scientific” explanations, they do nothing to alleviate the depression, malaise
and senseless violence with which we are concerned. If we want to address these
issues, we cannot hide in the philosophic cave and hope that portal experiences
will go away.
We have to start somewhere, and in this book
we will start by taking portal
experiences seriously. We will assume,
for the moment, that portal experiences are what they appear to be --
encounters with a non-spatiotemporal existence.
By “taking seriously” is meant the same thing as believing that an
instrument indicates the existence of Cf-252.
Portal experiences constellate in the mind of the visionary the
existence of a world totally unlike the world of space and time experienced by
the senses. The nuclear researcher will,
if not a fool, apply certain tests before going forward with the data -- tests
on the instruments, perhaps experiments with the sample to test its purity, and
so on. Likewise, the person having a
portal experience will, if not a fool, apply certain tests on the accuracy of
what is constellated by it. If the
vision is of Christ, for example, do the sights, sounds and messages from the
vision accord with what is known about Christ?
Just as the researcher then proceeds on the assumption that what has
constellated the data really is Cf-252, let us also proceed on the assumption
that what has been constellated by the portal experience really is another form
of existence, inaccessible to the physical senses. And both the researcher and the visionary
must be prepared for the unexpected. Perhaps
when the data do not accord with expectations, something fundamentally new in
nuclear research may have been discovered.
Similarly, those dealing with the subject of portal experience seriously
must be prepared for the emergence of ideas very different from those of
ordinary physical life.
One might immediately object that the
introduction of the assumption that
there are non-spatiotemporal forms of existence accessible through portal
experience, also introduces a degree of circularity into the argument. If we begin by assuming that immaterialism -- the idea that non-physical
realities exist -- is true, are we not just running around in circles if we
wind up saying that consciousness is more than just the brain? Three points are offered in reply. First, if one is not to be a metaphysical
coward, hiding in the philosophic cave from experiences and information about
the world that might not turn out as expected, then one must assume something
about what there is in order to collect and evaluate the evidence. The assumption of materialism -- that physical matter is all there is -- would, and
when it is made does, introduce exactly the same problem. Second, from a purely formal standpoint, if
it is assumed that the rules of ordinary logic hold, then any valid argument
will have a conclusion from which its premises can be derived, and therefore
any sound argument will in this sense be circular.
Third, and most important: it is perhaps not
so important whether the argument is formally circular, as it is whether
something has been gained by walking the circle. Circularity and question-begging are
different things. The question-begging
argument leaves us unenlightened, but the formally circular argument may lead
to interesting discoveries about the circle.
The study of metaphysics has yet to produce any final answers about what
there is and is not, but the pursuit of that study has brought forth important
discussions about the nature of human existence and the world in which humanity
has found itself. Metaphysicians since
Plato may still be running in circles, but they are hopefully ever-widening
circles. Like the circle of the seasons
that constellated itself as the earth-goddess in the minds of the ancients,
thinking in circles might not be such a bad thing if the understanding of humanity
and the world around it is enhanced in some way.
Perhaps this is all an attempt to
intellectually justify the belief that thousands of years of human experience
should not be ignored, simply because those experiences do not fit the reigning
intellectual paradigms of the time.
There is no obvious reason why portal experiences should be labeled
“superstition” and ignored in considering the nature of consciousness. Whether portal experiences are pathological,
psychological, or metaphysical cannot be decided without referring to standards
that are themselves metaphysical assumptions.
One can make such judgments only if one has already assumed what exists
and what does not.
Since it appears that portal experiences may
have some role in human consciousness, the only responsible thing for us to do
is to present the hypothesis that there are other worlds known through portal
experience, and investigate the relationship of this hypothesis to human
consciousness. Neither this book nor any
other, no matter what it claims, and no matter how pompous and presumptuous the
author, can deliver a last and final proof or disproof of the Unknown that does not ultimately rest
upon the beliefs, convictions, and motivations of the investigator.
The type of portal experience that has
received the most attention from philosophers and theologians is the mystical experience. In some ways, mystical experience is the most
spectacular and profound kind of portal experience. It has founded and destroyed entire religions
and cultures; it has driven some insane, and brought others back from the
depths of incurable insanity. It is the
direct experience of the Unknown, a
one-on-one confrontation with another world, often in a spiritual or religious
context.
Mystical experiences can be of the
extrovertive type, in which the seer feels an underlying union or “at-one-ness”
with objects, or with the environment as a whole. The rites and meditations of nature religion
may, if they progress far enough in the mind, lead to this feeling, and for
this reason extrovertive experiences are sometimes called nature
mysticism. This is the kind of
experience Schultes and Hofmann meant by their use of the word hallucination. Introvertive experiences involve a direct union
of the seer and the Unknown. In this type of experience, the seer loses
all sense of his or her own being. At
least psychologically, the seer exists in what Walter Stace calls an undifferentiated unity with the Unknown.
This is the kind of mystical experience most often associated with
religious contexts, in which the seer joins in mystical union with what he or
she believes to be a supreme Power or God.
One characteristic that mystical experiences
have in common is what Rudolf Otto called numinous
feeling, which he describes in his Idea of the Holy:
(1) awe or dread, the feeling of something uncanny, eerie or
weird,
(2) a sense of impotence and nothingness as against
overpowering might,
(3) the conviction that one is confronted with something
overwhelmingly alive, vital and active,
(4) a sense of mystery, of wonder over something which is, in
at least some respects, radically other than the objects of ordinary
experience, and
(5) fascination or attraction.
These numinous feelings occur in other portal
experiences as well. They are signs that
the Unknown has constellated itself
in the mind; that a confrontation between the world with which we are familiar,
and a totally alien form of existence is underway. The effect is sometimes called ecstasy or flow experience, and is perceived as a gradual melting away of the
familiar world and one’s own mental faculties, as one “flows” into the Unknown.
Walter Stace, probably the most influential
philosophical writer on the subject of mysticism, describes the experience of
confronting the Unknown in his Time
and Eternity. In that work he
develops the Intersection Theory as a
clear and concise explanation of what is happening during a mystical
experience:
There are two orders, the natural order which is the order of
time, and the divine order, which is the order of eternity. In the moment of mystic illumination the two
orders intersect, so that the moment belongs to both orders. Within that single moment of time are
enclosed all eternity and all infinity.
While Stace formulated this explanation
specifically for mystical experiences, I will be using the Intersection Theory
as the general model for all forms of portal experience. During portal experiences of any kind, there
is a meeting in the mind of the spatiotemporal world and the world of the Unknown.
Depending upon other factors connected with the experience, including
the beliefs and expectations of the seer, and how the Unknown itself behaves, the seer may understand the experience in a
variety of ways, including mystical union.
During the experience the mind exists in a kind of metaphysical duality;
the mind of the seer has, so to speak,
one foot in the physical world and one foot in the non-physical. The body does not simply vanish into thin
air, nor does God, or whatever the thing experienced may be, enter the physical
universe. The two orders touch but do
not collide or intermix, and the touching manifests in the mind as portal
experience.
Portal experiences are the way we perceive
or understand intersection -- when we come into contact with a metaphysical
intersection, we have a portal experience.
Intersections need not necessarily involve only two orders. Some versions of superstring theory, for
example, argue for as many as twenty-three or more possible dimensions, so
there is no reason to assume that there is only one kind of intersection.
Constellation and imagination often work together during a portal experience,
when the seer projects upon the Unknown
a familiar image such as a religious figure, and information from the Unknown comes into the mind through that
image.
Intersection always constellates itself as
an irreducible paradox. It always has
the characteristic of being understood in familiar terms, and yet also
remaining somehow beyond comprehension.
It is this paradox that fascinates, and often frustrates, the intellect
to the point that many philosophers simply give up on the possibility of
explaining it. There appears to be no
clear explanation of how information from another dimension could ever really
become conscious to a person with a physical body. This problem has led many to think that the
content of the experience -- what it is about -- is simply an interpretation
arising out of the mind and culture of the mystic. There really is no constellation of an Unknown, only the psychology of the
mystic.
Constellation always embodies an essential
tension between the perceptual experience -- what one sees and feels -- and the
deeper feeling that what was experienced was something beyond sensations. In
attempting to describe or understand a mystical experience -- or any portal
experience, for that matter -- the mystic must resort to the use of a
metaphor. Here we run into the same
problem as with trying to describe the Unknown
with language. Metaphors attach
meanings that are understood to something that is not understood. The Unknown
is so utterly different from anything familiar that in trying to familiarize,
the metaphor necessarily falsifies what the Unknown
is really like.
The Unknown
world confrontation challenges the very structure of the mind itself -- it
challenges the ability of individuals to understand themselves, and their
relationship to experience and the outside world. During ordinary perceptual experience, there
is a sense of continuity between subject and object -- a feeling of familiarity
and orderliness in one’s relationship to the outside world, and that the object
perceived is an object just like the person doing the perceiving. The presence of the Unknown in a portal experience fractures that sense of
continuity. The portal experience cannot
be relativized to ordinary perceptual experience without denying its essential
character -- that it is of another world.
The feeling that what is perceived is something like the observer is
replaced by a feeling that the Unknown
is so totally different that it can never really be understood.
Students of mysticism have attempted to
circumvent this problem in two ways. Materialist reductionism is the attempt
to make the problem of two orders vanish by declaring that there is only one
order. Writes Timothy Leary:
Those aspects of the psychedelic experience which subjects
report to be ineffable and ecstatically religious involve a direct awareness of
the processes which physicists and biochemists and neurologists measure.
While Leary is referring to experiences
resulting from hallucinogenic substances, the implication is that any mental experience is the result of
goings on in the brain and nothing outside it.
This position is characteristic of materialism -- the belief that the
only things that exist are those made up of physical matter -- and its
presumption is that there is no Unknown
order.
In contrast to materialist reductionism, spiritual reductionism argues that the
only reality is the Unknown order,
and the world of sensations and behavioral experience is only an illusion. This view is occasionally found coupled to
the suggestion that since possessions are all illusions, one should have no
reservations about donating all of them to the individual teaching this
view. Nonetheless, there is a common
thread running through many traditions emphasizing mysticism that the physical
world is only transitory and illusory at best, and the experiences that really
matter are those of the spirit.
I mention this issue because it is a
standard problem in the philosophical literature dealing with mysticism. If we are going to claim that portal
experiences have an important role to play in human life, then we must be able
to explain how the Unknown can affect
the mind of the seer or visionary. It is
because of this problem that neither a physical nor a spiritual reductionist
theory of consciousness will be of any help.
If portal experiences are to be taken seriously, then this problem puts
us on notice that we had better have a theory of consciousness that explains
how the Unknown-body interaction can
take place. We must deny both forms of
reductionism, and take both the physical aspects of the individual, and the
spiritual aspects of the Unknown, as
real and significant.
In The Varieties of Religious Experience,
William James writes:
It is as if there were in human consciousness a sense of
reality, a feeling of objective presence, a perception of what we may call
‘something there’, more deep and more general than any of the special and
particular senses by which the current psychology supposes existent realities
to be originally revealed . . . [several cases cited by James in the text] seem
sufficiently to prove the existence in our mental machinery of a sense of
present reality more diffused and general than that which our special senses
yield . . . Like all positive afflictions of consciousness, the sense of
reality has its negative counterpart in the shape of a feeling of unreality by
which persons may be haunted . . .
Mystical experiences leave us not only with
the paradox of portal experience, but with visions of other worlds and
existences that rupture our understanding of ordinary life. Once initiated into the dark and mysterious
world of the Unknown, life can never
be the same. We are also left with
questions about ourselves, and particularly how it is possible for us to have
an experience like this. If it is true
that portal experiences are basic
experiences, by which I mean that having portal experiences is fundamental to
conscious human existence, then we need to understand what it is about us that makes these experiences
possible. That characteristic turns out
to be the fundamental greatness of humanity itself.
Mystical experience may be the most
spectacular encounter with the Unknown,
but the Unknown reveals itself to us
in many other guises. Modern
civilization, rooted in the materialism of scientific explanations and in its
obsession with technology, teaches us to think that the only “reality” is what
we see in our immediate surroundings. We
are taught by boorish “skeptics” and pompous “authorities” to ridicule anything
suggesting a reality that lies beyond the reach of technology. In spite of that, portal experiences occur today in many different forms, just as
they did for the ancients. The discussion of other forms of portal experience
that follows may therefore seem strange and ridiculous to those who have been
seduced by pseudo-scientific philosophies and technology worship. The reader should heed the warning of Walter
Stace in his Mysticism and Philosophy to expect the unexpected:
Anyone who intends to read this book should know that he must
get accustomed to shocks. Any writer who
is honest about mysticism, as well as familiar with it, will know that it is
utterly irreconcilable with all the ordinary rules of human thinking, that it
blatantly breaches the laws of logic at every turn. Many writers will attempt to . . . soften the
shocks, to make the subject palatable to what they call common sense . . . But
to do this is to falsify the whole matter, and nothing of the sort will be
countenanced here.
Participation
Mystique and the Dawn of Consciousness
The scientific method of the last several
hundred years has taught us to think of ourselves as detached observers. We watch the universe as though through a
telescope or a microscope; human observers are the subjects to whom the activities of objects in the universe appear.
When the ancients watched the movement of the stars and the seasons,
however, they did not see themselves as mere spectators. They believed themselves to be active
participants in a dynamic and living world, actors in a drama that encompasses
all of existence. Anthropologist Lucien
Levy-Bruhl called this feeling participation
mystique. Participation mystique is the belief that individual human beings
stand not alone in the world and apart from its events, but that we are active
participants in the events of the natural world. The record of those beliefs is to be found in
the mythologies, fairy tales and folklore of all peoples on Earth.
From Druidic rites of seasonal passage to
Indian rain and buffalo dances, the mythologies and religious practices of
pre-technological humanity reflect the belief that people are participants in
the world of nature, both seen and unseen.
Nearly every aspect of the natural world -- from the stars in the sky to
the rocks on the ground -- constellated images of the Unknown in the minds of the ancients. Among the ancient Celtic peoples, for
example, is the belief in what Evans-Wentz calls the Fairy-Faith:
By the Celtic Fairy-Faith we mean that specialized form of
belief in a spiritual realm inhabited by spiritual beings which has existed
from prehistoric times until now . . . And if fairies actually exist as
invisible beings or intelligences, and our investigations lead us to the
tentative hypothesis that they do, then they are natural and not supernatural,
for nothing which exists can be supernatural.
According to this belief, fairies are
invisible beings that inhabit natural places such as woods, rivers, and
particularly mounds from which they occasionally emerge into the physical
world. The belief is an instance of
constellation: what is seen as a minute human form is something that has
impressed itself upon the mind in that form.
There are no “little people” running around in the ground beneath the
feet, but there are forces or powers constellated by nature that reveal
themselves in that way. Fairies are the
constellated forces of the Unknown
that make their way into the mind via natural phenomena, and take on minute
human form.
Around these constellated images arises a
belief system in which appeasing or offending the fairies can befriend or
enrage nature itself. The fairies act as
intermediaries between physical and non-physical reality, and it is the
non-physical Unknown that structures
the events of the physical world. Participation
mystique is thus a two-way street: the Unknown
manifests itself as images of fairies and other beings, and we in turn interact
with the Unknown through the medium
of these images. In contrast to the
objectivism of modern science, these beliefs lead us to think of the world as
interactive. Perhaps it is not really
fair to call the “objective” view scientific, for as we shall see, this
interactive view has re-surfaced in modern physics as the theory of a participatory
universe.
From the psychological point of view, C. G.
Jung refers to participation mystique in his Psychological Types as psychological identity:
[Psychological identity] is characteristic of the primitive
mentality, and is the actual basis of participation mystique, which, in reality,
is merely a relic of the original psychological non-differentiation of subject
and object -- hence of the primordial unconscious state. It is, therefore, a characteristic of the
unconscious content in adult civilized man . . Identity is primarily an
unconscious equality with the object.
Psychological identity is the feeling of
underlying unity between the individual and objects in the world. It is reminiscent of nature mysticism, and
suggests that the portal experience of unity with nature may be a basic
constituent of human consciousness. By
saying that this unity is unconscious, Jung does not imply that it is merely
psychological. In a later chapter, we
will see why Jung believes this underlying unity is one of the factors
necessary for the existence of consciousness.
Closely allied to participation is animism, the belief that there is a
universal vitalizing or life-giving principle that underlies existence. Things (and people) exist only because they
are connected with a vital force or
power that moves invisibly throughout the universe. Animism gives rise to beliefs in
tree-spirits, enchanted wells, and other natural objects and places holding
mysterious powers. MacCulloch describes
the role of animism in ancient Celtic beliefs:
The earliest Celtic worship, like that of most other peoples,
was given to spirits of nature, of the sea, rivers, trees, mountains, sky, and
heavenly bodies, some of which, as time went on, became more personal
deities. All parts of nature were alive,
as man was, and he found these friendly or hostile . . . The belief in animism,
the belief that everything was alive,
tenanted by a soul or spirit, has been universal.
Animism is a basic part of participation
mystique. The feeling that humanity is a
participant in the cosmos springs from the belief in an essential unity of the
individual’s own being with the world through an invisible force. How is it that humanity came to believe in
the existence of such a force? There is
nothing in the direct experience of nature that suggests the existence of this
force or unity. It is something that is
constellated along with the sensory data of experience. One comes to believe in tree-spirits because
when one looks at a tree, the Unknown
uses the image of the tree to constellate itself in the mind.
It is not surprising that the ancients
should have come to regard this unknown force as superior to themselves, when
one considers the magnificence of its observed effects. Imagine the explosive cacophony of a thunderstorm,
the blistering heat of the summer sun, the sudden flash in the night sky of a
fireball. While contemporary scientific
explanations may empty the mystery out of how these experiences occur, they can
never explain why they happen. It is
through this hole that the Unknown
slips, unnoticed at first, gradually building in strength until it seizes the
imagination, filling the mind with the same wonder that filled the minds of the
ancients.
From this it is easy to understand the
origin of nature-gods. What is not obvious
is why it should have been gods that were imagined, and not, say, molecules
bouncing in billiard ball fashion. Why
should it have been the lamps of the gods that were constellated in the vision
with which this book opened, and not visions of quarks and neutrinos?
The reason for this lies at the heart of
consciousness itself. Constellation
would be frivolous and uninteresting, and participation mystique would be silly
and foolish, if just anything could be constellated in the mind. We shall discover in a later chapter that
there are deep connections between consciousness and both the natural world and
the world of the Unknown, and that
something very much like the vital force is at work in consciousness. It is because of these connections and forces
that the Unknown has constellated
itself as nature spirits and gods. These
connections form the basis for the existence of consciousness, and it is for
this reason that portal experiences are necessary conditions for the existence of
human consciousness.
Not only does participation mystique have a
fundamental role to play in the existence of consciousness, but it is also
important in the creation of mythologies.
In The Masks of God: Primitive Mythologies, Joseph Campbell
writes:
The sense, then, of this world as an undifferentiated continuum
of simultaneously subjective and objective experience (participation), which is
all alive (animism), and which was produced by some superior being
(artificialism), may be said to constitute the axiomatic, spontaneously supposed
frame of reference for all childhood experience, no matter what the local
details of this experience may happen to be.
And these three principles, it is no less apparent, are precisely those
most generally represented in the mythologies and religious systems of the
whole world.
Mythologies can be thought of as what
psychologist Julian Jaynes calls a “paleontology of consciousness.” They are records of portal experiences, and
of the emergence of human consciousness.
In the folklore of each culture is to be found the way in which that
culture understood not only the physical world, but also the way in which the Unknown constellated itself in the
members of that culture. There is a
saying in developmental biology that “ontogeny recapitulates phylogeny,”
meaning that the physical development of each individual in some ways repeats
the evolutionary history of the species to which that individual belongs. Similarly, through the work of Jung and
Campbell, it has come to be realized that to a very great degree, psychology recapitulates mythology. The psychological makeup of each individual
in many ways repeats the mythology of that individual’s culture, and more
interestingly, repeats those elements of mythology common to all cultures. Many of those elements rest directly upon
participation mystique, which again points us toward the role of portal
experience in the creation of consciousness.
While usually thought of as an ancient
relic, participation mystique can be found in modern culture. Not only in abstract theoretical physics, but
also in what has come to be called the Old
Religion, a rather loose collection of beliefs deriving from ancient
paganism. Margot Adler characterizes the
Old Religion as follows:
If you were to ask modern Pagans for the most important ideas
that underlie the Pagan resurgence, you might well be led to three words:
animism, pantheism, and -- most important -- polytheism . . . Animism is used
to imply a reality in which all things are imbued with vitality . . . All things
-- from rocks and trees to dreams -- (are) cconsidered to partake of the life
force. At some level Neo-Paganism is an
attempt to reanimate the world of nature; or, perhaps more accurately . . . to
reenter the primeval world view, to participate in nature in a way that is not
possible for most Westerners after childhood . . . Pantheism . . . is a view
that divinity is imminent in nature . .
. The idea of polytheism is grounded in the view that reality (divine or otherwise)
is multiple and diverse.
The Old Religion uses both ancient and
modern rites and methods to attempt to re-insert the individual into the world
of participation mystique. The rising
popularity of pagan belief systems is a sign that people are becoming
increasingly aware that modern culture has separated them from some basic part
of their own existence. While the
“scientific” mind looks for laws and punishments to control the increasingly
violent behavior of society, others have realized that the solutions must come
from within, and indeed from the very forces that shaped the origins of
humanity.
Jung, Campbell and Adler all argue that
participation, as well as being characteristic of the ancient world, is also
characteristic of contemporary childhood.
The feelings of participation and unity found in mythology arise spontaneously within each individual,
often during childhood as well as adult life.
During dreams and fantasies, the spontaneous appearance of participation
mystique signals the onset of individual consciousness -- it recapitulates, on
an individual basis, the historical development of consciousness in the human
species. What is called “maturity” in
technological society refers at least in part to the loss of participation. The fantasies, dreams, feelings and ideas of
participation are ridiculed and repressed -- pushed out of conscious awareness
-- because they don’t fit the world of technnology and complex social
order. This repression has dangerous
consequences, for it can lead to the disappearance of consciousness itself.
As Jung pointed out, participation and
psychological identity are not really lost when they become unconscious. By rekindling the beliefs and ideas that
pre-date technology and urbanized society, the Old Religion brings forth the
repressed capacity for participation.
These are the very same beliefs that, according to Jung and Campbell,
arise spontaneously within the minds
of the ancients, the children of today, and during the use of psychoactive
substances. The beliefs, activities and
feelings of animism, pantheism and polytheism associated with participation
mystique so rigorously suppressed by modern society will turn out to be the
source of human consciousness and the greatness of human individuals that has
been lost. That loss is the source of
malaise, depression, and ultimately the outbreaks of senseless and destructive
violence that permeate the world of today.
If we are to confront and overcome these problems, then we may well have
to give up some of our social “maturity” to recover some of the most basic
human traits that society and technology have stolen from us.
Peering Through the
Darkness of Time
Divination is the process of “finding things out” that
cannot be discovered through the ordinary physical senses. Whether it is communicating with another
person (living or dead), discovering information about the past, present or
future, or communication with some divine being, divination is a matter of
obtaining information about, or through, a reality inaccessible to the physical
senses.
In The Waxing Moon, Helen Chappell
explains divination as follows:
Divination means “finding the will of the gods.” [It] is the art of seeing the past, present, and future. It is the transcendence of that nebulous
concept we call time . . . Somewhere in the heart of the cosmos, what we call
time has no relevance. The past,
present, and future are merely words there.
Some part of everyone’s brain is tuned into this cosmos, although we are
not consciously aware of it.
Subconsciously, of course, we are aware of it, and this motivates our
actions. In order to activate the latent
non-time mind one uses a tool.
This “somewhere in the heart of the cosmos”
is really another term for what I have called the Unknown -- it is a dimension or form of existence that is not
spatiotemporal. The idea behind
divination is that if we could “move” our ability to perceive out of our
ordinary world of space-time and into a form of existence where events and
objects are not separated by space and time, we would then be able to “see” not
only the past and the future, but also persons and objects at great
distances. If we are to remain human, we
can’t really leave the world of space and time, but we can “touch” that other dimension
through intersection. For divination to
work, we would need to have a portal experience during which we look into the Unknown and then look back at our own
world at another time or location.
Because this kind of divination, called
scrying, involves the constellation of images from the Unknown, the visions are not always as clear as one would
like. The visions are very often
metaphorical or symbolic, and are subject to interpretation, not only by the
seer but by the person consulting the seer.
Worse, it is difficult to tell whether what is “seen” is the result of
constellation alone, or contains elements projected into the Unknown through the imagination of the
seer. This problem often results in “the
future” looking conspicuously like what the seer wants it to be.
It is to get around this problem that those
who practice divination go through some kind of training. The purpose of the training is to “quiet the
mind” -- to turn off the imagination -- and to subdue the tendency of the mind
to project upon the Unknown what it
wants to see. As part of that training,
many who practice divination utilize a “tool” of one kind or another, such as
the familiar crystal ball. This tool
serves as both a hypnotic cue to hold the imagination at bay, and as a sensory
image through which forces from the Unknown
are constellated, much like a tree serves as the image through which spirits
and fairies appear.
Chappell describes one training regimen for
using a crystal ball:
The apprentice is taken to a dimly lit room at the same time
each day and made to sit in front of the crystal presented to her by her
teacher. The student gazes at the
crystal for a certain length of time each day.
It may take weeks, even months, before she will see anything, if she
ever does at all. The apprentice can
expect the crystal to cloud from within, and grow dark. After a time, the cloud will part to reveal
scenes and objects that must be interpreted by the scryer.
What is acquired during this training is
sometimes called the second sight, or seeing with the mind’s eye. Scrying is the ability to visualize things
not directly obvious to the senses through portal experience -- to hallucinate
on command, in the way Schultes and Hofmann use the word. The eyes of the seer focus upon the crystal,
while the mind opens itself to images that constellate through the crystal,
arising from the intersection of the mind of the seer with the “heart of the
cosmos.”
Scrying works by bringing the conscious mind
into contact with the unconscious part of the mind that is connected with the Unknown. This intersection generates
images that are, hopefully, reflections in the Unknown of other times and places in our own world. Chappell’s comment that some part of the
unconscious mind is already “tuned in” to the heart of the cosmos is
interesting because as we will see in a later chapter, Jung also thinks this is
true. Jung’s proof of this idea will have important ramifications in
understanding the nature of human consciousness. Not only that, but it may “foretell”
significant events in the future of the human race.
While scrying is an attempt to produce
visions of the Unknown at will, these
visions may also occur spontaneously, most often during dreaming. While asleep, many of the repressions and
social controls over the mind are relaxed, allowing us to become aware of
things that social conditioning teaches us to ignore. During dreams, lines of communication open up
within the mind, and images that are normally unconscious, such as that part of
the mind “tuned in” to the heart of the cosmos, may appear. In cultures where portal experiences are
taken seriously, dreams are often considered prophetic, and are used as sources
of guidance. We have a great deal more
awareness of, and control over, our dreams that is commonly believed, and many
seers train to develop this faculty as a source of visions.
Not only is the Unknown connected with the unconscious mind, but there are aspects
of our own selves that are locked away in the unconscious. Once the social controls of ordinary life are
relaxed during sleep, we may see a part of ourselves we didn’t know was there.
Among followers of the Old Religion -- and members of some psychoanalytic
traditions as well -- dreams are thought to reveal the “real” person, while the
waking personality is a kind of facade.
There is an inner, hidden self
that is the actual person. The part of
the person that interacts with the rest of the world is not the real person,
but is a sort of mask presented to others, a shell that surrounds and hides the
real self. Social interactions delude one into thinking
this “shell self” is the real self. Through dreaming one discovers who one
“really” is -- the self behind the
social shell.
Another more familiar form of divination is
astrology. Astrology is commonly
misunderstood as a kind of fatalism, a belief that one’s future is firmly set
according to outside events, and the course of one’s life cannot be
changed. That is not the idea at
all. That we can see a reflection of
ourselves in events around us is simply another form of participation mystique,
and there is no suggestion that we are powerless to change those events.
It was with great contempt for
closed-mindedness that
There is a side of the Moon which we never see, but that hidden
half is as potent a factor in causing the ebb and flow of the earth’s tide, as
the part of the Moon which is visible.
Similarly, there is an invisible part of man which exerts a powerful
influence in life, and as the tides are measured by the motions of the Sun and
Moon, so also the eventualities of existence are measured by the circling
stars. . .
For centuries many have believed that the
patterns of their lives, and the events of the world, can be observed in the
patterns of the stars and planets. The
point in astrology is that there are hidden aspects of our lives and our world,
much like the unconscious mind, that influence the events of our lives. By studying the patterns of the stars and
other astronomical phenomena, we become aware of how these unseen forces
manipulate the events of the world, and therefore how we can more effectively
interact with those forces. Individual
events are not necessarily predictable, but general trends in the course of
one’s life may be seen in the patterns of stars and planets.
Much as throwing a pebble into the sea
forever alters the course of the tides, so the things we think and do influence
other events in the universe. Similarly, the patterns of events in the universe
alter the course of individual lives.
These influences are not always easy to observe directly. By careful observation of patterns of events in
the cosmos, one can, according to this theory, observe the effects of these
subtle influences.
Perhaps the most important role astrology
has played in human consciousness is as a form of participation mystique, in
which visions of gods, spirits and ideas have constellated themselves through
the images of objects in the heavens.
Recalling the vision with which this chapter opened, the stars and
planets have historically been the most important source of portal experiences. The gods, goddesses, spirits, angels and
demons of not only the Old Religion, but many contemporary belief systems as
well, first made their appearance to seers through the celestial bodies. Considering the spectacle presented by the
night sky in non-urbanized locations, and the spectacular astronomical events
that often unfold in that sky, it is not surprising that the stars, planets,
and other sky objects held the ancients in awe, and that many things were
constellated through them.
One of the most sophisticated forms of
divination involves the use of tarot cards.
The origin of the tarot is unknown, and is often the subject of
imaginative speculation. Some think they
were found painted on the walls of the Egyptian Pyramids, while others claim
the cards were given as visions from gods or angels. Whatever their origin, modern tarot decks
usually consist of 78 cards, divided into four suits of ten numbers and four
court cards each, plus an additional 22 non-suit cards called the major arcana. Most of the mystery surrounding the cards centers
on the major arcana. Jung claims that
these 22 cards are visual representations of the unconscious mental processes
he calls archetypes, of which more
will be said later. The
turn-of-the-century magician and occultist Aleister Crowley set his sights a
bit higher in his Confessions:
The true significance of the Atus of Tahuti, or Tarot Trumps
[major arcana], also awaits full understanding.
I have satisfied myself that these twenty-two cards compose a complete
system of hieroglyphs, representing the total energies of the universe.
When used in divination, the images on the
cards serve as vehicles for the constellation of information from the Unknown in the mind of the reader. Whether one believes that the future can be
foretold, or that they are symbolic representations of the unconscious mind, or
that they are indeed representations of the “total energies of the universe,”
the cards often do bring forth knowledge that appears hidden from ordinary
consciousness and the senses. The effect
is much the same as with a crystal ball, except that the images on the cards
focus the imagination of the reader, as opposed to “quieting the mind” and
turning the imagination off.
How strange this discussion must seem -- of
gods and goddesses, of crystal balls and foretelling the future -- to the
scientifically educated and informed mind of the twentieth century! Before heeding the obnoxiously pompous and
eternally verbose “skeptics” who claim this is all nonsense, the reader should
keep in mind that it is the scientifically educated and informed mind, and not
the mind of the ancient diviner, that suffers from malaise and depression. Any argument presupposes a willingness to
consider alternative points of view. In
this book we make an even stronger demand upon the reader: a willingness to
consider the possibility that the world might not be as one expects. There is much to be learned from ideas one
might consider strange, and much to be lost when the mind is closed to those
ideas without giving them any consideration.
This is especially true when those ideas, strange as they may seem, turn
out to be what kept ancient peoples from falling into malaise and depression in
the first place.
Manipulating the
World with the Mind
So far, we have focused on ways in which the
Unknown constellates images in the
mind. But if the Unknown can affect us through unseen forces, might it not also be
possible for us, through the mind, to affect the Unknown as well? Just as the
Unknown has the power to constellate
itself in our minds, we have the power to constellate ourselves in the Unknown.
We can imagine the world being different than it is and, by projecting
the imagination into the Unknown, we
can use the Unknown to affect events
in our own world.
Magic, sometimes also spelled magick, with the “k” added by Aleister
Crowley to distinguish it from that which “has attracted too many dilettanti,
eccentrics, and weaklings,” is not so much an escape from reality, as it is an
attempt to form and influence it. Magic
is the reverse of divination: it is the attempt to alter the structure of the
familiar world, by projecting one’s thoughts through the Unknown dimension of intersection.
Magic has been variously defined as “The science
and art of causing change in conformity with the will” (Aleister Crowley), “The
science of the control of the secret forces of nature” (Samuel McGregor
Mathers, founder of the Golden Dawn), and “The art of getting results” (Dr.
Gerald Gardner, founder of the “Gardnerian” sect of Wicca). It is a complex subject with many
disciplines, traditions and practices.
We will confine our examination of magic to its relationship to portal
experience and consciousness.
While participation mystique draws the individual
into a deeper understanding of the world, sympathetic
magic is the attempt to influence events in the world through symbolic
acts, using powers outside the realm of physical interactions. Sir James Frazer explains it thus in The
Golden Bough, his classical work devoted to the study of the subject:
Analysis shows that magic rests everywhere on two fundamental
principles: first, that like produces like, effect resembling
cause; second, that things which have
once been in contact continue ever afterwards to act on each other. The former principle may be called the Law of
Similarity; the latter, of Contact or Contagion. From the one the magician infers that he can
produce any effect he desires merely by imitating it in advance; from the
other, that whatever he does to a material object will automatically affect the
person with whom it was once in contact.
In its simpler form, sympathetic magic forms
the basis of spell casting, magical charms, talismans and so forth. By doing
something symbolically on a small scale, using objects that take the place --
in the mind -- of the objects or persons one desires to change, magic can
affect those larger objects through the Law of Similarity. The effect is a kind of symbolic resonance,
similar to the phenomenon of one tuning fork causing another to vibrate without
touching it. Resonant vibrations are set
up between the mind of the magician, forces in the Unknown, and objects in the world, so that the magician can alter
the behavior of objects (including persons) without touching them. The spell can be made more potent, according
to the Law of Contagion, if one of those symbolic objects is something that was
once in contact with, or can be placed in contact with, the objects or persons
to be affected.
For example, one can create a “love spell”
using candles to symbolize the lovers, and going through, doll-house fashion,
some kind of love ritual. The symbols
can be made more effective if they incorporate hair, nail clippings, or other
“relics” of the persons involved, and even better, if the symbolic objects can
be placed in contact with the persons they represent.
Now all of this seems very silly to the
“scientific” mind, and it would be silly if the symbolic acts were the whole
story. To make the spell work, it must
become a portal experience. While
performing the symbolic ritual, the mind of the performer must be in a state of
intersection so that the symbols and symbolic acts are projected into the Unknown-world, in the same way that the Unknown projects itself into the mind
during visions. According to the Law of
Contagion, the symbolic projections into the Unknown-world attract and affect the things they resemble in the
physical world. The same kinds of
“tools” used in divination are used in magic to help the spell caster enter and
navigate the portal experience. There
are considerations of proper colors, oils, incenses, and even the hour of the
day and phases of the moon in operating with the Laws of Similarity and
Contagion. As is the case with divinatory
visions, whether such spells really work, or are simply psychological play toys,
depends less upon metaphysics than upon the skill and discipline of the spell
caster.
Some traditions in magic turn away from
attempts to alter the physical world, and focus more upon spiritual
development. The practices used by these
traditions combine both participation and magic to produce mystical experiences
that interconnect the individual with the Unknown
at the deepest levels of experience and understanding. By doing this, one can establish
communications with a part of one’s own person that has access to the vast
stores of knowledge contained in the Unknown. The intention is not so much to transform the
world, but to transform the self with these powers and knowledge.
In contrast to simple spells and magic for
spiritual development, which are usually private affairs, the great Druidic
fire festivals of ancient
The Druids had two additional fire festivals
that were held on the eves of Beltane (May 1) and Samhain (Nov. 1). Since these festivals do not coincide with
any obvious astronomical phenomena, they are not simply attempts to imitate the
power of the sun. Rather, Frazer traces the origins of these fire festivals to
the ancient sacrificial rites of the Celts.
During these rites, criminals and persons suspected of being witches and
wizards who cast malevolent spells were burned in wicker baskets or other
enclosures, along with animals suspected of being witches in disguise. The banishing power of fire, according to
Frazer’s analysis, comes from the myth of Balder, son of the Norse god Odin,
who was slain by a flaming mistletoe provided by the trickster-god Loki. It is this mythological power that is invoked
by these fires. By imitating the power
of fire to destroy a god, the celebrants hope to call forth that power to
banish evil from their communities, and bring forth prosperity.
These rites are symbolic acts, through which
the participants hope to influence the world using the mysterious powers of the
Unknown. Instead of using physical objects to connect
with the Unknown as in spell casting,
these rites attempt to open communications with the Unknown through mythology.
Myths are records of participation mystique: they are stories by which
the Unknown is understood in a given
culture, and often they are also the means by which members of a culture
connect themselves to the Unknown
itself. As Joseph Campbell writes in The
Inner Reaches of Outer Space:
Mythologies are addressed . . . to questions of the origins,
both of the natural world and of the arts, laws, and customs of a local people,
physical things being understood in
this view as metaphysically grounded
in a dreamlike mythological realm beyond space and time, which, since it is
physically invisible, can be known only to the mind . . . all the passing
shapes of the physical world arise from a universal, morphogenetic ground that
is made known to the mind through the figurations of myth.
Mythologies provide a framework through
which the Unknown is understood. They are metaphors, as
Consciousness
Outside the Body
Magic and divination both involve
interactions between ourselves and the eternal and infinite Unknown.
Whatever the Unknown may be,
it is something fundamentally different from what we are. But, as Chappell mentions, there is a part of
our own selves of which we are not directly aware. This hidden part of our own minds, which we
call the unconscious, has its own
connections with the Unknown, and
experiences the world in ways very different from our ordinary senses. Connecting with that inner part of our own
selves is one way of stepping through the gateway into the Unknown.
This kind of conscious-unconscious
interaction occurs during astral projection and out-of-body-experience or
OOBE. These phenomena suggest that
consciousness can be separated from the physical body. Under normal circumstances consciousness does
not really leave the body, but during the portal experience associated with
these phenomena, consciousness intersects with those parts of the unconscious
that are non-physical. This intersection
gives the impression that the mind has left the body, and in a very real sense
the impression is correct. In magic, we
project our ideas through intersection into the Unknown; in an OOBE it is our own selves that moves through the
gateway, via that unconscious part of the mind that is connected with “the
heart of the cosmos.”
The main difference between astral
projection and OOBE is that OOBEs are generally spontaneous, while astral
projection is something one practices in order to accomplish. OOBEs include many prophetic visions, in
which the mystic is guided through some vision or world by another being, such
as in Dante’s Inferno. The
near-death experience is another form of OOBE in which a person near physical
death, or sometimes under anesthesia, has visions of other worlds or other
times and places.
Astral projection is the intentional act of
projecting one’s consciousness outside of the body. It is closely related to lucid dreaming, a
state of dreaming in which one retains one’s normal conscious faculties. During lucid dreaming, the individual retains
normal cognitive and rational abilities, but finds one’s self situated in a
very different world than the one to which those faculties are accustomed. Lucid dreams may happen spontaneously or as
the result of practice, and learning how to have lucid dreams is one of the
steps in learning astral projection.
Whereas a mystical experience usually involves
the disappearance of one’s personality, the idea behind astral projection is to
maintain one’s awareness and other conscious faculties while interacting with
other worlds, or with the physical world using non-physical powers and forces. Astral projection is the process of
transferring one’s consciousness into some reality or state outside the
physical world. This transfer allows the
individual to perceive things that are not accessible to the physical senses,
and to act in ways that are physically impossible. The process basically consists of three
steps: (1) Visualizing a form of one’s self, which may be the ordinary human
form or the form of an animal or tree, along with appropriate surroundings; (2)
Transferring one’s consciousness to that form; and (3) Performing some task
while consciousness resides in that form.
Aleister Crowley, in Liber O, offers
the following instructions:
1. Let the student be at rest in one of his prescribed
positions, having bathed and robed with the proper decorum. Let the Place of Working be free from all
disturbance, and let the preliminary purifications, banishings and invocations
be duly accomplished, and, lastly, let the incense be kindled.
2. Let him imagine his own figure (preferably robed in the
appropriate magical garments and armed with the proper magical weapons) as
enveloping his physical body, or standing near to and in front of him.
3. Let him then transfer the seat of his consciousness to that
imagined figure; so that it may seem to him that he is seeing with its eyes,
and hearing with its ears. This will
usually be the great difficulty of the operation.
4. Let him then cause that imagined figure to rise in the air
to a great height above the earth.
5. Let him then stop and look about him (It is sometimes
difficult to open the eyes).
6. Probably he will see figures approaching him, or become
conscious of a landscape. Let him speak
to such figures, and insist upon being answered, using the proper pentagrams
and signs, as previously taught.
Astral projection is commonly used in ritual
magic, when it is desired to perform the ritual in some real or imaginary place
to which the magician does not have physical access. Similarly, contemporary witches celebrating
moon or seasonal rites will often project themselves into locations appropriate
to the rite; it is common practice for witches to meet with their “covens” on
the “astral plane”. This is the basis of
the belief in witches flying on brooms, and of their taking the shapes of
animals. It is also the idea behind
lycanthropy, the belief that persons can “transform” into wolves or other
creatures.
One of the most significant aspects of
astral projection and OOBE is that there exists considerable scientific
evidence to support the validity of these phenomena. Parapsychologists have amassed not only
anecdotal but also experimental evidence in this regard. Charles Tart writes in Transpersonal
Psychologies:
What makes the OOBE of parapsychological
interest is that it sometimes involves paranormal elements: the experiencer not
only feels himself to be at some
location distant from his physical body, he accurately describes what is going
on at that location, the description is later verified, and we can be
reasonably certain that there was no ordinary way in which he could have
acquired this information.
What is most puzzling about astral
projection is that it gives the impression that the mind and the body can
separate from one another. Even if it is
through the unconscious that we experience the worlds of dreams, spirits, and
magic, the scientific evidence supports the fact that there is at least some
part of us that is not a part of the
body and the physical world. If this is
true, then maybe mystical experiences, participation mystique, divination and
magic are really no more “supernatural” than ordinary seeing and hearing. Our assumption that portal experiences are
experiences of Unknown worlds and
existences appears to have the same kind of scientific support as the existence
of radioactive elements.
No wonder the materialist and the “skeptic”
expend so much effort ridiculing the phenomena of portal experience. The very people who demand “scientific proof”
of everything are the ones who are the most afraid of the evidence. If portal experiences are genuine, then there
is another world, we are not just bodies in a social culture, and there is more
to life than the routines associated with modern society. Worst of all, this means that materialism is
not just a false theory -- it is an
outright lie, perpetrated to keep people from knowing the truth about
themselves. And it is not a harmless
little “white lie”. The violence and
misery of modern life arises directly from people not understanding who and
what they really are, and living their lives as something they really are not.
To address problems such as depression and
random violence, we must discover what is different about the world of today
from the world of the past, and why that difference has led to these
problems. What has changed is the sense
of human greatness that arose in the past through portal experience, and has
disappeared from individuals in the modern world. Now that we have seen some of the experiences
out of which that greatness arose, we must directly address the nature of the
greatness itself.
We have called the greatness consciousness, but what exactly does
this word mean? The meaning of the word
consciousness is expressed as a theory: an explanation of what consciousness
is, how it came into being, and how it does the things it does. Theories and explanations are usually given
from some point of view -- as consciousness relates to language, memory,
behavior, and so on. Since we are
looking for the lost greatness of human individuals, we will consider
consciousness under the circumstances in which it originally appeared -- in the
context of portal experiences and the effects they produce in human
consciousness: constellation, imagination, participation mystique, and other
phenomena connected with spirit and
the Unknown.
Let us begin by saying, as a preliminary
definition of consciousness, that it is the faculty of the mind that is aware
of itself, and is aware of experience -- it is the ability of the mind to know
what is going on. This awareness
pertains to ordinary sense experiences like taste, touch, and so on, to
thoughts and ideas, to emotions and feelings, to memory and imagination, and to
portal experiences. The fact that
consciousness does so many things, and can be aware of so many different kinds
of experience, makes coming up with a precise definition of consciousness
difficult. Consciousness seems to be a
different mental faculty, depending upon the point of view from which one
considers it.
Some faculties of the mind can be easily
eliminated as functions of consciousness, although the list might at first be
somewhat surprising. Consciousness is
not what enables one to play the piano, for example. The pianist who thinks about what each finger
is doing will surely make mistakes.
While consciousness may be involved in certain aspects of learning to
play the piano and learning a specific piece, the performance itself is pretty
much on autopilot as far as consciousness is concerned. Similarly, consciousness is not problem
solving. When there is a problem to
solve whose solution is not immediately apparent, the problem is thought about,
then forgotten, and at some later time the solution appears in consciousness as
if by magic, out of nowhere. The actual
problem solving is unconscious, and while justifications for the solution may
be possible retrospectively, consciousness appears to have no role in the
actual solution, only in the formulation of the problem.
Along similar lines, it can be argued that
consciousness is not language use. One
does not reflect upon each word used in a sentence, nor does one think about
each sound heard in speech. Language is
processed by the brain unconsciously, the thoughts represented by language
being formulated and understood by consciousness, but processed linguistically
without direct awareness. One does not
think about, nor is one ordinarily aware of, the individual movements of the
tongue and mouth while speaking; nor does one ordinarily pay attention to the
syllables and letters of words that are heard.
One can, of course, focus conscious attention upon those processes, but
that is not the normal circumstance under which language is used.
Despite the wide range of experiences that
consciousness has, we do notice that there is a common thread running through
all of them: in addition to being aware of what it is doing, consciousness is
also aware of itself. This
self-awareness is what distinguishes consciousness from all other mental
processes. Inquiring about consciousness requires one to introspect, or look in
at the functioning of one’s own mind. In
doing so it is discovered, as psychologist Julian Jaynes notes, that the most
basic function of consciousness just is to introspect. An unconscious mind, or
unconscious processes within a conscious mind, simply experience things without
any awareness that those things are happening to it. A conscious mind experiences in relation to
itself -- it is not just that things happen, but they happen to me.
There are, therefore, two distinct but related elements to
consciousness: the ability to have and to understand experiences, and the
presence of a someone -- the self --
to whom these experiences happen.
On the basis of this observation, let us
state more formally that consciousness is the subjective experience of the
Self. This can, and does, mean two
closely related things. Consciousness is
what experiences things as a unique individual -- it is what yields the idea
that things happen to me. And, consciousness is that unique individual -- it is the existence of the individual I, and awareness of that I.
As Julian Jaynes put it, consciousness is the concept of the self, plus the “mental space” required
to understand experiences in relation to that self. This mental space is
introspective distance: it is the separation between the self and the world that makes it possible to envision the self as something different from the
world. It is this ability to separate
the self from experience that makes
it possible for an experience to be my
experience. At bottom, consciousness is
what makes you who you are -- it is the mental process that understands that
things happen to you, and it is the you to whom things happen.
Subjective means that each individual experiences
things in ways that are unique to that individual. While consciousness may have some general
characteristics as a mental phenomenon, it is also true that consciousness is
unique in each individual. Only I
experience what I experience, and only I know what I know in the way I know it,
because experiencing and knowing are always connected with a unique self: the only way to be aware of an
experience is for me (or you) to be aware of it. While two individuals may think about the
same thing, their thoughts are essentially different because they can be
thought only in relation to the self,
which is unique in each individual, the Vulcan mind-melt notwithstanding. The self
is the subject to which all of the individual’s experiences refer. The self
exists through time, and provides the sense of continuity so that all of the
experiences an individual has throughout life refer essentially to the same
person.
This uniqueness of individual experience
leads to an issue in philosophy known as the problem of qualia. Qualia
are the “qualities” of experience that are subjective -- they are the
impressions experiences produce in the mind.
The problem can be posed in this way: Suppose two persons look at an
object and notice that the object is colored red. They identify the object as red because they
have learned to associate the word “red” with a particular quality of
experience. It cannot be established,
however, that the quality of the first person’s experience is the same as the
second’s. It might be that the
subjective quality of the second person’s experience of “red” would be what the
first person would identify as “blue”, if those inner experiences could be
transferred between individuals. The
essential problem is this: How can I know that my experience of red is the same
as your experience of red? Is what one
person sees through a telescope, or on the indicator of an instrument, the same
as what another sees? Can it ever really
be that, “Your thoughts are my thoughts; what you know, I know?” And even more importantly, is the Unknown constellated through one portal
experience the same Unknown that
appears in another portal experience, either in another person or in the same
person at another time?
One of the most significant features of
portal experiences is that they appear differently to different persons. Is this difference because the experiences
themselves are fundamentally different, or are they the same experience
interpreted differently? Are God, Allah,
Buddha and Kerridwyn the same thing experienced differently, or are they
different aspects of the Unknown? In the end, this question is an artifact of
the way we think about experience. It
arises only if one makes certain underlying assumptions about experience: that
experiences have an underlying unity or same-ness, to which the qualia in
individual consciousness can be compared.
Asking whether the qualia of redness in you and in me are the same,
presupposes that there is something in the universe producing those qualia in
both of us that is the same fundamental experience for both of us. It assumes that the universe has some basic
“way it is”, to which our mental states can be compared. This assumption is sometimes called
“objectivism” -- that the universe exists as a set of objects with fixed
characteristics, and “knowledge” is correctly matching mental impressions up
with those characteristics.
There are important reasons, which will be
presented in the next chapter, for denying objectivism and the theory of
knowledge that accompanies it. Sound
reasons exist, originating within theoretical physics, for believing that there
is no fixed “way the world is.”
Experiences are fundamentally subjective, it turns out, and this means
that even if the qualia of redness are the same for you and me, “red” is still
a fundamentally different experience for both of us. This is because the self that experiences red, and everything else, is necessarily
different in both of us.
I mention the issue of qualia because it is
a standard problem that arises when we argue that consciousness is connected
with individuality and a unique self. Those who deny, for one reason or another,
that there is any kind of unique individuality claim that the problem of qualia
leads to a philosophical position called solipsism, the idea that nothing in
the world exists except me. If we can’t show that the experiences we all
have are the same in some way, so these persons argue, then there is no way to
prove that there is anything except our own thoughts.
That is ridiculous, of course: one need only
trip over a stone in the street to convince one’s self that there are other
things besides one’s own thoughts. The
problem of qualia is a manufactured problem. It arises only if one assumes an objective
universe, and if one assumes that there is no unique self in each individual to which all experiences happen. We will see in the next chapter that there is
a philosophical agenda to deny the existence of a unique self, where that
agenda comes from, and what its ultimate purpose is. The “problem” of qualia is only a problem if
one is motivated to deny the uniqueness of the individual.
Each individual experiences things --
including intersections -- in relation to the self, and therefore, necessarily and unavoidably, portal experience
in each individual is unique.
Consciousness thus personalizes
experiences by relating them to the self,
and this personalization stamps experiences with individual
characteristics. Portal experiences in
different individuals may share similar characteristics, but subjectively, the
experiences are never the same. The
“problem” of qualia disappears when we understand that since experiences are
always in relation to a unique self,
it is impossible for one person’s experience to be the same as another’s. There is no “problem” because individual
perspective is a basic constituent of all experiences, and is a necessary
condition for the possibility of having any experience. This does leave, however, the question of
whether the experiences are of the same or different things. We shall return to this issue later.
It is not unusual in philosophy to assume
that consciousness has something to do with subjectivity and something to do
with a unique self. But what, exactly, is this self, and where does it come from? Introspective space is fairly easy to
understand -- it is analogous to stepping back from something to get a better
look. The self is a bit more elusive, for it is not clear just what, in any very basic sense, it really
is. It often appears to philosophers
that raising the issue of the self
simply pushes the question of what consciousness is back onto the question of
what the self is, and this is not a
satisfactory place to stop asking.
According to the definition of consciousness stated above, consciousness
and self are so deeply intertwined
that an explanation of one must include an explanation of the other;
consciousness includes the self, and
cannot be understood without it.
Historically, there have been two general
approaches in trying to understand the self. One approach has been to assume that the self is a thing, an object or entity,
endowed with awareness and the essence of individuality. But what kind of thing? Descartes thought the self was located within the pineal gland, a small structure buried
in the brain between the cerebral hemispheres.
Other items of brain anatomy have been proposed as the seat of
consciousness. The problem with these
anatomical suggestions is that they have all been demonstrated, either through
experiment or through observation, not to be the seat of consciousness. Individuals born without them, or persons in
whom they have been damaged or destroyed as the result of injury or disease,
still have the experience of consciousness.
If the self
is an object, and it is not a part of the brain, then where is it? The historically offered answer to this
question is that the self is not
located within the brain or the body at all, but rather exists as a non-physical
entity, in the form of an immaterial soul. This immaterial soul is where consciousness
takes place, which explains why alterations to the brain generally do not
change the identity of the person -- the subjective sense of who one is, one’s
past memories, beliefs, and so on. It
also offers a very handy solution to the problem of understanding intersection:
the immaterial soul interacts with non-physical modes of being because the soul
itself is non-physical.
The solution to the problem will not come
quite so easily. The immaterial soul
theory cannot explain how things that affect the body and brain can become
conscious in the first place -- it is an instance of spiritual reductionism. In philosophy, this particular difficulty is
known as the mind-body causation problem. Physical objects affect other physical
objects according to the classical laws of physics -- collision, momentum,
inertia, electrical charges, magnetic fields, and so on. Nothing in those laws, or in any of our
experience, indicates that physical objects can affect anything other than
physical objects, nor are there any suggestions that non-physical entities can
interact with physical ones. The only
exception to this rule is portal experience, and since that is what this theory
is trying to explain, it cannot be taken as the explanatory principle itself.
The processes by which information is
gathered about the world through the senses -- sight, hearing, smell, taste and
touch -- are all physical processes. The
senses operate according to physical laws, ultimately causing chemical and
physical changes within the brain. If
physical objects can only affect other physical objects, and the self is an immaterial soul, then how can
the self ever get information about
the physical world? Similarly, if consciousness and the self are located within an immaterial soul, it is not clear how
decisions made by consciousness can result in actions performed by the physical
body. To drive the nail into the wood,
one must hit it with a hammer or with something else; just thinking about it
will not get the job done.
The theory that the mind is some kind of
ethereal entity that drives the body by unknown processes is sometimes called the ghost in the machine. It has come into disrepute in modern times
not only because of the mind-body causation problem, but also because it
violates two of the most fundamental assumptions made by virtually every modern
theory of consciousness. Those
assumptions and their merits will be discussed in the following chapter. Since we intend to take portal experiences
seriously, then we will need to account for how both physical and non-physical
forms of existence can interact with consciousness. For intersections to generate experiences
that can become conscious, there must be a way to solve the mind-body causation
problem, or there must be a way to understand consciousness and intersection so
that the mind-body causation problem does not apply. This issue will be the subject of a later
chapter.
There is a much deeper problem in viewing
the self as a thing, whether
immaterial or physical. Philosophers
call this problem the homunculus
regression, and it arises in asking how the self, whether physical or immaterial, assimilates information about
the outside world. When consciousness is
thought of as an entity to which things happen -- the subject of experiences --
the self winds up being much like a
little man running around inside the head (or soul). When an object in the world is seen, that
object is displayed, movie-screen like, to the self, which then interprets, understands, etc. But how, inside the self, does that work? Inside
the self there is another “self”,
another little man that watches a movie screen, and another little man inside
him. And so it goes, on and on; like the
woman who described the Earth as resting on the back of a tortoise, and that
tortoise resting on the back of another tortoise, and so on, “tortoises all the
way down”. It will not do to assume that
the self is like a little man inside
the head (or soul) because consciousness winds up being little men all the way
down, and one never gets an answer to the question of what consciousness really
is.
The futility of trying to understand
consciousness as an object or thing has led philosophers and scientists to
largely abandon this approach, and instead try to understand consciousness as a
process. A process
is a progression of related or interconnected events, which, taken together,
perform some specific function. A
process is not a thing or object that one can pick up or weigh. It has a unity and an identity that arises
from its component events acting together as a whole.
As an example of a process theory,
psychologist Julian Jaynes, in The Origin of Consciousness in the Breakdown
of the Bicameral Mind, argues that consciousness is neither a little man
nor a disembodied spirit. Consciousness
is the result of the repetitive use of linguistic metaphors to represent
experiences in the world. Language,
according to this theory, is more than a tool for communication -- it is the
mechanism by which one perceives, or
assimilates experiences of the world.
This is done through the use of metaphors,
linguistic elements that explain the unfamiliar in terms of the familiar. A metaphor such as “The snow blankets the
ground,” attempts to explain what the snow is doing in terms of something more
familiar -- what a blanket does. There
are, in addition, nuances of meaning connected with “blanket” that have little
to do with anything the snow really does -- warmth, resting, etc. Metaphors therefore go beyond describing the
experience itself -- they associate experiences with other mental contents.
According to Jaynes, the metaphorization
process produces a mental map of the world.
This is a map of experience, with all of its subtle nuances, that
ultimately forms a picture of the self
-- the unity in which all of these experiencces reside. That map is based upon one’s behavior in the
world. When one behaves, or takes some
action, the metaphorization process generates a mental picture of that
action. The sum of all of those pictures
of actions constitutes the self of
consciousness. The self is thus an analog,
as Jaynes calls it, of behavior embellished with the nuances and shades of
meaning added by the metaphorization process.
While I do not endorse this theory, it is an
excellent example of how consciousness can be understood as an ongoing series
of events, as opposed to an object like a little man. One thing that should be immediately obvious
is that process theories of
consciousness tend to be far more complicated than object theories. It is
easier to visualize a little man than an abstract collection of events. Unfortunately, object theories have, so far
in the history of philosophy and science, failed to produce any useful
information about consciousness. Process
theories, on the other hand, have given much insight into the nature of
consciousness, into why consciousness itself is so complex, and particularly into
why consciousness appears as different things under different circumstances.
The theory of consciousness developed in
this book is a process theory. The only
satisfactory way to explain portal experience, and to hunt down the lost
greatness of humanity, is to understand consciousness as a process involving
biology, psychology, physics, philosophy, and other areas. In spite of its complexity, the theory is not
a difficult one to understand. However,
it may, for some, be quite difficult to believe. Any theory or argument
presupposes a willingness on the part of the reader to consider ideas not
already believed. It is the goal of the
author to make the elements of this theory not only understandable but
believable as well.
In the end, what one is willing to believe
about the world and one’s own self
constrains what one believes one can do, which in turn affects what one
is. If one wishes to change the world,
one must first be willing to imagine one’s self
as different from what it is thought to be.
World-change follows self-change, and if we want to change the world of
violence and depression, we must begin with a willingness to see ourselves as
something different from what we have been taught to think we are.
Chapter
2: The War Against Human Consciousness
There have probably been, throughout the
history of philosophy, more theories about consciousness than about anything
else. This is primarily because people
are more interested in what they are than in anything else. Theories of consciousness come and go. Some are quickly forgotten, while others seem
to captivate interest forever. The present state of affairs in philosophy and
science is no exception. Every
discipline from physics to neurology, from metaphysics to linguistics, has
generated a profusion of ideas about what you and I are.
What justifies us casting yet another stone
into these muddy waters? First, the
present theories of consciousness are fundamentally wrong in what they assume
about consciousness, wrong about how consciousness originates, and wrong about
what consciousness actually does.
Second, people believing an incorrect theory -- especially a theory
about what they, as individuals, at some basic level are -- may have dire
consequences for what happens to individuals and to the world as a whole. Finally, there is not, either in the past or
in the present, a theory of consciousness that adequately explains portal
experience. So, before embarking on the presentation of a theory of
consciousness that explains portal experience, an analysis of why existing
theories of consciousness are inadequate is in order.
A theory of consciousness, or of anything
else, is an attempt to explain something based upon the available information
-- it is an attempt to explain what is not kknown on the basis of what is known.
To situate the explanation in a framework of familiar ideas upon which one can
build an understanding of what one seeks to know, assumptions and other
information are added which define the scope of the study. These are statements of what the theory takes
as basic -- statements about the world that are assumed to be true, without the
need for any further proof or argument.
In common mathematics, for example, it is assumed that “a = a” is
true. It is an axiom or assumption of the
mathematical system. There is no attempt
to prove it because it cannot be proven.
It is a basic assumption made about the way numbers work in order to
work with them at all.
Assumptions guide the way a theory explains
its topic, and to some degree control what a theory can and cannot conclude
about its topic. If we make the wrong
assumptions, such as assuming the earth is flat, we get a false conclusion --
sail far enough and you will fall off the edge.
Similarly, if we make the wrong assumptions about consciousness, we get
false conclusions about who and what we, as human beings, are.
It is my belief that many of the problems we
face today such as depression, malaise and random destructive violence arise
from people believing false conclusions about who and what they are. These false conclusions grow out of having
made bad assumptions about the nature of the world, and particularly about
human consciousness. While most people probably don’t have any formal philosophical
view about themselves, nonetheless the ideas that are commonly believed today
about persons and consciousness structure the way we think of ourselves, and
the way we behave.
Rather than trying to refute any specific
theory of consciousness, we will instead look at the two most common
assumptions made by nearly every modern theory of consciousness. It is these assumptions that have cut
humanity off from its inherent greatness, and in so doing, are responsible for
the depression and violence we see on a daily basis in the modern world. We discard these assumptions that have set
humanity on the path of destruction, and offer a new set of assumptions that
will help us develop a better understanding of consciousness, and regain the
human greatness that has been lost.
The first assumption made by nearly every
theory of consciousness that enjoys current popularity is materialism, the belief that the only thing that exists is physical
matter and its related physical phenomena such as energy and force. There are no ghosts, no disembodied spirits,
no gods or angels, no immaterial souls, nothing whatsoever outside the
spatiotemporal -- meaning located within physical space and time -- universe.
The problem of mind-body causation described in the previous chapter has given
encouragement to the materialist assumption.
Much time and effort have been wasted, according to materialists, in
pursuing the notion that consciousness is some kind of disembodied soul or
spirit. There is no way such a soul or
spirit could interact with the physical world, because there just is nothing
other than the physical matter.
A theory of consciousness that incorporates
materialism as one of its assumptions must therefore explain consciousness in
terms of the properties of physical matter, according to the laws of physics.
Whatever consciousness is, it must be the result of physical processes within
the tissue of the brain. While most
materialists argue that there is more to consciousness than the brain itself --
that language, social interactions, and physiological processes in the body
have a role to play, for example -- consciousness ultimately resides within the
brain and the neurological events that take place within the brain.
The point of materialism is to construct as
basic a theory of consciousness as is possible -- one that, unlike the “little
man” theory, yields some last and final answer to the question of what
consciousness is. Materialism does this by
assuming that the universe is made up of some kind of basic building block, and
that everything that exists is put together using those building blocks. Those basic building blocks are physical
matter. By reducing consciousness, and
everything else, to physical matter, the problem of having “little men all the
way down” is avoided. When, after an
examination of all the processes involved in consciousness, the level of
physical matter is reached, there are no more questions to ask.
The most obvious problem with materialism is
that in making a statement about what there is and what there is not, it rules
out the possibility of explaining portal experience. Stace’s intersection
theory requires both a physical and a spiritual mode of existence in order for
portal experience to be possible. A
reductive theory of either the materialist type, or of the spiritual type for
that matter, cannot explain intersection without asserting that there is no
such thing -- one side of the intersection or the other must not really be
there. No reductionist theory can
address intersection without denying that intersection exists. If intersection is taken as the basic thing
to explain, this means that no reductionist theory will be useful in explaining
it.
Materialism is a bad assumption because if
we make it, we must deny that portal experiences happen. If portal experiences are essential to human
greatness, then materialism forces us to deny that there is any such greatness. Since human consciousness and portal experience
are closely tied together, as we shall see in a later chapter, the materialist
must deny not only greatness but consciousness itself, or at least the
existence of consciousness that can have portal experiences.
Materialism thus leads us to the false conclusion
that scientifically verifiable, psychologically necessary and culturally
significant phenomena do not really exist.
In so doing, it leads us into a culture without greatness, and a culture
with depression and random violence. It
paints a distorted picture of who and what we as human beings are, a picture
that is inconsistent with the historical evidence, and a picture that is
hopeless in solving the problems of modern culture.
Against this argument, the materialist can
simply assert that intersections and portal experiences are all hallucinations,
or are false in some way or another. If
this is done, however, one is not constructing a theory of consciousness to
explain portal experience. One is justifying an assumption by altering the
facts -- one is propping up the materialist assumption by denying that
intersection exists. It is a sad truth
that in modern science and philosophy, this is exactly what is done much of the
time. Materialism is one of those
beliefs held so basic by modern thinkers that anything suggesting it is false,
or not accepting it as basic, is ridiculed and considered unbelievable.
For example, Jaynes discusses several
phenomena that share some of the features of portal experiences. Of voices heard within the mind that have no
apparent outside source, for example, Jaynes states, “... they must have some innate structure in the
nervous system underlying them.” Why must they be neurological? Because if they are not, then materialism is
false. It is in making this kind of assumption
that many theories of consciousness have gone astray. They have assumed that materialism must be true, no matter what the data or
other explanations may be, and have thereby cut themselves off from
understanding consciousness in a way that includes the experiences and
qualities most important to it. In so
doing, they have also cut off those who believe in them from an understanding
of some of the most important experiences consciousness can have.
This is unfortunate because materialism is,
after all, only an assumption about the way the world is. It is neither a
testable hypothesis nor a provable theory.
It cannot be tested experimentally, because the only experiments that
can be done to prove it false would have to take into account non-spatiotemporal
data, which the materialist claims are all “hallucinations”. It is logically
contradictory to demand that the only evidence that could prove materialism is
wrong must be physical, and it is not a sufficient justification for the
materialist assumption to say that one cannot observe physical cases where it
is false. This is especially true when
some theoreticians of consciousness argue that consciousness itself is proof
there is an immaterial form of existence!
Along the same lines, it cannot be argued
that because immaterialism -- the
assumption that there may be forms of existence other than physical matter --
has no physical evidence to support it, it must not be true. Consider the Darwinian theory of evolution:
there is no evidence for that theory, either, that can be put on the table by
itself and will show that evolution is true.
There are data -- skulls and
bones, rocks, birds in trees, and so forth -- which are simply there, and whose
presence does not support one theory any more than another. The theory that they just appeared by magic
is equally supported by the mere fact of their existence. What makes these data into evidence for evolution is that they can
be fit into a consistent, coherent and fairly complete story -- the theory of
evolution -- that explains how they got there, why, and what role they play in
a bigger picture. The rocks and skulls
by themselves to do not tell any kind of story, they are just there. It took the creativity and insight of Darwin,
Wallace, and others to explain how and why they are there.
Similarly, a theory that argues for the
existence of a god, an immaterial soul, mystical experience, or anything else
that involves a non-spatiotemporal reality, is not false simply because there
is nothing that can be put on the table to show the theory is true. There are
data to support the existence of demons and angels, of UFOs, of portal
experience and its related constellation and imagination phenomena. There are also theories, such as the
intersection theory, which attempt to fit these data into a consistent,
coherent and complete picture that explains them. One cannot argue against such a theory by
saying that the data do not count as evidence independent of the theory. To do so is to hold the immaterialist theory
to a different standard than scientific theories which many people
believe.
The problem is really a psychological
one. For me to consider something that
contradicts what I already believe, you must prove it to a much higher standard
than theories that are consistent with what I already believe. That approach may be fine for
pseudo-scientific cranks and “skeptics” who desperately want to hang on to
believing that the world is the way they have accepted it as being. For the serious scientist, philosopher, or
anyone who seeks to understand human consciousness, that point of view must be
regarded as utter nonsense. We have to
get beyond the tendency to believe only those things that make the world appear
to be the way we want it to be, if we are going to learn new things -- if we
are going to venture beyond what we already known, into the unknown. And if we are going to get beyond the
problems of modern culture, we must also get beyond the ideas that culture
accepts and believes -- the ideas that underlie the problems themselves.
If materialism is just an assumption, why
does it have so much sway in modern thought?
Most likely because it is so deeply connected with the way in which the
sciences are practiced, and the fact that the sciences have tremendous
political and intellectual power in modern society. Materialism is not itself a part of science
-- it is an assumption that is believed by mmany scientists, and not the result
of any experiment or study. Science is
an empirical discipline: it is governed strictly by what is discoverable
through experience, or through the logical analysis of experience. Since there is no experiment that can prove
or disprove materialism, it cannot be an item of scientific data.
Instead, materialism is a strictly metaphysical
assumption -- no more or less so than beliefs about the existence of gods or
demons. It is no argument that because
it is widely held, it must be a good assumption. During the Middle Ages, when the bubonic
plague was sweeping through
The reason that materialism has so much
force lies in the historical origins of the scientific disciplines. During the Enlightenment and Renaissance
times, the most powerful institution was the Roman Church, whose authority
rested upon metaphysical assumptions about the existence and nature of
God. The aristocracy supported, and in
turn was supported by, the Church. The
“divine right of kings," for example -- another unproveable metaphysical
assumption -- justified the power of the aristocracy over everyone else.
With the rise of the educated middle classes
during the Enlightenment, their aspirations to political power and independence
could not be met within the framework of the divine right of kings. It is one of Mao Tse-Tung’s basic principles
of revolution that to change the world, one must first change the way one
thinks. To gain political power over
someone else, you must first free yourself of the ways of thinking that gave
that person power over you in the first place.
What better way to justify taking power away from the wealthy than to
assert that there is no God to grant them divine right in the first place?
This is what happened during the
Enlightenment. The middle classes
adopted materialism as an anti-theological ideology, in support of their struggle
for political and social power against the aristocracy. This went hand-in-hand with the science of
the time, using physical apparatus as opposed to divine revelation and
inspiration, to investigate the physical world.
Now that the divinely justified aristocracy is gone, the continued
presence of this assumption in the sciences of today is little more than
“ideological baggage” from a time long past.
Is science necessarily materialistic? The empirical discipline of parapsychology --
which studies phenomena such as ghosts, ESP, and OOBEs -- suggests that science
and materialism do not necessarily go together.
Parapsychologists have amassed considerable evidence for the existence
of non-physical states of being and phenomena. Yet the lack of credibility
given parapsychology by mainstream science does show the power that the
political ideology of the Enlightenment still holds. That which is not materialistic is regarded,
by and large by the scientific community and the public as well, as
“unscientific.”
Since it is strictly an ideological matter
and not a part of science itself, materialism has become a “touchstone” for
credibility in philosophy as well as science.
There is no reason to suppose that materialism is true as a universal
proposition, but, like Gessler’s hat in William Tell, if one does not salute
it, one has no standing in the discipline.
Behind this closed-mindedness lurks the fear that if an anti-theological
assumption could undo a theological assumption, and the social and political power
groups supported by it, then a theological assumption could just as easily be
the undoing of an atheistic ideology, and the political and social powers that
rest upon it. If immaterialism ever
takes hold in this culture, it could topple the scientific dynasty that
dominates today’s universities and governments.
That is a powerful motivation to push immaterialism -- whether it leads
to true and useful theories or not -- as far out of the picture as possible.
One of the results of assuming that materialism
is true has been the eclipse of the spiritual
side of human experience. By denying the
existence of the immaterial, and demanding the hat be saluted for credibility,
materialism has effectively cut off humanity from the Unknown. The social
institutions of religion are, for better or worse, alive and well. It is the personal experience of the
spiritual that materialism has pushed out of the picture. At one time, this personal spiritual
interaction formed the core of human thought -- as participation mystique,
magic, mystical experience and divine revelation. This personal spiritual experience, very
often in the form of portal experience, is closely connected with development
of consciousness, as well as with creative thought and expression. By ridiculing
and condemning these aspects of human experience, the widespread belief in
materialism has resulted in a new Dark Ages, and the emergence of the darkest
of human problems into the modern world.
The pompous “skeptic” and the arrogant “scientific authority” cannot
replace the loss of these basic human qualities in this, or any other culture.
This is all very sad, because there is
enough room in both science and philosophy for all kinds of beliefs and
assumptions. The criterion for whether
or not an assumption is a good one should be the usefulness of the theory it
produces, and not whether it salutes the hat.
The usefulness of a theory lies in its ability to explain and
predict. If a theory of consciousness
requires rejecting the very phenomena it seeks to explain, then it is a bad
theory, resting upon one or more bad assumptions. A theory of consciousness that rejects portal
experiences because they are inconsistent with materialism is a theory of materialism, and not a theory
of consciousness.
The assumption of materialism has,
therefore, two negative consequences.
Theories and other ideas that do not incorporate it are rejected out of
hand, not because they are bad theories or ideas, but simply because they are
not materialistic theories. And, it
prevents the consideration of ideas in the culture that do not conform to its
doctrine. Materialism is just an
assumption, which cannot be proven and could be false, and could be excluding
ideas from consideration that are not only true, but might have beneficial
consequences for humanity. As long as
materialism is allowed to function as a blinder, the Dark Age of materialism
will continue to hover over all of humanity, and the problems it brings with it
will continue to plague us, and all because of an assumption, and not because
of anything factual.
If we are to understand human consciousness
in a way that does not require throwing away a substantial part of human
experience, and does not itself cut us off from the greatness of our ancestors,
then materialism must be rejected as a basic assumption. We cannot assume there is no such thing as
intersection, if what we are trying to understand is how intersections become
conscious, and what role portal experiences play in preventing widespread
depression and violence. This does not
mean that the physical aspects of existence should be rejected as a basis for
understanding consciousness. Quite the
contrary, this theory will rely upon scientific information about the brain to
explain how consciousness arose, and what gives consciousness many of the
characteristics it has. But consciousness is much more than the physical brain
and its processes. It is a much greater
phenomenon -- it is human greatness itself -- the understanding of which begins
with a basic understanding of the brain, but must move beyond the brain for the
whole story to emerge.
Why
the Brain is Not a Computer
As materialism gained wider acceptance among
the intellectual communities of the past several centuries, materialists tried
to fit the universe and all of its phenomena into a complete materialist
theory. Going hand-in-hand with
materialism, mechanism -- the view
that the universe is really a giant machine -- became popular as the technology
for constructing increasingly complex machines developed. When the only machines were simple levers and
inclines, there was little appeal in looking for deeper meanings therein. As machines became complex and intricate,
however, many imagined that the universe -- which is also complex and intricate
-- might in fact be a gigantic machine.
Of course this view has not prevailed in
modern physics, but in other disciplines, vestiges of it remain alive. In the area of mind and brain studies,
mechanism has surfaced in several theories arguing that the brain is actually
some kind of computer, or can best be understood in terms of computer theory
and technology. With the advent of modern high speed digital computers and
their ability to process complex information, the comparison between brain and
computer has become attractive and plausible to some.
In order for brains and computers to be
considered similar, two conditions must be met: brains and computers must do
the same things, and they must do those things in the same way. It has been said by some that brains can be analogized to computers, meaning they do
the same things, because they appear to accomplish many of the same tasks --
they both add and subtract, they both have memory, they both can process
language, and so on. This tempts some to
think that, since brains and computers do the same things, their underlying
operation must also be similar -- they are, in other words, homologous, meaning they are put
together in the same way and work in the same way. This is dangerous path to follow, for it
leads to serious errors in reasoning.
Analogy does not imply homology -- similarity in function does not
indicate similar development or similar underlying structure, nor does it
suggest that in doing similar things, brains and computers are doing them in
similar ways.
For example, the camera-type eye of
cephalopods such as the squid and octopus, and the camera-type eye of
vertebrates such as birds and mammals, at an anatomical level appear analogous.
They both involve vision, and they both
involve creating images with lenses.
However, the embryological development of the eyes is completely
different, and what the eyes enable the animal to do is also quite
different. The camera-type eye arose
twice during evolution, and while they both have to do with vision, their
underlying structure and functionality are different, and the nature of the
vision phenomenon produced is very different.
We cannot therefore assume that on the basis of superficially similar
eyes, that the human and the squid “see” in the same way, or even “see” the
same things. Similarly, we cannot assume
that because computers and brains can add and subtract, that they share any
underlying similarity.
The most important dishomology between brains and computers is that computers are designed, while brains are evolved.
Computers are designed and built by engineers to carry out specific
functions. Someone knows, ahead of time, what the computer will have to do, and
builds the computer to carry out those specific tasks. The computer’s processor can only handle
information that fits certain pre-defined criteria, and can only manipulate
information in pre-defined ways. The
ability of a computer to process information rests entirely upon the design of
its electronics, and once the electronics are built, the way in which the
computer hardware processes information cannot be changed.
In addition to the limitations imposed by
hardware design, the computer can manipulate information only under the
direction of a program -- a set of instructions or rules that tell the
processor what to do. The program uses
the pre-defined capabilities of the computing hardware to carry out more
complex computing tasks. It depends upon
the processor “understanding,” and always responding in exactly the same way
to, specific instructions as to how information is to be processed. If the computer receives information that the
processor cannot understand, or does not follow the rules set down by the
program, information processing grinds to a halt. Anyone who has used a computer is familiar
with this kind of problem. Pressing the
wrong key on a keyboard can, under the right conditions, bring the whole system
to a dead stop.
The computer is, therefore, an information processing
machine: it is designed to process specific kinds of information in specific
ways. The information processing
capability of the machine rests within electronic or mechanical components that
are designed to carry out specific functions.
These components operate under a set of specific instructions that
define the nature and limits of the information to be processed, how it is to
be processed, and what will be done with it when processing is completed. Every piece of the machine must function in accord
with its design, and the way in which those pieces function cannot be
altered. While some very sophisticated
machines can, in some cases, alter their own programs, there is still another
program that is controlling this alteration.
Unlike the design of a machine, evolution is
not teleological -- it does not
proceed with some purpose or goal in mind ahead of time. This is a fundamental principle of evolution
theory: evolution does not do things in
order that something else happen, it does things in response to the conditions in which organisms find themselves.
The characteristics of organisms that developed through evolution are not the
result of following some pre-determined rules or design. Quite the opposite, organisms have the
characteristics they have because those are the characteristics that enabled
them to survive. For example, it is not
mere coincidence (or providence) that environmental conditions on Earth are
just right for human life as we know it. Human life has the characteristics it has
because it is here, having evolved under the conditions existing on Earth. The human organism is a response to the
environmental conditions present on the Earth, and exists in the way it does
because it has been shaped by the Earth’s environment. Similarly, the brain and consciousness do not
exist to accomplish some specific task or function programmed or designed into
them; they exist because they are effective tools for survival in the
environment in which they evolved.
One of the most important characteristics
that has appeared in the brain as a result of evolution is adaptability -- the
ability to change the way it processes information. It is common in brain studies to distinguish
between the old brain and the new brain. The old brain is probably the only part of
the brain that can be successfully compared to a computer, although the
comparison is not terribly interesting.
The old brain is hard wired, in many respects resembling a computer
processor. Certain neurons -- individual
nerve cells -- have specific functions, such as controlling blood pressure,
breathing, body temperature, digestive muscles, and so on. When these neurons receive certain kinds of
information, they respond in pre-defined ways, resulting in pre-defined
actions. In this way they behave very
much like a computer.
The interesting analogies generally refer to
the new brain -- primarily the
cerebral cortex -- which handles the more complex information processing
functions, including consciousness. While the computer is built with each part
of its structure having a precisely defined function, the cerebral cortex has
not evolved in that way. There is very
little specific structure to the cortex, in terms of the way it processes
information, until it actually begins to process information. According to Gerald Edelman’s Theory of
Neuronal Group Selection, the basic information processing unit in the
brain is the neuronal group, a
collection of neurons that interconnect with one another. Neuronal groups are organized by the brain on
the fly -- the brain puts itself together to accommodate the information it
actually processes. Unlike a computer,
the new brain is not born pre-wired to handle certain kinds of information in a
certain way. It learns how to process the information it comes into contact with.
Information processing in the brain is not designed, as in a computer, but is learned, according to the arrangements
of neurons that produce the most useful results. Neurons join into groups during brain
development. The interconnections
between neurons and neuronal groups are formed as a result of exposure to
environmental conditions and learning, not as a result of any pre-determined or
programmed genetic plan. Moreover, the
interconnections between neurons can change over time, as the result of
learning and cell death. Unlike
computers, which depend upon information processing units with definite
functions and interconnections, the brain can change the structure and
relationship of its information processing units on demand. If a particular neuronal group does not
produce useful results -- does not produce “4” in response to “2+2”, for
example -- it is not necessary to replace the entire brain. The neuronal group simply reorganizes itself
until it does work, or until the function is taken over by some other
group. This is completely unlike a
computer in every respect, as illustrated by the recent problems in the design
of a popular microprocessor unit that necessitated its replacement on a large
scale.
The fundamental dishomology between brains and computers is that computers do what
they are designed to do, while brains figure out how to do what they need to
do. This dishomology leads directly to the most important disanalogy between brains and computers
-- computers operate according to a program,, brains do not. A program depends upon the computer hardware
following a specific set of instructions in specific ways. The brain, because its information processing
structure can be changed, cannot have any pre-defined instructions. This is why one does not have to teach a
computer to add -- it already has a program for doing that. A person must be taught how to add because
the brain does not “come” with a program for addition. Instead, addition must be learned.
There is a very important reason for this
difference between brains and computers.
A machine operates within limits defined by its designer, and
information that does not fit within these limits is either ignored, or brings
the machine to a halt. A creature that
processes information in this way is not likely to survive for very long. The environment on the Earth, and
particularly on land, is constantly changing both in short and long term
respects. Those creatures that have
survived on land are those whose brains evolved in such a way as to adapt to
those changing conditions.
The most important “changing conditions”,
from an evolutionary standpoint, are what paleontologist Stephen Jay Gould
calls contingencies -- changes in the
environment that cannot be predicted or planned for. In designing a computing machine, one can
predict, to some extent, what kinds of situations it will be required to
handle. To survive daily and seasonal temperature changes, for example, one
would not need anything more sophisticated than the old brain. These kinds of
changes follow predictable patterns, and one can devise sets of rules for
dealing with these changes.
Contingencies introduce conditions under
which the rules do not apply -- situations that change the environment so radically
that following the usual rules would lead to death. Gould mentions the circumstances under which
the dinosaurs became extinct as an example.
The impact of an asteroid or other object on Earth some 60 million years
ago created environmental conditions to which the dinosaurs could not
adapt. Mammals -- at that time limited
to very small creatures scurrying about in the bushes -- with their mutable
brain structure could adapt to those conditions, and did continue to evolve, as
opposed to becoming extinct. The reason
mammals could adapt to the new environmental conditions is that their brains
could change not only the way they process information, but also the kinds of
information they could process.
Contingencies break the rules, and brains
that do not depend upon rules are best able to survive contingencies. For this reason, there is an enormous
adaptive advantage to those animals that have brains with mutable processing
structures. Adaptation is the process in evolution that takes the place of design;
it is the process by which creatures change in response to their
environment. Evolution works by the
survival of those who can adapt, where adapting means learning new survival
strategies and breaking old rules.
The most successful rule breaking strategy
yet to appear in evolution is consciousness.
One does not need consciousness to follow rules; the old brain by itself
is enough for that. What the self and introspective distance do is to
allow consciousness to distance itself from direct experience, to consider how
experience relates to the self, and
formulate responses to experience based upon thought and reflection. Consciousness detaches the mind from direct
experience, and by stepping back from experience, one can consider alternative
meanings and behaviors -- and one can break the rules one has learned, if it is
to one’s advantage to do so. Recalling the list of mental activities presented
in the last chapter that are not functions of consciousness -- playing the
piano, using language, etc. -- all of these involve following rules, and
consciousness, when it intervenes, is often more of a problem than a solution.
Because consciousness does not follow rules,
and the information processing structure of the brain has evolved in such a way
as to be adaptable, neither consciousness nor the brain can be considered
similar to a computer in any respect. The underlying dishomology in the information processing systems of brains and
computers leads to disanalogies in
the way they process information -- computers must follow rules, brains need
not do so. The most important
evolutionary advantage for consciousness is that it can respond to contingency,
and it does this by not being bound to any set of rules. The way in which
consciousness does this -- the underlying neurological functionality --
involves the activity of a dynamical
system, which will be a central topic of the next chapter. The important point in the context of the
computer-brain analogy is that dynamical systems generate their own behavior and
characteristics in response to their environment -- they learn, and are not
programmed. They are not rule-governed,
which is the very essence of a program, and the very essence of the difference
between brains and computers.
The most serious problem with believing the
brain is some kind of computer is that it leads to imagining that consciousness
has certain qualities -- principally rule-governance -- that evolution has
ensured it does not have. It teaches us to
think that we are creatures of rules and habit, and while that might be true to
some extent, it is only because consciousness chooses to behave in that
way. We must not allow ourselves to be
so misled by our fascination and obsession with technology that we believe that
we as human beings are something that we are not, and above all, we must not
fall so deeply in love with technology that we come to believe we actually are that technology.
Moreover, the word “computer” must not be
used use in some fantastic or futuristic sense.
It must be used in such a way as to mean what the word means, and that
is a specific type of machine with specific characteristics which are wholly
different from the conscious human brain.
Because a computer is fundamentally a rule-governed machine, it is
doubtful that it could ever really be
conscious. It might be that in the
future some kind of device could be constructed that would have all the
characteristics of the brain necessary for consciousness, including the ability
to adapt and modify its own structure. In
that case, such a device should probably be called an artificial brain, and not a machine or a computer, because it would
have the characteristics of neither.
The
Social-Ontological Assumption
The second assumption made by most modern
theories of consciousness is that, one way or another, consciousness is
dependent upon social interactions for its existence. There is, according to this assumption, no
such thing as consciousness as a phenomenon of the individual. Without society, there is no consciousness
according to this view, and indeed some go so far as to say that what we think
of as “consciousness” is really no more than a mental image of ourselves as members
of society.
Perhaps the most basic form of social
interaction is communication, and for that reason many have focused on language
use as the basis for consciousness.
Julian Jaynes, for example, argues that the self is really just a metaphorization of our behavior, and this
process can only occur after the ability to use language in sophisticated ways
has developed. Gerald Edelman’s theory argues that consciousness can arise only
when the ability to symbolize is established, and this occurs as a result of
the development of speech centers in the brain. Other theories of consciousness
infer from the structure of grammar to the structure of consciousness, or from
the way words are used to the way the mind works.
Why such a romance with language as the
basis of consciousness? One attractive reason
for focusing on language use is that it is
fundamentally behavioral in nature -- it involves activities that can be
observed and measured. Theories of
consciousness that focus upon perception are subjective, involving the way in
which things affect the individual on the inside, and therefore cannot be
objectively measured and analyzed. To
satisfy the “scientific” attitude, anything worth studying must be
measurable. Hence, the appeal of using
easily measured phenomena like language as the basis of consciousness.
Another reason for the attractiveness of
language is that it involves rules.
Consciousness is a difficult thing to define, much less analyze, because
it often appears to be haphazard in what it does. If consciousness can be reduced to a set of
rules, something like grammar and syntax, then it is much easier to set limits
on what needs to be considered as consciousness. Rule-based phenomena are easier to measure
than haphazard ones -- one can design an experiment to study grammar, but one
cannot design an experiment to compare qualia.
So, a theory of consciousness that includes what can be measured in a
laboratory, and excludes what cannot be measured -- things like qualia and
portal experiences -- will be more attractive to the theorist who does not want
to run afoul of modern scientific dogma.
Like materialism, the social-ontological assumption -- the assumption that consciousness
arises out of social interactions -- is an assumption that underlies the way
people think about consciousness. It is
not a conclusion, nor is it the result of an experiment. And, like materialism, there are deeper
reasons people persist in believing it.
For those who feel that humanity is really at the top of the
evolutionary scale, the things humanity does reflect the eliteness of that
position. This view is
anthropocentricity, the belief that humanity is at the center of everything,
that the world revolves around us. One
thing humanity has done that stands out above other terrestrial life forms is
the formation of urbanized civilizations.
These civilizations have strong social interdependencies to the point
that individuals cannot provide for their own needs, but must depend upon
others for their physical survival. If
what humanity does is to form that kind of society, then it is only a short
inferential jump, under the influence of anthropocentric sentiments, to say
that humanity just is complex social behavior.
The social dependence upon others that
exists in the urban environment becomes internalized
as the belief that we, as individuals, exist only in relation to others -- we
do not stand alone, either physically or mentally. This psychological dependence upon others is
what gives the social-ontological assumption much of its appeal, along with the
fear that if human society should be disrupted, persons -- as “individuals” --
would not be able to survive. Because
there exists a social arrangement in which persons cannot survive -- or at
least believe they cannot survive -- without others, then what persons are
becomes psychologically dependent upon the social environment in which they
live. The self as an individual disappears, and exists only as an abstraction
of one’s relationship to others.
This feeling of dependency on others for
one’s individuality is nowhere more clearly seen than in people’s own
self-descriptions. The common answer to
the question, “What are you?” is “a mother”, “a student”, “an engineer”, and so on; never “I am angry”, “I am
conscious”, or “I am who I am”. These
answers reflect a sense of self that is derived from relations with others, and
reflect a dependency upon others at the deepest level of one’s psychological
makeup. This at first seems to support
the claim commonly made by those who advance social-ontological theories of
consciousness that without the group, there is no self, no consciousness, no individuality. Of course using this as
“evidence” to support the assumption of social ontology is an example of the post-hoc fallacy. The belief that one is a social place-holder
does not prove that is what one is; it only shows that is what one has been led
to believe one is.
While social anthropocentrism provides the
psychological motivation for believing social ontology, the intellectual
support for this view grows out of the once-popular psychological theory of behaviorism. Behaviorism, originally put forth by B. F.
Skinner, is the idea that organisms, including humans, can be described and
understood in terms of their behavior alone.
According to this theory, concepts such as consciousness, thought,
perception, and other non-behavioral aspects of the mind are either illusions,
or simply the mental consequences of behavior.
Jaynes’ theory, for example, is a behaviorist theory. Jaynes explicitly states, “There is nothing
in consciousness which was not in behavior first,” and the existence of
consciousness itself is a product of behavior -- it is a mental image of one’s
actions and relations to others.
Behaviorism has not retained its popularity,
at least among clinical psychologists -- those who treat patients -- because it
fails to account for what is clinically often the most important aspect of the
mind: the way the world is perceived and understood. Indeed, the whole point of consciousness as
discussed in this book is to interpret the environment and to modify
behavior. Those are mental faculties
which cannot be incorporated into the behaviorist model. Nonetheless, because consciousness seems to
always involve elements of subjectivity, and subjectivity is a difficult thing
to reduce to measurable observation, behaviorism in one form or another has
retained much of its popularity among the academic community. Behavior is easier to study and measure than
thoughts and feelings. Since language is
primarily behavioral -- or at least those elements of it studied by
philosophers and scientists -- language-as-consciousness theories remain
popular and plentiful.
It is common in philosophy to argue against
a theory by presenting counterexamples -- situations in which the theory does
not work. The most important
counterexample to behaviorism is portal experience itself. Portal experiences are primarily perceptual
and not behavioral in nature, and represent an influx of information from
outside the world of the senses and of behavior. If we are going to take portal experiences
seriously, then we have to consider things like perception and awareness, which
do not have a place in the behaviorist model.
In the counterexample presented here, we
will see how portal experience results in the direct flow of information from a
world outside the senses into consciousness.
It is a form of mystical experience, thought not in quite the context
one would expect such an experience to occur.
This experience shows that not only does the subjectivity of
consciousness matter, contradicting behaviorist views that it does not, but
also contradicts the weaker version of behaviorism supported by Jaynes and
others -- that the contents of consciousness are provided exclusively by
behavior.
With the blossoming of the science of
organic chemistry in the 19th century, scientists began to discover the secrets
of the chemicals that make up living things.
But there was one door they could not unlock: the structure of benzene,
a basic building block of many complex organic compounds, remained
elusive. Scientists knew that organic
compounds could form long chains, but benzene is not a chain. The lack of progress in this area frustrated
an entire branch of research, until in 1865 August Kekule, who had originally
proposed that carbon atoms could form chains, had a dream:
I was sitting writing at my textbook, but the work did not
progress; my thoughts were elsewhere. I
turned my chair to the fire, and dozed.
Again the atoms were gamboling before my eyes. This time the smaller groups kept mostly in
the background. My mental eye, rendered
more acute by repeated visions of this kind, could now distinguish larger
structures of manifold conformations; long rows, sometimes more closely fitted
together, all twisting and turning in snake-like motion. But look! What was that? One of the snakes had seized hold of its own
tail, and the form whirled mockingly before my eyes. As if by a flash of lightning I woke; . . . I
spent the rest of the night working out the consequences of this
hypothesis. Let us learn to dream,
gentlemen, and then perhaps we shall learn the truth.
Thus the riddle of benzene, and all those
compounds derived from it, was solved: carbon atoms can form rings, as well as
chains, and benzene is a ring. This
example is interesting for a number of reasons.
First, it shows how metaphors appear in visions as symbols, and that metaphors can be visual and not exclusively
linguistic. One cannot see atoms dancing
about, of course, but one can understand how atoms behave through the symbolic
image of their dance. While some argue that this role of metaphors in
consciousness means that consciousness is basically linguistic, we can see from
this example that the metaphorization process can operate outside the realm of
language, suggesting that metaphors, one way or another, may be a more basic
process in consciousness than language itself.
Second, this example illustrates a particular type of portal experience
-- what Carl Jung calls an archetypal
vision -- and this kind of portal experience is important in understanding
how information enters into consciousness itself.
Most important for the argument at hand, the
vision shows how the contents of consciousness are not exclusively from
behavior, and do not necessarily derive from the social environment at
all. The contents of the vision are not
trivial -- this is one of the most important discoveries of modern
science. Could it be that this, and
perhaps other important “scientific” discoveries, are the results of portal
experiences? If so, and if this
knowledge did not come from the social environment, where did it come from?
Kekule’s own words point us toward the
answer: “One of the snakes had seized hold of its own tail...”. This image of the snake swallowing its tail
is a common motif, or recurring
image, in mythology. It is to be found
in all of the world’s mythologies; in differing contexts, but always in the
same basic form. It was undoubtedly
known to Kekule, and it is this basic image that provided the foundation of his
theory of carbon rings. But why this
image in his “dream” at the time it did, and why it had this particular meaning
for him cannot be explained socially, linguistically, or behaviorally. That the image of the snake should have arisen
at that time, and that the metaphoric connection between that image and the
scientific problem should have been made, requires a different kind of
explanation.
Where do these images come from? It is absurd to suggest they are features of
language, for they are identical in peoples that have no linguistic
relationships to one another. The only
other alternative that will keep the social-ontological assumption alive is to
claim that they are a part of the biology of the organism -- they come from DNA. There is, however, a telling argument against
that position which comes from the work of Gerald Edelman. Recalling the discussion of why the brain is
not a computer, the storage of information in hardware -- in physical objects,
including computers and brains -- requires a precisely laid out information
network. The only way to store
information in a physical object is to store it in the structure of that
object, and that structure must be extremely precise to store the information
accurately. For images such as snakes
and green men, both of which are common motifs, to be stored in DNA, that DNA
would have to precisely control the structure of at least those parts of the
brain where the images are kept.
The trouble with suggesting that
mythological motifs are stored in DNA is that morphogenesis -- the process of
going from DNA to brain -- is far from precise.
The layout of cells in the brain, and the ways in which they connect
with each other, are dependent mostly upon their interactions with one another,
both in terms of physical pushing and shoving and in terms of chemical messages
between cells. Cells die during the
morphogenetic process, and the death of a cell is a probabilistic event --
whether a cell survives or dies is more a matter of probability than genetic
coding. For a cell to influence other
cells, it has to be alive -- once a cell dies, its influence on morphogenesis
terminates. This means that while DNA
may direct certain basic layouts in the brain, the precise connections between
cells are determined more by geometry and probability than by heredity. It is not possible, therefore, for DNA to
carry motifs and images in its genetic code.
There is no way the code could translate into brain structures with
sufficient precision to duplicate the images throughout the world and
throughout human history.
If the images are not in DNA, then where are
they? They must be located somewhere
that all the peoples of the earth, throughout all time, have had access to
them. There is no physical medium that
has those qualities. The only
satisfactory answer to the question of where the images come from is fantastic,
and is absolutely impossible if one continues to hold the materialist and
social-ontological assumptions. But, as
Sherlock Holmes once said, if one has eliminated all the possibilities, then it
is the impossible that must be true. The
answer is impossible only under the materialist and social-ontological
assumptions. If those assumptions cut
off the only answer that makes sense, then it is the assumptions that must
go.
Much of the information presented in this
book is aimed at making that fantastic, impossible answer plausible. Making it plausible requires not only giving
up some of the most treasured assumptions of the twentieth century, but also a
willingness to consider the fantastic possible.
It was not so long ago that splitting the atom was also considered an
impossibility, and the sending of voices and pictures through space pure
fantasy. It is hoped that by the end of
this book, when the answer to this riddle and the implications of that answer
are presented, the impossible will have become the undeniable, and the
fantastic will have become the familiar. It is sufficient here to point out
that the image could not have come from DNA, nor from behavior, nor could it
have come from society. It came from
somewhere else, and that is enough to show that social ontology is a bad
assumption for explaining portal experience.
It is too late in the history of humanity,
so it is argued, to disregard the role of culture in making persons what they
are. Similarly, it is too late in the
history of neuroscience to disregard the role of the brain in consciousness.
That the brain has a part to play in the existence of consciousness, and even moreso
in the form of consciousness -- that consciousness thinks in terms of images,
voices, and other sensory modalities -- is beyond serious doubt. Similarly, that the environment, including
social interactions, has something to do with the content of consciousness --
the things it thinks about -- is also an empirical observation that lies beyond
serious doubt.
But are the brain and society the causes of consciousness, or does
consciousness originate elsewhere, and take on the qualities of the biological and
social environment simply because they are there? This question is not a simple one to answer,
because the answer rests upon the assumptions one makes about consciousness.
Theories of consciousness that rest upon materialism will discredit phenomena that
suggest materialism is false, and will discredit and deny experiences that
suggest that consciousness can experience things outside the physical
world. Similarly, theories resting upon
a social-ontological assumption will discredit phenomena that are individualistic,
and particularly phenomena that are individuating
-- tending to make the individual different from the group. They will also deny the possibility or
credibility of experiences that cannot be validated as a group -- things that
are unique to individuals, and cannot be shared. Since portal experiences carry information
from outside the physical world, and since they are individuating, then to
understand portal experience we must reject both the materialist and
social-ontological assumptions.
If it were the case that it made no
difference what people believed themselves to be, then it would not be worth
arguing that current theories of consciousness are false. But this is not the case. The vision persons have of themselves defines
the way they see themselves in relation to the world, and thereby governs both
their perception of the world and their behavior toward it. A person is, to
turn Jaynes’ position on its head, the projection through behavior of the self that exists in consciousness; the
way one interprets and responds to the world is a function of what one believes
one's self to be. For a conscious being, the self is very much the determining factor
in thought and action -- it can follow the rules, it can break them, or it can
make up new rules.
Like materialism, social-ontology is at
bottom an assumption -- it is something taken for granted, and therefore
difficult to either prove or refute.
Materialism and social-ontology cannot be proven false. What we can do, however, is to show that
assuming one or both will do us no good, and may ultimately cause some
harm. So far, it has been shown that
portal experience is incompatible with both assumptions, and that if we want to
understand portal experience, we must reject materialism and
social-ontology. If we assume either, we
must give up any hope of understanding portal experience and intersection, and
we must also give up understanding ourselves as persons that have these kinds
of experiences. So, even though
materialism and social-ontology cannot be proven false, it can be argued that
we should not assume them, because they will do us no good.
Even moreso than for materialism, the case
can be made that the social-ontological assumption should not be made, because
assuming it can and does lead to undesirable consequences. The fundamental problem with the
social-ontological assumption is that it leads to the elimination of
consciousness and individuality as they have been examined in this book. Social-ontology does not only lead to the
inability to understand portal experience, but once internalized, cuts us off
from even having portal experiences. It
is this severance of modern humanity from its historical and spiritual roots
that has led us into the depression and violence of modern society.
Social-ontology destroys us as conscious human beings, and transforms us into
social robots. In so doing, as we shall
see, it opens the floodgates of mental illness and destruction.
One of the most important things
consciousness does is to personalize experience -- it makes the things that
happen to each individual unique to that individual, and to no one else. This is because consciousness always
understands experience in relation to the self. By doing so, consciousness individuates,
making each person unique as a person.
The purpose of this individuation, from an evolutionary standpoint, is
to generate within each person an individual perspective. This perspective is a view of the world, a
point of view, a unique “take” on experience, from which that person observes
and acts in the world. If there were no
consciousness, then persons would have no individual perspectives from which to
view the world. They would be rule-following
entities with computer-like brains, all behaving in the same way, losing the
ability to survive contingency. Theories
of consciousness that assume materialism and social ontology reduce “persons”
to genetics plus relationships -- biological organisms controlled by social
factors. Persons become products of mindless biochemical processes that fit
themselves into pre-established social patterns of behavior. In other words,
these assumptions turn people into sophisticated insects.
The whole point of the social-ontological
assumption is to do away with the belief that there is something inherently
unique in each individual. According to Edelman’s morphogenesis argument, it is
not reasonable to say that DNA makes a person -- at least as far as the mind
goes -- an individual. The
social-ontological assumption leads us to believe that persons are
“individuals” only as members of a group, and they are persons only because of
the group. The group defines persons and individuality -- personal identity comes
from outside the person, not from within. “Individuality” does not really exist
-- it is simply the way that one is taught, by society, to view persons.
The social-ontological assumption is really
a more subtle version of behaviorism itself.
Persons are what they do, according to this view, and concepts
like “individual” have no meaning outside of the social environment in which
they are situated. There is no such
thing as “consciousness”, nor is there any need for the concept -- persons just
are their social behavior. One can see
this position nowhere more clearly than in B.F. Skinner’s novel, Walden Two,
in which he portrays a behavioristic society.
What is immediately evident in reading this work is that there is no
notion of “I” or a self. Every person is simply a place-holder in a
social order. The characters have no
depth -- they are like theatrical masks without substantive psychological
structure standing behind them. What is
really most shocking about the work is that there is no consciousness, no
perspective, no dissent, no alternatives: everything that happens is a smooth
progression of the social order. This is
behaviorism in its purest form -- and the social-ontological assumption pushed
to its ideal limit. In the end, there is no consciousness, or at least no need
for one, understood as a phenomenon of the individual. If you want to know what insects with
language would be like, you need only read Walden Two.
By doing away with the uniqueness of the
individual, the social-ontological assumption depersonalizes experience.
It removes from experience the subjective quality of it being my
experience, the very quality introduced by consciousness in the first
place. Experience is no longer
understood in relation to the individual that has them, but instead in relation
to the convergence of social forces that define “individuality” in the social
sense. Experience becomes a community
phenomenon instead of an individual one.
Ideas like “consensus reality” -- that reality is what the community
agrees upon -- replace qualia and subjectivity.
What is true for perception is also true for behavior -- the
disappearance of the self under
social ontology means that behavior is in relation to social standards and not
in relation to individual judgment. The
social-ontological assumption therefore strikes at the very heart of
consciousness: by denying the existence of the self, the social ontological assumption denies that there is
consciousness. Where social ontology is
believed, it directly attacks consciousness in individuals. Skinner’s novel is just a novel, but the
effects that the social-ontological assumption is having in modern culture are
not fictitious, for it is this self-denial
that is responsible for the loss of our greatness.
Of course the real test of the
social-ontological and behaviorist positions would be to show that there have
been, or exist today, societies without consciousness. If it can be shown that human civilization
can exist without consciousness, then perhaps the social-ontological assumption
is a good assumption after all. It is
Julian Jaynes’ position that throughout most of human history, civilizations
and societies have existed and flourished without consciousness. Consciousness is, according to this theory, a
relatively recent event in human history appearing around the year 2000 BC.
From a behaviorist point of view, the most
important factor in establishing and maintaining a social environment is
control of behavior. A society can
exist only insofar as the behavior of individuals is regulated and controlled
by the needs of the society. If there is
to be a civilization without consciousness, then there must be some other
mechanism by which behavior is controlled, in order for a society to
exist.
The mechanism for the control of behavior
that existed before the appearance of consciousness is what Jaynes calls the bicameral mind. The term bicameral
refers to the idea that the human brain is functionally divided into two
separate units, characterized as the “right brain” and the “left brain”. This characterization is based upon research
into the differences in how the right and left sides of the brain process
information, and what role they play in the control of behavior. The theory is that in the absence of consciousness,
the behavior of the individual was neurologically, instead of consciously,
controlled.
What would a civilization in which behavior
is controlled by the bicameral mind be like?
Jaynes cites as his main example the civilization portrayed in the Iliad. In the Iliad, there are no words for,
nor descriptions of, mental acts. Words
describing what are now thought of as mental constituents -- psyche, thumos, and noos, for
example -- at the time referred to strictly physical phenomena. There is no evidence in the Iliad for
the idea of will -- there is no
self-reflection, no consideration of alternatives, no motives or reasons. What drives the behavior of the individual
characters are the voices of the gods -- voices heard by the characters
commanding them to behave in certain ways, understood by the characters as
being the commands of divine beings.
While to an observer individuals may appear to be in control of their
behavior, to the individuals themselves, they are merely following the commands
of the gods.
This is a very difficult thing for minds
endowed with consciousness to fathom: how individuals could not have a self, some kind of mental perspective
from which to observe and judge, consider and reflect, and finally choose which
behavior to follow. But the bicameral
mind is not conscious in the sense that the word is used in this book. It has no sense of self, no sense that there is some unique me to which life’s
experiences happen, no sense of unity or continuity. If conscious individuals hear voices, be they
of the gods or not, they do not simply follow the voices’ commands -- they stop
and think, consider, and evaluate. In a
mind without consciousness, in which there is no sense of self and no “mental space” in which to consider experience in
relation to that self, there can be
no contemplation or evaluation, only obedience.
The god’s voice becomes the behavior of the person.
What is the source of these god-voices that
so completely control the behavior of persons in pre-conscious civilizations? The answer is, according to Jaynes, not to be
found in any search for divine intervention, but rather it the physiology of
the brain. The voices are
“hallucinations”; not in the sense that the word is used in Chapter One, but in
the sense that they are products of the neurological processes of the
brain. The voices appear to be coming
from the environment, but are really coming from inside the head.
Evidence of many kinds indicates that there
are important differences in the ways that the right and left sides of the
brain deal with information. The left
side is primarily concerned with processing information sequentially, meaning
that it deals with information in a step-wise manner, one thing at a time. For example, the left side of the brain is
the side primarily concerned with language: language, whether spoken or
written, is expressed one word at a time.
The left brain is very good at putting words together into complete
sentences, and at organizing thoughts into linear sequences of words.
In contrast, the right side of the brain
primarily deals with information as a pattern or matrix, meaning it processes
information as an entire picture, rather than stepwise, piece by piece. The right brain is therefore involved in
pattern recognition, and in the analysis of visual data that are presented as
an entire picture all at once, rather than in pieces. You can easily convince yourself of the
difference between right and left brains by trying to explain how it is that
you recognize a familiar person’s face.
You cannot give an explanation for how this is done, because the
recognition is carried out by the right brain which cannot formulate a
linguistic, step-wise description of its activities. The only explanation that can be given is a
step-wise recognition of the parts of the face, generated by the left brain,
which plays little or no part in the actual recognition of the face itself.
The left and right brains are connected with
each other, so that both play a part in ordinary mental operations. One hears music one note at a time, but one
also recognizes the notes as part of a larger musical piece -- one appreciates
the sounds themselves, but also the larger piece of which they are a part. One sees both the forest one tree at a time,
and the forest as a whole. Thus, the bicameral mind -- two houses, acting
together as one, but in different ways.
Both sides of the brain process information, but deal with it
differently, providing a much richer and more detailed picture of the world
than either could by itself. The left
and right brains are therefore not only interconnected, but to some extent
duplicate each other’s functioning.
There are visual processing areas, sound processing areas, and so forth
on both sides -- each side receives the same information, but appreciates it
differently.
One interesting exception to the duplication
of function between left and right sides concerns the areas of the brain that
deal with language. It appears,
experimentally, that Wernicke’s area, Broca’s area, and the supplementary motor
cortex are involved in language processing only on the left side, while their
right side counterparts apparently have little to do with language. That is, little to do with it in a conscious
brain. It is these right-brain “speech
areas”, particularly the right Wernicke’s area, that play a crucial role in the
control of behavior in the pre-conscious brain.
These areas are the source of the voices of the gods in the bicameral
mind.
Jaynes cites experimental evidence that the
right brain does indeed possess the ability to express itself in linguistic
terms, although it cannot organize those expressions into what are perceived as
“voices”. What happens is that the right
brain speech areas transmit their information to the left brain, where the
voices are “heard”. This phenomenon can
be observed to some degree today -- under conditions of extreme stress,
ordinary persons will often “hear” voices, or otherwise feel they are being
spoken to. Schizophrenic patients “hear”
such voices as clearly as we hear ordinary speech. It is most interesting that when the right
Wernicke’s area is experimentally stimulated in human subjects, the subjects
report not only hearing voices, but “losing touch with reality” and a profound
sense that the voices are coming from some other-worldly source.
Having identified a possible neurological
mechanism for the origin of the “voices of the gods”, it remains to identify
the source of their content -- why the voices say what they say, and what their
purpose is. Recalling that the salient
feature of the right brain’s processing is its ability to perceive patterns,
Jaynes theorizes that the voices of the gods were organized by the right brain
in order to control behavior and preserve the patterns it sees in the social environment. The right brain sees that people behave in
certain ways, and generates commanding, god-like voices to ensure that the
individual behaves similarly. The
individual may acquire these patterns either through training, through
observation, or through the commands of a leader. Of course in the latter case, the commands of
the leader originate in his or her own right brain, with the purpose of
preserving those behaviors necessary to continue the survival of the
civilization.
The difference between conscious and
bicameral minds is that there is no sense in the bicameral mind in which
thoughts and experiences are related to me, because there is no subjective self to which they can be related. Perceptions and behaviors simply are and
happen without reference to any unique individual. Bicameral minds do not reflect upon whether
or not they should do something -- they obey the voices that command them to do
it. It is difficult from the perspective
of having a self to understand how
this could not be a horrible thing -- being commanded relentlessly by “voices
in the head” -- but where there is no self
to be offended by such voices, the voices are a source of reassurance and
direction.
The bicameral mind evolved, according to
Jaynes’ theory, to facilitate the establishment of social living. The “voices in the head” provide the means by
which the rules of a society are perpetuated and obeyed by its members. The bicameral mind is the ideal
rule-following mind. It does not stop to
think or reflect; it sees what others do, and commands that each person do the
same.
Bicameral societies were the most peaceful
and stable social environments ever to occur.
This because the behavior of each individual was automatically
integrated by the right brain into the framework of the society. Peaceful, that is, to one another. To other societies they were intolerant and
ruthless enemies. The voices of the bicameral
mind commanded destruction of those whose patterns of life were different from,
and therefore threatening to, the social order with which it was familiar. So, while bicameral societies may have been
the best neighbors among themselves, to outsiders they were the fiercest of
adversaries. Since the bicameral mind
had no sense of self that could be
destroyed in battle, bicameral-minded warriors were the fiercest of fighters.
There have been, throughout time, many
civilizations -- very likely bicameral ones -- that have come and gone, without
leaving a trace other than unoccupied ruins.
What happened to the ancient Mayans, to the civilization that built the
Pyramids of Egypt, to the builders of the stone faces on
How could this happen? Mostly because life, at least on this planet,
is seldom mechanical or rule-governed.
While in isolated societies there may be ways of excluding many things,
such as outsiders, that do not fit the existing patterns, excluding nature is
beyond the limits of behavioral control.
Nature is filled with contingencies
-- events that are not predictable, not foreeseeable, not a part of the existing
order, but nonetheless happen. Droughts,
floods, volcanic eruptions, meteor crashes, storms -- all of these things
happen, and impact the existing patterns of behavior in the societies they
affect. Contingencies violate the rules,
and behavior that depends upon following rules cannot survive the effects of
contingencies. When its social patterns
are disrupted, the rule-following mind, like the computer with an incorrect key
press, simply grinds to a halt.
The development of trade between cultures
was one of the factors contributing to the fall of bicamerality. As urbanization progressed and societies
became unable to provide for their own needs, interaction with outsiders became
increasingly necessary. This had the unfortunate
consequence of introducing behaviors from other societies into the
picture. The eruption of the volcano
Thera, somewhere around 1170 BC, destroyed entire cultures in one day, and sent
forth hordes of refugees into other cultures.
These were refugees whose voices had disappeared because their right
brains could not fathom the catastrophe, and whose behaviors disrupted the
patterns of the cultures into which they swarmed.
The bicameral societies of the middle east
and
It is out of this confused, disordered mass
of humanity that Jaynes believes consciousness arose. Contributing to the emergence of
consciousness was the appearance of writing, which involves abstraction from
the voices and therefore the beginnings of the mental capacity to form images
of the self as well as others. Another
contributory factor is commerce, and particularly the practice of deceit. Deceit requires the ability to maintain an
image of the self that is different
from behavior -- to cheat someone, you have to think one thing and do
another. The ability to form an abstract
image of one’s own person thus began to emerge.
Along with that came the ability to separate one’s self, in the
abstract, from one’s surroundings, to consider and judge, and to decide upon
various behaviors.
Jaynes’ analysis of pre-conscious
civilization points out the possibilities, and limitations, of society without
consciousness. In cases where a society
can be isolated and uniform, it is possible to have a peaceful and thriving
culture without consciousness. Nature
is, however, fraught with contingency.
When those contingencies affect a bicameral civilization, the civilization
crumbles. The bicameral civilizations
described by Jaynes are quite similar to the fantasy society described by
Skinner. What Skinner and his behavioral
theory fail to address is the role of contingency, because it is impossible for
the behaviorist model to accommodate events that do not fit predictable
patterns.
Jaynes seems correct in explaining how there
can be civilization without consciousness, and how social behavior can be
achieved by the wiring of the brain alone.
Ants, termites and bees build “civilizations” and have social orders,
yet they do not appear to be conscious.
Jaynes is wrong, however, about the origin of consciousness itself -- at
least about the origins of consciousness as is necessary to explain portal
experience. The counterexample of the
chemist’s vision shows that consciousness can have perceptual and not
behavioral content -- that there can be things in consciousness that are not in
behavior first. To account for portal
experiences, there must be more to consciousness than behavior and language.
The existence and survival of societies and
civilizations relies heavily upon the following of rules by their members.
Social orders do not flourish in the face of contingency, they prosper only in
situations of consistency. From this it
follows that bicamerality, oriented neurologically toward following the rules
of the group, is the ideal mental state for civilization. The bicameral mind,
with its neurological predisposition toward conformity, produces a homogeneous
mental picture of the world -- shared goals, beliefs, and values, as well as
behaviors. The content of the bicameral
mind is organized by the perception of social behavior patterns -- it thinks
what the group thinks.
On the other hand, consciousness, with its
self-oriented perspective and rule-breaking capacity, is the antithesis of
social order. The ability of consciousness to break rules -- to find and follow
exceptions to established patterns of behavior -- means that when consciousness
appears in a social setting it introduces problems. The conscious mind organizes itself by how it
perceives experience in relation to itself.
The values and beliefs of consciousness are its own -- its behavior
originates from within, and not from custom or command. This is not to say that the conscious mind
cannot be commanded, only that obedience is but one of many choices for it.
It should come as no surprise that one of
the solutions to the problems of modern society might well be the return to the
“peace” of bicameral civilization. The
social-ontological assumption and bicameral-mindedness go hand in hand. By promoting the idea that persons are
members of a society and not unique individuals, modern consciousness theories
encourage the old bicameral control mechanisms to push consciousness out of the
way. Similarly, social-ontology is
exactly the view of persons that the bicameral mind needs to function.
The
Attack on Consciousness in Modern Society
The theory of consciousness presented in
this book argues that human consciousness does not arise out of any particular
social situation. Human consciousness
arises spontaneously within
individuals, in any sort of social -- or absence of social -- setting. Social conditions do not cause consciousness,
but they can encourage, or discourage, conscious behavior once it appears.
If consciousness is disruptive to social
order, why would any society want to encourage it? Why not do everything possible to suppress it,
in the interest of preserving the society?
Consciousness does not exist for the purpose of maintaining social
order; that is the role of the bicameral mind.
Consciousness developed as a survival mechanism, a way or surviving
changing conditions that exceed the limits beyond which rule-following systems
can exist. No matter how orderly and
structured a society is, it is still at the mercy of the environment. The survival of any social order depends upon
its ability to roll with the punches dealt out by that environment. A society whose members cannot think beyond
present conditions is doomed.
Since consciousness can think beyond rules
and convention, the conscious mind is the resource for fundamentally new ideas
-- ideas that can disrupt existing social paatterns, but which can also survive
disaster. A rule-following mind can
create technology, but only a mind that could separate itself from the patterns
and rules of Newtonian physics could have conceived relativity. Civilizations are not stagnant -- they grow
in population, resources usage, and space requirements. Only a conscious mind that can separate
itself from the present can plan for a world that does not exist in that
present.
In spite of these advantages, consciousness
does present a threat to social order. Social order is founded upon shared
ideas, beliefs, values, goals and behaviors.
Because consciousness is inherently individualistic and rule-breaking,
it develops perspectives unique to the individual in each of these areas. The whole point of consciousness is that
while it may hear the voices in the head, it is not compelled to follow
them. The conscious individual is
therefore not a part of the pattern of accepted behavior, and the bicameral
voices that control social behavior demand its destruction as they do of anyone
who does not fit their patterns.
Whether in the past or present, the
requirements for the continuation of any social order are the same. This is particularly true in urbanized
societies. Population-dense cities, in
which individuals are unable to provide for their own survival and must depend
upon others to meet their most basic life needs -- food, water, shelter,
sanitation, etc. -- can only exist under circumstances where order is rigidly
enforced. The social patterns of
behavior become life-sustaining in an urban setting, whether that setting is
the ancient cities of several thousand years ago, or the densely populated
metropolises of today. These social
interdependencies are even more crucial today, for humanity’s obsession with
technology has robbed people of many of the basic survival skills possessed by
their ancestors, and made them even more dependent upon social interaction for
survival.
Whether these social interactions are
crucial to human survival or not does not matter. People believe they are, they believe they
cannot exist without their routines and their technologies, and these beliefs
have brought forth a re-emergence of the ancient bicameral mind. While consciousness is a factor in the
creativity and inventiveness that have led to more sophisticated technologies
and societies, because it represents a fundamental break in the patterns of
social behavior it is not surprising that there are attempts in modern society
to suppress or obliterate the existence of human consciousness. Consciousness
is the source of much friction and discord in any society, while the bicameral
mind is the ideal mental state for a peaceful and prosperous society. For those to whom the preservation of society
is the most important goal, recameralization and the elimination of
consciousness is a logical step in survival.
It is not suggested that recameralization is
being done consciously -- that anyone is saying “We must wipe out consciousness
to survive.” The bicameral mind is an unconscious entity -- it is a part of
the wiring of the brain, and it does what it does without consciousness being
directly aware of its motivations, activities or goals. The conscious mind does not hear the voices
of the gods, at least not under usual circumstances. The commands of the bicameral mind are for
the most part perceived indirectly through the emotions -- as fears, drives,
repulsions, and so on. The right brain’s directives make themselves known
without direct awareness on the part of consciousness, and therefore without
consciousness being able to intervene.
Those feelings are later rationalized to consciousness in various ways
-- after they have exerted their effects upoon behavior.
How is recameralization possible when, from
a survival standpoint, consciousness appears to be the more favorable
condition? The reason this is possible
is that under the social conditions in an urbanized environment, the bicameral
mind offers a much easier path for social behavior. Going against the prevailing social patterns,
whether in thought or in action, introduces a great deal of tension and
stress. So, living in an urban setting
creates a situation where bicamerality is “easier” than consciousness. This “easiness” is itself an emotional
reaction triggered by the bicameral mind.
Everyone experiences some degree of the
struggle between bicamerality and consciousness. Take, for example, the case of standing in a
long line that never seems to move.
Assuming it is for something important, the conscious mind reacts to the
delay with anger and frustration. Soon,
however, a sense of calmness appears -- you stand in line, becoming a part of
the line. The frustration of “I am stuck
in this line” is replaced by a sense of becoming a part of the line -- the me withers away, and with it, the sense
of frustration. That is what the
bicameral mind is like. There is no
sense of me to be frustrated, no
feeling that my time is being wasted
-- only the “calm” of being a part of the soocial pattern.
In the conscious mind bicamerality takes a
back seat -- the voices are displaced by the sense of self. The bicameral mind is
nonetheless present and functioning in the background, waiting for a chance to
assert itself. What most often gives it
that chance is fear. While consciousness is well aware that there
is some degree of dependence upon others for its own well being, situations
that threaten to disrupt the system of social interdependency and the familiar
patterns of the social environment provoke a specific kind of fear in the
latent bicameral mind.
As H. P. Lovecraft wrote, “The oldest and
strongest emotion of mankind is fear, and the oldest and strongest kind of fear
is fear of the unknown.” Fear is a
powerful motivation, and it often motivates unconsciously, causing one to do
things that later cannot be explained, or for which one manufactures
explanations that are illogical or absurd.
The parts of the brain connected with generating emotions of fear are
much older, from the standpoint of evolution, than either consciousness or
bicamerality. Once these neurological
structures are activated, they overwhelm conscious control of thought and
behavior. The bicameral mind, being a
part of the wiring of the brain and older than consciousness in evolution, is
more intimately connected with the neurological systems associated with fear
than is consciousness. When the
bicameral mind perceives situations that threaten it, it unconsciously
activates the fear response, which in turn strengthens the effects of the
bicameral mind, eclipsing the efforts of consciousness to reason with the
situation. The result -- one behaves
bicamerally, one follows the voices, or their more subtle emotional cues. In
the face of the powerful fear-brain interaction, consciousness can only watch
in disbelief -- or simply wither away.
Not all fears are directly connected with
bicamerality. Any fear probably can,
under the right circumstances, trigger the appearance of voices in the head, or
their modern emotional substitutes. It
is a specific kind of fear -- fear of social disruption -- that triggers the
reactions that bring forth bicamerality and suppress consciousness. You hate
someone: he is different, he is perceived as a threat to the social pattern of
life, and right brain sets off the fear reaction, all unconsciously. Fear takes over, and this person winds up
tied to a fence with his head beaten in.
You try to explain it: “He is scum,” “He is immoral,” “Because the Bible
says so,” all of which are utterly absurd.
They are explanations for thoughts and behaviors of the unconscious
bicameral mind, cooked up by consciousness to explain and to justify behaviors
it can’t understand.
Beginning with unconsciously motivated
fears, consciousness is demonized and pushed out of the picture, leaving the
bicameral mind to step in and restore social order. Consciousness cannot fathom why clinics
should be bombed and doctors shot in their homes, why people should be tied to
fence posts and beaten or dragged through the streets until dead, or why children
should be shot in schoolyards. But the
bicameral mind, asserting itself in modern times through the very medium it
created -- commanding, irrational and uncompromising religious doctrine --
carries out these hideous acts with a passion for social conformity and a
penchant for violence that only an unconscious, psychotic mind can comprehend.
Even in the absence of overtly violent
behavior, there are trends in modern society moving toward recameralization,
spreading like a cancer that threatens to destroy individuality and
consciousness itself. Museum and art
exhibits are banned, schools are encouraged to treat students like prisoners
with uniforms, unwarranted searches and drug tests, ideas are banned from school
curricula, and media censorship is applied with a ferocity that crushes ideas
before anyone hears them. Instead, the
mind is fed the mental equivalent of junk food.
Celebrities, slogans and dull-witted comedies are paraded before the
eyes as “entertainment”, the alternative to intelligent thought upon which the
bicameral mind feeds and consciousness starves.
And all of this is done unconsciously, motivated by the unconscious
drive for social stability and conformity, and the fear of social disruption.
In order for recameralization to proceed,
certain conditions must be met. First,
there must exist patterns of social behavior to which the right brain can
orient itself. In modern urbanized
civilization, these patterns are everywhere.
They are in directly observable behavior such as jobs, social events,
entertainment, and so on. There are
patterns of beliefs: “scientific” versus “superstitious”, “mainstream”
religious versus “cults” and “nuts”;
patterns of value: “conservative” versus “liberal”, and “family values”
versus “immorality”; patterns of
expression: “politically correct” versus “crude”, “indecent” and “obscene”; and
even patterns of personal appearance: “dressed for success” as opposed to
“freaky”, “filthy”, “unkempt”. Some of
these patterns are regarded as “acceptable” -- that is, they fit what the right
brain sees as necessary to perpetuate society.
Other patterns of behavior are regarded negatively, and even as
dangerous, because the bicameral mind sees them as threats to accepted social order.
It is the existence of these perceived
threats that fulfills the second condition for recameralization: there must be
behaviors or other conditions that the right brain can use to activate the fear
response. Whether these conditions are
real, in terms of physical survival, or merely conditioned or implanted through
social pressure, makes no difference.
All that matters in the activation of the fear response by the bicameral
mind is that they are perceived as threats.
Whether refusing to wear a necktie is, or is not, a threat to society
itself does not matter; what matters is that the unconscious bicameral mind
believes it is a threat, and turns on the fear response.
The third condition is that there must be
something to get the voices going; something that provides sufficient stimulus
to trigger the fear-bicamerality mechanism and overpower conscious control of
the mind. Even though the bicameral mind
is not usually experienced in terms of voices today, the same kind of trigger
is necessary to enable it to take control of behavior. In ancient cultures, this trigger condition
was normally provided by the speech of a king or leader. The voice of the leader was heard, understood
by the right brain, and re-transmitted by the right brain when necessary. Voices of the “gods” were often just modified
speech of a king, parent, or other recognized authority figure. The authority voices served to synchronize the minds of the listeners
-- to insure that everyone thought the same thing at the same time. This behavioral synchronization, in ancient
times, served to keep the bicameral mechanisms in control of the mind.
In order for recameralization to occur
today, it is necessary to trigger the fear-bicamerality response. The speech of a leader is not sufficient for
this alone; the behavioral synchronization must be coupled to the fear of
social disintegration. For
recameralization to proceed, this synchronized fear must be spread
simultaneously throughout the population, so that everyone gets the same message
at the same time, without the intervention of individual opinion. In ancient cities, this kind of communication
was possible -- the people simply congregated to hear the leader speak, or it
was transmitted throughout the civilization by town criers. The voices moved at the maximum speed at which
information could be transmitted throughout the culture. As civilizations became more physically
spread out, it was impossible for this method to succeed. The voice of the leader did not move as fast
as the voice of the local tavern owner or neighbor, individual opinion and
reflection interfered, and the bicameral control mechanism began to falter.
For the first time since the ancient
civilizations, modern culture has the ability to instantaneously transmit a
piece of information throughout the entire society so that everyone gets the
same information at the same time. Media
saturation, through radio, television, and now the Internet, means that
everyone hears the same words at the same time.
This is very important to the operation of the bicameral mind, for it
provides a common pattern upon which the right brain can focus. It means that everyone thinks the same thing
at the same time, or near enough to the same time so that other opinions cannot
intervene. Whether everyone agrees with
what is being said or not does not matter.
What matters is that everyone’s behavior and thoughts are synchronized
by what is said. The ability to transmit
information visually further intensifies the reaction of the bicameral
mind. The right brain processes information
as a matrix, making it highly receptive to information presented in a visual
format, such as from a television picture.
But it is not just any information that is
of concern here. Jaynes notes that much
of the information directed toward social behavior patterns in ancient
societies was in the form of poetry or verse -- the form of the information
itself is a pattern. These patterns,
according to Jaynes, “drive the electrical activity of the brain.” Experiments indicate that information
presented in this way stimulates electrical activity in the brain, reinforcing
the neurological pathways upon which the bicameral mind is dependent. Modern culture is not devoid of poetry or
verse, and very often this kind of information is presented as musical lyrics.
More commonly, information intended to drive
social conformity is presented in the form of slogans or other trite sayings:
“Just say no,” “family values”, and “dress for success”. These slogans not only form a pattern in
themselves, but they carry along with them the implied fear of social
disruption that energizes the bicameral mind and turns on the fear
response. Quite unconsciously, when we
hear slogans, and particularly those uttered and repeated by authority figures
-- “for the sake of our children”, “to proteect our way of life”, “to keep
When slogans are heard repetitively they stimulate
the electrical activity of the right brain, reinforcing the ability of the
bicameral mind to displace conscious thought.
Slogans get the voices going: when one thinks in terms of slogans, one
is “thinking” bicamerally. When you go
to the supermarket and think of advertising slogans while choosing products,
you are experiencing the effects of the bicameral mind. This is mental activity without the
intervention of consciousness, being driven by neurological processes that are
not subject to critical review by the conscious mind. Unless one exerts strong mental effort,
consciousness doesn’t intervene in the process:
you buy the product, get it home, and then wonder why you bought it.
The value of this has been known to the
advertising industry for quite some time: get people to remember slogans or
rhymes, and they will be unconsciously motivated to buy the product. Interestingly, most advertising slogans are
not about the products themselves; they are directed toward social
conformity. They are not about what the
product does, or why one would need it.
For the most part they depict how the product will enhance one’s social
position in relation to others -- make friends, win a mate, make everyone
happy, and so on. The idea that buying
the product will fit into the social pattern, coupled with the neurological
stimulation provided by repeating the slogan itself, provides a powerful
stimulus -- an unconscious stimulus by way of the bicameral mind -- to
encourage buying the product.
The suspension of consciousness induced by
slogans and social conformity creates the conditions under which
recameralization can occur. There is nothing new or novel about these methods
-- they are the means employed in bicameral societies to ensure their survival
and success. They appear strange to us
because, for so long, human society has been unable to undermine the critical
and independent nature of individual consciousness. Media saturation provides the means for
getting the voices in the head going again -- voices that were silenced when
the bicameral civilizations of the ancient world collapsed, as human and
environmental evolution overtook them.
But now those voices are coming back.
Technology versus
Consciousness
Unfortunately for human consciousness, media
saturation is now being applied to ends quite different from merely selling
products. It is being used to promote
recameralization and the obliteration of individual consciousness. The desire for a perfect society, free of
crime and social disruption, has resulted in an all-out war against individual
consciousness. From the ideas that a
society can exist only as long as its members follow its rules, and that consciousness
evolved in such a way as to break the rules, it follows that the survival of a
society would be greatly enhanced under two circumstances. First, that human consciousness can be
suppressed or obliterated, and second, that some means other than consciousness
exists for dealing with contingency.
Even if consciousness cannot be made to completely disappear, it can
nonetheless be unseated in its control over behavior. If behavioral control can be returned to the
socially conforming bicameral mind, the goal of a perfect social order would appear
to be within reach.
It is widely believed in this society that
technology can solve many of the problems resulting from unforeseen
disasters. There exists medical
technology to counter disease and injury, chemical and mechanical technology to
manipulate both the environment and the organisms that live in it,
architectural technology to enable greater population densities, and
entertainment technology to provide not only pleasure, but also the means of
keeping the voices going. Of course all
of these have their bad side effects, but drawing attention to those bad
effects are not a part of acceptable social behavior. Medical technology leads to overpopulation,
chemical technology leads to pollution.
Dense-packing of populations in cities leads to depression and despair
as consciousness, overwhelmed by media saturation and sloganism, passes into
oblivion. The pain of disappearing
consciousness is eased by the burps, squeaks, and rhythmic,
bicamerality-stimulating movements of computer games and boom-boxes, and the
shallowness of individual experience replaced by television programs. Consciousness becomes a burden, much like the
case of standing in the long, slow line -- a burden that can only be relieved
by relaxing in social conformity. When
we surround ourselves with technology, we begin to behave like machines.
If it is believed that technology can solve
all of the problems -- whether it in fact can or cannot -- all that is needed
to return to the peacefulness of bicameral society is the elimination of
individual human consciousness, and something to get the voices going. I call the method by which this is being done
the O.B.I.T. Phenomenon, named after
a machine that appeared in the 1960’s Outer Limits series in an episode
of the same name. The O.B.I.T.
phenomenon is the process by which individual consciousness is replaced by the
bicameral mind -- it is the method employed by modern society to recameralize
the conscious mind. The entire process
is directed toward the elimination of the self,
and the introspective distancing from experience that is required for
consciousness to exist.
The process works by destroying inwardness -- the capacity of
consciousness to keep its internal workings inside itself, separate from the
world of social interactions and other experiences. Inwardness is what might be called the
“privacy” of one's own mind. Inwardness
is necessary for introspective distance -- consciousness needs inwardness to
distance itself from the world of experience and social interaction, and to
develop a point of view on that world from which judgment and behavior can
proceed. The situation is analogous to
discovering the shape of the Earth -- to see that it is round, one needs to
leave the surface, go out into space and look back. Similarly, for consciousness to function, it
needs to be able to distance itself from the world. It must be able to separate the self from experience to develop a
perspective on experience. If that
inwardness can be destroyed, then consciousness itself is destroyed -- the self and the world collapse into
one. The contents of the mind become the
social environment and experience, which is precisely the mental environment in
which the bicameral mind operates.
There are three phases to the O.B.I.T.
phenomenon. The first is what Danish
philosopher Soren Kierkegaard, in his Two Ages, calls leveling -- the process by which the
content of the individual’s mind becomes public. Consciousness is able to develop a
perspective on the world because there is a certain amount of tension between
what is inside an individual’s mind, and what exists in the world. A point of view is not the world, and
consciousness must constantly adjust itself -- its perspective and its view of
the self -- in relation to
experience.
If what is inside the individual mind is
made public -- if there is no difference between what consciousness thinks and
knows, and what everyone thinks and knows -- then the tension between the
individual and experience disappears.
Experience becomes immediate -- there is no separation between the self and experience. Introspective distance and the individual
point of view collapse, and consciousness ceases to exist -- the world becomes
the mind. In Kierkegaard’s words, leveling
“nullifies the principle of contradiction”, meaning it cancels the differences
between individuals, and between individuals and the public as a whole. When there is no longer any difference
between the individual and experience, between individuals, and between each
individual and the public as a whole, then consciousness grinds to a halt. There is no inwardness -- no “private” mental
space from which consciousness can operate.
Kierkegaard identifies the most significant
aspect of this leveling process as chatter,
“the annulment of the passionate disjunction between being silent and
speaking.” Only the person who has
consciousness -- who has things within the mind that are not a part of the
public picture -- can have anything really important to say. If all a person has inside is what everyone
has inside, then there is no “inside”.
Since saying private things makes them public, “silence is inwardness”
-- the essential trait of consciousness is tto keep its inner workings to
itself. When individuals put the
contents of their minds into the public domain -- not the intellectual
contents, which generally derive their importance from public discussion, but
the matters that are most private to the individual -- what ensues is chatter,
endless talk about issues that are of no importance. Private matters lose their importance in
chatter because what is important in private is of no significance in
public. The effect of chatter is to
break down the barriers that distinguish one person from another, by endlessly
talking about private matters in public.
Chatter is seen nowhere more clearly than in
contemporary television news programs.
In past years, these programs focused upon delivering information about
events happening around the world, events of significant influence on the
structure of the world. Their purpose
was to inform, to educate, and generally to uplift the viewers by increasing
their scope of awareness.
This is no longer the case. What dominates the news media now is what one
editor called “smut” -- the “human interest” stories that dump the most private
matters of individuals into the public face.
Cameras are shoved in the faces of disaster victims, while they are
relentlessly questioned about, “How do you feel about losing your home?” What an idiotic question, and how idiotic the
mind that could conceive of asking it!
The effect of this kind of “news” is not to convey to the public any
important or useful information, but to bring forth the inner emotions of
individuals for public consumption.
Grown adults crying on national network television over missing children
or other personal problems -- why is this kind of emotional display important
to me or to anyone else? As a conscious being, of course it is not;
but this is the kind of “smut” the bicameral mind thrives upon.
Making the private matters of each
individual public affairs to be chattered about destroys the inwardness of the
individual, and destroys the distinction between individuals, making the
individual a social entity. This is
equally true for both the person “exposed” and for those who watch it. The destruction of anyone’s privacy is, to
some degree, the destruction of everyone’s privacy -- another person’s personal
matters coming into your mind as much collapses the difference between
individuals as would your private business becoming public. Chatter doesn’t
care who listens or who talks -- both are equally gratifying to the bicameral
mind.
If “human interest” stories are smut, then
the ultimate obscenity is surely the “talk show”, whose participants, with all
the grace of a street-corner flasher, bare their most private affairs for
public view. Just as the artists of
post-World War I Germany’s “dada” movement portrayed the horrors of war, the
talk shows of radio and television portray the horror to which humanity can
sink when dignity and respect for persons are traded for entertainment. There can be no rational purpose for which
the most private matters of individual’s lives are brought forth into public
view, and there can be no rational justification for the viewers’ morbid
interest in watching this material.
Indeed, it is not a rational or a conscious phenomenon, but the lack of
reason and judgment that popularizes this kind of chatter. Consciousness can provide no explanation for
why one would do this -- or why one would watch it -- because the desire to
listen and watch it comes from unconscious brain processes.
The bicameral mind thrives on chatter
because it exposes the innermost patterns of an individual’s life to public
view, gratifying bicamerality’s craving for social interconnection. Chatter turns the individual into social
pattern. It produces a feeling of
“well-ness”, not because it satisfies any need of the individual, but because
the bicameral mind is so intimately connected with emotional circuits in the
brain. People watch the chatter shows
mindlessly, as though addicted to them.
The effect of chatter is indistinguishable -- on both psychological and
physiological levels -- from the effects of drug addiction because both
stimulate the neurological pathways associated with pleasure. There is nothing in chatter for consciousness
except despair -- consciousness can exist only when its innermost workings are
hidden from view, and when the innermost working of others also remain
private. By making the private matters
of the mind public, chatter obliterates the distinction between individuals,
and destroys the introspective space in which the self finds itself different from others.
The leveling process is also at work in what
has become endless chatter about “relationships”. People spend countless hours -- and dollars
-- seeking to establish, improve, and “succeeed” in their “relationships”. The problem is that, at least as far as
consciousness is concerned, there is no such thing as a relationship --
individuals exist, and individuals relate to one another. What is essential in the relating of
individuals is the tension between what each individual keeps inside and what
is shared with others. When
individuality is traded for “relationships”, as Kierkegaard writes, “The coiled
springs of life relationships lose their resilience; the qualitative expression
of difference between opposites is no longer the law for the relation of
inwardness to each other in the relation.”
When individuality disappears and the “relationship” takes over, the
tension -- the differences between individuals -- that gives individuals
something to say and contribute vanishes.
It is the
“coiled springs of life relationships” that give relations between
individuals significance, and not the endless chatter that levels their
differences. To focus not upon the
individuals, but the “relationship” -- as though it were some kind of existing
entity -- is to deny the individuality of its members, and to obliterate the
difference between what is a part of the individual and what is shared. It is at bottom to deny what is essential to
the consciousness of the individual.
Consciousness does not always make for smooth “relationships”, because
it must always keep itself hidden from others.
Consciousness must always keep itself private, or it loses its distance
from the world around it.
“Relationships” are, on the other hand, the sole content of the bicameral
mind. Everything is a relationship to
bicamerality -- there are no individuals and nothing to keep hidden, for
everything is in the public view. To
focus one’s attention upon the “relationship”, instead of upon the individuals
that constitute it, is therefore to give up consciousness for bicamerality.
Chatter surfaces in more sophisticated ways
as what is often called “political correctness”. The point of political correctness is to act,
and ultimately to think, in ways that are not offensive to others -- in ways
that do not characterize or distinguish between individuals on the basis of
traits shared by individuals as a group.
The demand for “gender neutrality” in language is an example of
this. On the surface, this looks as
though it should be a good thing, but its effect can be the leveling of
distinctions between individuals, and groups of individuals, by denying their
uniqueness and their history.
Individuals have histories, both personal and cultural, and to deny
those histories is to deny the uniqueness of the self. To insist that one
speak in ways that do not identify the differences between individuals is to
force a mind set that denies those differences.
While it may not always be pleasant to be exposed to materials that
reveal differences between individuals, races, sexes, and so on, that
“unpleasantness” is the kind of fuel that drives conscious reflection and
action. Leveling those differences means
that consciousness loses its sense of identity, and leveling the talk about
those differences deprives consciousness of its ability to reflect upon others
and itself.
This should not be taken to mean that
stereotyping -- assigning a set of characteristics to an individual based upon
a single physical or mental attribute -- is any less of a leveling
process. Stereotyping is refusing to
acknowledge that consciousness makes a difference in the individual. It denies that there exists a uniqueness in
persons that transcends opinion and prejudice.
It cannot be inferred that because an individual has a certain physical
trait, belief, or behavior, that the individual belongs to a class in which
appearance, thought and behavior are necessarily connected to one another. Making that inference is an outright denial
of individuality, and an outright denial of consciousness in that individual. Stereotyping and “political correctness” are
really one and the same phenomenon. They
both focus upon characteristics assigned by society, as opposed to
characteristics uniquely developed within the individual.
The effect of consciousness, by relating a
unique self to experience, is to
personalize experience. Even though, on
the surface, one may share the same experience as another, what consciousness
perceives will be unique to each individual -- the same outward experience will
have very different inward meaning. The
result of leveling is to depersonalize experience -- to eliminate the
uniqueness and the inwardness, so that experiences are the same for
everyone. The trend of describing
personal experiences in terms of “processes” or other mechanical, impersonal
terms is an example of this depersonalization.
One does not suffer pain and misery over the death of a friend or
relative -- one “goes through the grieving process.” This kind of chatter insults the very real
pain and uncertainty suffered by consciousness, and substitutes for it public
chatter. “They are just going through
the grieving process” denies that there is any real, personal pain being
suffered -- that there is anything special about what has happened. To those suffering it is very real, and it is
very special -- until they are “helped” to see that it is just a “grieving
process.” In other words, until they “learn” to substitute public chatter for
private experience -- until they surrender the tension of consciousness for the
“peacefulness” of bicamerality.
It is this kind of depersonalization that
the bicameral mind needs to generate a behavioral “fit” to social
patterns. Only when there is no
individual mental content -- when every aspect of the individual is public --
can the bicameral mind proceed to orient individual behavior to social
pattern. As long as consciousness
exists, there will always be something hidden -- hidden beliefs, hidden
motivations, hidden thoughts -- which disrupt the bicameral mind’s control over
behavior, and cannot be tolerated in a bicameral society. Consciousness necessarily introduces tension
in a society, because it necessarily contains tensions of its own -- tensions
between what is observed and what is believed, between the self and others --
which are not accessible to the general public.
Leveling eliminates those inner contents, and eliminates the tension
between individual and public by eliminating what is essential to the
individual -- consciousness.
Leveling -- the depersonalization of
experience -- is the first step in the destruction of individual
consciousness. The second step is to
replace what is inside consciousness with public material -- to replace the
personal contents of consciousness with public content. What is held in the consciousness of the
individual -- necessarily different from, and hidden from, the public -- must
be replaced with something that is held in common by the general public. Chatter puts the contents of each person’s
mind into everyone else’s mind, but that is not enough.
To activate the bicameral mind, the “public
content” must be a pattern of thought that can be analyzed by the right brain,
and reinforced by the voices. As
Kierkegaard writes in Two Ages, “For leveling really to take place, a
phantom must first be raised, the spirit of leveling, a monstrous abstraction,
an all-encompassing something that is nothing, a mirage -- and this phantom is
the public.” For leveling to succeed in displacing
consciousness, there must be a mental content -- information devoid of
significance or personal impact, incapable of individuation -- ready to move in
and replace consciousness. This content
is provided by social indoctrination, the process by which “the I becomes we”,
and its content must be purely social pattern.
It cannot have any intellectual significance, for if it did, it would
stimulate the reflective capacity of consciousness -- consciousness would insist upon thinking
about it, and thereby obstruct the bicameral mind’s control. This information must be in a form that is
not readily accessible to consciousness.
Ideally, it should exist only as a social behavior pattern, but most
importantly it must not exist as written documents, which stimulate sequential
analysis by the left brain. In this
culture, the most common form of social indoctrination is what has come to be
called morality.
Morals are codes or standards of conduct --
statements of what is desirable and undesirable, and visions of abstract goals
or ideas. Morals, in which are included
for the sake of convenience similar ideas such as “values” and “ideals”,
characterize the society that holds them.
They define what is expected of its members, and the general direction
in which the society develops. They are
guidelines for behavior, but also guidelines for thought, creativity, and
expression.
Laws, too, are codes of conduct, but differ
from morality in several very important respects. Laws are externalized control mechanisms --
they are enforced by one person or entity upon another. They are explicit -- they are stated in very precise
terms, usually in writing, and displayed for all to see. Laws are subject to scrutiny and review --
they are enacted by explicitly defined and hopefully rational deliberative
processes, and they are enforced according to specific guidelines. Most importantly, laws are subject to review
by criminal courts, which judge an individual’s guilt or innocence, and
constitutional courts, which judge the desirability of the laws
themselves. Finally, laws usually have
well defined and explicitly stated punishments for their violation.
Morals are unlike laws in every
respect. They are internalized control
mechanisms. Except in cases where morals
are turned into laws -- which quite commonly are overturned as unconstitutional
or otherwise undesirable -- there is no one who specifically enforces
them. The success of morality as a
control mechanism depends entirely upon individuals enforcing it upon
themselves. Again, unless morals are
turned into laws, they are never explicit, and they are never written down as
such. They are transmitted socially,
through social interactions, oral stories, oral reprimands, written fables, and
so forth. Morals are not subject to
review -- it is not possible to clearly state a vision or ideal in the first
place, much less bring it before a public court to be analyzed and judged. There is no criminal punishment for violation
of a moral -- the punishment is either inflicted upon the individuals by
themselves, or upon the individual by society as social ostracism.
These differences between morals and laws
are extremely important, for they demonstrate the difference between conscious
and bicameral control mechanisms.
Morals, not being explicitly stated, are not directly apprehended by
consciousness. Instead, they exist as
patterns in social behavior and thought.
They are not accessible to, and therefore never really scrutinized by,
the conscious mind. They are recognized
by the bicameral mind as patterns necessary for the preservation of social
order. Taboos, for example, are never
really examined logically. One cannot
say why wearing clothes of the opposite sex is “bad” or “wrong”. Under conscious analysis, there is no logical
reason why it should be “bad”, and indeed, in many cultures, it is not regarded
as “bad”. The reason these things are regarded as bad is that they violate
social morals -- invisible patterns of social conduct perceived by the right
brain and enforced unconsciously, and never really brought under the scrutiny
of conscious reflection. It is simply
understood that “you just don’t do” these things, without any reasons ever
being given why, nor it ever being explicitly stated. There are no “morality police” to arrest, and
no “morality courts” to judge, for doing any of those things. One’s “punishment” is that one is made to
feel disgusting, and one is regarded with disgust by other members of the
culture.
The point about punishment is perhaps the
most important difference between laws and morals. The enforcement of laws is based upon
punishment -- that something unpleasant will be done if one violates them. There must be some sense of self -- some feeling that I am being hurt -- in order for
punishment to work, and in order for fear of punishment to exist in the first
place. While it may be thought that some laws are just and appropriate, and one
obeys them because they seem like good ideas, other laws appear ridiculous, and
are obeyed only because of the fear that some harm will be sustained to the self if they are not obeyed. The bicameral mind, having no sense of self, has no basis on which to fear
punishment, and no basis upon which punishment can be effective. There is no understanding in the bicameral
mind that punishment is being done to me,
because there is no me that can be
harmed by it. The only form of
“punishment” the bicameral mind can comprehend is social ostracism -- being
cast out by the society. Socrates,
himself a member of a bicameral society (at least according to Jaynes), was
given the option of either banishment from
Morals are often turned into laws, because
violation of morals does pose a serious threat to social order -- at least to
social order founded upon conformity and pattern. The view that morality should be legislated
is paternalism -- that government
should treat its citizens as parents treat their children. This not only denies the political
sovereignty of the individual, but the mental sovereignty of
consciousness. Paternalism is an
important step in the elimination of individual consciousness because it
appeals to the unconscious bicameral mind and not to intellectual thought. These laws very often appear as condemnations
of specific groups of individuals -- homosexuals, marijuana smokers, fortune
tellers. The reasons given for them are
always absurd and idiotic, and are usually sloganized -- “saving the children”,
“promoting the family”, “insuring the American dream.” Only a mind that has completely lost the
capacity for intellectual analysis could find any justification in this kind of
explanation, and the bicameral mind is precisely that kind of mind. The bicameral mind is not a mind in the sense
understood by consciousness. It is very
much a machine, like a computer, that requires rules -- in the form of social
patterns -- in order to function.
Consciousness plays no part in understanding this kind of control. Morality and paternalism are the social
manifestations of unconscious mental activity.
The most obvious aspect of morality’s appeal
to the unconscious mind lies in its orientation toward sexual and reproductive
behavior, to the point of irrational obsession.
One would think that if people had evolved without sexual organs, this
culture would have no sense of morality at all.
Sigmund Freud theorized that it is the repression of sexual behavior
that ultimately makes human civilization possible, and the bicameral mind
theory support this idea. Sexual and
reproductive behaviors are very closely tied into the old brain -- those parts
of the brain whose behavior patterns are, for the most part, biologically
evolved and neurologically controlled.
These parts of the brain are closely interconnected with the
neurological mechanisms of the bicameral mind.
Morality’s incessant chatter about sexual conduct fuels the energy of
the bicameral mind, further stimulates the “voices”, further pushing individual
initiative and opinion into the background.
Morals are generally not presented as
direct, logical and intellectual statements.
More often than not, if presented at all, they are in the form of
slogans, simple stories or trite sayings -- “Just say no” and the Ten
Commandments’ series of “Thou shalt nots” are examples. As is the case with other slogans, when they
are repeated over and over, they “drive the electrical activity of the brain”,
as Jaynes says, reinforcing neurological control mechanisms over conscious
ones. They become the voices in the
head, and so much more so if they are never subjected to intellectual
analysis. Facts do not become voices,
only repetitive slogans do.
As an example, U. S. Secretary of Health,
Education and Welfare Shalala, in a speech discussing drug use, stated: “People are getting mixed messages about drug
use... the push for the medical use of marijuana in California suggests that it
might be safe... we have to get the message across that it’s illegal and
wrong.” Never mind the facts, ma’am,
just get the voices going. An
intelligent discussion of the topic -- whether the use of marijuana is
medically advantageous or not -- is precisely what is not wanted, for
intellectual analysis stimulates the left brain and feeds consciousness. Intellectual analysis and argument create
the possibility that individuals might decide the issue for themselves, rather
than blindly following authority. The
position articulated above is one of social conformity -- of getting the voices
going and keeping them going -- for the sake of social conformity and not for
the sake of the sick and the suffering.
What the bicameral mind needs to control behavior is a moral conviction
that a behavior is wrong -- one that is absolute and not subject to rational
evaluation, and one that can be presented in slogans such as: “It is wrong for
the children”. Those who have an
interest in enforcing social conformity prefer that thought and behavior be
controlled by the bicameral mind, not by individual consciousness.
This example also illustrates the point of
introducing morality in the first place -- to serve as a substitute for the
conscious control of behavior. When
behavior is governed by slogans -- “Just say no” -- this is a sign that a
publicly held behavior pattern is being substituted for individual
judgment. An even better indicator is if
the slogan requires a suspension of the critical faculties of the conscious
mind, as in the above example. This
emphasis on morality and de-emphasis on critical thought and review indicates
that pressure is being exerted to replace conscious behavior with bicameral
behavior. Instead of individuals
considering whether something is right or wrong on the basis of their own
experience, it is considered right or wrong on the basis of whether it fits the
social pattern.
This kind of behavioral control -- by
morals, and by the bicameral mind -- depends upon shared values, visions and
goals. There are, of course, no such
things as “shared values”. It is a
phantom, a pattern in public thought that serves to synchronize the thoughts
and behaviors of individuals. It has no
meaning other than that. Consider
“family values”, for example. There are
no such things as “values” that are held in common by all families, much less
by all individuals. In fact, the
majority of “families” are single persons, child-free partners and
single-parent households, not the two-parent multi-child living arrangements to
which these “values” supposedly apply.
The slogan has come to mean something
where it really means nothing: a
never-quite-articulated set of behaviors and beliefs that defines a certain
kind of society, a society that does not exist.
The slogan is a psychological cue that activates the bicameral mind and
suppresses consciousness.
Leveling, media saturation, sloganism,
emphasis on morality and conformity as opposed to individual judgment and
critical evaluation -- all point to the replacement of individual consciousness
by socially transmitted patterns of behavior, appealing to the right brain and
getting the voices in the head going.
This is not the first time in recent human history this series of events
has occurred. The absurdity of Hitler’s
“Aryan” philosophy went unnoticed, even to the German intellectuals of the
time, in the sloganism and carefully engineered social programming that made it
the cornerstone of German thought. Even
Heidegger, the great existentialist philosopher, succumbed to the patterns and
pressures of Hitler’s media campaign.
Nazi Germany exemplifies what happens when a culture reverts from
consciousness to bicamerality: the passion for orderliness, the fierce
intolerance and brutality, and finally the tragic end for all involved when
evolution and contingency intervene. Is
contemporary society to follow the same path?
Under the banners of “Just say no” and “family values," is
consciousness to be traded for the “comforts” of social order and technology,
for brutality toward those who do not conform, and for the inevitable tragedy
before which all previous bicameral cultures have fallen?
In order for this to happen, there is one
more requirement that must be fulfilled -- the active suppression of human
consciousness itself. The bicameral mind
cannot tolerate individuality. It can only tolerate “individuals” in the sense
that they are elements of a social framework.
Independent thought and action are anathema to bicamerality, and are
intolerable and impossible in a culture sustained by social pattern. Leveling and social indoctrination create
strong pressures and reinforcements for the bicameral mind to assume control of
behavior. In modern society, there is
every mechanism necessary to stimulate the neurological activity of the right
brain, and to provide the patterns necessary for the bicameral mind to assume
control of behavior. What remains to be
done is the suppression of individual consciousness in those who already have
it, and the prevention of its emergence in those who do not.
It is, of course, impossible to enter one’s
psyche and forcibly remove a part of it.
If consciousness were a part of the brain, that would indeed be
possible. As already mentioned,
consciousness is not a property of any specific part of the brain. Consciousness is -- or at least the physical
component of consciousness is -- a property of the brain as a whole and not of
some individual part of it. So surgery
is out: consciousness cannot be destroyed surgically without destroying the
brain, which would also destroy the bicameral mind. What can be done, however, is to destroy the
conditions under which consciousness can exist, and to make consciousness so
unpleasant that when it appears, its suppression becomes automatic. One listens to the voices because the
alternatives are utterly intolerable.
To function, consciousness requires an
introspective space of its own, a separation from the world around it from
which to abstract and contemplate experience.
That mental space is “privacy” -- the opportunity to be alone to think,
to introspect, and to behave in ways that are not open to the scrutiny of
others. Privacy is a respite from the
forces that generate and promote the voices in the head. It is a sort of private laboratory and
playground in which consciousness can assert itself in thought and behavior
without the knowledge or criticism of others.
Destroy privacy, then, and one strikes a
very serious blow at one of the most essential requirements for consciousness
to develop and maintain itself. Chatter
is one means of doing this. By
constantly bombarding the mind with idiotic babble of no importance whatsoever,
chatter tries to close the distance between the self and the world. When introspective distance collapses,
experience and self become one and
the same -- the world becomes the mind.
If consciousness is constantly bombarded with information from the
environment -- socially patterned information -- and cannot separate itself
from that environment, the result is that consciousness cannot introspect and
loses control over behavior.
Consciousness withers away, and its place is taken by the “socially
correct” bicameral mind.
One factor in this destruction of privacy is
the pervasiveness of noise in modern culture.
Sound is special in the sense that one cannot turn off one’s hearing --
one can close one's eyes or hold one's nose, but the ears are always on. As a result, sound takes on a special
priority in the brain’s information processing scheme by directly “driving the
electrical activity of the brain”, thereby stimulating the neurological
pathways through which the bicameral mind asserts itself. More importantly, as Jaynes notes, sound has
a special kind of authority in the mind.
The hearing of, and obedience to, commands requires that listeners --
for a brief moment in time -- suspend their own personal identity and “become”
the speaker, issuing the command to themselves.
Jaynes calls this the moment of “dawdling identity” -- it is a moment in
time when individuality is compromised by social interaction. Since this occurs as the result of a
neurological pathway, it is reasonable to assume that other kinds of sounds, in
addition to spoken commands, can stimulate the neurological structures that
invoke bicamerality and suppress the effects of consciousness. Noise therefore favors the bicameral mind
over consciousness.
Noise is universally present in urbanized
society. The incessant and inescapable
thumping of stereos and boomboxes, the pounding of construction equipment,
people singing and whistling without regard for the privacy of others. Radios and televisions are left on, cranked
up at full blast, when no one is listening.
Why? Because the noise itself --
not what it is about, but what it is
-- drives the neurological pathways in the bbrain like an addictive drug. None of this can be turned off -- one cannot
close one’s ears and walk away.
Supermarkets and shopping malls do not play music for your
enjoyment. They play it because music
stimulates the bicameral pathways that get the voices going, voices that say
“Buy me!”, voices carefully nurtured by slogans and repetition in the mass
media. Noise invades privacy, and along
with it collapses the mental space required by consciousness to exercise its
evaluative and introspective activities.
Noise has an immediacy that cannot be avoided, and that immediacy directly
assaults the self and its separation
from others. To the conscious mind,
noise is threatening and infuriating; to the bicameral mind, it is manna.
Noise is closely related to the touching
behavior seen commonly in social insects and other animals. Along with the rhythmic nature of noise
stimulating the right brain directly, touching is a form of communication,
tying together members of the society.
This communication is unconscious.
The possible value of members of a group bumping up against one another,
either physically or by proxy through noise or other means, is utterly lost to
consciousness. It is, however, a
powerful stimulant to the bicameral mind, activating neurological pathways that
communicate and control social behavior.
The most serious assault on individual
consciousness comes from technology, and its ability to obliterate the private
space in which one’s thoughts and behaviors are kept from public view. “Invasion of privacy” is really destruction
of privacy, and consequently destruction
of consciousness. Privacy-destroying
technologies prevent consciousness from thinking and behaving in ways different
from existing social patterns. They
remove even the opportunity for consciousness to do so, thereby destroying the
mental space between the self and the group, and opening the way for bicameral
behavior control. Like noise and chatter, privacy destruction pushes the
individual out of the picture, and substitutes social pattern and robot-like
control.
In the early 1960’s, the Outer Limits
television science-fiction series ran a program called “O.B.I.T.”, named after
the machine featured therein. At that
time, the most privacy-invading technology available was the lie detector. The lie detector was beginning to see use not
only in criminal investigations but in private businesses, educational
institutions, and other organizations bent on knowing the inner thoughts of
those over whom they held authority. The
O.B.I.T. machine -- the “Outer Band Individuated Teletracer” -- was the logical
extension of the lie detector into the science fiction realm. It was a device that could read people’s
thoughts without their knowing, through walls, “limited to within 500 miles,
but we’re working to extend that.” The
existence of O.B.I.T. is revealed during the investigation of the murder of a
security officer who was operating the machine at the time of his death. While there were those who thought, at the
time of its installation, that “the machine is highly successful in eliminating
undesirable elements”, after its installation divorces, alcoholism, suicides
and nervous breakdowns at the facility increased sharply.
Put on the witness stand, the military
officer responsible for its implementation breaks down:
“Its awful, awful... I feel responsible, I should have spoken
out... I was (in favor of O.B.I.T.) at first, but I was wrong. It’s the most hideous creation ever
conceived. No one can laugh or joke; it
watches, saps the very spirit. And the
worst thing of all is, I watch it. I
can’t not look. It’s like a drug, a
horrible drug. You can’t resist it, it’s
an addiction.”
The O.B.I.T. machine destroys privacy -- it
destroys even the possibility of privacy.
It brings one's thoughts and actions out into the open, to be chattered
about, to be judged and reviewed by others.
The bicameral mind thrives under these conditions, but consciousness
cannot function or survive in such an environment. Consciousness fights back in the only way it
can -- destructively. It turns against
itself and against others. Consciousness
has survival strategies, too -- strategies generally incompatible with social
order. One cannot laugh or joke because
consciousness, and its introspective space, must be intact to see and
appreciate humor. One can only laugh if
one can separate one’s self from the
experience itself, and the destruction of privacy in physical space collapses
the possibility of privacy in mental space.
The most interesting thing about the
officer’s speech is the comparison of O.B.I.T. to drug addiction -- it is
something one cannot help one’s self from doing, once it starts. This is interesting because the bicameral
mind, being a purely neurological entity, works through many of the same
neurological pathways that are activated by addictive drugs. The force of the bicameral voices -- and
their modern emotional substitutes -- is, at the neurological level, identical
with the effects of an addictive drug.
Like those who are “addicted” to talk shows, once the neurological
pathways of bicamerality are activated, they become irresistible forces
controlling the mind. Privacy-destroying
technologies are the “drug paraphernalia” of the bicameral mind.
This would all be moot if O.B.I.T. were
merely science fiction, but in fact O.B.I.T. technology has manifested itself
within modern society in several ways.
It is being applied with a determination and pervasiveness that
threatens the existence of consciousness itself. The most obvious manifestation is the lie
detector, but its use is limited by the fact that one knows when it is being
applied, and there are fairly simple meditative techniques for defeating
it. More dangerous to privacy and
therefore to consciousness is the increasingly widespread use of electronic
surveillance technology. One can buy,
through mail order, devices for phone tapping, long-distance voice and visual
monitoring, radio transmitters with hidden microphones or video cameras; this
list goes on and on. The list does not
include technologies available to the “intelligence community” that, according
to the O.B.I.T. officer, “must of necessity employ many secret devices.” This technology is increasingly being applied
to the monitoring of individuals in every aspect of their lives. Businesses and education, as well as
government agencies use this technology to monitor not only the activities of
their employees and others while at work, but also away from the
workplace. It is now not uncommon to
find businesses installing such equipment in rest rooms. The effect of this technology is to eliminate
any sense of privacy, any sense of personal dignity, any sense of personal
security, and ultimately any sense of mental isolation from the prying eyes of
society -- a condition in which consciousness cannot survive, and bicamerality
flourishes.
The most dangerous O.B.I.T. technology to invade society is the
increasingly widespread use of drug testing.
Drug testing does not simply test for whether a person is using drugs or
not. It tests for what one does in one’s
private behavior, whether or not it has effects upon what one does at other
times. It allows society to monitor an
individual’s behavior at all times. It
is O.B.I.T. technology at its worst, for it brings forth into the public view
what is done in absolute privacy, without regard for whether that behavior has
any consequences for the public as a whole.
It is a tool for enforcing social conformity, a touchstone for
membership and esteem. It is the “most
hideous creation ever conceived,” because its aim is to destroy even the
possibility of privacy, and to drive consciousness out and socially conforming
bicamerality in.
Drug testing is not used, for the most part,
to detect crime -- it is used to demonstrate individual conformity to social
standards. The current proposal to test all teen-agers before issuing a drivers
license not only shows how far the bicameral mind has pushed its way into
public policy, but it shows its inherent cowardliness. The bicameral mind does not have the courage
to meet consciousness on its own terms, but must strike at those least able to
defend themselves against it. This is
cowardice at its lowest, but cowardice is something that can only be
comprehended by a conscious mind. To the
bicameral mind, this is simply a logical step to maintain the patterns of social
behavior.
Not only does drug testing attack the
privacy required by consciousness for its survival, but, as will be seen in the
next chapter, drugs -- of certain specific kinds -- have an important role to
play in the evolution and appearance of human consciousness. In attempting to obliterate exposure to
certain kinds of drugs and drug-like substances, drug testing strikes at the
heart of what makes consciousness possible in the first place. This, of course, is not bad news to the
bicameral mind at all. The elimination
of consciousness from a society is exactly what must be achieved for the
“peacefulness” of bicamerality and social order to return.
“People who have nothing to hide, have
nothing to fear from O.B.I.T.,” or so the advocate of the system claims. This is a claim that is heard all too often
in contemporary culture as well.
Consciousness always has something to hide -- the self is only a self as
long as it remains hidden. Once made
public it is no longer a self, and
consciousness is no longer possible. It
makes no difference whether one has done anything “wrong” or not. Consciousness is only consciousness as long
as it remains hidden from public view, and individuals are only individuals as
long as their private affairs remain private.
In spite of the technologies used against
it, consciousness can and does continue to arise in the modern world. As will be shown later, consciousness can
arise spontaneously within
individuals, even under the most oppressive conditions. Society has an answer for that problem,
too. As noted above, consciousness has
its own survival strategies against privacy destruction. Those strategies often involve thoughts and
behaviors that turn the individual against society. Behaviorally, this can mean drug or alcohol
abuse, violent behavior, or even suicide.
More often, consciousness reacts to threats against it with feelings of
depression. Despite the social chatter
about its biological causes, depression is what happens when consciousness and
individuality come under attack from the bicameral mind and the social
pressures that drive it. To the
bicameral mind, chatter and noise are tranquilizers; to the conscious mind,
they are destructive forces that bring on anguish and despair. Depression is “biological” only in the sense
that neurological mechanisms in the brain can go to war against consciousness.
Depression arising from spontaneously
appearing human consciousness is a serious social problem, not only because it
signals the existence of individuality and the failure of bicamerality, but
because it interferes with the individual assuming a “proper role” in the
social order. That interference takes
the form of not only mental anguish, but psychosomatic illness, reduced job
performance, and even destructive behavior.
The solution to the “problem” of depression is “therapy”, the goal of
which is to make the individual a “productive member of society” -- in other
words, to destroy individual consciousness and replace it with the bicameral
mind. Depressed individuals are put into
chatter groups that function to expose the inner working of the mind to public
view. What is stressed is the
development of “interpersonal skills” -- in other words, the individual is
indoctrinated with “relationship” chatter, and taught to see himself or herself
as a member of society, and not as an individual. When “therapy” fails, “medications” that
suppress the brain mechanisms supporting consciousness are used. It is most interesting -- and also revealing
-- that many of these “medications” are chemmically related to, if not identical
with, the same drugs used to suppress the “hallucinations” brought on by
psychoactive drugs. As will be shown in
the next chapter, these psychoactive drugs are in many cases the same ones that
play an important role in the development of consciousness itself. What this all means is that in the name of
making people “feel better” and making them “productive members of society”,
their minds and brains are tampered with to destroy individuality and consciousness.
Hand-in-hand with depression goes the idea
of self-deprecation -- that whenever something goes wrong, it is because of me that it goes wrong. When others do things that result in pain or
suffering for the individual, it has become fashionable for the individual to
ask, “What have I done to make others behave this way?” Blaming one’s self for the actions of others
has become “politically correct.” This
assaults consciousness in two ways.
First, it denies that individuals make choices on their own -- something
consciousness does, and bicamerality does not.
Assuming that a boss, family member, or someone else does things because
of what you do, denies that person the freedom to choose his or her own behavior,
and denies that person the responsibility and the consequences of choosing to
behave in one way or another. It reduces
both yourself and the other person to a “relationship” -- something the
bicameral mind likes to see -- and denies individuality and freedom of
choice.
The second thing self-deprecation chatter
does is to teach you to hate yourself -- to despise that part of yourself that
chooses independently of its relationship to others. Learning to blame and hate yourself and your
individuality strongly reinforces the bicameral mind. Loathing one’s self is an excellent way to
push the self out of the picture. The
“cure” for this self-loathing is “counseling” -- to develop “interpersonal
skills” that enable to you “successfully interact with others.” In other words, to give up what you are, and to accept existence as an
ant-like member of society, not as an individual. When you blame yourself for what others do,
you deny not only your own self, but
the self of others as well.
In modern culture, the self-deprecation
theme has descended to an even lower level, in the form of the idea that
individuals should not have the means for protecting themselves against
physical attack. It is a basic principle
of survival that individuals are ultimately responsible for their own well
being. Denying individuals the ability
to protect themselves against others not only attacks consciousness and
individuation, but strengthens one’s dependence upon others at the most basic
level of survival. The judge who let the
rapist go free because the victim wore suggestive clothing is only slightly
less self-deprecating than laws prohibiting individuals from having the means
to defend themselves. Rather than
defending themselves against attack, society considers it “acceptable” that
people be attacked, and receive “counseling” for their injuries. A successful self-defense is an individuating
event; a victimization is not only self-deprecating, but gives society the
opportunity to rub salt in the wound with its chatter and leveling, at a time
when the individual is most vulnerable.
But the story of O.B.I.T. is not yet
finished. The climax of the movie comes
when a scientist, driven to a nervous breakdown by the machine, turns the
machine against the man responsible for its operation. To the horror of all present the machine
reveals that the man is a hideous space-alien.
The alien’s speech may be the most revealing -- and perhaps prophetic --
commentary on the use of surveillance technology in this culture:
The machines are everywhere!
You’ll make a great show of smashing a few of them, but for every one
you destroy, hundreds will be built. And
they’ll demoralize you, break your spirits, create such rifts and tensions in
your society that no one will be able to repair them. Oh you’re a savage, despairing planet, and
when we come here to live, you friendless, demoralized flotsam will fall
without even a single shot being fired.
You demand, insist on knowing every private thought and hunger of
everyone, your families, your neighbors -- everyone but yourselves.
In the name of security, in the same of
safety, in the name of “saving the children”, technologies have been introduced
and propagated which threaten to destroy the very essence of
individuality. They threaten to destroy
consciousness and replace it with something far more alien than any space
visitor could be -- a remnant of humanity's pre-conscious past that survives on
order and conformity, and shuns the thought and expression of
individuality. O.B.I.T. technologies
create distrust, destroy privacy, and drive humanity backward in the evolution
of the mind, no matter in what form they manifest themselves. It is not being suggested that drug testing
was created by space-aliens. It is being
argued that drug testing, its related O.B.I.T. technologies, and its related
social practices of leveling and social indoctrination are propagated by
unconscious motivations and rationalized to consciousness in absurd ways, by a
part of the mind that threatens to undo all that evolution and consciousness
have produced. This part of the mind is
an entity more alien to modern humanity than the weirdest science-fiction
creation. It speaks in god-like voices
and obeys without reflection, destroys all that do not conform to its designs,
and has been brought to a tragic and bloody end every time it has appeared in
human culture. The O.B.I.T. phenomenon
is a design of the bicameral mind, and the degree to which it has permeated our
culture, in one form or another, is cause for the most serious and urgent
alarm. O.B.I.T. is also the abbreviation
for “obituary”, and the use of O.B.I.T. technology in this culture will be the
obituary of humanity as conscious beings, if it is not brought to an end.
Thinking
in a Different Direction
Having sounded the alarm, recall that this
whole sorry situation was precipitated by believing an assumption -- that
consciousness is a socially created phenomenon.
When materialism is added to social- ontology, we arrive at the view
that “Man is a social animal.” Once we embark on that path, we find ourselves
moving not the direction of understanding portal experience, but in the
direction of reducing behavior to that of other social animals such as ants and
termites. We lose the fundamental greatness of humanity, and descend into a
culture of malaise, depression, violence and destruction. Knowing where these
assumptions lead, and that neither of them will do us any good in understanding
portal experience, we are compelled to discard them and find a different
starting point.
The purpose of presenting critiques of
materialism and social- ontology, and what they do in a society where they are
believed, is not so much to analyze the assumptions themselves as it is to
bring them out of their hiding place in the unconscious mind. Much of what people believe about themselves
and the world around them grows out of ideas and beliefs that never really make
it into conscious awareness, until someone calls attention to them. You probably believe, for example, that time
is linear -- that it moves in one direction.
Why? Did you ever stop and think
about why you believe this? Other
cultures do not: many forms of pagan belief teach that time is circular, and
that things happen in cycles, not from beginning to end. Ask yourself why you believe many of the
things you do, and you will find that there is no readily apparent reason
why. They are things that just slipped
into the mind, and into the way you think, without you ever having really
thought about them.
Once these ideas are made conscious,
individuals can choose whether they wish to continue to believe them and to
follow the course in which they are driving society, or to reject them and
choose another path. While the
unconscious bicameral mind exerts a strong influence over the activities of
individuals and their society, it is able to do so only so long as it remains
unconscious. Once its activities are
brought into conscious awareness, we can choose to suppress the
recameralization process, and live in a different way than what is dictated by
unconscious control -- assuming, of course, that we do this before
recameralization completely destroys consciousness. There is still consciousness in this culture,
though it is increasingly coming under attack.
If there were no consciousness, you would not be reading this book --
reading is one activity that is characteristic of consciousness, and the fact
that people read this and other books means that all is not lost.
To undermine the bicameral mind, its
unconscious control over behavior, and the direction in which it is moving
human culture, the first step is to expose it for what it is. The next step, with which we now proceed, is
to propose alternatives to “Man is a social animal”, and the psychological and
cultural consequences that go along with it.
Showing that there are alternatives means that there are choices to be
made, and other possible ways the world can be.
The present does not have to be as it is, not as long as there are
conscious minds that can change it.
The theory developed in this book denies
both popular assumptions -- materialism and social-ontology -- because they do
not lead to a useful explanation of the phenomena the theory is developed to
explain, and because they lead to consequences that are for humanity
disastrous. It would be ridiculous to
assume that intersection, as described by Stace, is what he says it is, and
that materialism is true. Intersection
denies materialism, and a theory that takes intersection seriously cannot take
materialism seriously. Similarly,
intersection and its related phenomena are individual experiences -- they do
not happen to a group, but to individuals, and they are a function of
individual consciousness.
There are only three arguments for denying
intersection -- and therefore portal experience -- as a basic type of
experience: that it is inconsistent with materialism; that it cannot generate
any significant mental content; and that it cannot be scientifically verified. Having taken intersection and portal
experience as basic -- regarding them not as explanations but as the things to
be explained -- renders the first objection moot. If we are trying to explain intersection,
which requires a non-spatiotemporal reality, we cannot logically assume that
non-spatiotemporal realities do not exist.
We must reject materialism as unscientific and illogical, when it
requires that we reject the existence of the very thing we set out to explain.
The second objection is really the mind-body
causation problem in a different guise.
How is it possible, so the objection goes, for a being with a physical
body to experience a non-physical reality?
Of course the intersection theory says the two states of reality never
really mix, but only touch at the moment of intersection. The question then becomes, how is it possible
for information to flow between the two states of reality, if non-physical
things cannot cause physical things? How
could a human consciousness, connected with a human body, ever perceive non-physical
reality at all?
The short answer to this problem is that
while consciousness is a part of this spatio-temporal universe, it is also
deeply connected with the spiritual -- with those things that lie outside the
world of time and space. As will be explained in a later chapter, consciousness
acts like a channel between physical and non-physical existence, because
consciousness itself is partly physical and non-physical. The means by which consciousness carries out
this function involves the activity of what physicists call a dynamical system, about which more will
be said later.
As to the third argument -- that
intersection and its related phenomena and experiences cannot be scientifically
verified -- this “objection” is only a subterfuge. The Big Bang is not scientifically
verifiable, either. It happened only
once, there was no one to witness it, and it cannot be duplicated in a
laboratory. Yet the Big Bang is
believed, on the strength of the circumstantial evidence for it, and on the
strength of its explanatory power as a theory.
The same could be said of the theory of evolution -- more specifically,
neo-darwinism: there is no “evidence” for it in the sense that there is some
object or experiment that shows it is true.
There are only skulls, bones, birds in trees, statistical observations
and the biochemistry of DNA -- and the inferences of individuals who saw a
larger meaning in those things.
Theories like the Big Bang and evolution are
not instances of general laws that can be tested. One can do a simple experiment to show that
the law “f=ma” is true and “f=m/a” is not.
There is no such experiment that can test the Big Bang. There are, however, experiments whose results
are consistent with the Big Bang -- the experiments would not come out the way
they do unless the Big Bang, or something like it, were true. Theories like the Big Bang and evolution are inferences to best explanations -- they
are logical stories that fit related phenomena and observations together into a
much larger picture. They are testable
only in the sense that observations either fit the picture or they do not. These theories make general predictions as to
how certain kinds of experiments should come out, though the experiments themselves
do not directly prove the theory. The
“evidence” for theories like the Big Bang and evolution is therefore
circumstantial. Observations tend to
support or deny the theory, but they do not directly prove or disprove it,
because the theory is an explanation and not a cause or an effect. The evidence is also highly inferential. A particular observation counts as evidence
only because someone can devise an argument as to why it is evidence -- it does
not stand on its own.
The Intersection Theory also has
circumstantial evidence to support it -- the reports of those who have
experienced it, and the changes it has made both in individuals and throughout
human history. It is a powerful
explanatory basis for understanding the phenomena described in Chapter
One. If credibility is given to portal
experiences -- and there is no reason not to do so unless one has assumed
something that denies it -- then portal experiences constitute the same kinds
of circumstantial evidence for intersection and for the reality of
non-spatio-temporal existence, that experiments in physics constitute for the
Big Bang, and that paleontology constitutes for evolution. As Stace wrote, “There are two orders...” or
perhaps more, and this constitutes an underlying assumption of the theory. The justifications for assuming that
intersection exists are that portal experiences provide circumstantial evidence
for it, there is no real evidence against it, and it is a powerful explanatory
tool for understanding an important and significant aspect of human experience. And, as we shall see, taking portal
experiences seriously can profoundly affect the way individuals see themselves,
and in turn affect the kind of world we live in.
The real objection to the intersection
theory and its related phenomena is that they are inconsistent with existing
socially accepted beliefs, and are therefore individuating and disruptive of
social unity. Intersection offends the
bicameral mind -- it introduces something into the picture of reality that does
not fit social pattern. Those who have
talked with God, have seen a UFO, have seen a ghost, experienced mystic union
or been healed by Christ are somehow different from everyone else. They do not fit the pattern of the group,
they are a threat to the group, they are outcasts and must be shunned for the
good of the group. A social order is
dependent upon the cohesiveness of its members, and those things that tend to
individuate its members cannot be tolerated.
Or so the bicameral mind would say.
If the social-ontological assumption is to
be denied, and we are going to look for an alternative to recameralization,
then this argument has no merit. That
something is believed by a group is no reason for individuals to accept or
reject it. It is better to face the
consequences of accepting one’s own individual experiences as real, than it is
to accept someone else’s dogma as reality.
It is better to face those consequences because individuals are products
of processes that endowed them with the ability to have these kinds of
experiences, and did so because they are essential to human existence and
survival. Evolution may have produced
social behavior, but with the appearance of consciousness evolution moved
beyond society. If social order is
incompatible with consciousness, then it is incompatible with evolution, and
with the laws of physics and biology that drive evolution forward.
While there are forces within the present
culture that are moving toward the suppression and disruption of consciousness,
there are two rays of hope still shining.
First, human consciousness can always change its direction. Once we have exposed the bicameral mind and
its activities, we can reject the leveling and social indoctrination processes,
and we can certainly resist, refuse, and where necessary destroy invasive technologies. Second, and most important, human
consciousness can arise spontaneously,
no matter how oppressive its environment.
This is the futility inherent in trying to establish a bicameral
society. Social order represents a direction that evolution abandoned with the
development of individual consciousness.
Living under conditions of rigid social order is running evolution
backwards -- it means ignoring the capacity of individuals to be individuals, a
capacity that would have been lost in evolution if it were not important to
human survival. No matter how hard society tries to suppress, oppress, or
repress it, consciousness will come forth, and when it does, bicamerality
collapses. Collapsing bicamerality takes
with it the social order from which it arose, and often human life en masse as well. The assumption of materialism and
social-ontology, and the ascension of bicamerality to a position of dominance,
sets the stage for tragedy of unthinkable proportions. This is a process we can choose to stop, and
we stop it first by changing the way we view ourselves.
Philosophy’s Fall
from Greatness
If human consciousness embodies a
fundamental greatness, then how is it that greatness came to be lost? It is the fault, first and foremost, of
philosophy, the discipline which responds to the basic questions of who people
are and why they are that way. Why has
philosophy shrunk from the greatness of Plato, Kant, and Kierkegaard, and now
wallows in the analysis of language? How
did our thinking come to be infected with materialism and social ontology? And why do these ideas have the power to
destroy human greatness in the world today?
There are a number of factors operating in
the present culture that have led to this.
At the bottom of it all is, I believe, a seldom articulated but widely
held belief in a doctrine I shall call the
inevitability of the present. This
belief, more often than not expressing itself through the emotions and
unconscious motivations, says that the world cannot be otherwise than it
is. Things are they way they are because
they must be that way. The way the world
exists in the present is fixed -- it is a given that cannot be changed. We can work to change the future, but those
efforts must always be in the context of the way things are in the present.
Of course the inevitability of the present is a false doctrine. It is not true, and what falsifies it is
human consciousness. The whole point of
individual consciousness, and the whole reason for its adaptive value in
evolution, is that consciousness can envision and change the present. It can make the world a different place than
it is, and it can do so NOW, not in some abstract time-to-come. Consciousness does this by isolating the self from the immediate world through
introspective distance, allowing us to see things differently.
You can, if you are not already doing so,
read this book while standing on your head, or upside down, or whatever you
choose. When you make that choice, you
are changing the present, and perhaps (or perhaps not) the future as well. Consciousness evolved as a survival tool for
instances when the rules of the past no longer work in the present; it acts to
accommodate, manipulate and alter the world as we presently see it. The world is a far more dynamical and
malleable entity than we ordinarily -- according to the rules our culture has
taught us -- think it is, and consciousness is precisely the tool needed to
live in a changing and changeable world.
The bicameral mind, on the other hand, must
have its rules and routines for survival, and hence the inevitability of the present is exactly the world view it needs
to survive. The belief that the world
cannot be changed is very likely the starting point for the slide from
consciousness to bicamerality. It is
giving up on the power of the individual to create his or her own world, and
that giving up is the jumping off point for the slide from greatness to the
recameralization of the mind.
What could cause someone to believe such a
doctrine? There are two easily
identifiable factors involved, and probably many others. The first is a direct result of the events of
the twentieth century, and specifically the wholesale slaughter of Nazi Germany
that has come to be known as the Holocaust.
In raising the issue of the Holocaust, it must be remembered that the
Nazis persecuted and executed many ethnic, racial and political groups for
their “final solution”, and carried out their murder with mechanical
efficiency. Those who were not directly
affected by it have nonetheless been indirectly scarred by it. Many of the great thinkers of our present
age, if not themselves directly victims of the Holocaust, nonetheless belong to
its generation. The Holocaust, and other
events like it, have left very deep scars upon the conscience and consciousness
of modern humanity, and upon its philosophy as well.
Those scars take the form of a specific kind
of philosophical nihilism. Nihilism is Nietzsche’s word for giving
up on things that matter, and focusing upon things that are of no
consequence. It means giving up on life,
and one thing that leads to it is a feeling of being unable to control one’s
own destiny. The experience of the
Holocaust left us with the feeling that we are not in control of our
future. When millions are murdered, and
the world is powerless to stop it, a sense of having lost control of our fate
creeps into our thoughts. In the face of
such a horrendous event, we internalize the outside events into our own psychology
-- they become a part of the way we think.
It is easy to see how this feeling of loss
of control of human destiny has worked its way into philosophy. When ideas of individuality and consciousness
are replaced with behaviorism, materialism, social-ontology, and obsession with
technology, it shows that we have given up on ourselves, and are looking to the
outside world for direction. We no
longer think of the future as being a product of our conscious manipulation of
the present, but rather as an abstract state of affairs that will come to pass
as the result of outside forces and events.
And so, language -- which we cannot change in the present -- becomes an
attractive way of looking at human existence.
We are players -- and not the creators -- in the game of language. It is an environment in which we function,
not a world that we create, and for those who have lost faith in their ability
to change the present, it is an ideal refuge.
To carry this a bit further, the idea that
we are mere blobs of biological “stuff”, moving within a cultural environment
that we do not create, robs us not only of the belief that we can change the
world, but also of the motivation to change it.
In the face of the Holocaust and its cultural and psychological scars,
giving up on the desire to change the world makes it a much easier place to
live in. The bicameral mind steps in,
neurological control of behavior returns, and the sense that there is a self that can be harmed by outside
events vanishes. Thus, the events of the
Holocaust and the nuclear arms race have, I believe, led directly to this
philosophical nihilism that opens the door for recameralization to take place.
The second factor that leads to the
displacement of individual consciousness is the
disposability of persons. It is a
phenomenon of our present culture, and it means that individual persons are
regarded as disposable entities. When
people are viewed as place-holders in a culture -- players in a play, members
of a team, entities that occupy a spot in the social hierarchy -- they lose
their value as individuals, and become valuable only for what they
produce. An “engineer” is not a person;
it is a description of how a particular entity functions in a social
arrangement, and has nothing to do with the individual that fills that
role. When the social description of a
person takes the place of the person, the value of the individual as an individual becomes diminished.
The philosopher Kant called respect for
persons a categorical imperative,
meaning it is an unconditional principle upon which all else must be
based. It is precisely that respect for
persons that has been lost in modern culture.
Individuals in this society are simply wadded up and thrown away like so
much trash, when they do not fit the role society assigns to them. The job applicant is judged more on his or
her quality of dress, on the results of a drug test, on their being a “people
person”, than on his or her merits as an individual. The individual does not matter in these
considerations; what matters is how well one fills the role, and who the person is has no importance --
or gets in the way. The individual who
doesn’t fit the role is simply discarded.
How could there be homelessness, how could
there be mass unemployment, how could there be random drive-by shootings, how
could medical doctors be shot in their homes by snipers and children shot in
their classrooms, if it were not true that the value of human individuality has
disappeared from this culture? These
things could not happen if there existed even the slightest vestige of respect
for persons. That is, respect for
persons as individuals, and not as social place-holders. A place-holder can be replaced with another
place-holder, and the loss of the entity holding that place is of no
significance; a human individual is unconditionally unique and cannot be
replaced.
When this social devaluation of the
individual is internalized, it takes the form of the devaluation of the self.
When the self gets pushed out
of the picture, the bicameral control mechanisms take over. It is a logical consequence that the social
devaluation of persons will be internalized as the personal devaluation of the self, and when this happens,
consciousness comes under attack.
Depression, anxiety, suicide, destructive violence, and indifference all
manifest themselves as consciousness and individuality struggle for survival
against social and neurological oppression.
Should we blame technology for the disposability of persons? To be sure things like the O.B.I.T. phenomena
play a major role in devaluing individuals as persons, and it is also true that
in an industrialized society, respect for technology to great degree replaces
respect for persons. Technology teaches
one to respect the system of which it is a part, and to think of persons as
machine-like entities with a function to perform. There is no escaping the fact that when one
falls in love with a machine, one begins to see the world -- and the people who
live in it -- as simply another kind of machine, with parts that can be
replaced at will. Eventually, when
surrounded by machines, people begin to think like machines.
But technology is, in the end, only a
tool. When we allow technology to push
individuality out of the picture, it is because we have chosen to do so, under
the influence of corrupt assumptions and bicameral directives. There are other factors that have led to the
modern disrespect for persons. We cannot overlook the fact that the sheer
numbers of persons in the world today makes it easy to view individuals as
disposable. If there are a hundred or a
thousand applicants for a particular job, it is all too easy and convenient to
ignore the individual and focus on the role.
If there were only one applicant -- one and only one person who could
fix your little computer, for example -- then you would have a much more
tolerant attitude toward that particular individual as a person. When persons cannot be replaced, there is little
choice but to respect them.
Overpopulation is therefore a major
contributor to the disposability of
persons. Persons get thrown away by
this culture because there are simply so many of them that individuals do not
matter. When the person who is a few
months away from a retirement pension is fired, nobody cares. That place-holder is simply replaced by
another, more convenient, entity to hold that place. The individual just disappears from the
picture. Respect for persons disappears
when the volume of persons makes it unnecessary.
Philosophy embraces this form of nihilism by
espousing doctrines that either devalue, or fail to consider altogether, the
existence of the individual. Here again,
the appeal to language as a fundamental principle removes the individual from
the picture. Language is neither me, nor
you, nor anybody else, as an individual.
It is a phenomenon in which we participate, and language exists only
insofar as we participate. No individual
is necessary for language to exist; indeed, a computer can have a
language. And so we have philosophies
arguing that persons are best thought of as some kind of linguistic computer.
This devaluation of the individual goes
hand-in-hand with the Holocaust-engendered feeling of loss of control, and
together give rise to the inevitability
of the present. If one feels that
one is an insignificant being with no control, then why be at all? Into this
despondent vacuum slips the bicameral mind.
Consciousness fights back with depression, “therapy” integrates the
person into cultural norms, and Presto!
Where there was once an individual, there is now a social animal.
The inevitability
of the present is a philosophy of powerlessness. Once the technological and sociological
horrors of the modern world are internalized, deflationary philosophies like
materialism, determinism and social-ontology take hold. This is how philosophy fell from greatness,
and how the greatness of the individual has been lost in modern culture. Obsessed with the idea that we are only
actors in a play we cannot change, and obsessed with technology that reduces
human beings to gears in a machine, consciousness and the individual have been
pushed out of the way by the socially controlled bicameral mind. Of course consciousness has not disappeared
completely; if it had, what would be the purpose of a book such as this?
What if, as Nietzsche asks, “a demon were to
sneak after you into your loneliest loneliness and say to you, ‘This life as
you now live it and have lived it, you will have to live once more and
innumerable times more...’” What would
happen? The world as you know it would
collapse, the bicameral mind would falter and its voices become silent, the
phoniness of social existence would dissolve in a horrific collage of frightening
images, and only the self would be
left. That is the whole point of Nietzsche’s
doctrine of eternal return -- to
strip away all of the phoniness, all of the games, all of the lies we have been
told and tell ourselves we believe, and to force us to face who we really
are. The demon is what I call Spontaneous Human Consciousness: it is
the voice of the individual that cannot be silenced no matter how oppressive
society becomes. It will well up from
the depths of the unconscious mind when you least expect it, to dissolve the
world as we tell ourselves it must be.
It is the demon that has insured human survival against the collapse of
countless civilizations. And if we wish
to survive, we had better learn to bring that demon forth, for it is also the
angel that is our only hope of salvation from death and destruction.
Learning to live with consciousness means
learning to live without the
inevitability of the present. It
means finding a different set of assumptions, and a different way of looking at
the world. We can throw off materialism
and social ontology, and we can trade the social animal for the conscious
individual. But to do so, we need a
starting point: we need a set of assumptions or principles upon which to build
our search for the self.
The first step in undoing the O.B.I.T.
phenomenon, and the recameralization that depends upon it, is to understand the
nature of human consciousness. To do so,
we need to discard materialism and social-ontology as a framework for
understanding consciousness, and replace them with a set of assumptions that
will allow us to construct an view of ourselves that does not lead to misery
and violence.
As with any theory, first and foremost, it
must be decided what will be taken as basic -- what, in the beginning, will be
the starting point from which the theory proceeds. We have already taken Walter Stace’s theory
of intersection as basic: we proceed with the understanding that portal experiences
have at their root the juxtaposition of unlike states of being or modes of
existence. Beyond that, there are three
general principles that will be necessary to propose a theory of consciousness
under which portal experiences are possible.
Physicist Edward Teller, echoing the words
of J. B. S. Haldane, once said, “The universe is not only stranger than you
imagine, it is stranger than you can
imagine.” This principle is an
imperative to not dismiss theories because they seem far fetched or fantastic,
but instead to actively pursue those theories that push the limits of what is
known and what is thought to be impossible.
It is no argument against a theory that its conclusions go beyond what
is accepted, nor that it considers things that lie outside conventional
assumption. Quite the opposite -- the
Strangeness Principle demands that we explore the bizarre and the unusual, if
we are to learn more than we already know.
Having taken something as unconventional as intersection to be basic, it
is no argument against this theory to say it is fantastic, if it can logically
explain portal experience in ways that are consistent with the facts as they
are known. This is true even if the
theory requires leaping well beyond the limits of what is known into realms of
thought that defy even the most vivid imagination.
It is perhaps because of this very
willingness to suspend disbelief, and to go beyond the limits of
conventionality and “common sense”, that physics has been able to soar so far
beyond philosophy in the last hundred years in the traditional philosophical
disciplines of cosmology and metaphysics.
While philosophers still contemplate the meaning of
Up to now, most scientists have been too occupied with the
development of new theories that describe what
the universe is to ask the question why. On the other hand, the people whose business
it is to ask why, the philosophers,
have not been able to keep up with the advance of scientific theories. In the eighteenth century, philosophers
considered the whole of human knowledge, including science, to be their field
and discussed questions such as: Did the universe have a beginning? However, in the nineteenth and twentieth
centuries, science became too technical and mathematical for the philosophers,
or anyone else except a few specialists.
Philosophers reduced the scope of their inquiries so much that
Wittgenstein, the most famous philosopher of this century, said, “The sole
remaining task for philosophy is the analysis of language.” What a comedown for the great tradition of
philosophy from Aristotle to Kant!
There is no question that the mathematics
transforming the naive notion of matter into collapsed superstrings of infinite
extension is difficult. And it is
spooky -- especially to the adherent to eighteenth century materialism --
because theoretical physics transforms reality into something that lies beyond
the hopeful naive realism of classical physics.
Because philosophers -- and others -- have been unwilling to give up
their old beliefs, philosophy has become a stagnant discipline. And with that stagnation comes the rot of
materialism and social-ontology, and the human misery that follows them.
We can only understand the why of human consciousness if we allow
our imagination to roam beyond the worm-eaten views of how; views that have been discarded by modern physicists because
they are corrupt and misleading. At some
level, the how of things is deeply
intertwined with the why, and we will
only understand consciousness when we have considered how it relates to the
ideas of modern physics. When physics
consisted of rolling balls down inclines and philosophy consisted of meditating
by the fire, perhaps distinguishing between the science and philosophy of
consciousness made sense. But since that
time, both disciplines have become more sophisticated, and that sophistication
has intertwined the issues of how and
why.
The insistence upon rejecting the “spooks” of theoretical physics in a
theory of consciousness closes off the only avenue of investigation that can
lead to the answer of what consciousness really is, how it appeared, and where
it is going.
Granted, this makes great demands upon both
philosophy and science. It means the
philosopher must learn something of the technical disciplines, and the
scientist must be prepared to step back from specialized work into a larger
perspective. This is difficult,
especially for philosophers who have come to rely on appeals to science as a
substitute for metaphysics -- substituting how
for why -- without any clear
understanding of what those substitutions mean.
Philosopher Thomas Nagel writes:
. . . a lot of philosophers are sick of the subject
[metaphysical problems in the philosophy of mind] and glad to be rid of its
problems. Most of us find it hopeless
some of the time, but some react to its intractability by welcoming the
suggestion that the enterprise is misconceived and the problems unreal. This makes them receptive not only to
scientism but to deflationary metaphysical theories like positivism and
pragmatism . . . It is natural to feel victimized by philosophy, but this
particular defensive reaction goes too far . . . There is a persistent
temptation to turn philosophy into something less difficult and more shallow
than it is. It is an extremely difficult
subject, and no exception to the general rule that creative efforts are rarely
successful.
A theory of portal experience -- and of the
consciousness that can experience it -- must of necessity include discussions
of the scientific understanding of the brain and other matters. It must also
include a discussion of cosmological topics, because portal experience
understood in terms of the intersection theory is a cosmological event. One cannot hide from the “spooks” if one
hopes to understand who and what persons are.
The “spooks” must stand and be counted, for they are as much a part of
the world as are we. A useful theory of
portal experience must of necessity include a theory of the brain, a theory of
psychology, and a theory of the cosmos.
To connect them together, one must be willing to go beyond the limits of
each.
Going beyond those limits means entering
into a world of much strangeness. For
most theorists dealing with consciousness today, the idea that brain, mind, and
universe are connected up in some way to a non-spatiotemporal reality is
utterly fantastic. It is even stranger
to think that they affect each other in some way, and may actually be dependent
upon one another for their existence.
Yet we shall discover that to understand portal experience, this strange
connection between mind, body, matter, and spirit must exist. We shall find that in order to experience
intersection, consciousness must be something very strange indeed. But that is where the facts take us, and so
that is where we shall go.
In 1926 physicist Werner Heisenberg
formulated his famous Uncertainty Principle, which has led to profound and
remarkable changes in the way the universe is viewed. Under classical mechanics, the universe is
viewed objectively -- as an entity that exists in some specific way, and to
know what the universe is “really” like, one just needs to see it as it
“really” is. The Uncertainty Principle,
upon which quantum mechanics is founded, changes all that. It states that the act of observing the
universe changes the universe in ways that are not only inescapable, but also
unpredictable. The Uncertainty Principle
signaled the end of the mechanist’s dream -- the vision that the universe is
some kind of precise, intricate machine -- and substituted for it not only a
universe of unpredictability and contingency, but also one in which humans, as
observers, are active participants. To
look is to change, and to change in ways that cannot be predicted.
Perhaps one of the most difficult
consequences of quantum theory -- at
least for philosophers -- to come to grips with is that it completely
undermines the “objectivist” view.
According to Uncertainty, the universe does not exist in any specific,
determinate way -- there just is no way the universe “really” is. This is not to say that objects in the
universe do not exist -- of course they do.
What the Uncertainty Principle says is that the characteristics of
objects depend in part upon the way we observe and interact with them, which is
in turn dependent upon both probability and the characteristics of the
observer. Things appear the way they do to us because we observe them, and
those observations not only contain built in fudge-factors due to probability,
but also our observing things changes them in ways that aren’t predictable.
The problem of contingency -- of why things
happen in the way they do -- has long been an issue in philosophy. The most commonly held response is that the
universe is made up of objects with specific characteristics that behave
according to specific laws that control the way those objects behave. This is the theory of determinism. By introducing
uncertainty and the effects of the observer, quantum theory effectively
obliterates the theory of determinism.
There is no way the world is, independent of the way in which it is
observed, and events in the world -- even those that appear to follow rules or
laws -- are subject to the effects of probability and observation.
The situation is best illustrated by a
thought-experiment known as Schrödinger’s
Cat, devised by physicist Erwin Schrödinger to explain radioactive
decay. The decay of radioactive isotopes
appears, to us, to be a random event -- all of a sudden, for no apparent
reason, an atom undergoes radioactive decay.
It was not until quantum theory began to take shape in the early part of
the twentieth century that the phenomenon could be adequately explained.
Schrödinger’s thought-experiment asks us to
imagine an apparatus consisting of a box containing a live cat, a radioactive
sample, and a mechanism that breaks a bottle of cyanide gas should the
radioactive sample decay. If the sample
decays, the cat dies. What Schrödinger said was that since the decay of a
radioactive isotope is a quantum event, governed by the Uncertainty Principle,
then until the decay is actually observed -- or observed not to have happened
-- the isotope exists in a superposition
of states, meaning that it actually exists in both decayed and undecayed form.
The situation is very much like a box with a
ball bouncing around inside. Until we
open the box and look, we don’t -- and can’t -- know which side of the box the
ball is in. The ball is, according to
this idea, distributed throughout the entire box in a wave state, a cloud-like version of its existence that fills the
entire box -- the ball is, in effect, everywhere in the box at the same
time. When the box is opened, we collapse the wave function, and the ball
returns to its normal physical state, in one side of the box or the other.
The surprising consequence of this is that,
until the box is opened, the cat exists in both dead and alive states -- it is
both dead and alive at the same time!
The only way to tell what is going on is to open the box, at which point
one observes the state of the cat at the moment the box is opened -- and one
changes the state of the universe by doing so.
If the box is not opened, it is not simply the case that one does not
know what state the cat is in -- it is the case that both states exist
simultaneously, in what Schrödinger calls a superposition of states.
What
this means is that for any event -- or anything that depends upon an event --
that is governed by the rules of probability, all possible outcomes exist until
one of them is observed. There is not
just one “way the world is” -- there are many ways, many realities, in a world
governed by probability. Some have taken
this idea even further, arguing that there are in fact many worlds and
universes, just like our own, with boxes and cats and radioactive
isotopes. Our act of observation doesn’t
create one world or another, according to this view, but instead collapsing the
wave function amounts to selecting which world we are in through observation.
Science is just beginning to understand how
pervasive the rules of probability are in the world. Since most physical events in the world
depend upon the structure of the physical matter in which they take place, and
the structure of matter is governed by probabilistic quantum rules, some argue
that everything in the physical
universe is probabilistic -- or depends upon probability in some way -- and
therefore everything is subject to the Uncertainty Principle.
For example, genetics and heredity are
governed by the rules of probability. It
is not a matter of “chance” that you inherit the physical characteristics you
have. If it were a matter of chance,
there would be an equal likelihood that you would resemble a dinosaur or some
other animal, as that you resemble your parents. Long before the role of DNA in heredity was
understood, Gregor Mendel showed that genetics and heredity obey probabilistic
rules, and not random chance. It is
because of this that evolution is possible -- that meaningful information can
be transmitted from generation to generation.
As we shall see, it is ultimately because of probability and the
Uncertainty Principle that consciousness itself is possible.
One result of viewing the universe in terms
of probability has been the weakening of the principle of causation -- the theory that things happen in the way they do
because they are forced to happen in that way.
According to causation theory, dropping a piece of chalk causes it to break because of the
dropping, plus a set of laws and circumstances that force it to break once it
is dropped. The opposite of causation --
chance -- is the idea that some
things happen in the way they do without being forced, controlled or influenced
in any way. Chance theory means that
some events are purely random occurrences. The Uncertainty Principle, and the
view of probability it supports, suggests that neither causation nor chance are
credible explanations for the way things happen. More will be said about this later in
discussing the acausal connecting
principle proposed by psychologist Carl Jung and physicist Wolfgang
Pauli. For now, it is sufficient to
state that experiments in quantum mechanics show that probability and
observation, and neither causation nor chance, may be the most important
factors in shaping the universe and the “reality” we experience.
The Uncertainty Principle is, interestingly
enough, the reappearance in modern physics of participation mystique -- the
idea that individuals are not detached from the universe, but participants in
it. The activities of human observers
alter the universe just as much as events in the universe affect the
individuals in it. Physicists use the
word participatory to describe this
kind of “interactive” universe. The
participatory universe of today is no different from ancient humanity’s
understanding that not only did the seasons affect their lives, but that their
own actions affected the world around them.
Our participation in the cosmos changes the cosmos itself, and it may be
that the difference between science and magic has more to do with a difference
of language than of theory.
Participation also tells us that portal experiences are “human” not
because they are interpreted by humans, but because the human observer
necessarily defines the character of the experience itself.
The word “reality” is often used as though
it has some simple, objective-like meaning.
The philosopher John Locke, for example, argued that the universe is
seen in the way it is seen because it causes observers to see it in that
way. Objects in the universe have some
way they really are, and we see them correctly when we see them as they really
are. Quantum physics paints a very
different picture. The universe exists
in a superposition of states until it is observed, and what is observed is not
only a matter of probability, but also is a function of how it is
observed. Objects in the world therefore
do not have any way they really are -- what they really are is what they are observed to be. Observation is a participatory event, and
changes not only the observer but what is observed as well.
This has important ramifications for the
problem of qualia discussed in the previous chapter. What the Uncertainty Principle indicates is
that all experiences are fundamentally subjective as well as objective. All experiences involve not only something
that is observed, but also someone that does the observing, and both are
changed in some way by the experience.
The problem of qualia is a “problem” only when it is supposed that the
universe exists in some definite way, independent of observation, and that
there is some kind of standard to which observations can be compared to judge
their “correctness”. The issue of
whether “redness” is the same for me as it is for you arises only if one
supposes that there is something outside of observation to which my “redness”
and your “redness” can be compared. If
there is no such thing, then there is only “redness” as it appears in me and in
you, and nothing beyond it. There is no
“correct” version of redness, only individual experiences of it. Consequently, the “problem” of qualia is not
a problem because there is nothing to certify experience apart from experience
itself.
“Reality” is the state of affairs in which
we find ourselves. Whether one chooses
from one among many existing worlds by observation, or one turns a
superposition into reality by observing it, consciousness alters the
world. As Paul Davies notes, this means
that human consciousness -- the perspective from which the universe is observed
-- inescapably alters the nature of the univverse itself. This is not only an argument against epiphenomenalism -- the theory that
consciousness is an inconsequential byproduct of other mental activities -- but
it also means that the very nature of portal experience is given, in part, by
the nature of consciousness itself.
Similarly, the “problem” of contingency --
of why things happen the way they do -- vanishes once we understand that events
are participatory. At some very
fundamental level, “reality” is what each individual observes it to be. Consciousness
creates reality, because there is no reality outside of observation and
subjective experience. While there may
exist objects in the universe, their are no characteristics inherent in the
objects themselves beyond what is observed.
The philosopher George Berkeley argued that to exist is to be perceived
-- existence just is being observed.
“Consciousness creates reality” is not a metaphor according to this
theory. Without consciousness and
observation, there would be no existence, no reality, no world at all. Strange as this view may sound, it is
consistent with the Uncertainty Principle, and some views of cosmology derived
from it.
There are those who would dismiss the
Uncertainty Principle as a theoretical curiosity, and cling to the belief that
the universe really is as John Locke saw it.
Unfortunately, it is too late in the history of science and technology
to believe this view. The Uncertainty
Principle gave rise to quantum mechanics, and quantum mechanics gave us the
laser, the computer chip, the solar cell, the nuclear weapon, and other
technologies that shape the modern world.
If one accepts those technologies, then one accepts the theories that
created them. Just as believing “Man is
a social animal” entails believing materialism and social-ontology, so
believing in the laser and the computer entails believing in the Uncertainty
Principle which is, as Stephen Hawking writes, “a fundamental, inescapable
property of the world.” The technologies
are mere roadside stops on the path of theoretical physics; the path of the
Uncertainty Principle leads into a dark woods filled with strangeness beyond
imagination. As we shall see, it is the
Uncertainty Principle that makes the acausal connecting principle possible,
which in turn makes portal experiences -- and consciousness itself -- necessary
and inescapable constituents of the world.
The Uncertainty Principle also serves as a
warning in dealing with any theory, be it of consciousness or otherwise. All theories, based upon observation, are
functions of what and how one observes.
The assumptions one starts with are an inescapable part of the theory
itself. If one approaches consciousness
with materialist-colored glasses, then one will see only a materialist-colored
consciousness. That does not mean other
things are not out there, only that one has failed to observe them. The world of the materialist and the
social-ontologist is therefore neither “real” nor “unreal” in itself. It is made real by those who believe in it,
and the problems of modern society are created by believing these assumptions
about what people are. The world these assumptions make real is not the world
that includes portal experiences. If we
wish to understand portal experience, we shall have to believe something
different -- we shall have to make a different world real. In so doing, maybe we can make “real” a
world different from the one that
includes malaise, depression, and the social problems of modern culture.
3.
The Incompleteness Principle
A perfect social order -- a “utopia”, as the
word is often used -- is impossible. It
is not impossible merely because of contingency, nor because of
consciousness. It is impossible because
a perfect system of any kind is impossible.
The idea of a perfect society is inherently flawed -- any social order
based upon rule-following that tries to completely control itself will
ultimately destroy itself. This
self-destructive characteristic of systems
-- collections of related parts operating toogether under a set of rules -- is a
consequence of the Incompleteness Principle.
In mathematics, Gödel’s theorem states that any complete system will contain
contradictions, and any system that does not contain contradictions is
necessarily incomplete. This means that
any mathematical system in which all theorems are provable will contain
elements that contradict one another, and any system that does not contain
contradictory elements will have theorems that are not provable. Generalizing this principle to other kinds of
systems, it means that any set of rules that covers every aspect of a system’s
behavior will contradict itself at some point.
A set of rules that does not contradict itself will necessarily be incomplete -- there will be aspects of
the system’s behavior that do not follow the rules.
It is because of the Incompleteness
Principle that reductionist theories are useless. Any reductive theory -- materialistic,
spiritualistic, or otherwise -- attempts to explain everything in terms of one
specific set of rules. They do this by
excluding certain things from the system that don’t fit the rules --
materialists, for example, exclude portal experiences by calling them
“hallucinations,” while spiritual reductionist theories exclude the brain by
calling the body “an illusion.” These
theories become closed systems --
theories in which all possible states of the world are covered by the rules of
the system. At first, that might not
seem a bad thing. But it doesn’t
work.
The materialist system must necessarily
include rules of observation, and there is no way to tell on the basis of
observation alone what an observation is an observation of. A materialist cannot
tell, on the basis of the experience itself, whether an experience is a
“hallucination” or is an observation of something that exists, because both
produce identical changes in the brain.
The materialist system either winds up including portal experiences, and
therefore contradicting its own assumptions, or it winds up making a special
rule that excludes portal experiences, thereby contradicting its rules of
observation. Either way, the closed
system is a failure.
There are much more serious consequences of
the Incompleteness Principle. It is a
property of systems, whether they are
philosophical systems, physical systems, or social systems. A perfect social order is impossible because
it is a closed system -- every person, every event, every possible thought and
action must be covered by a set of rules.
This is particularly true for a bicameral society, which is based upon
rule-following. A bicameral society is
doomed because its rules cannot cover contingencies -- by definition, states of
the system that cannot be predicted. The
world in which humans live is incomplete, and therefore a perfect social system
is impossible. The other problem for a
bicameral society is that the bicameral mind itself contains inconsistencies --
the bicameral mind is a part of the unconscious mind, and once consciousness is
gone, unconscious behaviors other than bicamerality begin to emerge. Behaviors originating from within the id, a part of the unconscious mind
described by Freud, result in random, unpredictable and destructive
behaviors.
The attempt to reduce human behavior to a
set of rules results in the emergence of behaviors that undermine the rules and
destroy the social order, and, in addition, lead to a state of mind that cannot
cope with environmental conditions that are not covered by the rules. More rules and harsher punishments do not
work, as is plainly obvious in modern society.
Depression and malaise on the one hand, and destructive violence on the
other hand, both from human activity and dished out by nature, are becoming
more frequent and devastating. This is
due to the effects of the Incompleteness Principle upon a culture whose members
believe it can make itself into a perfect society by following the rules.
The only way to avoid the self-contradiction
and destruction brought on by the Incompleteness Principle is to construct an open system -- one in which all of the
possible elements and states are not covered by a set of rules. That is, we avoid inconsistency and
self-destruction by intentionally making the system incomplete. A system that
is not rule-governed is a disordered or chaotic
system. Science is beginning to
discover that such incomplete systems -- systems where sets of rules do not
define everything that can happen -- are very common in nature. Nature avoids self-destruction by being
chaotic.
It is because consciousness is a chaotic
system that it is able to deal with contingencies and avoid the
self-destructiveness of the bicameral mind.
In order to be a chaotic system, consciousness developed in such a way
as to break away from the rule-following mechanisms of the brain. For this to happen, something was introduced
into consciousness from outside the brain’s rule-following systems -- something
from outside the body, outside the physical universe, outside the rules that
govern the behavior of physical systems.
This “something” is what makes portal experiences possible, and by
understanding how portal experiences work, we can bring that “something” back
to life, and hopefully arrest the slide of humanity into the decay of violence
and misery brought on by the recameralization of modern society.
Perhaps the best example of how society has
been pitted against consciousness is found in Kierkegaard’s famous maxim: “A
logical system is possible, an existential system is impossible.” It is possible, according to this statement,
to have a system of logic -- a complete and consistent set of non-contradictory
rules -- for understanding how the world works.
This cannot be, you might say, in view of Gödel’s theorem that any complete
system must be self-contradictory. You
would be right, given the rules of logic as they are generally understood,
pertaining to things like language and arithmetic. But there are other kinds of logic.
It was to overcome this very problem that Hegel,
a nineteenth century philosopher obsessed with the idea that the world is a
system, invented a new kind of logic.
Hegel was acutely aware of the problem of contradictions. In his own work, he gives the example of
Antigone, caught in a contradiction of rules.
The rules of Antigone’s culture demand that the dead be buried, and that
the leader always be obeyed; when the leader decrees that her dead brother not
be buried, a conflict between the rules arises.
In order to deal with conflicts such as this, Hegel came up with a set
of rules for resolving contradictions, so that the system itself remains
unbroken. Those rules are known as dialectical logic.
Here is how Hegel’s dialectic works. Suppose we have a master and a slave. The master has freedom, the slave does
not. But the master is dependent upon
the slave for his existence; indeed, the master is enslaved by his dependence
upon the slave, his responsibility to care for the slave, and so on. The slave in turn has the freedom to destroy
the master by refusing to obey and work.
So, in a curious twist of logic, the master becomes the slave, and the
slave becomes the master. As this
interplay between master and slave continues, according to Hegel, the master
and slave as individuals disappear from the picture, and what emerges is a
product of the interaction between the two -- the food gets to market, the
fields get plowed, etc.
In the terms of Hegelian logic, the master
and the slave are the “thesis” and the “antithesis”. The contradiction, conflict and interaction
of the two produces a “synthesis” -- a situation in which the original conflict
has disappeared, and something entirely new has emerged. Hegel proceeds to explain history, culture,
religion, and pretty much everything else in terms of this dialectical
logic. He shows how history is the
result of the interplay between theses and antitheses, resulting in an endless
stream of syntheses through which culture evolves.
If we allow the rules of dialectical logic,
statements such as “A is not-A”, “the internal is the external”, and other
apparent contradictions are legal statements, because everything is transformed
from what it is into something else by synthesis. “A is not-A” is a valid statement because the
synthesis of A and not-A is something completely different, and such a
synthesis occurs whenever contradictions arise.
Dialectical logic is therefore a logic
of transformation -- it describes the ways in which things change within a
system. It allows the system to remain
intact by transforming the things that make it up, when they come into
conflict.
Now this is a critical point, and is
precisely the reason behind Kierkegaard’s statement that, “A logical system is
possible, an existential system is impossible.”
Abstract entities such as historical events and hypothetical masters and
slaves can be transformed by logical synthesis, but when it comes to things
that exist in the world, it is a different story. Existing objects do not transform. If I wish to sit in a chair, it is not the
case that I and the chair both disappear, and a new entity emerges. That fact can be made apparent through the
prank of placing a tack on somebody’s chair -- that the synthesis fails will be
painfully obvious.
If synthesis fails with physical objects, it
fails even more dramatically when the dialectical participants are existing
human individuals. Individuals do not
disappear in synthesis; indeed, they are only able to come into conflict
because they are individuals that cannot be made to go away. Once the self
of consciousness appears, the only way to “transform” the individual is to
destroy the self, thereby destroying
the individual. The only way to
“synthesize” conscious individuals, therefore, is to make their consciousness
disappear -- to destroy them as individuals.
In Either/Or, Kierkegaard
demonstrates this through the example of a marriage that works by Hegelian
logic. The partners would have us
believe that their marriage is a synthesis, something greater than either
individual that grows out of their interaction.
The individuals no longer exist; what exists is the marriage as a
synthesis of the partners. But what
Kierkegaard shows is that this is just an excuse for one partner dominating the
other. The individuals do not
“synthesize”; the Hegelian marriage works only because one of the partners, as
a conscious individual, is destroyed in the bargain. There is no synthesis, no moving beyond the
partners; there is only the psychological death of one of them. Hence the phoniness of Hegelian logic: where
Hegel thinks that individuals can appear and vanish like the blinking lights of
fireflies, what really happens is that individuals, as conscious persons, are
destroyed.
Why is marriage such a crucial part of
modern, urbanized culture? It is because
it is precisely this transformation of the “I” into “we” that is necessary to
destroy individuality and pave the way for recameralization. If the individual “I” can be melted into the
abstract “we” of the marriage relationship -- using sex as bait, one of the
bicameral mind’s favorite tactics -- then the consciousness of the individual
can be obliterated, and replaced by an “I” that is only an “I” as a part of the
rule-governed, socially approved “we.”
“I” no longer think, want or do; it becomes “we”, an abstract entity
that can be subjected to rules and social convention. Marriage is thus the same kind of
“advertisement” for recameralization as a bikini-clad girl is for buying a
bottle of after-shave, and as a social phenomenon becomes a tool for repressing
individuality and consciousness.
Of course it doesn’t work, and cannot work
because existing entities cannot be transformed by logic into abstract
ones. “An existential system is
impossible”, and, like the prick of the tack that cannot be reasoned away,
consciousness fights back. Consciousness
arises spontaneously, the demon whispers, and depression, alcoholism, domestic
violence, divorce, child abuse, and suicide fill the newspapers.
This is what is wrong with the
“relationship” babble of pop psychology.
It assumes that the individuals involved cease to exist; that they
“become” the relationship. That, of
course, is absurd. Individuals are not
theses and antitheses, and they do not dissolve like sugar in water to become a
synthesis. No matter how hard one tries
to eliminate one’s individuality, sooner or later, into your loneliest
loneliness the demon will come and ask the question, and the world of the
“relationship” will collapse. The misery
and violence of modern domestic life is the direct result of attempting to turn
the “I” into “we”, the hideous synthesis of an insane logic driven by an
oversocialized, psychotically driven bicameral mind.
The dialectical logic fails when it deals
with entities that cannot be transformed.
When we are talking about abstract ideas, the synthesis works, but when
we are talking about existing individuals, it is impossible. Individuals cannot be synthesized, and any
attempt to do so will provoke a war with consciousness. Thus, “an existential system is impossible”:
a system that presupposes existing individuals as its members cannot succeed
because the only way for it to overcome its own incompleteness is to destroy
its members. Of course this is exactly
what the O.B.I.T. phenomena attempt to do, and to some degree are
successful. But no matter how hard
consciousness is suppressed, sooner or later, the demon will emerge, and the
system will collapse under its own incompleteness.
The universe is necessarily incomplete, and
the more one tries to complete it -- to make it fit pre-determined ideas about
the way it must be -- the more one
falsifies and contradicts. Consciousness
survives by being incomplete, and an explanation of consciousness must
therefore be an open theory. It must leave room for new data, new
possibilities, new ways of interpreting experience, and it must not try to be
all-inclusive.
There are those who would say that
materialism and social-ontology are good assumptions, because they enabled
humanity to get beyond the archaic theology and degenerate monarchies of the
middle ages. They brought humanity out
of the plagues and famines of the dark ages, and opened new paths of thought
and discovery. In their time, true
enough. But the academic and social
institutions of today have themselves become archaic and degenerate, crushing
every idea and individual that is not faithful to them, and bringing forth
their own plague of technology-driven recameralization. If we are to escape the almost certain fate
toward which recameralization leads, we need a New Enlightenment, and a dethroning
of the social institutions that have grown out of the social-animal
paradigm. We need a new starting point,
and a new set of assumptions upon which we can build a new image of ourselves
as conscious beings.
If we are going to understand portal
experience we must assume strangeness, uncertainty and incompleteness, because
consciousness displays all of these characteristics. But in making these assumptions, the reader
must be willing to give the imagination some space to work. Much of what follows will appear strange,
uncertain and incomplete, and this will no doubt cause some difficulty for the
mind that has been so thoroughly conditioned by modern culture to think of itself
as a blob of “stuff” floating in a social sea.
To overcome the nihilism of the
inevitability of the present, and reclaim consciousness from the bicameral
mind, we have to break new ground -- we have to boldly go where we have not
been before. But, in digging this new
ground, we shall find that we have indeed been here before, and that the relics
of the past hold the power to create a new and different future.
Chapter
3: From Matter to Miracle
A theory of portal experience must explain
how it is possible for human consciousness to have such an experience. In order to do that, it must explain what
consciousness is, insofar as consciousness is necessary to have portal
experience. The mind-body causation
problem presents a serious obstacle to the understanding of portal
experience. It is difficult, no matter
how much free rein the imagination is given, to understand how things that are
not physical in nature can affect the physical matter of the brain to produce
visions, voices, and so on. According to
the intersection theory, reductionism is not an option for solving the
problem. A theory of portal experience
cannot ignore either the body or the spirit
-- the term I shall use to identify the non--spatiotemporal dimension of intersection. If explaining portal experience requires
solving the mind-body causation problem, and we cannot get rid of either the
mind -- or in this case spirit -- or
the body, then the only thing left to get rid of is causation.
Causation is another of those metaphysical
ideas that, like materialism and social-ontology, often underlies the way
people think as opposed to being an item
that a theory tries to prove. There do
exist many theories of causation, but there does not yet, in the history of
either science or philosophy, exist a satisfactory theory of causation -- there
does not exist any adequate explanation of how one thing forces another to
occur. Even without any satisfactory
explanation of what causation is, it is still widely taken as a basic
assumption of most scientific and philosophical theories -- it appears more
often an underlying assumption rather than an explicit conclusion. The philosopher Immanuel Kant, for example,
thought that causation is one of the basic categories
-- ways in which the mind understands the woorld -- that is necessary for
thought to take place at all. Others
believe that there must be some kind of “glue” between events, by which one
event results in another happening.
Common ideas and beliefs do not always turn
out to be philosophically or scientifically useful. It may be, no matter how contrary to common
sense it appears, that there just is not any “glue” of the physical or
metaphysical sort that forces things to happen in certain ways. Causation may be, as philosopher David Hume
suggested, a figment of the mind after all -- causation is an explanation
cooked up by the mind to understand what it sees, it is not a force or rule in
the world that forces things to happen in certain ways. Simply because observation suggests things
happen in a certain way does not mean that there is anything compelling them to
happen in that way. Along the lines of the Uncertainty Principle, we might say
that causation got into nature because of the way it is observed, not because it is there independent
of observations.
If that is the case, then the mind-body
causation is not a problem in itself. It
is a problem with the way the universe is observed, put there by the prejudices
of observers. Portal experiences happen
-- this is one of our basic assumptions -- aand since they happen, there must be
something wrong with the mind-body causation problem that says they can’t
happen. The bumble bee flies in spite of
mathematical models that say it should not.
One does not immediately assume that there is something wrong with
bumble bees. Instead it is inferred that
there is something wrong with our theories of flight. What is wrong with the mind-body causation
problem is the idea of causation, not the mind or the body, or the intersection
of the two.
If causation is to be thrown out as an
explanation for how immaterial and material worlds interact, then some other
explanation for that interaction will have to take its place. We know from previous chapters that consciousness
is a rule-breaking entity, and therefore is an open, chaotic system. In this chapter, we will see how the human
brain itself developed the capacity to function as a chaotic system, opening
the way for the appearance of consciousness.
Chaotic systems do not behave according to the rules of causation, and
it is this feature of the brain that enables consciousness to overcome the
mind-body causation problem. The reader
must keep in mind, however, that because this is an open theory -- one that
seeks to avoid the consequences of Incompleteness -- what is said about the
brain will not by itself be enough to explain consciousness. But it is the brain that gives us the
capacity to become conscious, and it is therefore with the brain that we begin.
Theories, both scientific and philosophical,
that are intended to explain a general class of phenomena often begin by
presenting specific cases. In explaining
those cases, general principles are developed that have universal
application. In this chapter, we shall
begin with one specific instance of portal experience, and once we understand
the role of the brain in this specific case, we will have a more general understanding
of how the brain makes consciousness possible.
The case we will examine is what has come to
be called The Miracle of Marsh Chapel,
an experiment done as a part of Walter Pahnke’s dissertation research in
association with the Harvard Psilocybin Research Project in the early
1960’s. The experiment is useful for
understanding portal experience because it was done under scientifically
controlled conditions, in which the events leading up to the occurrence of
portal experiences were recorded. The experiences
occurring during the experiment were carefully documented and compared to a
checklist of criteria specific for mystical experience, provided by none other
than W. T. Stace himself, the formulator of the intersection theory. The conditions of the experiment were such
that it can be meaningfully generalized to other types of portal experiences,
no matter how they occur, and no matter what type of portal experience they
are.
The experiment occurred on Good Friday in
1962. Twenty divinity students were
given an inspirational lecture by the Dean of the Chapel, then divided into
five groups of four. Two members of each
group were given a placebo, a pill
containing 200 mg of nicotinic acid, a B-vitamin that produces physiological
phenomena much like psychoactive
substances -- chemicals that affect the functioning of the mind -- but no
mental effects. The other two members of
each group were given 30 mg of psilocybin, a psychoactive chemical found
certain species of mushroom, having characteristics similar in many ways to
LSD. As a result of the experiment, the
subjects receiving the psilocybin had experiences scoring significantly higher
on Stace’s checklist for mystical experience than those receiving the
placebo. Nine out of ten psilocybin
subjects reported that the experiences were “authentic” in the religious sense,
while only one of the placebo subjects reported any kind of spiritual
experience at all. The researcher
reported that 8 out of the 10 psilocybin subjects believed their experiences had
made a “profound impact” upon their religious thinking.
Of course it is impossible to determine, by
checklist or any other objective criteria, that a portal experience has
occurred. Portal experiences are
subjective phenomena that occur in the consciousness of the individual, and do
not necessarily have observable behavioral correlates. But in subjects who are familiar with
mystical experience, who report the subjective experience of mystical
experience, and whose experiences match up with criteria indicative of
intersection, it is reasonable to assume that the results of this experiment
are as close as one can get to portal experience produced on demand.
This Miracle
clearly illustrates the role of what is known as “set and setting” in portal
experience. The mind-set, or attitude,
with which an individual approaches portal experience, along with the
conditions under which it occurs, greatly influence the content of the
experience. What a person “sees” in the
intersection is very much influenced by what one expects to see, and the
circumstances under which it is seen. It
would have been quite surprising, for example, if any of these Miracle subjects has seen visions of the
Buddha or Moon Goddess. The lecture they
received prior to the experiment, the fact that they were all Christian divinity
students, and the fact that it took place in a Christian chapel to a large
extent explain why their experiences accorded well with a checklist of criteria
specific to Christian mysticism. Albert
Hofmann’s description of his own experience with psilocybin-containing
mushrooms further illustrates this point:
As I was perfectly well
aware that my knowledge of the Mexican origin
of the mushrooms would lead me to
imagine only Mexican scenery, I
tried deliberately to look on my environment as I
knew it normally. But all voluntary efforts to look at things in
their customary forms
and colours proved
ineffective. Whether my eyes were
closed or open, I saw only Mexican
motifs and colours. When the doctor supervising the
experiment bent over me to check my blood pressure, he was
transformed into an Aztec priest,
and I would not have been astonished if
he had drawn an obsidian knife. In spite of the seriousness of the
situation, it amused me to see how the Germanic face
of my colleague had acquired a purely Indian expression. At the peak of the
intoxication, about 1 1/2
hours after ingesting
the mushrooms, the rush of interior pictures, mostly changing in shape and colour, reached such an alarming degree
that I feared I would be
torn into this whirlpool of forms and
colour and would dissolve.
After about six hours, the dream came to
an end. Subjectively, I had no idea how long this condition had lasted.
I felt my return to everyday
reality to be a happy return
from a strange, fantastic but
quite really experienced world into an old and familiar home.
The phenomenon of “set and setting” is an
example of the Uncertainty Principle described in the last chapter. The “way the world is”, in terms of
experience, is as much a feature of the attitude of the observer as it is of
the world itself. So much moreso in the
case of portal experience, pharmacologically induced or otherwise, because
portal experiences are fundamentally subjective -- they cannot be separated
from the mind in which they occur. This
also helps to explain why constellation occurs in the way it does -- why trees,
animals, mountains, and other features of the natural world become connected
with spirit. That objects and events in the natural world
served as vehicles for the entry of spirit
into the minds of the ancients simply means that they were the sets and
settings in which portal experience occurred -- the conditions under which spirit was observed.
The phenomenon of “set and setting” is an
important clue that portal experiences involve chaotic -- as opposed to causal
-- processes.> If portal experiences are
causal, then the same pill should produce the same type of experience every
time. But this is not the case. Not only are the experiences different among
different individuals, but they may be different in the same individual under
differing conditions. The “reality” of
the experience is created as much by the observer as by what is experienced or
observed.
What is of special importance for this study
is that these results were produced under controlled conditions -- the only
difference between the control and experimental groups was the drug psilocybin.
While portal experiences can and do occur under conditions unrelated to
psychoactive substances, and involve much more than the presence of these
substances, this experiment allows the identification of a single factor making
the difference between having and not having the experience. Psychoactives like psilocybin act according
to physiological mechanisms in the brain.
Understanding the action of the psychoactive therefore allows one to
begin to understand the role of the brain in portal experience, and the
conditions within the brain under which portal experiences are possible. It also indicates that, because the brain
evolved in such a way as to respond to naturally occurring substances by
producing portal experience, there might be significant reasons why the brain
evolved in this way.
The
Possibility of Consciousness
It is thought that cells, be they animal,
plant or bacterial, originated in the primal oceans of Earth millions of years
ago. As land masses appeared and the
concentrations of salts in the oceans increased, cells developed means of
preserving the conditions of the primal oceans within their membranes. These conditions are maintained principally
by proteins in the cell membrane called sodium pumps, which pump excess sodium
from inside the cell to the outside. In
the process of doing this, a voltage difference is created across the cell
membrane. Pumping the positively charged
sodium ions out creates a condition of negative charge inside the cell. Most cells in the human body therefore have a
negative potential difference across their membranes: the inside of the cell is
negatively charged when compared to the outside.
The cells in the brain responsible for its
information processing capabilities are nerve cells or neurons. When not processing
information they have a charge or resting potential of about -70mv across their
cell membranes. For comparison, an ordinary flashlight battery has a difference
of 1500 millivolts across its terminals when new.
Structurally, neurons are composed of three
distinct regions: the dendrite, which gathers information from other neurons;
the cell body or soma, which contains the nucleus; and the wire-like axon, over
which the cell transmits information to other neurons. Axons connect to dendrites at junctions
called synapses. At the end of each axon
is a terminal, or enlargement that presses on the dendrite of another
neuron. When activated, the axon
terminal releases neurotransmitters, chemicals that move across the synaptic
cleft, the small space between axon and dendrite. The dendrite has specialized proteins in its
membrane called receptors.
Neurotransmitters released by axon terminals in the synaptic cleft
attach on to receptors on the dendrite much as a key fits a lock. Axons release specific neurotransmitters,
which can only affect receptors that specifically recognize them.
Once the receptor is activated by a
neurotransmitter, depending upon the type of receptor, it can either depolarize
the neuron’s cell membrane, meaning drive the voltage across the cell membrane
toward zero, or it can hyperpolarize the membrane, driving the voltage more
negative. The changes in potential
across the cell membrane spread out over the surface of the cell until they
reach the point on the soma from which the axon emerges called the axon
hillock. The normal resting potential at
the axon hillock is about -70mv as noted above.
Should the activity of receptors depolarize the cell to the point of
about -55mv, known as the threshold potential, special channels in the axon
called sodium gates open, allowing a rapid influx of sodium ions into the
cell. This rapid influx drives the
potential across the cell membrane positive, and propagates down the length of
the axon as an action potential. Action
potentials are pulses of information that neurons transmit down their axons,
and when the action potential reaches the axon terminal, it causes
neurotransmitters to be released, passing the information on to the next
neuron.
The dendrites of most neurons in the brain
are extensive and highly branched.
Individual neurons may have millions of receptor sites, where they
interconnect with other neurons. Axons,
too, can branch extensively. A single
neuron’s axon can connect with thousands of neurons and interconnect with
itself as well -- an axon may actually synapse with a dendrite of the same
neuron. Thus the information coming into
a neuron may be very complex. It
receives information from thousands of other neurons, resulting in
depolarizations and hyperpolarizations on its membrane, which add up at the
axon hillock and initiate the firing of action potentials. The stronger the depolarization at the axon
hillock, the more rapidly the neuron fires action potentials, which releases
more neurotransmitter into the synapses and depolarizes (or hyperpolarizes)
other neurons.
This is how neurons function at the cellular
level, and how they interconnect with one another. The connections between neurons can be very
complex, and individual neurons can signal themselves as well as other neurons. It is also important that the signaling
between axon and dendrite is chemical.
There are no sparks that jump from neuron to neuron -- the message is
chemical in nature. It is at the point
of the synapse that many chemicals affecting brain function, including those
often classified as psychoactive or psychedelic, and especially psilocybin
and its related compounds, exert their effects upon the nervous system. Such substances may imitate or interfere with
neurotransmitters, thereby altering the transmission of information between
neurons.
The complexity of the brain, and the
complexity of the functions it can perform are a result of not only the number
of neurons in the brain, but also the way in which they interconnect. There does not exist a simple, non-controversial
explanation of how the brain develops from a single celled embryo into an organ
that supports consciousness. But there
do exist several ideas that, when taken together, lead us to understand how the
brain evolved to support a chaotic system like consciousness.
According to Gerald Edelman’s Theory of Neuronal Group Selection, the
brain grows as a system of neurons whose structure and function are organized
primarily by the environment, as opposed to being organized in some fixed
pattern by genetics. The brain is a selective recognition system, meaning
that it develops with a large number of possible configurations or
arrangements, and recognizes certain features in the environment which in turn
select specific arrangements of neurons from among those possibilities.
What drives evolution is the ability of
living things to arrange themselves, or adapt, to the situation in which they
live. This is why living organisms, and
particularly brains, are not much like machines or computers. Selective recognition
is of obvious adaptive advantage to the brain: the brain comes, from
embryology, as a tabula rasa or
“blank slate”, and the finishing touches are added in response to environmental
conditions. The brain actually learns how to process information according to
the situation in which it lives.
We could think of this selective recognition
idea in terms of the superposition of states described by Schrödinger. What
Edelman calls the new brain or thalamocortical system develops through
an interplay of geometric and probabilistic events. The way cells in the growing brain push and
shove each other, which cells live and which cells die, and the activity of
chemicals produced by cells that affect the growth of nearby cells are governed
by probabilistic rules and not by genetic directives. This process of topobiology produces a primary repertoire of neurons without any
functional or structural organization beyond the general patterns of
development characteristic of the species.
The primary repertoire contains many possible ways the brain can be
wired -- superpositions of what the brain can become.
During the development of the primary
repertoire neuronal groups begin to form.
Neurons seldom act as individuals in the thalamocortical system. They associate with neurons of similar type
and adjacent location into functional groups.
While at a biochemical level individual neurons are complete information
processing units, the functional basic information processing unit in the brain
is the neuronal group. Group formation
provides for a much richer information processing system. Connections between members of the group may
be strengthened or weakened by adding or subtracting synaptic junctions, so the
group may alter they way in which it processes information.
Once the primary repertoire -- the raw
material for brain development -- is in place, the second phase, experimental selection, begins. It is at this stage that the selective
recognition system begins to operate. As
the brain receives information about the environment through the senses, it
begins to select -- or observe, if you wish -- certain connections that produce
more favorable responses than other connections. The wave-function begins to collapse, as the
brain selects specific pathways out of many possibilities. This selection process is what we call
learning -- the brain wires itself, as opposed to being “instructed” in the way
a computer is built.
What selects one pathway as more favorable
than all others? Certain parts of the
brain -- particularly the old brain,
which Edelman calls the limbic-brainstem
system -- develop according to specific, pre-determined rules. The old
brain is programmed by genetics to behave in specific ways, in much the same
way a computer is built. It processes
certain kinds of information according to pre-determined rules, laid down by
specific wiring arrangements. The limbic system is concerned with many basic
brain functions and with emotions, while the brainstem contains homeostats,
nerve centers that monitor basic body conditions such as temperature, blood
pressure, blood oxygen, and so on. These
homeostats are responsible for maintaining the conditions necessary to sustain
life in the body, and act through fairly simple physiological mechanisms to
maintain the body’s internal conditions within normal limits.
The role of the limbic-brainstem system in
brain development is to provide value
criteria -- physiological standards that select from among available
behaviors those which tend to maintain the conditions necessary for
survival. These value criteria provide
the basic standards by which the new brain learns to wire itself. Connections in the new brain are selected on
the basis of how well they meet value criteria in response to varying
environmental conditions. This goes all
the way from simple behaviors, like learning not to drink things that are
bitter, to more complex behaviors like learning that “2+2=4” is preferable to
“2+2=3” on the basis of the teacher’s response.
We should also note that it is the limbic-brainstem system that is used
by the bicameral mind to exert unconscious effects upon behavior. The bicameral mind connects social patterns
to the physiological and emotional responses of the brain via the limbic-brainstem
system.
As neuronal groups are selected according to
value criteria, the secondary repertoire
of neuronal groups emerges. This is the
basic, functional brain wiring system that enables an animal to move about in
the world, avoiding those things that do harm, seeking out those things that
are beneficial, and above all else, learning to adapt to new conditions. As
Edelman states, the development of brain structures, “resemble the sound and
light patterns and the movement and growth patterns of a jungle more than they
do the activities of an electrical company.”
That should not be surprising, for the development of a forest is also a
selective recognition system. Forests
grow according to the way in which trees survive, developing in patterns that
accord with environmental conditions rather than any pre-defined plan. Moreover, the wiring of neuronal groups is
not static; connections can be modified in response to changing
conditions. Selective recognition and
self-organization are on-going processes, and this self-organizing ability of
the brain is one of its features that leads to the possibility of a
rule-breaking consciousness.
The final phase of brain development is the
organization of neural circuits into mappings. As sensory organs develop and connect with
the brain, the brain responds by creating maps of those sensory organs on the
surface of the cerebral cortex. There are visual maps, auditory maps, maps for
touch and taste, and so on. As one looks
deeper into the cortex, the mappings become more sophisticated. While the visual map is, on the surface, a
one-to-one correspondence with the sensory cells of the retina, as one goes
deeper into the cortex one finds maps for shapes, motion, colors and so
on. These maps connect with each other reentrantly, meaning that maps signal other
maps and also themselves. When one sees
an apple, for example, reentrant signaling between maps allows for red and
round to be associated with one another.
It is through this communication between maps that the ability to
connect and correlate different items of sensory data begins to take place.
The way mappings connect is a function of
selective recognition. The brain doesn’t
“come with” mappings -- they are put together by the brain in response to the
actual conditions in which it lives.
When a baby lies in its bed, staring at the walls and furniture, the
baby’s brain is actually wiring itself according to the features of its
environment. It has been shown by
experiment that infant animals raised in an environment of horizontal lines are
later unable to distinguish between patterns of vertical lines. This has two interesting consequences. Explorers and armies, both past and present,
routinely employ native guides to assist them in traveling through the
wilderness. Part of the reason for this
is familiarity, but another reason is that the natural world has patterns very
different from the city. Nature consists
primarily of rounded shapes, while the urban environment consists primarily of sharp horizontal and
vertical lines. The city dweller quickly
becomes disoriented in the wilderness, primarily because the urban-raised brain
is not adapted to processing the kinds of patterns found in the natural
world. This also helps to explain why urbanized cultures, as a rule, care very
little about the natural environment, and destroy it wantonly. The urban brain just isn’t wired to
comprehend the patterns and structure of the wilderness, or to value its
existence.
Cortical maps connect with each other at the
deepest levels of the cerebral cortex to form global mappings, very loosely interconnected sensory mappings that
connect with non-mapped parts of the brain controlling muscle movement and
value criteria. It is within these
global mappings that perceptual
categorization occurs, in which sensory events are correlated with one
another. The reentrant signaling for
red and round become associated with the smell and taste of an apple, along
with eating and the satisfaction of hunger.
Global maps signal each other reentrantly, which allows for recategorization, the revaluation and
association of sensory and memory information.
Because global mappings are where behavior is initiated,
recategorization means that global mappings allow for a matching of behavior to
the environment. Sensory information and
behavior are correlated by global mappings with value criteria -- the animal
finally eats the apple, and remembers that eating apples satisfies hunger. The sight of the apple is recategorized with
smell and taste, and with the satisfaction of hunger -- it becomes more than
just sight.
It is this reentrant signaling and
recategorization that allows for the emergence of primary consciousness. Maps
signal each other through interconnected neuronal groups in response to stimuli
from sense organs, from memory, from homeostats and from other maps. Reentrant signaling pathways can be altered
on the fly -- connections between neuronal groups can change, as well as
connections and pathways within groups, making recategorization possible.
It is because of reentrant signaling and
recategorization that the creation of a scene,
the fundamental characteristic of primary consciousness, is possible. A scene is a correlation of sensory events,
behaviors and value criteria into a unified whole. Scenes connect causally unrelated events into
a complete picture. There is no common
cause for the smell, visual appearance, and satisfaction of hunger that an
apple provides; the connection between them into a single, unified event is
completely the work of primary consciousness, even in our own brains.
The adaptive value of primary consciousness
is obvious: it allows for learning behavioral strategies that enhance
survival. One learns to associate hunger
with eating specific foods, for example, and rain with getting wet and finding
shelter. Because of reentrant signaling
and recategorization, these strategies are subject to continuous
re-evaluation. These strategies are not
programs, nor are they instructional.
They are selective recognition strategies by which behaviors that
satisfy the physiological needs of the animal are matched with sensory
information from the environment.
Primary consciousness therefore contains
mechanisms for dealing with contingency at a very simple level. Because of recategorization, the match between
sensation, behavior and value criteria is constantly under evaluation, and can
adapt as environmental conditions change.
Primary consciousness can, however, deal with contingency only at the
level of specific behavioral response.
It cannot deal with contingency in terms of an overall survival
strategy, because such a strategy requires the ability to plan and to respond to conditions that are anticipated, and do not
exist in the environment. Planning for
an earthquake, for example, requires behaving in response to conditions that do
not exist in the present -- it requires thinking about what conditions would be
like, not what they are. Primary
consciousness can respond to the environmental changes produced by earthquakes,
but only within the limits possible for behavior under the circumstances. It can’t anticipate the future -- primary
consciousness does not have this planning and conceptual ability.
Primary consciousness is found in those
animals that have the brain structures necessary to support it. These include a well-developed cortex that
can accommodate complex mapping and reentrant signaling, the structures
necessary for memory and its interconnection with mappings, and the structures
necessary to connect global mappings with homeostats in the brainstem. Accordingly, most mammals, some birds and
perhaps some reptiles are capable of primary consciousness. Edelman places the appearance of primary
consciousness in evolution at about 300 million years ago.
Primary consciousness is not consciousness in the sense that the word
has been used in Chapter One. There is
no sense of self in primary
consciousness. There is no image of
one’s behavior, or indeed any sense of image at all -- there are simply
scenes. There is no sense that I am a part of that scene, or that it is
a part of me. There are no abstract ideas or concepts, and
there is no ability to model the future or the past -- primary consciousness
is, in Edelman’s words, “the remembered present”. There is no unity between scenes, no concepts
of continuity or of individuality from which to interrelate scenes. This does not mean that there is no memory of
things past, but it does mean that there is no concept of past. There is no understanding of a history of
events, and no ability to project the memory of past events into the
future. Planning is therefore not a
feature of primary consciousness.
One does not need to go far beyond primary
consciousness to arrive at the bicameral mind.
Everything that is needed for social behavior of the bicameral-mind type
-- pattern recognition, perceptual categorizzation, and value criteria -- is
already in primary consciousness, and many social animals like dogs appear to
operate at this level. This is not to
say that complex societies can exist on primary consciousness alone. Human civilizations -- even bicameral ones --
are extremely complex, and require more complex brains and information
processing to make them possible. What
this does show, however, is that the basic structures necessary for bicamerality
and social behavior exist at a very primitive level of development in the
brain. It also suggests that the basic
mechanisms for social behavior were present in the brain long before the
evolution of human consciousness as described in Chapter One. While the bicameral mind may take advantage of
the more developed capabilities of the modern human brain, the basic
neurological structures through which it acts are very old, from an
evolutionary standpoint. Most of what
happens in primary consciousness is “unconscious” as far as modern human
awareness goes, so it follows that the mechanisms by which the bicameral mind
controls behavior are also, for the most part, unconscious.
Another step in the evolution of
consciousness is required to move from primary consciousness to the ability to
symbolize and to model past and present.
This is the development of higher
order consciousness, and its appearance requires the development in the
brain of symbolic memory. Symbolic memory evolves, according to
Edelman, through the development of
speech and language. It is the functions
necessary for speech that enable the brain to remove itself from the immediacy
of experience, and to conceptualize space and time. The addition of symbolic memory, in
association with global mappings that can delay responses in behavior, is what
generates the higher-order consciousness with which we are familiar. This symbolic capability, together with
language and social behavior, give rise to concepts of the self as well.
It was necessary for us to part company with
Jaynes’ bicameral mind theory when the development of consciousness became
entwined with behaviorism and social-ontology, because consciousness explained
in that way could not account for the counterexample of the chemist’s vision,
and cannot explain portal experience. It
will also be necessary to part company with Edelman’s theory for the same
reasons. Indeed, Edelman’s idea of the self is called the socially constructed self, and not only brings with it the
consequences of assuming social-ontology, but also the inability to explain
contents of consciousness that are not a result of social behavior. Higher
order consciousness is not the introspective individual consciousness that has
portal experiences. Introspective consciousness
can not be understood on the basis of the brain alone -- it is not
materialistic -- because if it were, the mind-body causation problem would
apply, and portal experience would be impossible. Nor is introspective consciousness
social-ontological, as is Edelman’s higher order consciousness, because if it
were there could be no individuating experiences, including portal experiences.
It does not appear that Edelman’s idea of
consciousness can get beyond Jaynes’ description of the bicameral mind. Edelman’s theory of recategorization does
allow for the accommodation of contingencies, but if recategorization were
sufficient to answer the problem of contingency, it is not clear why evolution
would have continued beyond primary consciousness. More complex survival
strategies require modeling and planning, but planning in relation to a socially constructed self cannot get
beyond the level of the bicameral mind.
Should the socially constructed environment collapse, the socially
constructed self will collapse along with it.
While neither Edelman’s theory nor Jaynes’
theory can provide a theory of consciousness that can explain portal
experience, they do provide many important insights into the nature of
consciousness and the brain in which it resides. Both theories -- the bicameral mind and
higher-order consciousness -- bring us to the brink of consciousness, but
neither makes the leap from social-ontology to individual consciousness, nor
from the brain to portal experience. Portal experiences involve states of being
outside the physical world of the brain and its biochemical processes. To move
consciousness beyond the brain, we must look for something inside the brain
that points beyond it -- some indication that the brain connects with something
outside of itself.
The reader may have noticed that something
slipped into the discussion of primary consciousness without receiving any
explanation, and that “something” is the mental faculty of memory. Memory presents a
special problem in brain studies, not unlike the problem of consciousness
itself. While there are structures in
the brain that have important roles in memory -- moving information into and
out of memory, moving from short to long-term memory, and so forth -- there
appears to be no brain structure in which memory itself resides. There is no part of the brain where memory is
located, and no part of the brain that can be removed that also removes
memory. Memory is, like consciousness,
not a property of any specific part of the brain, but a property of the brain
-- at least of the new brain -- as a
whole. If memory is not a part of the brain, how can it be connected with the brain? It must be a very special kind of property
that allows the brain to possess certain characteristics that cannot be
explained on the basis of the functioning of its parts.
Edelman refers to this property of the brain
as a whole as a dynamical systems
property. A dynamical system is a
system -- a collection of independent components or parts functioning together
as a single unit -- whose characteristics are not causally related to the
functioning of its parts. Dynamical
systems are sometimes called disordered
or chaotic, primarily because of this
fundamental break in causal relationships between the parts of the system and
its behavior as a whole. In a dynamical
system, the parts of the system do not work together under a set of rules that
describe all possible states of the system -- the system itself becomes
something quite different from its parts.
Richard Feynman once said, “Physicists like to think that all you have
to do is say, these are the conditions, now what happens next?” The problem with dynamical systems is that
“what happens next” in the system cannot be determined from the existing
conditions. Knowing what each part is
doing will not explain the behavior of the system, and the condition of each
part cannot be determined from the behavior of the system as a whole.
An automobile engine, for example, is not a
dynamical system, at least not under normal circumstances. It works only as long as its parts all
function according to their design. If
the distributor cap breaks, the engine stops working. The operation of the engine is causally dependent
upon the function of its parts. Each one
of the parts causes the system as a whole to work, and the contribution of each
part can be easily determined. An engine
is therefore an ordered system,
because its parts relate to the whole on the basis of simple rules or
principles, and the operation of the engine as a whole is directly dependent
upon the proper operation of each part.
It can be inferred that if the engine is working, then the parts must
all be working -- the distributor cap is not broken if the engine runs. Similarly, if all the parts work properly, it
can be accurately predicted that the engine will run.
The classical example of a dynamical system
is turbulent flow, the irregular flow of a liquid through a pipe or other
object that occurs under certain conditions.
Turbulence has long been a problem in physics, for it seems to break the
rules of natural law. It was not until
the introduction of dynamical systems theory that an understanding of why
turbulence breaks the rules developed. Of
course dynamical systems theory introduces new questions and problems, but the
problem of understanding why turbulence does not fit ordered models of behavior
was solved.
In an ordered system, the existing
conditions predict the way the system will behave. This can be seen in an ordinary water
faucet. If the faucet is turned on
slightly so that water begins to drip, one will notice that there is a regular
interval between drips. As the flow of
water is increased, the interval between drips shortens, but there is always a
regularity to the system -- the interval between one set of drips and the next
set, provided the flow is not changed, will be the same. The conditions of the system, such as pipe
diameter, water viscosity, temperature, and flow rate, are predictive of the way the system will
behave -- they determine how fast the water will drip. This works up to a certain point. When the flow rate is increased beyond that point,
the behavior of the system changes. At
this point, the time intervals between drips become irregular -- the interval
between one set of drips does not accurately predict the length of the interval
between the next set of drips. The flow
rate of the system, therefore, does not determine the time interval between
drips, nor do the other conditions of the system, such as temperature and pipe
diameter, control the drip rate in any predictable way. The flow in the system has become turbulent,
and no longer obeys any predictable pattern of behavior -- it acts
independently of the conditions under which the system operates.
This is chaotic behavior: the condition of
the system and its parts do not predict the system’s overall behavior. If the state and behavior of a system are
graphed, the figure that appears is an attractor,
a graphical representation of trends in the behavior of the system. For an ordered system the attractor appears
as a round clump or doughnut-shape called a toroid,
and toroidal attractors reveal that within the limits of uncertainty and error,
the conditions of the system predict its behavior. For disordered systems strange attractors appear: the dripping faucet produces a
horseshoe-shaped attractor, weather systems produce butterfly shapes -- each
dynamical system has its own characteristic attractor.
Analysis of the attractors of disordered
systems reveals that they are fractals,
geometric figures composed of repeating patterns. The appearance of a fractal attractor shows
that a chaotic system does not behave
randomly. Chaotic systems follow an
underlying pattern, however, the pattern is not determined by the parts of the
system. The chaotic system’s pattern of
behavior is self-organized by the dynamical system itself -- the pattern in a
system’s attractor is created by the dynamical system as a whole, and not by
its parts. While altering the conditions
may affect the overall size and shape of the attractor, the underlying patterns
of which it is composed are self-organized by the dynamical system itself, and
do not change unless the system is destroyed.
What this means is that a dynamical system
sets up its own pattern of behavior.
While causal conditions, such as those factors that predict the dripping
of the faucet, have a role to play in initiating the dynamical system, once the
system takes off on its own those conditions no longer determine the system’s
behavior. Once a system goes chaotic,
you can’t predict “what happens next” based upon the state of the system’s
parts.
Walter Freeman, whose research supports the
theory of dynamical systems in the brain, offers the following comparison
between chaos and randomness:
At the risk of
oversimplification, I sometimes like to suggest the difference between chaos
and randomness by comparing the behavior of commuters dashing through a train
station at rush hour with the behavior of a large, terrified crowd.
The activity of the commuters resembles chaos in that although an
observer unfamiliar with train stations might think people were running every
which way without reason, order does underlie the surface complexity: everyone
is hurrying to catch a specific train.
The traffic flow could rapidly be changed by simply announcing a track
change. In contrast, mass hysteria is random. No simple announcement would make a large mob
become cooperative.
Dynamical systems abound in nature. The growth of a forest, the beating of the
heart, the flow of a river and the growth patterns of organisms are all best
described by dynamical systems. The
reason one does not see dynamical systems easily is that one has been trained
not to look for them. The ideas of
mechanism and causation that so permeate the “scientific viewpoint” encourage
one to think causally and not dynamically.
While the sciences themselves increasingly rely upon dynamical systems
as an analytical and explanatory tool, the popular viewpoints tracing back to
Enlightenment ideology find dynamical systems most upsetting. Philosophers such as Kant argue that thinking
can only be done in terms of causation, and this underlying assumption of
causation has resulted in the imposing of causation upon nature where it may
well not exist. Adding to this
difficulty is the fact that systems theory is quite abstract: one cannot “see” an attractor, or on the
basis of simple observations tell
whether a system is ordered or dynamical. One can only observe the results and
infer. Attractors are not physical
objects, they are diagrams in state-space
-- an abstract mathematical dimension in whiich the behavior of systems is
described -- and therefore cannot be observed directly.
Edelman’s statement that the growth of the
brain more closely resembles a jungle than an electrical company suggests that
the growth of the brain itself may be a dynamical system. While each individual tree contributes to the
growth of a jungle, the characteristics of the jungle as a whole are not
traceable to individual trees. The death
of a single tree does not change the overall behavior of the forest
itself. Similarly, while the brain is
composed of individual neurons, neither the final structure of the brain nor
its overall behavior are traceable to the structure and behavior of individual
neurons. Edelman’s whole theoretical
project in many ways amounts to the application of dynamical systems theory to
brain development and function.
Edelman’s ideas of self-organization, selective recognition,
recategorization and reentrant signaling are all characteristics of dynamical
systems. While the underlying physical
processes within individual neurons and synapses may be best understood through
causal explanations, the theory of dynamical systems provides many new insights
into the “mysterious” functions of the brain as a whole.
In theorizing that memory is a dynamical
system, Edelman is seeking to explain how information can be stored in memory
without being stored in any specific part of the brain. Memory is a property of the system as a
whole, a set of patterns stored in an attractor. Unlike a computer that stores information as
coded bits in specific hardware structures, the brain stores it as “the
specific enhancement of a previously established ability to categorize” --
meaning, in the establishment of a pattern.
The contents of memory are effectively stored in state-space, and
therefore cannot be localized to any specific brain part. This explains why individual cell death in
the brain does not alter the contents of memory. It also explains why memory recall is never
exact. Recall involves duplicating the
original patterns of discharge, and since global mappings are constantly undergoing
reorganization, memory amounts to a recategorization, in which the original
patterns are intermixed with new perceptual associations. When information is added to memory, it gets
mixed in with other patterns of information, so that when recalled, what is
“remembered” is information that has become contextualized with other items of
memory. Memory comes down to an attempt
to reconstruct the maps, interconnections and discharges in the brain when the
event occurred, but since the brain is constantly undergoing revisions of its
mappings the reconstruction can not duplicate the original conditions
precisely. So memory recall is never
exact, because the information gets intermixed with other information, and
because the brain’s constant changing makes exact duplication of the original
discharge patterns impossible.
If memory is a dynamical system, there is
every reason to believe that consciousness is also a dynamical system. Like memory, it is a property of the brain as
a whole and not of any of its individual parts, and like memory, it emerges
from the underlying neurological structure of the brain but is not casually
dependent upon that structure. While the
parts of the brain are involved in getting information into and out of
consciousness, they are not themselves consciousness, just as they are not
themselves memory. Reentrant signaling
in the brain allows the patterns of neuronal discharge to take on an identity
and independence from the circuitry out of which they arise.
Perhaps the most mysterious aspect of
consciousness is how it is able to generate a self -- an ongoing, reflexive image of consciousness as a unique
entity. The dynamical systems theory of
consciousness provides a simple explanation.
While dynamical systems can assimilate information from their
environment and transmit information to that environment, their essential
identifying character -- their underlying fractal patterns -- are
self-generated by the system as a characteristic of that system, and not as a
characteristic of any information coming into that system. The self,
being the uniquely identifying characteristic of consciousness, is most easily
understood as being the unique identifying fractal pattern of the dynamical
system of consciousness. In other words,
the self is the strange attractor of
consciousness. Describing the self in this way accounts for its
ability to incorporate not only behavioral, but perceptual and introspective
components, without changing who the person is.
The self is not simply an
image of behavior -- it is a composite of all experience and thought,
superimposed upon a unique and underlying pattern that sets individuals apart
from one another.
Experiences are always subjective for the
same reasons that memory recall is never exact.
Consciousness is aware of experience only insofar as perceptual and
behavioral patterns intermix with the self-pattern
in the dynamical system of consciousness.
Just as memory recall is always mixed up with other information, so
experiences are always contextualized with the underlying self-pattern in consciousness, or, in terms we have already used,
experience is always in relation to the self. The only way you can be aware of an
experience at all is for it to be your experience, personalized by your own self.
Because consciousness is not causally tied
to the parts of the brain or their specific operations, the dynamical system of
consciousness is functionally separated from the information coming in about
the world through the senses. Thus,
introspective distance, the “mental space” that separates consciousness from
experience and behavior, is a direct consequence of understanding consciousness
as a dynamical system. The break between
the causal behavior of the brain and the dynamical behavior of consciousness means
that environmental conditions do not cause behavior. This is the difference
between conscious and reflex behavior.
Reflex behaviors, such as those under the control of the old brain,
depend upon an unbroken causal chain from stimulus to response: burning the
hand causes sensations that directly cause the hand to be jerked away. The break between causation and chaos
introduced by consciousness breaks the stimulus-response chain, creating the
“mental space” from which thought and reflection can be brought to bear.
It is this break between causation and chaos
that explains why consciousness breaks the rules, whether those rules are
patterns of social behavior or learned behavioral strategies. Introspective distance allows consciousness
to separate itself from the immediacy of the environment; consciousness is, in
fact, a separate entity from the world around it. This separation allows consciousness to think
about what is going on, instead of just reacting. Consciousness can follow rules, and often
does -- when hungry, we usually will pick up a red apple and eat it, because we
have learned that behavioral strategy.
But, we have the option of not doing so.
If we know the apple has been sprayed with pesticide, for example, we
can choose not to follow the behavioral strategy we have learned. Similarly, we can choose not to take the drug
test, not to wear the necktie, and so on, because consciousness give us the
ability to be ourselves, and not to be the world in the way that an
unconscious mind necessarily must be.
We could say that the unconscious, socially
conforming bicameral mind is the world,
because the causal connection between sensation, reaction and behavior is
unbroken. It might at first appear that
the bicameral mind is dynamical -- chaotic systems are very good at pattern
recognition, and a key element in the bicameral mind is its ability to
recognize social patterns. But this is
not the case. Experimental evidence cited
by Jaynes suggests that the wiring of the right brain by itself, independent of
any chaotic activity, is capable of the kind of pattern recognition necessary
for the bicameral mind to operate. The
entire chain of events responsible for socially conforming behavior in the
bicameral mind can be best explained as a causal mechanism dependent upon the
wiring of the brain, and the operation of its parts. As Jaynes says, the voices are neurological,
arising out of the interconnections in the brain, and requires no other entity
or system to carry out its functions.
Understanding consciousness as a dynamical
system explains why the bicameral mind has so much sway over behavior and
thought in otherwise conscious persons.
Since the bicameral mind is itself a neurological entity, it is causally
and neurologically connected with the structures in the limbic-brainstem system
that control emotions and physiological functions. Being a dynamical system, consciousness can
affect these structures only indirectly, whereas the bicameral mind is directly
wired to them. We can bring these neurological
mechanisms under conscious control, just as we can bring other physiological
mechanisms under conscious control, but doing so is not automatic. It takes effort and will to do so, and often
the unconscious mechanisms have done their work before consciousness is even
aware of them. The dynamical system
theory of consciousness also explains why, under normal circumstances, we no
longer hear the voices of the bicameral mind.
Consciousness has superseded the unconscious control mechanisms, and the
wiring of the brain does not “speak” directly to consciousness; it can only
speak indirectly, through the emotions and physiological mechanisms to which it
is connected. What the ancients would
have heard as voices, we feel as revulsion and physical discomfort.
Finally, the existence of consciousness as a
dynamical system avoids the consequences of the Incompleteness Principle. Nature, after all, found a way around the
consequences of rule-following, causally controlled behavior. Introspective distance, the break between
causation and chaos, opens the system and makes consciousness incomplete, in
such a way that consciousness cannot be controlled by rules. This allows for on-going reflection and
evaluation, and for formulating entirely new behaviors.
Is there any actual evidence for the
existence of chaotic systems in the brain?
Just as we cannot detect the “glue” between causal events, there is
nothing we can do to directly observe the presence of a dynamical system. We can only infer its presence from observation,
and specifically by an abstract analysis of the system’s behavior, portrayed in
state space. If we see a chaotic
attractor, we infer a dynamical system.
The research of Walter J. Freeman indicates
that the perceptual system for olfaction -- the sense of smell -- in the brain
is chaotic, based upon several observations.
First, there is a certain amount of resting activity in the olfactory
structures that occurs in the absence of stimuli. This self‑organizing
behavior is characteristic of chaotic systems -- they are always active, even
when not doing any specific task.
Dynamical systems are always doing something, if only “talking to
themselves” or, in Edelman’s terminology, reentrantly signaling themselves.
This self-generated activity is how dynamical systems generate their unique
patterns -- and how consciousness generates the self.
The second observation is that in response
to a stimulus burst, the entire olfactory system is rapidly activated, and
becomes involved in the processing of the sensory data. This rapid change of system state in response
to a small stimulus is another characteristic of dynamical systems. While dynamical systems do not change their
characteristic patterns of behavior, they do propagate information throughout
their structure rapidly, and modify their overall behavior quickly. Because there is no causal chain in which
every individual part of the system must react, the entire system can respond
quickly to changes or stimuli as a system, rather than as a collection of
parts.
The third observation is the appearance of
strange attractors in Freeman’s perception experiments. Utilizing both computer models of the rat’s
olfactory bulb and direct experiments, Freeman was able to observe chaotic
attractors in response to scents recognized by the rat as “interesting”. That scents which have some meaning would
generate a large response, while scents of no significance generate little or
no response, is consistent with Edelman’s theory of recategorization and
reentrant mappings. Those scents that
have become associated with behaviors or other significant events engage the
entire system, whereas scents with no meaning to the rat go largely unnoticed.
These observations support the theory that
information from the physical senses enters the brain, and is “perceived” -- it
enters consciousness -- through the activity of a dynamical system. As Freeman writes, the dynamical systems
observed in connection with perception are really part of a much larger
phenomenon:
Consciousness may well be the subjective experience of this
recursive process . . . it enables the
brain to plan and prepare for each subsequent action on the basis of past
action, sensory input and perceptual synthesis.
In short, an act of perception is not the copying of an incoming
stimulus. It is a step in a trajectory
by which brains grow, reorganize
themselves and reach into their environment to change it to their own
advantage.
While it should not be inferred that the
mere existence of a dynamical system is evidence for consciousness, nor that
all dynamical systems are themselves conscious, the experimental evidence does
suggest that dynamical systems can fundamentally alter the way the brain
behaves, and can explain phenomena such as the self, introspective distance and rule-breaking associated with
consciousness. The perceptual chaos
documented by Freeman is ephemeral and stimulus-specific, while the self is an ongoing process and
consciousness does not depend upon any specific sensory conditions for its
operation. The perceptual systems may,
however, be the precursors of consciousness, and they show that the brain can
operate in ways that violate causal rules.
The most important consequence of suggesting
that consciousness is a dynamical system is that it opens the door for
understanding how portal experiences are possible. Having shown that the brain, or at least
information processing systems arising out of the brain, can operate outside of
causal rules, we have effectively obliterated the mind-body causation
problem. The answer to the riddle of how
non-physical phenomena can cause changes in a physical brain is that they don’t
-- they operate through non-causal, indirectt pathways.
The physical sense affect consciousness --
your eyes, reading this book, get information into consciousness somehow. It can not be a causal process, because
consciousness is not causally related to the senses. It is therefore no greater mystery how immaterial
spirit interacts with consciousness
than it is how the physical senses interact with consciousness. To understand that interaction, we will need
some kind of principle that explains how dynamical systems interact with things
acausally.
We can think of this acausal principle in
terms of something like radio waves.
Someone speaks into a microphone, the information is converted into
invisible waves that move through space, get picked up by a receiver and
converted back into speech. Similarly,
information from the environment is picked up by the senses and transformed
into patterns that are picked up by consciousness. Consciousness decides what to do, and
transmits its decision in patterns that are picked up by the brain and passed
on to those brain structures that control behavior. This is only a crude analogy, of course. There is a more detailed and specific
explanation of how these interactions occur, which will be the subject of the
next chapter.
A dynamical system is not, by itself, enough
for consciousness. Consciousness is a
very special system. It is an ongoing
process, with a self-organized self-pattern,
that can interact with the physical world and the world of spirit as well. While
perceptual chaos comes and goes, consciousness is there for life -- perhaps
before life, and perhaps beyond it as well.
It appears that there are three
physiological conditions necessary for the emergence of consciousness as a
dynamical system. First, the brain must
be sufficiently complex, providing a
repertoire of connections and pathways that are not dedicated to specific,
pre-determined functions. This is one
reason why smaller animals such as insects do not have consciousness comparable
to humans, if they have it at all.
Invertebrates and smaller vertebrates do not have the circuitry
available for the complex interconnections and signaling necessary to support
dynamical system activity.
Second, the brain must be self-organizing. The repertoire of neurons cannot exist as
dedicated circuits and fixed connections, such as in a computer or
insects. The behavior of the brain as a
system must be able to alter its underlying neural structure by strengthening
or weakening connections between neurons and groups. This is how classification and
reclassification are possible, and how basic associations between senses, value
criteria, and behavior are established. This self-organizing capability
explains why consciousness can have so much control over brain function. It also explains how the brain can compensate
for damage to some of its parts -- the functions are simply re-routed through
other undamaged areas.
Finally, reentrant
signaling between maps and other brain areas allows for information to be
generated with the brain -- the brain can “talk to itself”, as opposed to
simply responding to stimuli. This
“talking to itself” gives rise to the possibility for a self-generated pattern
to emerge, as well as the ability of consciousness to think about itself or
other things in the absence of specific sensory information.
These are the conditions within the brain
required to support the activity of a dynamical system; they make it possible
for a dynamical system to exist. There
is one additional condition required to establish dynamical system activity in
the brain -- to get the dynamical system itself going. Since the dynamical system is not causally
related to its underlying structures, something must happen that breaks the
causal chain between structure and function.
This event or condition that breaks the causal chain and initiates
dynamical system activity is called bootstrapping. Bootstrapping allows a dynamical system to
begin the process of self-organization and characteristic pattern formation --
to pull itself out of its underlying structure by its own bootstraps.
Bootstrapping is very often a situation in which the underlying conditions for
a dynamical system exist, and something from the outside triggers chaotic
activity.
Freeman’s hypothesis is that within the
brain, the release of neurotransmitters controls the gain -- the ability of neuron systems to amplify
signals -- in terms of numbers of neurons involved and numbers of action
potentials generated. The gain level is
set by the brain depending upon how interested an animal is in receiving
sensory input, and whether it recognizes the input it receives. When the gain is set high enough, a small
stimulus is capable of exciting large numbers of neurons into instantaneous
activity. The high gain of the system
liberates an excess of energy -- in the form of sensitivity to stimuli and
readiness to release action potentials -- such that the slightest sensation in
any individual neuron can trigger activity throughout the system. Thus, the brain is prepared for chaotic activity
by the levels of neurotransmitters present, and some outside sensory event is
able to trigger the dynamical systems associated with perception.
For introspective consciousness to appear as
a dynamical system, some kind of bootstrapping event must occur that breaks off
system activity from the underlying causal and neurological mechanisms in the
brain, and initiate the self-organizing process. While dynamical systems such as consciousness
are self-organizing in the sense that they develop and maintain their own
unique patterns of behavior, they also respond to the conditions of their
environment. Information from the
physical senses, information from memory, and information generated by
reentrant signaling between maps are all available to consciousness, as well as
information generated by homeostatic mechanisms in the limbic-brainstem
system. That consciousness has these
connections with the physical brain, along with Freeman’s hypothesis that
bootstrapping has something to do with neurotransmitters, makes it logical to
begin the search for the bootstrapping event within the neurological structure
of the brain.
The Miracle
of Marsh Chapel suggests that the psychoactive drug psilocybin had some
role to play in the portal experiences that occurred during the
experiment. Although portal experiences
can occur spontaneously, in general they do not happen without some
precipitating condition or event.
Persons with high fever or other disease conditions will occasionally
have visions similar to portal experiences.
It may even be that the “near-death experience”, which has all the
characteristics of portal experience, is the result of the dynamical system of
consciousness temporarily losing its connections with the failing neurological
structures of the brain.
In religious mysticism one often hears the
instruction, “inflame thyself with prayer,” as a means of bringing about
mystical experience. Those who practice
in the occult traditions use similar methods of intense concentration to
initiate portal experience. Persons
employing these methods use candles, incense, music, physical movements such as
dances or special sitting and standing positions, and eating or tasting herbs
or foods -- every sense of the body is brought into play. In contrast to these “stimulating”
conditions, others employ “meditative” methods, the aim of which is to “quiet”,
or shut down input from the senses into the brain. These practices involve not only physical
stillness, but mental exercises designed to stop the chatter of thoughts in the
mind. What these methods and practices
all share in common is the production of unusual neurological conditions in the
brain -- either through the absence of sensory stimulation, or the intensity of
sensory stimulation -- which in turn alters the physiological and psychological
environment in which consciousness operates.
Historically, the most common precipitating
event for portal experience has been the introduction of some foreign substance
into the body that triggers the experience.
The most well known example of this is the medieval “witches’ brew”,
containing a mixture of nightshade, mandrake, Cannabis, various
mushrooms and other plants that contain potent psychoactive components. The brew is often compounded with animal fat
-- human or otherwise -- to aid in the absorrption of the psychoactive
components through the skin. As well as
producing an astral projection experience, the use of this concoction also
produces the physical sense of flying, hence the image of witches “flying”
through the night. We should note that
while these substances are effective, the “margin of safety” -- the difference
in dosage between the psychoactive effects and potentially lethal physiological
effects -- for many of the substances used in this preparation is very small. Neither “witches’ brew”, nor anything else
containing belladonna alkaloids should be thought of as material for casual
experimentation, as these materials all too often produce one-way “trips” in
the uninformed.
While concoctions similar to the witches’
brew are to be found in cultures throughout the world, most substances used for
the induction of portal experience are not as toxic, and have more profound
effects. In Mexico, tribal shamans or curanderos (y curanderas) -- mystic-healers -- use psilocybin-containing
mushrooms to precipitate portal experiences in which visions are seen, and
“healing forces” are channeled toward the sick.
Psilocybin is one of the least toxic psychoactives. While only a few mushrooms are needed for
psychoactive effects, one would need to eat nearly one’s body weight in fresh
mushrooms to experience any toxic effects.
Some Native American tribes use peyote, a
small desert cactus containing mescaline, pharmacologically related to
psilocybin, in ritual ceremonies for producing visions. These visions may be prophetic, or may have
special meaning or religious insight to the persons who have them. Some African tribes use psychoactive plants
to produce visions of the “ancestors”, spirits of the dead who educate children
and direct the activities of the tribe.
It is said that the “assassin cults” of the
It is impossible, within the limits of this
book, to do more than just begin to indicate the extent to which psychoactive
substances have been used -- and are today used -- to produce portal
experiences. The collaborative works of
Richard Evans Schultes and Albert Hofmann, two of which are listed in the
bibliography, detail decades of research by these scientists into this very
phenomenon. In Plants of the Gods,
they write:
The use of
hallucinogenic plants has been a part of the
human experience for many millennia . . . they have long played an important role in the religious rites of
early civilizations and are still held in veneration and awe as sacred elements by certain peoples who have
continued to live in cultures less developed and bound to ancient traditions
and ways of life. How could man in
primitive societies better contact the spirit world than through the use of
plants with psychic effects enabling the partaker to communicate with
supernatural realms? What more direct
method than to permit man to free himself from the prosaic confines of this
mundane existence and enable him to enter temporarily the fascinating worlds of indescribably ethereal wonder
opened to him, even though fleetingly, by the hallucinogens?
No matter where on Earth one goes, from
Siberia to
Of course that would be thinking not only
teleologically, but also backwards. It
is not that nature provides the means by which humans have portal experiences;
humans evolved in such a way as to
have these experiences, as a result of evolving in the natural
environment. Nature does not “feed the
head”, the head feeds on nature. This is
really a very surprising situation, for one would, at first glance, have
assumed that the body’s most important control center would have evolved in
such a way as to maintain itself in a stable condition, independent of the
environment as much as possible. One
would think that the brain would have developed in such a way as to isolate
itself from chance encounters with various substances that alter its basic
functioning, but this is apparently not the case.
Chemicals that affect the nervous system
most often act at the synaptic junctions between neurons, because the messages
transmitted between neurons are chemical in nature. Psychoactive chemicals may be absorbed
through the skin, the lungs, or the digestive tract, where they are carried
throughout the body by the bloodstream.
In addition to the bloodstream, the brain and spinal cord have their own
system of fluid circulation, and chemicals can reach synapses by way of this cerebrospinal fluid. Once at the synapse, there are several ways
in which a chemical can affect information transfer between neurons. Most commonly, these chemicals mimic the
action of neurotransmitters, but provide a much stronger or longer lasting
effect; these are known as agonists
or mimetics. For example, phenylethylamine (PEA) is a
neurotransmitter found the old brain
region of the hypothalamus. It is also
found in chocolate, and is responsible for that food’s “love drug”
reputation. Cocaine is chemically
similar to norepinephrine, and is thought to work by attaching to
norepinephrine receptors in the limbic system.
Alternatively, substances called antagonists
may prevent the neurotransmitter from attaching to its receptor, thereby
blocking the chemical message between neurons.
Curare, for example, is thought to work by covering up the receptors at
the synaptic junctions between neurons and muscle cells, thereby preventing the
chemical message from being delivered.
There are other mechanisms by which chemicals affect the nervous system,
but these are the ones of principal concern in the study of psychoactive
substances.
What is so surprising is that synapses in
the brain would have evolved in such a way as to be affected by substances
occurring in nature, and which could easily be encountered by a person or
animal during normal feeding. The best
studied case of this nature-brain interaction is probably that of opium and its
related compounds, which led to some very surprising discoveries about the way
the brain works. Opium has long been
used, both medicinally and otherwise, for the relief of physical and mental
pain, but pharmacologists were puzzled about how it actually affected brain
function. Acting on the theory that the
action of these chemicals must be mediated through neurotransmitter-specific
receptor sites, several research groups began to search for “opiate receptors”
in brain tissue. In the mid 1970’s, such
receptor sites were found in areas of the brain concerned with perception, pain
and emotional responses -- the hypothalamus, limbic system, and spinal
cord. This discovery sparked the search
for receptor sites for other pharmacologically active substances, and since
that time, receptors for most psychoactive substances have been found.
Most psychoactives are either agonists or
antagonists of neurotransmitters. But in
the case of opium there was no known
neurotransmitter that bound with the opium receptors. Could it be that, for some reason, the
mammalian brain was “wired” for opium, a substance completely alien to the
mammalian body? In 1975, and in
subsequent years, the answer was found.
There exist, in the brain and its surrounding cerebrospinal fluid,
naturally occurring polypeptides -- chains of amino acids -- that bind with
these receptors. The first of these neuropeptides to be discovered were the
enkephalins, then the endorphins, and others.
These are substances produced by specialized neurosecretory cells --
neurons whose chemical messengers are released into the cerebrospinal fluid
instead of into a synaptic junction.
Once in the cerebrospinal fluid, these chemicals can travel throughout
the brain and affect cells having the appropriate receptor sites.
The “opium receptors” in the brain are,
therefore, really receptors for internally occurring neuropeptides. The active principles in opium -- morphine
and related compounds -- are mimetics for endorphins and enkephalins. It has been theorized that various
non-pharmacological methods for relieving pain, including acupuncture and
hypnosis, may work by causing the release of these neuropeptides. This theory is substantiated by the
observation that narcotic antagonists such as naloxone, which block the effects
of opiates, also block the effects of these kinds of treatments, in addition to
blocking the effects of the relevant neuropeptides.
Further, endorphins exhibit the phenomenon
of cross‑tolerance with opiates.
When a dosage of morphine that is effective in suppressing a particular
kind of pain is given to an animal repeatedly, the effect soon begins to
decrease -- a higher dosage of morphine is needed to achieve the same
effect. This is the tolerance
phenomenon, which appears as the result of alterations in synaptic
connections. Once a tolerance to
morphine has been built, it is found that a larger amount of endorphin is
needed to relieve similar pain than would have been needed in an animal without
tolerance. When two substances show this
cross‑tolerance phenomenon -- the building of tolerance to one substance
also builds a tolerance to another -- it suggests that the two substances are
acting through the same pathway. “Same
pathway” does not always mean “same receptors”, however. It can mean different receptors on the same
neuron, receptors on different neurons that are interconnected, different parts
of a reentrant circuit, or many other possibilities. The demonstration of cross‑tolerance
merely suggests that the substances are affecting related brain processes or
structures.
The discovery of enkephalins, endorphins and
other neuropeptides sent a shock wave through brain research. A new method of communication in the brain
had been discovered, and this new method suggested a bridge between the
physiology and the psychology of the brain.
Neurophysiology could never explain how the brain produces subjective
psychological states such as pain or euphoria.
The discovery of these “natural opiates” suggested that the link between
psychology and physiology would be found in a previously unknown process.
While this great scientific hope never
really materialized, it did serve to open up new lines of questioning. Most importantly, why does the brain contain synapses that respond to externally
occurring substances? Such substances
affecting brain activity, most often occurring in plants, are common in
nature. The collaborative work of
Schultes and Hofmann has shown an astonishing worldwide distribution of
hallucinogenic compounds in plants. What
is surprising is that mammalian evolution should have occurred in such a way
that the functioning of the body’s most important control system -- the brain
-- is affected in fundamental ways by the prresence of compounds that the animal
is likely to encounter under quite innocent and ordinary circumstances. There are three hypotheses that may be
considered to explain this remarkable situation:
I. It
may be a mere coincidence that the
evolution of the brain produced mechanisms sensitive to substances produced
outside the body.
The similarity of the camera-type eyes of
vertebrates and cephalopods is an example. There is no developmental connection
between the two; their embryological development is distinctly different. Yet environmental circumstances, together
with natural selection, produced, at a gross level, the same kind of structure
in distantly related creatures. So, we might say, that it was just a
coincidence -- a freak of nature -- that both squid and human have a camera‑type
eye. Similarly, it might be argued that
the presence of receptor sites in the brain that respond to chemical substances
in plants is a similar coincidence of evolution.
This is hardly a credible explanation. “Coincidence” is more often than not a
quick-and-easy substitute for “we don’t know why.” Cephalopods and humans both have camera-type
eyes because they are the most effective tools for each creature to survive in
its respective environment. It appears
as a “coincidence” only when we don’t fully understand the factors in the
environment contributing to their development.
The expenditure of energy required by both
plant and animal to develop the biochemical mechanisms for producing these
substances -- some of them quite complex -- and for responding to them is
considerable. That the similarity of
plant substance and brain neurotransmitter should have been sustained through
the evolutionary process as a matter of chance alone makes the “coincidence”
hypotheses absurd.
What determines, in the evolutionary
process, whether a particular development will continue to be present in a
species is whether it has adaptive value
-- whether that particular development somehhow enhances the ability of the
organism to survive and exploit its environment. The energy drain on an organism imposed by
the development of a particular biochemical process will be sustained by
natural selection only if that process yields a net gain in the organism’s
ability to flourish. In other words,
nature does not waste energy on frivolous things, and, therefore, we probably
should not consider what nature has done as frivolous. The “coincidence” hypothesis has all the
flavor and credibility of, as Robert Anton Wilson once wrote, “. . . a man
found in a closet by a jealous husband who hopefully explains, ‘Just by
coincidence, while you were away on business I happened to wander into this
closet without my clothes on . . .’”
Coincidences do happen -- things do happen
that seem to relate to one another on
a superficial level, but have no underlying causal
connection or relationship. That does
not mean there is no underlying relationship, only that we cannot find a causal
explanation for it. It is not the case,
for example, that opium alkaloids found in nature and endorphins and
enkephalins found in the brain are unrelated.
Human evolution proceeded in such a way as to produce a brain that
utilizes these substances, and not
others, as active agents in the neural pathways associated with pain and
euphoria. They are not causally related -- the environment did
not cause the brain to evolve in this way.
They are selectionally related
-- the brain evolved in the way it did by seelective recognition of these
substances, and selective recognition systems are dynamical, and not causal,
systems.
Genetic mutations -- under the control of
probabilistic rules -- may lead to
changes in individuals, but those changes are not propagated by evolution
unless they confer an adaptive advantage.
How receptors sensitive to opiates and other psychoactives originally
appeared makes little difference. What
does matter is that considerable energy on the part of the human organism has
sustained the development of this specific kind of receptor for a very long
period of history. To deny that this
expenditure of energy does not accomplish something advantageous for the human
organism would require the same level of gullibility as believing the man in
the closet. “Coincidence” -- understood
as the development of similar or complementary characteristics in unrelated
species such as camera-type eyes and substance-receptor combinations, without
underlying cause or other relationship -- makes little sense once one
understands the mechanisms behind evolution.
II. It was of adaptive value to plants to develop biosynthetic processes that can
affect the brains of animals.
According to this hypothesis, those plants
that developed biosynthetic pathways for substances affecting the mammalian
central nervous system had some kind of adaptive advantage over their
siblings. There is no question that some
of these chemicals do aid in the survival of plants. Many plants produce toxic materials that harm
or kill animals feeding on them.
However, over a long period of time, those animals whose behavior does
not include feeding on such plants, or develop mechanisms to counter the
effects of these chemicals, to out‑survive and out‑reproduce those
animals that do feed on these plants.
The long-term effect of this biochemical interaction is that as the
animal population evolves, the number of surviving plants that produce toxic
substances also increases.
There are several problems with this
hypothesis. First, many of these
substances are not toxic, at least not in a way that threatens the life of the
animal that feeds on it. Marijuana, for
example, produces a substance that has virtually no long term toxic
effects. Insects that feed on the plant
seem unaffected by its active constituents.
Insect evolution proceeds at a very rapid rate, primarily because of
their high reproductive potential. While
at some point a substance produced by a plant may be toxic to a given insect
species, the species will either evolve in such a way as to avoid the plant, or
in such a way as to be insensitive to the plant’s toxins. The latter case is quite common, and is
obviously of no advantage to the plant.
THC, the active principle in marijuana,
appears to do nothing for the survival of the plant. THC seems harmless to those creatures that
parasitize the plant, and yet the process by which it is produced in the plant
is complex. To top it off, while THC‑specific receptors have been
found in mammalian brains in the limbic, hypothalamic, and hippocampal of the old brain, and frontal cortical areas of
the new brain, no known substance in
the brain has yet been found to bind to these receptors.
Psilocybin is for all practical purposes
non-toxic, and there is no known role for it in the growth of mushrooms in
which it occurs. Much to the dismay of
bathtub mushroom growers, there are mutants of Psilocybe cubensis that
do not produce the psychoactive compound psilocybin, yet these mutants grow and
reproduce as well as their “flesh of the gods” siblings.
In both cases, it appears that the production
of psychoactive compounds does little to ensure the survival of the plant. Certainly, the biomasses of both Cannabis
and Psilocybe have been, under human cultivation, dramatically increased
because of their biochemical constituents.
To assume this is the reason for the evolution of their unique
biochemical processes would, however, not be a
legitimate application of evolutionary theory. Evolution is not teleological: a biochemical
mechanism does not develop “in order that,” at some time in the future, it will
be of advantage. Marijuana did not
develop the synthetic pathways for THC several millions of years ago in
anticipation of growing in someone’s closet in the twentieth century. And, a particular mechanism will not continue
through the evolution of the species if it does not continue to provide an
adaptive advantage. If we want to
explain THC production in terms of toxicity to insects, we can’t explain why it
would continue to be produced once the insect population has evolved means for
detoxifying or otherwise avoiding the substance.
Another problem with this idea is that many
of these biosynthetic pathways developed, chronologically, before the evolution
of the mammalian brain. The biosynthetic
pathways for psilocybin in Psilocybe and other mushrooms, lysergic acid
amides in morning glories and ergot fungi, THC in Cannabis, and
mescaline in Lopophora were around long before there were any humans to
either feed on them or cultivate them.
These substances were, however, present in the environment during the
time that the human brain was evolving.
If the adaptive advantage they confer upon plants is to discourage
feeding by animals, this cannot explain why the human brain evolved to respond
to these substances. Plants did not
evolve to produce these substances in response to what mammals did with them;
mammals evolved in such a way as to take advantage of these substances, already
there in nature.
The real problem with this hypothesis is
that it requires assuming that plant evolution is instructional. Selective recognition can explain why
substances toxic to predators appear during evolution. It cannot explain why those substances
continue to be produced once the advantages of their toxicity disappear. To argue that it is of adaptive advantage for
plants to produce something that is of no value to them requires arguing that
they are doing so because they are being caused
to produce it. As Edelman argues, one of
the most basic features of evolution is that it is selectional and not instructional
-- the environment does not tell organisms wwhat to do, organisms recognize
survival strategies on their own.
Selection requires adaptive advantage -- if there is no advantage, then
selection is not an explanation. Unless
one can show there is an environmentally based causal and instructional chain
-- which is denied by evolution theory -- thhen it cannot be argued that the
relationship of these substances to brain receptors is under the control of
plant evolution. Which leads inevitably
to the third hypothesis:
III.
It was of adaptive value to mammals, and
particularly to humans, to evolve brains that were psychoactively sensitive
to substances occurring in nature.
Now this is a very strange idea. More likely, one would think, that the
central nervous system of humans should have evolved in such a way as to
isolate it from the effects of chance encounters with psychoactive
substances. But the opposite is clearly
the case -- and not, apparently, by accident.
It is interesting that, for most of these compounds, the naturally
occurring isomers -- variants in
chemical structure but not makeup -- are the ones that are psychoactive. From a thermodynamic standpoint, the brain
could just have easily evolved receptors for structural variants that do not
occur in nature, but it did not happen that way. Peter Stafford quotes Albert Hofmann in his Psychedelics
Encyclopedia:
It is perhaps no coincidence, but of deeper biological
significance that of the four possible isomers of LSD, only one, which corresponds
to natural lysergic acid, causes pronounced mental effects. Evidently the mental functions of the human organism, like its bodily
functions, are particularly sensitive to those substances that possess the same
chemical configuration as naturally occurring compounds of the vegetable
kingdom.
It appears, contrary to intuition, that
selective recognition in the brain proceeded in such a way as to deliberately
take advantage of substances found in nature that could fundamentally alter its
operation. For this to occur, and for it
to have continued through the evolution process, there must have been an
adaptive advantage for those creatures whose central nervous systems evolved in
such a way as to be influenced by the presence of psychoactive compounds found
in their environment. In the case of
many of these substances, the consequences of ingestion were neither lethal nor
altogether unpleasant -- they were not consequences that would deter the animal
from consuming the plant in the future.
What was this adaptive advantage?
What is it about the influences of these substances that enhance the
survival of the animals consuming them?
Why are those animals that consume these materials, and have nervous
systems that are affected by them, better able to survive and flourish in their
environments?
This point -- that the brain evolved in such
a way as to incorporate mechanisms whose function could be altered by widely
distributed, naturally occurring substances -- is a key point in understanding
why human consciousness exists. If
evolution had not proceeded in this way -- and there appear to be many points
at which it could have proceeded differently, in terms of how both plants and
animals evolved -- human beings would likely never have developed beyond being
social animals. It is this ability of
the brain to respond to natural substances with fundamental changes in the way
it operates that makes human consciousness, and portal experience, possible and
perhaps inevitable.
What are the effects of these substances? The works of Schultes and Hofmann indicate a
clear and unambiguous answer: the effect of ingesting naturally occurring
psychoactive substances is the induction of portal experience. Whether accompanied by an appropriate ritual
or not, and whether taken on purpose or by accident, it is clear that the brain
adapted itself by selective recognition to produce portal experiences when
these substances are consumed. For this
effect to have been maintained through eons of evolution, there must be an adaptive
advantage it yields. The logical
conclusion is that portal experiences themselves are advantageous to the
survival of those creatures that have them.
As we shall see, this ability to have portal experiences in response to
psychoactive chemicals is the physiological basis for the existence of
consciousness.
How is it possible for a chemical substance
to induce portal experience? That they
do so is clearly seen in the Miracle
experiment. Psilocybin, the substance
used to induce portal experience in the Miracle,
is a member of a group of pharmacological agents know as 5HT-antagonists. 5HT -- technically 5-hydroxytryptamine, also
called serotonin -- is a neurotransmitter found in many parts of the
brain. 5HT-antagonists are substances
that interfere with the action of 5HT.
The class of 5HT-antagonists includes the most potent psychoactive
substances known, the lysergic acid derivatives, found not only in laboratory
products such as LSD, but also found in ergot fungi and in the morning glory
family Convolvulaceae. Other members of this class include psilocin,
also from “magic mushrooms”, mescaline from peyote cacti, and other natural and
laboratory compounds. These substances
all exhibit cross-tolerance with other members of the class, though there are
reasons to suspect the specific mechanism of action may be different.
In the brain, neural fibers arising from the
dorsal and median raphe nuclei of the brainstem (nuclei are dense collections of nerve cell bodies) are widely
dispersed throughout the brain. These
fibers have direct contact with structures in the limbic system and the frontal
cortex, and therefore, according to Edelman’s theory, are connected with both
perceptual and value-criteria related structures as well as global
mappings. The neurons in these fibers
receive input from the spinal cord reticular formation, also called the reticular activating system or RAS, an
interconnecting network of neurons that receives inputs from the sensory
network throughout the body. One could
say that the RAS neurons have their fingers on the pulse of the body’s
activity. The neurons arising from the dorsal
and median raphe nuclei also have reentrant connections -- fibers that branch
back upon themselves, so that their axons synapse on their own dendrites. These neurons release 5HT. Biochemical studies show that 5HT acts as an
inhibitory neurotransmitter -- damage to these neurons, as well as the
administration of specific 5HT-antagonists, tend to produce stimulation and
wakefulness.
There is no clear and unambiguous account of
what these neurons contribute to the process of consciousness, partly because
the existence of consciousness as a dynamical system precludes any attempt to
deduce the function of any specific part from the function of the system as a
whole. However, one possibility
suggested by the biochemical data is that the neurons of the brain have some
preset, resting level of activity. If
left on their own, they will discharge at some variable rate determined by the
patterns of the chaotic, dynamical system arising out of their multiple
reentrant connections. But the neurons
of the brain are not left alone. The 5HT
secreting neurons connected with the RAS regulate the general activity of
discharge in the brain by slowing it down, to a degree determined in part by
the sensory activity they monitor throughout the body.
This model of brain activity suggests an
interesting disanalogy between the
brain and a car. Driving along the
freeway, one normally controls one’s speed by varying pressure on the
accelerator. In the brain, the
accelerator is biochemically welded to the floor, so to speak -- the maximum
speed of operation is determined by the physiology of individual neurons. The speed at which the brain operates is
controlled by varying pressure on the brake pedal -- a biochemical brake pedal
consisting of 5HT: “Your body’s way of stepping on your mind,” as one author
put it.
When lysergic acid derivatives are administered
to animals, 5HT accumulates in brain tissue, showing that it is not being
released by the neurons that produce it.
Since LSD and its relatives are effective at extremely low dosages, it
is thought that they may bind to the 5HT neurons at their reentrant connection
sites, inhibiting them from releasing 5HT.
Psilocybin, psilocin and mescaline, effective only at larger doses, are
thought to block the activity of 5HT directly at the receptor sites. No matter what the mechanism, the effect of
these agents is to take the biochemical foot off the brake pedal.
Opening the valve on a water faucet
increases the energy until a point is reached that the causally ordered system
of laminar flow breaks down, and chaotic turbulence ensues. By increasing the
gain of the brain’s wiring, psychoactive substances increase the amount of
energy in the system, just as opening the valve does with the water
faucet. The resulting increased activity
overwhelms the ability of causal systems to control the brain, and the spontaneous,
self-organizing neural activity that is characteristic of chaotic systems
appears. The data therefore suggest that
the action of psychoactive 5HT-antagonists is to bootstrap a chaotic system in
the brain. The result of this psychedelic bootstrapping process is, as
we saw in the Miracle experiment, the
production of portal experience. This is
the same result obtained by primitive people using these substances, and by
many who use them today -- as Schultes and Hofmann say, a state of “cosmic consciousness”,
a perception of reality that is “strongly changed and expanded.”
Let us take stock of where we are now. On Edelman’s suggestion, we have considered
the idea that consciousness is a dynamical system. This explanation seems to fit the facts: understanding
consciousness as a dynamical system enables us to explain the self as a self-organized fractal
pattern, and introspective distance as the break between the causally
controlled neurological activity of the brain and the chaotic -- but not random
-- activity of the conscious mind. How
did that dynamical system arise out of the brain? The brain is complex enough to support such a
system, but something had to happen to trigger the appearance of chaotic
behavior itself. What was the trigger
for consciousness? What could have
bootstrapped the self out of the
wiring of the brain?
The obvious candidate is psychedelic
bootstrapping. In all of the cases of
portal experience examined in the first chapter, it is clear that these
experiences happen to individuals -- there must be “someone” there to have the
experience. The only “someone” that can
have individuating experiences like qualia and portal experiences is the self of introspective consciousness; the
bicameral mind cannot have this kind of experience because it would mean
cutting the bicameral mind off from social pattern. Without consciousness there can be no portal
experience, from which we can infer that wherever there are portal experiences,
there is also consciousness.
We have already seen that consciousness is
of adaptive advantage: it is the means
by which contingencies are survived. The
rule-breaking capacity of consciousness, derived from its nature as a dynamical
system, is what enables life to continue beyond the limits that a rule-following
bicameral mind can survive. In proposing
that psychedelic bootstrapping is responsible for the origin of human
consciousness, we immediately see that the adaptive advantage of a brain that
can respond to psychoactive substances is the enhanced survival capacity
conferred by consciousness.
On reflection, there are no other obvious
candidates for bootstrapping consciousness.
Neither primary consciousness nor the bicameral mind could, by
themselves, account for the ability to have portal experiences. What is needed for portal experience is a
fundamentally new process, something that breaks with all of the existing
information processing schemes in the brain, opening the doors to a totally new
way of understanding the world -- and indeed, a new way of understanding what
the world is. A dynamical system has,
compared to the rule-following mechanisms of the bicameral mind, all of those
qualities, and the conditions created by psychoactive substances are exactly
the ones necessary for the emergence of consciousness as a dynamical
system. It therefore is reasonable to
conclude that psychedelic bootstrapping produces not only portal experiences,
but in the evolutionary history of the human brain is also responsible for the
appearance of consciousness itself.
This is why I have argued that portal
experiences are basic -- they are
what consciousness, at its most basic level, does. While consciousness certainly does other
things -- like considering and formulating rule-breaking behavior -- its most
fundamental nature is having portal experiences. Things that interfere with having portal
experiences, such as chatter, leveling and privacy destruction, therefore also
interfere with consciousness. This is
the real evil of materialism and social-ontology: by coercing us into believing
that there are no such things as portal experiences, they attack consciousness
at its core. The same could be said of
the “War on Drugs” -- in attempting to cut off humanity from its original
source of consciousness, it is really a “War on Consciousness,” and an obvious
subterfuge for recameralization.
Does this mean that in order to become
conscious, everyone must use psychoactive drugs? At one time this was undoubtedly the case; at
some point in the evolution of the human brain, psychoactives were required for
consciousness. But not so today. The human brain has the capacity to become
conscious spontaneously, without any
precipitating event. This is because
brain evolution is not static, and it did not stop with the advent of
psychedelic bootstrapping. The adaptive
advantages of consciousness led to a natural increase in the overall gain of
the brain by selective recognition.
Those brains that had greater gain, even without psychoactives, were
more likely to develop consciousness on their own that those with lesser
gain. The result: today, we have brains
that have sufficient gain to become conscious spontaneously -- evolution has
done over the eons what once required a mushroom, leaf or flower.
When consciousness appears spontaneously
today it appears as if by magic, without any underlying causes, and
interestingly, often in the context of magic. When the brain begins to go
chaotic, it sees the same things the ancients saw: fantasies, dreams, imaginary playmates and so
on are the childhood equivalents of portal experiences, and are telltale signs
of emerging consciousness. Yet another
sign of recameralization is the condemnation directed toward these childhood
experiences. Cut off the developing mind
from those experiences most basic to it, and you effectively weaken
consciousness and reinforce bicamerality.
The human mind of today is a battleground
between competing mental processes. Not
only do consciousness and bicamerality compete for control, but instincts and a whole array of social and
physical pressures tug at consciousness for attention. The role of psychoactives like psilocybin in
modern culture is to strengthen the dynamical system of consciousness against
these other factors. Once released from
this cultural “noise”, modern consciousness can experience the same effects as
did the ancients. Hence the bicameral
mind’s opposition to “drug abuse.” We
can produce portal experience on demand, just as the ancients did, and by doing
so we break with the social patterns of the bicameral mind, and we are recalled
to the origins of consciousness itself.
But what, exactly, is the relationship
between portal experience and consciousness, and why are the two so closely
intertwined? We have seen the adaptive
advantages of consciousness, but why should it be so closely associated with
portal experience, and not something else?
I have said that while the chaotic systems discovered by Freeman in
connection with perception might be the precursors of consciousness, there are some
important differences. The most obvious
difference is that perception is not consciousness, and that consciousness
endures throughout life (and perhaps before and beyond), while perceptual chaos
is short-lived. It also does not appear
that perceptual chaos is connected with portal experiences. In the next chapter we will examine the
relationship between consciousness and portal experience, and we shall find
that in order for us to be who and what we are, we must be something very
different from what this culture has taught us to be.
Chapter
4: Leaping into the Unknown
Establishing the activity in the brain
associated with consciousness as a dynamical system allows us to bypass the mind-body
causation problem, because we have, at long last in the tedious and mostly
vacuous history of modern metaphysics, gotten rid of causation. We no longer have to ask questions like, “How
does the brain do such-and-such?” because it isn’t the brain that does it. What consciousness does can be understood in
terms of dynamical systems properties, and not the causal rules of anatomy or
computer programming. We can dispose of the
restrictions and closed-mindedness of materialist and social-ontological theories,
and open the gateway to a whole realm of experience that modern science-worship
has kept closed for way too long.
But what is it we are opening the gateways
-- or portals -- to? When we step
through the portal, we enter an entirely new realm of existence, once known to
our ancestors, but forgotten in the mechanized, urbanized world of technology
and recameralization. This is the world
we visited in Chapter One, a realm where scientific explanations are not possible
because the rules of causation that are used to construct scientific
explanations do not apply. Understanding all the conditions will not tell us
what happens next, nor can we formulate any clear idea of what “next” means,
because time and space have no meaning here.
It is a strange world we find, or so it will seem at first, but what is
strangest of all is that it is our “scientific” understanding and theorizing
that brought us here.
One of the most important questions we must
answer is why the dynamical system of consciousness is different from other
dynamical systems in the brain, such as those associated with perception. The most obvious difference between
consciousness and perceptual chaos is that consciousness in an on-going
process. Perceptual systems come and go,
while the self is something that
endures and unifies all conscious experience so that the memories, perceptions,
thoughts and so on all pertain to one and the same person. Psychedelic
bootstrapping explains how consciousness gets started, but it does not explain
what keeps it going; it establishes the conditions necessary for consciousness,
but bootstrapping alone won’t tell us what happens next.
In nature, dynamical systems often occur
when processes or physical systems that are very different from each other come
together. Pour water and oil into a
glass, for example, and the layer that separates the two is a dynamical
system. The intersection theory tells us
that during a portal experience, two forms of existence very different from one
another -- the physical brain and the spiritual Unknown -- come together.
Could it be that this meeting point is also a dynamical system, and if
so, could it have something to do with consciousness, and with what keeps
consciousness and the self going
throughout life? Even stranger, since portal experiences are basic to
consciousness, might it be that this meeting point just is the greatness we have been searching for?
For our purposes so far, consciousness has
been characterized in rather simple terms -- as self and introspective distance.
It is not unusual to reduce consciousness -- or any other phenomenon --
to its most basic level in order to understand how it functions and how it
comes into being. But consciousness, as
a part of human life, is much more complicated.
Consciousness is but one of many mental processes in the psyche -- the totality of the
individual’s mental processes and contents.
In addition to consciousness, the psyche contains unconscious processes of
which consciousness is not directly aware, perceptual and motor activities,
physiological processes and so on. The mental environment is complex, and to
fully understand consciousness and portal experience, it will be necessary to
fill out the somewhat skeletal theory of consciousness presented so far by
describing how consciousness relates to the rest of the psyche.
The most promising theoretical framework in
which to understand the psyche is found in the work of psychologist Carl
Jung. Jung’s theories directly address
the topics of mythology and participation mystique, and their relationship to
consciousness and the unconscious mind.
While Jung does not directly address the idea of dynamical systems --
the role of dynamical systems in nature was not well understood during his
lifetime -- nonetheless his work strongly suggests that dynamical systems are
at work in the psyche. Jung’s work also
points toward the underlying relationships between consciousness and portal
experience.
At one time Jung was a student of Sigmund
Freud, but he was not entirely satisfied with Freud’s theories. Freud’s work, in general, adheres to the
materialist and social-ontological assumptions -- his work assumes that the
motivating factors behind behavior are biological and social in nature. Freud’s theory holds that the psyche consists
of three parts, the id, ego, and superego.
The id
is the “lowest” and most primitive realm of the psyche. It is for the most part unconscious --
outside the realm of awareness and inaccessible to introspection. The id is made up of instincts -- motivating forces of biological origin that predispose
persons to behave in ways that both preserve and reproduce, as well as ways
that are violent and destructive. These forces are characterized as Eros, the motivation to reproduce and
perpetuate, and Thanatos, the
motivation to kill and destroy.
According to Freud, much of what underlies the thought and action of the
individual is to be found in the competition of these two forces, originating
in the biology of the human body, for expression through behavior. The id might
be thought of, in anatomical terms, as the old
brain of Edelman’s theory, and its function is primarily the preservation
of the physical body. It must be kept in
mind, however, that instincts can be much more complex than neural discharge,
and can involve parts of the new brain
as well.
In contrast to the id, the superego represents the effects of
conditioning in a social environment -- to Freud, the “highest” and most
recently developed part of the psyche.
The superego consists primarily of restraints that a person must
exercise to survive in a social setting.
It is a product of the social environment, and is the source of
morality, rules, expectations, and so forth.
The superego can be thought of as Freud’s
equivalent of Jaynes’ bicameral mind. It
is the part of the psyche where the conditions necessary to perpetuate
civilization, as opposed to the individual, reside, and from which those
factors arise that compete with the id for control of behavior. Freud assumed, as have many theorists, that
social behavior is a desirable thing -- that complex social behavior is what
distinguishes human beings from other animals -- and that the primary drives
that make people do what they do originate within the physical body.
The ego
is the focal point of consciousness and personality. It is the self
of Freud’s theory -- the center of consciousness -- which defines the actual
personality and behavior of the individual.
It is sometimes characterized as the battle-ground between the id’s “I
want...” and the superego’s “I ought...”.
It is the point of view from which the world is perceived, and from
which behavior originates. As a result
of competition between the id and superego, the ego is filled with complex
behavior strategies designed to gratify biological instincts in socially
acceptable ways.
Freud was primarily interested in the
diagnosis and treatment of mental illness, and this theory of the ego explains
certain kinds of neuroses and psychoses as ruptures in the ego -- a tearing
apart of the self -- caused by
competition between id drives and superego restraints. Basic to Freud’s notion of mental illness is
the principle of repression -- that
certain conscious ideas, experiences, and memories are pushed out of
consciousness into the unconscious.
Repression occurs when desires arising out of the id cannot be met
within the context of restraints imposed by the superego. The “unacceptable” desires do not disappear,
but they vanish from consciousness.
These repressed desires may reappear pathologically as destructive
behavior and mental illness, or they may be sublimated,
resurfacing through creative and artistic activities. They may also reappear symbolically in
dreams, the analysis of which can reveal the conflicts that lie at the bottom
of otherwise inexplicable behaviors and neuroses.
The concept of the unconscious mind in
Freud’s work is that of a personal
unconscious. What lies in the
unconscious mind is a result of mental contents repressed by the individual --
conflicts that exist in the individual, drives, motivations and so forth. While the underlying biology of all
individuals may be the same, the way in which that biology is expressed is
different for each person, being a product of circumstances, social situation,
and other factors. Thus the unconscious mind, while it contains contents that
are similar to those of consciousness, has different specific contents in each
individual.
The ego cannot be directly aware of biological
instincts or social patterns -- both the id and superego are unconscious. We feel their effects as desires and tensions
-- I am hungry, but I should not steal food from others. Most of the time, the ego is able to satisfy
the id and superego with behaviors that are acceptable to both -- I buy an
apple. But when repressed biological and
social drives and conflicts become strong enough, they appear in consciousness
symbolically through dreams, visions, voices, and so on. Repression prevents us from understanding
these forces directly, so they sneak in under radar, so to speak.
The ego is a somewhat fragile structure in
the psyche. Since the ego exists because
of competition between biological and social forces, it is constantly under
attack, and is vulnerable to forces from both the id and superego. Freud’s psychoanalytical theory refers to the
“collapse of the ego” -- the dissolution of the self -- as a condition caused by underlying conflicts, resulting in
psychoses such as schizophrenia. When the ego is unable to resolve these
conflicts, either because they have been repressed or because it cannot devise
an appropriate strategy, the self can
disintegrate, destroying the personality of the individual, leaving only a mass
of instincts, drives, and “voices” not unlike those of the bicameral mind. The
purpose of psychoanalysis is to interpret these symbolic eruptions as conflicts
within the unconscious, and to resolve those conflicts before they threaten the
structure of the ego and express themselves destructively.
The ego -- “consciousness” in this theory --
has no independent existence of its own.
Freud’s theory could be called a “causal” conception of consciousness --
in contrast to the dynamical view proposed in the last chapter -- because consciousness
is “caused” by biological drives, social conditions, and conflicts between the
two. Consciousness exists only so long
as man is a social animal -- a biological organism whose behavior is
constrained by the social environment.
Freud’s theory remains popular today because it embraces both of the
“modern” assumptions: materialism by way of the biologically driven id, and
social-ontology in the socially conforming superego.
Jung, too, was interested in the causes and
treatment of mental illness, but his work in the subject drove his
investigations deep into the nature of consciousness itself. According to Jung,
the ego is much more than just a battle-ground between unconscious mental
processes: it is “a complex of representations which constitutes the centrum of
my field of consciousness and appears to possess a very high degree of
continuity and identity.” That the ego is an on-going process in its own right,
possessing a sense of its own identity that continues through time suggests the
self of introspective
consciousness. Furthermore, Jung says
the ego is “the subject of consciousness,” meaning it is the mental process
where conscious awareness takes place -- it is “who” the events of
consciousness happen “to”.
Jung’s idea of the ego is very much like the
self of introspective consciousness,
but they are not quite the same thing. As mentioned in Chapter One, some
spiritual traditions teach that there is a “shell self”, a part of ourselves of
which we are aware and through which we interact with others, and a “hidden
self” of which we are not directly aware. The self is a bit more complicated than just the way we see ourselves;
there is a part of our own makeup of which we are not consciously aware. Jung embraces this view, arguing that the self can interact with unconscious as
well as conscious processes. The self
is what individuals are, in contrast to the ego, which is who individuals think
they are.
The unconscious or “hidden” self not only reflects ourselves as we
“really” are, unaffected by social games and interactions, but also is able to
interact with other unconscious processes.
A prime example of such an unconscious process is the “part of
everyone’s brain tuned into this cosmos” where time has no relevance, as
mentioned by Chappell. Because this part
of the self is unconscious, it
often appears in dreams or fantasies as an idealization of the person, and may
carry with it information from other unconscious processes. Some kinds of divination work by connecting
the unconscious and conscious parts of the self
together, or as we might say today, by “expanding consciousness” to include
more than the social facade-self of the ego.
Consciousness, according to Jung, is the
awareness of mental processes by the ego.
This is really the same thing as the introspective consciousness we have
been discussing all along: the awareness of things going on by a self that is separated from the world by
introspective distance. The unconscious
part of the self is responsible for
introspective distance: it prevents the ego from being swallowed up by the
world. Because the unconscious part of
the self cannot interact directly
with conscious processes, the self
can not collapse into perception or behavior.
This keeps the ego going as a unique and individual process that
observes the world, rather than becoming a part of the world as does the
bicameral mind. Consciousness is thus a
“complex of representations” -- a vast assortment of perceptions, thoughts,
memories, feelings, impressions, and other mental contents and processes --
held together by the ego which experiences them as a single enduring subject or
self, with a sense of its own
identity.
Unconscious psychic processes are those
mental events of which the ego is not aware, or as Jung says, do not represent
themselves to the continuing subject of awareness. In Jung’s terminology, for anything to affect
the mind, there must be a “representation” -- a mental counterpart to an event
in the world such as a perception or memory -- and a “subject” to whom the
event is “represented”, meaning some sort of process that is affected by the
representation. In the case of a
conscious process such as seeing an apple, the visual image of the apple is
“represented” to the ego, meaning that you notice the apple is there.
These unconscious processes do not, at least
directly, affect the ego, and therefore “you” do not know they exist. Instead of these processes affecting the ego,
they are “represented” to unconscious “subjects” that have no underlying
unification or identity. The unconscious
mind is fragmentary, composed of countless autonomous subjects and
representations that share no underlying unity and do not interconnect with one
another, or with the ego. Unconscious
“awareness” exists as many independent mental processes that do not connect
with one another, and that have no sense of “me” to which they all relate. Bizarre as it may seem, this means that there
are things the mind does -- things are understood, decisions are made, and
actions are taken -- without our awareness and without any connection to one
another.
There are two general categories of
unconscious processes. The first, like
those in Freud’s personal unconscious, are representations similar to those of
consciousness. They are things of which consciousness
can be aware, but for one reason or
another consciousness just is not
aware of them. Jung’s list of these
processes includes, “perception, apperception, memory, imagination, will,
affectivity, feeling, reflection, judgment, etc.” This would include situations such as walking
past an apple tree without noticing it.
You could have noticed the tree, but as Jung says, the representation
lacks sufficient psychic energy for
it to affect the ego. More will be said
about psychic energy later, but for now it can be thought of as importance or
focus -- if you were hungry, you would have noticed the tree. The unconscious subjects in these processes
vanish when the representation itself disappears, or when the process attains
sufficient psychic energy to become conscious: as I get hungry, I remember the
tree.
We could think of these unconscious subjects
as being the psychological equivalents of Freeman’s perceptual chaotic
systems. Seeing an apple results in the
appearance of a dynamical system that functions as the “subject” for the
perceptual image or “representation” of the apple. Because these systems occur in connection
with global mappings and reentrant signaling, other aspects of the psyche are
brought to bear -- signals from the old brain that deal with hunger, signals
from memory, and so on. All of these
“representations” combine in the “subject”, and if the dynamical system
accumulates enough energy, consciousness becomes aware of it. Otherwise the signals die out, the dynamical
system collapses, and the apple never gets noticed.
As well as containing processes that can,
given enough psychic energy, become conscious, the unconscious also contains
processes that are not representable to the ego at all. Consciousness normally processes information
that is very much like the senses -- vision, touch, hearing and so on. Representations that are different from this
kind of information simply can not become conscious, no matter what their
psychic energy. These representations,
and their associated unconscious subjects, lie outside the range of what the
ego can comprehend; like the X-rays and infrared waves the eye cannot see, the
ego never becomes directly aware of these unconscious processes.
Jung calls these irrepresentable unconscious
contents psychoid processes. Psychoid processes are mental contents that
have nothing to do with consciousness, do not have their origins in forgotten
or repressed experiences, and cannot become conscious because they are so
different from consciousness that it cannot comprehend them. These unconscious
contents, falling outside the realm of ordinary awareness, appear “mysterious”
to consciousness. When they attain
sufficient psychic energy to otherwise become conscious, the ego may become
aware there is “something” there, but because the ego cannot decipher the
meaning, the psychoid process cannot discharge its energy through
consciousness.
Should such a process appear in the
unconscious, it can continue to amass psychic energy until it becomes
sufficiently powerful to challenge consciousness for control of the
psyche. In spite of its sophistication,
ego-consciousness is a relatively weak mental process, and can be easily dissociated or broken apart by runaway
unconscious processes. Under the right
circumstances, this is how the “undifferentiated unity” with the Unknown occurs during a mystical
experience: the ego is dissociated, at least temporarily, and the mind of the
mystic is joined with the Unknown. Under less favorable circumstances, some
other unconscious process such as a Thanatos or Eros process from the id seizes
control of the psyche, and we have the classical case of “demonic
possession”. The victim’s personality --
the self -- disappears as the ego is
shattered by an unconscious process, and the person appears to have been “taken
over” by a malevolent entity, bent upon destruction or other evil deed. This is in a very real sense true, for the
“person” as a conscious being no longer exists under these conditions. Jung argues that many primitive rites of
exorcism really do the same thing as modern psychotherapy -- attempt to unseat
the unconscious process and restore the structure of the ego and its control
over the psyche.
Psychoid processes are not always
destructive. A psychoid process was, for example, the source of the chemist’s
vision mentioned in Chapter Two. The
chemist’s unconscious mind had been working on the problem of benzene for a
long time; when it arrived at the solution to the problem, however, it was
unable to express that solution directly to consciousness. The intellectual climate of the time had no
conception of atoms forming rings, so consciousness could not directly
understand the solution. Instead, the
solution was expressed in a roundabout way, via the image of a snake seizing
its own tail.
This is how psychoid processes that have
attained sufficient energy for conscious awareness are expressed -- via symbols.
Jung writes:
Yet because there is. . . sufficient energy to make it
potentially conscious, the secondary subject [of unconscious representations]
does in fact have an effect upon ego consciousness -- indirectly, or as we say,
‘symbolically’.
A symbol
is an unconscious representation in disguised form, a form that consciousness
can recognize, and yet still retains its original meaning and energy. Once
unconscious representations attain enough psychic energy to make them
conscious, they enter into consciousness in a modified form that consciousness
can recognize via symbols. Just as in
Freud’s theory, symbols are the way unconscious representations sneak into
consciousness under radar. But their
source, according to Jung, may be very different than what Freud believed.
Of symbols, Jung writes:
[A symbol is an] expression as the best possible formulation of
a relatively unknown factor which cannot conceivably be more clearly or
characteristically represented . . . Insofar as a symbol is a living thing, it
is the expression of a thing not to be characterized in any other or better
way. The symbol is only alive insofar as
it is pregnant with meaning . . . every psychological phenomenon is a symbol
when we are willing to assume that it purports or signifies something different
and still greater, something therefore which is withheld from present
knowledge.
Symbols are distinguished from signs, which
stand for the things they represent. An
example of a sign is paper currency -- it “stands in” for a certain amount of
gold or silver. A symbol does not stand
for the thing it represents as an instance of it; it is “the best possible
formulation” of something that cannot
be represented to consciousness directly. Symbols are “alive” in the sense that
they represent an on-going unconscious mental process. They are messengers that tell consciousness
in a round-about way what is going on in the unconscious.
Dreams, according to Jung, are symbolic
representations of unconscious contents.
The images and events of dreams do not communicate their meaning
directly, but transmit their information to consciousness in a form that
consciousness can process, though not always completely understand. Fantasies, daydreams, and even creative
impulses are also the results of unconscious processes that have attained
sufficient energy to become conscious, but cannot be expressed to consciousness
directly. Often dreams and fantasies display patterns and images in the form of
a mandala, a symbolic representation
of the relationships between such processes commonly seen in mythology, and in
the drawings of patients undergoing psychoanalysis.
Notice how this is different from Freud’s
theory. Freud thought that everything in
the unconscious is ultimately representable to consciousness; it is because of
repression that consciousness does not deal with unconscious contents. Understanding symbols means coming to grips
with the various conflicts and drives that produce them, dissipating their
psychic energy through conscious reflection and behavior. Jung adds to this the idea that there are
representations that consciousness ultimately cannot understand, whether it
wants to or not. When these
representations attain sufficient energy, they appear symbolically. Simply interpreting the symbol might not,
according to Jung’s theory, be enough to dissipate the representation’s energy
if it is something consciousness cannot directly understand.
We have already seen this
“incomprehensibility” of mental contents in the form of the Unknown side of intersection. It was argued in Chapter One that because of
this inability of consciousness to understand the Unknown directly, mystics explain their visions
metaphorically. While we most often
associate the word symbol with visual
images, symbols can take many forms, and metaphors are symbols in
language. Metaphors use shades of
meaning attached to things with which we are familiar, to stimulate the
imagination to understand things that are unknown. The use of metaphors helps to explain the
experience of the Unknown, bit it
also frustrates the problem -- the metaphor never really duplicates or explains
the Unknown, so the psychic energy of
the vision is not dissipated.
The idea of symbolic representation explains
why the Unknown often appears by
constellation through a familiar image or experience. The Unknown
gets into consciousness “under radar” through an ordinary experience, and
familiar objects begin to take on new meanings as the building psychic energy
of the Unknown makes its presence
felt in consciousness. The Unknown transforms familiar objects into
powerful symbols -- the stars become the porch lamps of the gods -- as the
intersection of Unknown and
consciousness opens the portals to worlds previously unseen and unimagined.
Because psychoid processes can transmit
information into consciousness that it cannot directly comprehend, they often
serve as the portals through which fundamentally new ideas emerge. In the writings of medieval alchemists Jung
discovered references to “luminosities” and “gleaming islands” within the soul,
which he understood to be metaphorical for these autonomous psychoid processes
in the unconscious. When these
unconscious processes become conscious symbolically, they characteristically
appear autonomous, refractory to logical analysis or persuasion, and have an
all-or-nothing quality. They are so
different from consciousness that they may be both frightening and fascinating
at the same time. These are exactly the
qualities noted in Chapter One that pertain to portal experiences. They are also the qualities that pertain to
the bicameral mind, and to mental illnesses whose origins lie in unconscious
processes. The means by which the Unknown enters into consciousness is not
very different from the ways in which social conformity and mental illnesses
exert their effects. What makes the
difference is the source of the psychoid process, and the source of the psychic
energy that animates it.
Where does this “psychic energy” come
from? Freud thought that psychic energy
was libido: primarily sublimation of
sexual drives from the id. Biological
impulses whose direct expression is socially unacceptable are repressed, but
the ego can tap their energy for other activities. In this way, the energy that would normally
go into preserving and reproducing individuals is transformed into activities
that preserve and protect the culture.
The ego -- and therefore consciousness -- thus exists and survives
because of conflicts between individual biology and social order.
Jung does not share this view. While psychic energy derives from conflicts
in the psyche, those conflicts need not arise out of social-biological
interactions. A conflict or opposition
of any sort in the psyche can generate psychic energy; it gives rise to a
representation-subject complex that grows and accumulates energy until it is
discharged. The opposition of elements within the psyche stimulates interest in
those elements -- the more serious the conflict, the more psychic energy the
processes will develop.
Jung views the psyche as a continuum, which
he explains with the metaphor of visible light: there exists an invisible
infrared, a visible spectrum, and an invisible ultraviolet. The visible spectrum corresponds to the ego
and consciousness -- those mental processes of which one is aware, and of which
one is aware of as being one’s “own”.
This includes most ordinary experiences and representable unconscious
processes that have attained sufficient psychic energy to attract the ego’s
attention.
The psychic “infrared”, invisible to
awareness, is where mind meets body.
These are instincts --
biological processes that take on a mentally representable character, some
becoming conscious as they attain greater energy. Instincts are unconscious processes, and on
their own have a relatively low level of psychic energy -- we are never really
aware of the neural discharges in the old brain from which instincts
arise. If left undischarged, instincts
can amass sufficient psychic energy to appear in consciousness
symbolically. The emotion of “love”, for
example, can be thought of as the symbolic expression of an underlying
instinct.
If
the body is the “infrared”, then what corresponds to the “ultraviolet”? According to Jung, the psychic “ultraviolet”
is the realm of the soul or superconscious
mind. This part of the psyche
is where individual mind meets undifferentiated spirit or Unknown, whose contents have attained
too much psychic energy to be understood by consciousness. Just as we cannot see X-rays because they are
too energetic for the receptors in our eyes, the conscious mind cannot directly
understand the contents of the superconscious mind because they have too much
psychic energy. The difference between
the “infrared” and “ultraviolet” in Jung’s theory is a difference in psychic
energy and representability, and not one of better and worse or “higher” and
“lower” as in Freud’s theory.
It is this postulate that the psyche is at
least in part composed of an immaterial form of existence that has brought
Jung’s work under attack from so many “modern” theorists. Of course it directly violates the principle
of materialism, and snatching the superego away from society and turning it
over to the gods as superconsciousness insults social-ontology for good
measure. For this reason many label
Jung’s work as “unscientific”, and one philosophy professor exclaimed that
Jung’s work is “Not philosophy!” during the very quarter his department offered
a class on Freud.
Why this irrational bias against Jung? It is because his work elevates humanity
above the level of social animal, because it draws us upward from biology and
society, and because it teaches us to imagine instead of to conform, that it is
so hated and feared by modern “scholars”.
Jung was not unscientific; he was not materialistic, and that means not
fitting into the pattern of accepted academic thought. Believing Jung means rejecting materialism
and social-ontology, and the intellectual and political dynasties that rest
upon them. It means rejecting, above all
else, the bicameral mind and the methods employed in modern culture to
recameralize the mind and destroy individual consciousness.
In denying the credibility of Jung’s theory,
Marilyn Nagy states that:
It may be that neither the terms which have traditionally been
used in Western philosophical/theological thought nor the analogous terms which
Jung used in his psychology will survive encounter with the facts that life in
the modern world entails.
I think that is backwards. If contingency plays the role in evolution
that Gould and others suggest, it is unlikely that the “modern world” will
survive in the absence of something beyond the despair of tedium and conformity
into which the so-called “facts” of the modern world have plunged the human
race. If we want a better world, or at
least one that is different from technological control and enslavement, rampant
hate-violence and depression, we are going to have to look beyond the
closed-mindedness and fanatical irreligious doctrines that got us here in the
first place.
What is so utterly amazing to me is that it
has been known, since the work of Mendel over a century ago, that human genetics
is neither causal nor “pure chance”. It
is probabilistic, and therefore subject to the same probability rules that give
rise to strangeness, uncertainty and incompleteness. Incompleteness means that no physical
description of the human body will ever tell us who we are, and to find
ourselves, we must of necessity look beyond biology and biologically-driven
social conditions. Despite this, the
“modern” mind clings to its dogma, that, quoting Nagy again, “blind chance
governs all life processes.”
But if it is the truth we seek, then we have
no choice. As we will shortly see, the
superconscious mind, and its connection with the Unknown of mystical experiences, is the only logical explanation
for the very things we set out to understand.
A scientific theory -- or a philosophical one, for that matter -- is
only as good as it is useful in explaining what it purports to explain. While materialists must approach the subject
of portal experience immersed in fear-phantasms and denial, Jung’s work paves
the way for us to understand it logically, and to make useful predictions and
draw meaningful conclusions. That is as
“scientific” as any theory can hope to be.
Just as dynamical systems theory enabled us
to break the mind-body causation deadlock, Jung’s theory of the superconscious
mind takes the first step toward breaking through the mind-Unknown barrier. As we will
shortly see, the idea of the superconscious mind is derived from observations
that cannot be logically explained in any other way. It is ultimately the meeting between the
body, via instincts, and Unknown
appearing through superconsciousness that generates the psychic energy that
makes the dynamical system of consciousness different from all other such
systems. As long as there is a body, and
as long as there is an Unknown, there
exists the possibility of a dynamical system sustained by the meeting of the
two, and that system is the ego or consciousness of Jung’s theory.
We experience psychic energy of an intensity
appropriate to conscious awareness as will. Jung writes:
. . . the will
influences the function. It does this by
virtue of the fact that it is itself a form of energy and has the power to
overcome another form [instinct] . . .
‘Will’ implies a certain amount of energy freely disposable by the
psyche.
The psychic energy of will is the result of
conflict within the psyche. While some psychic energy can come directly from
unconscious processes, Jung’s argument is that free will primarily comes from
the opposition within the psyche of body and spirit. This opposition --
ultimately an intersection -- is what generates the energy that drives psychic
processes, and keeps the ego together.
While other dynamical systems in the brain come and go, consciousness
endures because its energy is derived from opposing forms of existence that can
never collapse into one another. Will is
psychic energy available to the ego -- it is the energy consciousness uses to
control the psyche. Writes Jung:
The psyche is made up of processes whose energy springs from
the equilibration of energy from all kinds of opposites. . . So regarded,
psychic processes seem to be balances of energy flowing between spirit and
instinct.
Free will is an integral part of the psyche:
“... at the upper limit of the psyche where the function breaks free from its
original goal, the instincts lose their influence as movers of the will.”
According to Jung, while instincts may play a part in providing psychic energy
to the ego, they do not control consciousness, nor do they control what it
thinks about nor how it behaves.
Consciousness “breaks free” from the body by virtue of the psychic
energy released when the spiritual superconscious encounters biological
instinct. This says, in psychological
terms, the same thing that chaos theory says in physical terms -- the initial
conditions cannot control what happens next, because they dynamical system of
consciousness is not “caused” to behave in specific ways by the underlying
biology of the brain.
Now this whole issue of free will and
uncaused behavior raises another bogey in modern philosophy. Materialists have long advocated the theory
of determinism, which states that everything that happens is caused by
something else to happen in the way it does.
Determinism is a way of attacking the idea of individual consciousness
by robbing consciousness of its ability to think and act from its own free
will, and subjecting it to the same rules that govern the operation of
machines. Determinism is pathetically
false, as we have already seen. The very
essence of chaotic systems is that they do not follow causal rules, and that
their behavior is not “caused” by the conditions out of which they emerge. Jung’s idea of free will is really just an
expression of what we have already discovered -- that consciousness is not
bound to follow rules because it is a self-organizing dynamical system.
Jung’s idea of psychic energy is intended to
explain how various processes within the psyche interact, and how
ego-consciousness is able to exist as a continuing process that exerts control
over other mental processes. The ego
does not simply come and go as conflicts arise and resolve; the individual
identity of persons does not seem to derive from biological and social
conflicts, and exist only in relation to these factors. For persons to exist as life-long entities,
there must be a life-long opposition in the psyche that sustains them. For reasons we shall see shortly, Jung was led
to believe that this opposition has its origins in forces that cannot be explained
on the basis of biological or physical matter.
Thus we see that Jung’s theory of the psyche incorporates the basic
elements of intersection on its own -- consciousness becomes a meeting place of
biological instinct and spiritual Unknown. If consciousness is really this kind of
intersection -- the same kind of intersection found in portal experiences --
then the question of how portal experiences become conscious may really boil
down to how consciousness itself comes into being.
It is not hard to imagine how instincts
become conscious. Neural discharges
within the brain cannot causally interact with the dynamical system of
consciousness, so as their associated unconscious processes assimilate psychic
energy, consciousness becomes aware of them symbolically. But what of the superconscious mind? How does the psychic “ultraviolet” enter into
consciousness, and what role does it play there?
How did Jung come to believe that a part of
the human psyche has its origins outside the brain, and indeed outside the
universe of space-time altogether? Freud
believed that the unconscious consists of repressed individual experiences, and
that unconscious processes threatening the ego can be discharged by
understanding how their symbolic appearances in consciousness relate to the
individual’s own experiences. Jung
suggests, however, that there also exist psychoid processes in the unconscious
that do not have their origins in the body or in consciousness. These psychoid processes are so different
from consciousness that they cannot be understood directly, and if this is so,
then how do they get into the psyche in the first place? If they don’t come from the brain, and they
don’t come to us through conscious experience, then where do they come
from? Jung came to think that they were inherited, but he does not mean by this
anything connected with genetics.
In his work as a psychoanalyst, Jung noted a
striking similarity between the dreams and fantasies described by his patients,
and the recurring images or motifs
found in mythology. From his studies in
mythology and comparative religion Jung realized that these patterns and images
are universal among all of mankind, revealing themselves in themes and symbols
in the mythologies and folklore of peoples the world over, and throughout all
of human history. Like the snake
swallowing its tail in the chemist’s vision, these universal patterns seem to
be a common denominator in human existence. These symbols and images could not arise,
therefore, within individual experience or biology, but must arise in some
common substrate from which all individual human psyches arise. This substrate cannot be culture or society,
because it produces identical imagery and symbology in people that have no
cultural or social connection with each other, and as we saw in Chapter Two,
Edelman’s theory of topobiology rules out a biological source for these psychic
contents.
Jung called this universal psychic substrate
the collective unconscious. It is a repertoire of psychoid processes from
which the symbols, themes and imagery of mythology arise, and is universally
shared by all of humanity, wherever or whenever human beings exist. This is in sharp contrast to Freud’s
conception of the personal unconscious, for the presence of these images in the
collective unconscious means that there are unconscious processes that
originate outside of individual biology and experience.
In describing the collective unconscious with
words like “wherever” and “whenever”, the same metaphors are being invoked as
in using words like “eternal” and “infinite”.
There are the same terms used by mystics to describe the Unknown of intersection, whether
understood as God, Goddess, or some less personal form of spiritual
existence. The only way the collective
unconscious can be available to everyone, everywhen, is for it to be something
that exists outside the limitations of space and time. As Jung realized, this is as much as saying
that the superconscious mind, through which images from the collective
unconscious emerge, has its roots in the world of spirit.
Mystics and visionaries write of hidden
sources of wisdom within the mind, of “Some part of everyone’s brain is tuned
into this cosmos, although we are not consciously aware of it,” while the
medieval alchemists spoke of “luminosities” or “gleaming islands within the
soul.” Jung understood these terms as
symbolic descriptions for the autonomous psychoid processes originating within
the collective unconscious, which he called archetypes.
Archetypes are psychoid processes from the superconscious mind that appear
symbolically in consciousness as the result of conflicts and “balances of
energy flowing between spirit and instinct.”
While instincts are much like reflex
behaviors -- knee-jerks within the mind -- archetypes are more often patterns
of understanding or interpreting, though they can also assume powerful
controlling positions in the psyche. They are responses from the superconscious
mind, often to stimuli not directly perceived by consciousness, that influence
and organize thoughts and experiences. Under normal circumstances, archetypes
are too energetic for consciousness to be aware of them, like the X-rays the
eye cannot see. They are “activated”,
which is to say their energy affects consciousness, when other contents in the
psyche come into conflict with them.
Just as we can see X-rays only when they affect film, so archetypes
become “visible” when conflicts within the psyche alter their energies so that
consciousness sees them symbolically.
Of the archetypes, Jung writes:
The concept of the archetype. . . is derived from the
repeated observation that, for instance, the myths and fairy tales of
world literature contain definite
motifs which crop
up everywhere. We meet these
same motifs in the fantasies, dreams, deleria,
and delusions of individuals living
today. These typical images and
associations are what I call archetypal ideas. The more vivid they are, the more they will be
colored by strong feeling-tones. . . they impress, influence, and fascinate
us. They have their
origin in the archetype, which in
itself is an irrepresentable unconscious, pre-existing
form that seems to be a part of the
inherited structure of the psyche and can
therefore manifest itself
spontaneously anywhere, at any time.
Because of its instinctual nature, the archetype underlies the
feeling-toned complexes, and shares their autonomy.
Archetypes are psychoid processes that
cannot appear in consciousness directly, but instead reveal themselves through
symbolic archetypal images. These
images, bursting with psychic energy from superconsciousness, carry with them
powerful emotional and psychological overtones.
Evidence for the existence of archetypes comes from the presence of
similar, and often identical, images in dreams, fantasies (both childhood and
adult), and mythology. To discover
archetypal images in consciousness, Jung developed the psychoanalytic technique
of active imagination. When an archetype becomes activated, signs of
an ego under attack, such as compulsive behavior, neurosis, and delusions often
appear. These are indicators that some autonomous process is trying to gain
control of the psyche. The active imagination
technique encourages the patient to pursue fantasies and dreams, describing
what is seen and felt so the analyst may determine from the images described
what sort of psychoid process has become activated. Archetypes have the capacity to disrupt the
ego because of their psychic energy, just like other unresolved unconscious
conflicts. The difference is that
archetypes have their origins in the collective unconscious, and therefore
reveal themselves through a common imagery.
Archetypes do not arise from the biology of the body, and when they
appear, they are messengers that something much more serious is taking shape.
What exactly are archetypes? Jung thought there might be countless numbers
of them, the more common ones being manifested in recurring mythological
themes. The hero’s journey, for example,
is a motif or pattern present in many mythologies, and is also an
archetype. The mythological hero, to
attain some ultimate good, must first subdue an evil, often in the form of an
animal or dragon. The archetype behind
that image is the archetype of the self,
which because it is only partly conscious, must be represented to consciousness
symbolically. The image is one of the self struggling for its existence
against the onslaught of the fragmentary, instinct-like unconsciousness out of
which it arose. The dragon represents
the elemental, primitive, instinctual nature of the psyche -- Freud’s id -- and
the hero must, before becoming a “whole” person, overcome the tendency of the
psyche to lose its unity. What this particular motif suggests is that
archetypal forces may be important in holding the psyche together, and
particularly in sustaining consciousness.
The contents of dreams, fairy tales, and
fantasies have their origins in archetypes. Themes of birth, death and rebirth,
images of wizards and wise men, quests for Grails and damsels in distress: all
of these are images of forms of apprehension within the unconscious, revealing
a common pattern of understanding the mind and the world. When activated, they are often messengers to
consciousness of underlying conflicts, and indicators that conflict-resolving
action needs to be taken.
Archetypes are not always signs of impending
mental illness; they can also be messengers to a consciousness reaching out to
the world of spirit. When, either through the use of psychoactive
substances or other techniques, the energy level of consciousness itself is
altered, archetypes can appear spontaneously without underlying psychological
conflict. Archetypes figure prominently
in the rituals of primitive humanity.
Such rituals employ symbols, both visually, and in terms of performance
by the participants, that correspond to archetypal images. These rituals can
provide a means for releasing psychic energy, originating in some conflict by
which archetypes become activated, and thus helping to prevent disintegration
of the ego. But they can also invoke
participation mystique, and serve as means by which spirit constellates itself in consciousness. From feelings of participation in nature to
mystical experiences and visions of other times and places, archetypes are the
primary means by which consciousness becomes aware of the world of the Unknown -- they are constellations of spirit in through familiar images and patterns,
and gateways to other worlds and forms of existence.
The appearance of archetypal images is the
first point at which primitive humanity, and developing individual
consciousness in the present day, comes face to face with the Unknown. Jung writes:
. . . archetypes have,
when they appear, a distinctly numinous character which
can only be described as “spiritual” . . . It not infrequently happens that the archetype appears in the
form of a spirit in dreams or fantasy products, or even comports
itself like a ghost. There is a
mystical aura about its numinosity, and it
has a corresponding effect upon
the emotions. It mobilizes philosophical and
religious convictions in the very people
who deemed themselves miles above
any such fits of weakness. Often it
drives with unexampled passion and remorseless logic towards its
goal and draws its subject under its spell,
from which despite the most desperate resistance he is unable,
and finally no longer willing, to break free, because the
experience brings with it a
depth and fullness of meaning that was unthinkable before.
In the last chapter, we reached a point in
our argument that we had to face the logic -- no matter how strange it seems --
that the only way for introspective consciousness to emerge from the brain is
because of a dynamical system that comes into existence through psychedelic
bootstrapping. It also appears that when
that system comes into existence, the first thing it does is to have a portal
experience, and for this reason portal experiences are considered basic to
consciousness. What was not clear from
this argument is why consciousness is such a special dynamical system that it
continues to exist throughout the life of the individual, and does not simply
disappear when the bootstrapping event ends -- when the drug wears off, for
example.
The answer to this mystery is now at
hand. The psychic energy that sustains
consciousness derives, according to Jung, from the equilibration of opposites
within the psyche -- the “balances of energy flowing between spirit and
instinct.” Psychedelic bootstrapping in
effect “kicks” the neural gain of the brain to the point that a dynamical
system emerges, and that dynamical system is able to interact with psychoid
processes from the superconscious mind.
These processes -- the archetypes -- establish the flow of energy within
the psyche that sustains consciousness, and are responsible for the occurrence
of portal experiences when consciousness appears. Whether in the psychedelic enhanced awareness
of primitive (or modern) humanity, or in the evolution enhanced brains of
today, the appearance of archetypes and their corresponding constellations of
imagery are the events in which introspective consciousness originates.
It is because of the role archetypes play in
the establishment of human consciousness that I have called the theory of
consciousness as a dynamical system linking spirit,
body and mind Spontaneous Human
Consciousness. Human consciousness
appears spontaneously because the archetypes appear, as Jung says,
spontaneously, without underlying causal conditions. While dynamical activity in the brain paves
the way for consciousness, it is not enough without the presence of spirit to sustain the ongoing processes
of the self and introspective
awareness. The world of spirit does not follow the rules of
causation by which the human mind confines its limits of understanding, and
therefore the archetypes and the consciousness they bootstrap appear as if by
magic.
We began with the objective of finding the
greatness of humanity, and at long last we have found it. The archetypes are the very forces that draw
consciousness up and out of the biology of the brain, and bring forth the uniqueness
and individuality of each person, connecting the body with the world of spirit.
The greatness of humanity is that it has been drawn upward from the
world of the body, from the world of causation and from the ideas of
materialism, and thrust into a new dimension of creativity and possibility by
its interconnection with the world of spirit. We don’t have to look for this greatness in
society, in science, in religion or anywhere else -- it was, and still is,
inside of us all along.
We now clearly see why the bicameral mind
and the empty philosophical systems and culture that nurture it so hate and
fear the personal experience of the spiritual.
The deflationary philosophical systems of materialism, social-ontology,
mechanism and determinism are cultural talismans to keep spirit at bay. But it is a
losing battle; the brain will go dynamical, the archetypes will appear, and
consciousness and the self will
emerge, and will do so spontaneously,
as the processes giving rise to consciousness act independently of culture and
biology. As we shall see, there is very
little culture and the bicameral mind can do to stop it. The question is, what will we do with this
human greatness -- will it be crushed by oversocialization and technology,
leaving us with depression, hate-violence and eventual extinction, or will we
choose a different path?
But what a strange twist of events this
is! Where we at first sought to
understand portal experience in terms of the human consciousness that has them,
we now find that the only logical explanation that can account for the facts of
consciousness is that consciousness itself is an intersection. We can only understand consciousness, it
turns out, in terms of portal experience.
Portal experiences are basic to consciousness because, after all, that
is what consciousness itself is. Without
the archetypes, there is only the flickering of dynamical activity in the
brain, no sustained self-pattern, no
introspective distance, and no ability to survive contingent events. We owe our existence as conscious beings, and
perhaps our ability to survive in the world at all, to the appearance of spirit through the superconscious mind.
How did this surprising reversal come
about? The reasons lie within the idea
of psychic energy that forms the core of Jung’s theory of archetypes. There is a deeper meaning to Jung’s theory of
psychic energy, which Marilyn Nagy traces to the nineteenth century idea of vitalism, and particularly to those
ideas proposed by Hans Driesch. Vitalism
is the theory that there is a special force, independent of ordinary physical
forces, that animates living things. It
is closely related to animism -- the idea that the universe is “alive,” or
animated by an unseen power or force.
These are a very old ideas, originating from participation mystique,
which fell out of favor as materialism and mechanism gained popularity. The failure of mechanism as a general theory
of the universe, and the failure of materialism to produce useful answers to
the deeper questions behind the sciences, have led some to reconsider the idea
that there is some “organizing principle” or force in nature that underlies
living systems, and perhaps some non-living systems as well. Driesch, quoted by Nagy, writes:
There is something in the organism’s behaviour -- in the widest
sense of the word -- which is opposed to an inorganic resolution of the same
and which shows that the living organism is more than a sum or aggregate of its
parts, that it is insufficient to call the organism a “typically combined body”
without further explanation. This
something we call entelechy. Entelechy
-- being not an extensive but an intensive mmanifoldness -- is neither causality
nor substance in the true sense of those words.
But entelechy is a factor in nature, though it only relates to nature in
space and is not itself anywhere in space.
Entelechy’s role in spatial nature may be formulated both mechanically
and energetically. Introspective
analysis shows that the human reason possesses a special kind of category --
individuality -- by the aid of which it is able to understand to its own
satisfaction what entelechy is; the category of individuality thus completing
the concept of ideal nature in a positive way.
Entelechy is Driesch’s word for the vital force whose
presence differentiates the living from the non-living. It acts in space and time to organize living
systems out of the inorganic, but is not itself a physical force. Driesch also used the word psychoid, which Jung adopted for
essentially the same purpose -- processes that can’t be directly understood by
consciousness. Just as one cannot detect
the presence of the vital force by physical measurement, only by its effects on
living things, so one cannot be directly aware of psychoid processes, but only
by their effects upon consciousness symbolically. Interestingly, Driesch points out that it is
only because of “individuality” -- what we have called the self -- that we can come to terms with the entelechy at all. This is because the self is partly unconscious, and this is where the connection with
the entelechy takes place.
Along these lines Jung writes:
The vital principle extends far beyond our consciousness in
that it also maintains the vegetative functions of the body which, as we know,
are not under conscious control. Our
consciousness is dependent upon the functions of the brain, but these are in
turn dependent upon the vital principle and accordingly the vital principle
represents a substance, where as consciousness represents a contingent
phenomenon. Or as Schopenhauer says:
“Consciousness is the object of a transcendental idea.” Thus we see that animal and vegetative
functions are embraced in a common root, the actual subject. Let us boldly assign to this transcendental
subject the name of “soul.” What do we
mean by “soul”? The soul is an intelligence independent of space and time.
The “soul” is the vital principle that
animates both consciousness and those parts of the psyche that are unconscious,
including its biological functions.
Consciousness is contingent
because there can be life without consciousness, but the vital principle is
non-contingent because there can be no life without it. The vital principle is a “substance”, but not
a physical substance -- it exists apart from space and time. What Jung means by “substance” is that the soul is an actual existing
entity, outside the universe of space and time, whose existence underlies the
function of physical living systems.
Nagy traces this idea of the non-physical
vital principle to the writings of Ludwig Busse, who opposed the idea of Gustav
Fechner that mind and matter are identical.
Fechner’s idea grew out of the discovery of the laws of thermodynamics,
and the alleged “proofs” of a mechanistic universe that accompanied their
popularization. Against mechanism,
Busse, quoted by Nagy, argues that the laws of thermodynamics are:
. . . transformation formulae which describe the process of
exchange of energy in the realm of matter . . . But the question is, do we live
in a completely closed system in
which everything that happens is necessarily bound to the causal-mechanistic
sequence? It must be remembered that the
energy laws are mere empirically discovered laws whose validity for the whole
of nature has not been proved. They do
not reach the level of a priori necessary rules of thought. We need not disagree with the laws of energy
in the realm in which they apply in order to suggest that we live only in a relatively closed system. There may be arenas in which the laws do not
apply, namely when the psychic influences the physical, or when the physical
influences the psychic.
We have already seen this argument, deriving
from the Incompleteness Principle. While
the rules or “laws” of physical systems describe how physical objects behave --
another assertion with which we shall soon take issue -- they cannot prove that
other kinds of systems do not exist.
Indeed other such systems do exist -- dynamical systems -- in which the
“laws” do not apply. Consciousness is
one such system, and whatever rules or “laws” may apply to physical systems do
not restrict what such a dynamical or “relatively closed” system can do.
The essential problem faced by Jung is
explaining the mind-body causation problem -- how the mind could influence the
body, and visa versa. For Freud, this is
not a problem as the mind simply is the brain.
Jung rejected this view in favor of a much richer concept of the psyche. Jung’s idea of psychoid process, borrowed
from Driesch and Eugen Bleuler, both vitalists, was intended as a bridge
between the psychic and the body. Jung
writes that, though not directly psychic in the sense of having a potential for
becoming conscious, nor directly instinctive in the sense of being connected to
the biological drive forces, there may be “psychoid processes at both ends of
the psychic scale” -- at the “infrared” of matter and the “ultraviolet” of spirit.
Instincts and archetypes are psychoid
processes because neither has the capacity to directly become conscious. One can no more be directly aware of the
activity of neural circuitry in the old
brain, than one can be directly aware of spirits or gods. They are both represented to consciousness
symbolically. The importance of the
psychoid process, and especially of the archetype, is that they embody the same
vital force that underlies the function of biological systems. The mind-body causation problem is thus
resolved by theorizing that a common force underlies spirit, mind and body.
Nagy offers two further examples of Jung’s
vitalist position:
We are forced to assume that the given structure of the brain
does not owe its peculiar nature merely to the influence of surrounding
conditions, but also and just as much to the peculiar and autonomous quality of living matter, i.e., to a law inherent in life
itself.
By “law inherent in itself” Jung does not
mean anything biological or physical. He
is referring to Driesch’s idea that living systems are not the sum of their
parts, but also embody the entelechy -- a force not causally related to the
body’s parts, but necessary for the living system to exist.
[Materialism] has become a prejudice which hinders all
progress, with nothing to justify it . . . Life
can never be thought of as a function of matter, but only as a process existing
in and for itself, to which energy and matter are subordinate . . . We have
no more justification for understanding the psyche as a brain-process than we
have for understanding life in general from a one-sided arbitrary materialistic
point of view that can never be proved, quite apart from the fact that the very
attempt to imagine such a thing is crazy in itself and has always engendered
craziness whenever it was taken seriously.
The terminology in which vital forces are
described should have a familiar ring.
Driesch’s comments that an organism is not simply the sum of its parts,
and that the vital force influences organisms acausally in space but is not
itself situated in space; Busse’s statement that there are situations in which
“laws” do not apply; Jung’s comments of “law inherent in life itself” and “a
process existing in and for itself” are all characteristics of a phenomenon we
have already encountered. The
nineteenth-century vitalists saw -- quite correctly -- that nature could never
be fully described in terms of causal laws, and expressed their views in the
only alternative vocabulary they had -- that of the “soul”, spirit, and so on. Thanks to the efforts of physicists and
mathematicians there is now the vocabulary of systems theory, and the “vital
force” of the last century can be recognized as the dynamical system of today’s science.
It must be remembered that Jung did not have
the theory of dynamical systems at his disposal. We have already disposed of the mind-body
causation problem by using dynamical systems theory to dispose of causation as
a useful explanation for how the mind works.
Jung’s argument that there is a common force -- entelechy -- connecting
matter, mind and spirit together is
really the same thing as saying that instinct and archetype meet in the
dynamical system of consciousness, and that this system interacts with both
body and spirit, albeit indirectly
via symbols and psychoid processes.
Just as the Uncertainty Principle
re-introduced participation mystique into the sciences, dynamical systems
theory puts the “vital force” back into nature.
It explains how there can be principles underlying the operation of
living -- and non-living -- systems that are not traceable to the parts of the
system, and do not operate causally.
Jung’s vitalistic comments point toward the psyche as being something
associated with the body, but independent of it in important ways. The psyche has inherent patterns of its own,
and while it interacts with the body, it is not reducible to the body. The characteristics “an autonomous quality of
living matter” and life “as a process existing in and for itself” are the same
kinds of descriptions applying to consciousness as a dynamical system. The psyche as arising out of the body yet not
causally bound to it is “chaos talk”, of the kind used by dynamical systems
theorists to describe acausal interactions.
It is also, according to Nagy, “God talk”:
[Jung] says that the psyche, as will and consciousness, must
have a “supraordinate authority, something like a consciousness of itself” if
it is to be differentiated from the compulsive force of instinctive function .
. . Jung realized that “psychic finality rests on a ‘pre-existent’ meaning
which becomes problematical only when it is an unconscious arrangement. In this case we have to suppose a ‘knowledge’
prior to all consciousness” . . . This is God talk. That, at least, is the term most usually
applied in Western philosophical thought to indicate supraordinate, intending
mind.
“God talk" is “portal experience talk,”
and as we have seen, the theory of archetypes makes the role of the spiritual in consciousness
non-optional. Portal experience is more
than just an experience of consciousness -- it lies at the very foundation of
consciousness itself. This relationship of consciousness to spirit is expressed in many ways, often
carrying religious overtones. The
“Christ within” and the “part of everyone’s brain tuned in to this cosmos” are
metaphorical descriptions of this underlying relationship of the self to spirit. Mystical visions
describe the lamps of the gods and snakes swallowing their own tails, and not
molecules bouncing around in the void, because they are the products of
archetypal images whose connections with spirit
are revealed in images that point beyond the body and the world of physical
matter. The appearance of archetypes in
dreams and fantasies carries with it not only personal significance, but also
images from the more general phenomenon of intersection -- and therefore from
the world of spirit -- which have
significance beyond individual existence and beyond the physical universe
itself.
How does the Unknown manage to sneak into consciousness, if it is so different
from consciousness that consciousness can not directly understand it? Much of the psychological impact of portal
experiences -- including archetypal images and their role in sustaining
consciousness -- arises from the symbolic representations through which they
appear in consciousness. A symbol is not
just a caricature of the experience; it carries with it the sense of awe,
wonder, and often fear, that comes from an encounter with the Unknown.
Even though we are separated from the Unknown by a barrier of irrepresentability, the Unknown
nonetheless manages to constellate itself in consciousness through its
symbols, opening gateways to otherwise inaccessible knowledge and powers, and
releasing psychic energy from the superconscious mind that can alter consciousness
forever.
In asking how these symbols appear, we are
really asking a very fundamental question about how dynamical systems work, and
how they interact with the world in general.
Even though dynamical systems, including consciousness, have their own unique
“signature” patterns, they must also be able to assimilate and discharge
information and energy if they are to be of any use. The perceptual chaos discovered by Freeman
must, if it is to be of any use to the animal, be able to assimilate and transmit
information about the outside world.
Similarly, consciousness is of no use if all it can do is think about
itself.
Of course dynamical systems such as
consciousness do interact with the outside world, but since they are not
causally related to the physical structures out of which they emerge, it will
do us no good to look for the solution in brain anatomy. This is especially true in the case of the
archetypes, whose presence in the superconscious mind involves processes
entirely different from those found in physical matter. Instead, we must turn to one of the most
basic properties of dynamical systems to understand how these symbolic
interactions take place.
In nature, dynamical systems often appear at
boundaries or interfaces. For example,
the factors at work at the boundary of a spreading forest are best understood
in terms of dynamical systems, because the forest “edge” is a boundary
condition or interface between forest and other ecological systems. If one pours oil and water into a glass, the
meniscus layer formed where they meet is a dynamical system. Consciousness, too, is an interface between
instincts arising within the brain and archetypes arising from spirit within the superconscious mind.
Dynamical interactions occur when things or
processes that cannot intermix come into contact. Like other dynamical systems, these boundary
systems are self-organizing, displaying their own unique patterns of
behavior. When rain water hits an
oil-soaked pavement, we see an explosion of colors as sunlight is split into a
rainbow of iridescent colors by the patterns of the dynamical system arising at
the oil-water interface. Snowflakes are
formed by dynamical interactions between freezing water and cold air, just as the
imagery and visions of portal experiences arise when undifferentiated spirit from the superconscious mind
intersects with consciousness.
The classical illustration of this kind of
boundary condition is the “coastline of
Intuitively, one might think that as one
decrements the unit of measure, the measurement obtained will be more
“accurate” -- closer to the “real” length of the coastline -- because the
smaller the unit of measure, the finer the detail that is resolved. Were the coastline a strictly Euclidean
figure, such as a triangle or square, that might be true. But the coastline is not a simple Euclidean
figure, and the intuition is wrong. The
coastline is not a simple straight line: it is made up of repeating patterns,
repeating on different scales. One
would see essentially the same pattern, whether looking down from a satellite
or at an individual grain of sand. This
repetition of pattern means that there will always be some smaller scale, and
some larger measurement. As one
continues to decrement the unit of measure, one merely goes deeper and deeper
into the underlying pattern of the system, and the overall measurement
continues to grow without bound. The
intuition that the smallest possible unit of measure would be the most accurate
leads to the surprising conclusion that the most accurate measure of the
coastline of
According to Euclidean geometry, there are
well-defined dimensions into which objects are categorized. Solid objects are three dimensional,
requiring sets of coordinates located on three perpendicular axes to describe
them. Similarly, planes are two
dimensional, lines one dimensional, and “points” -- the theoretical building
blocks out of which all existing objects are constructed -- have zero
dimension. These dimensions are regarded
as absolute categories -- an object has certain dimensional characteristics
that are inherent to it, and objects cannot change dimensions without some
change to their structure. The only way
to make a three dimensional object into a two dimensional object is to squash
it.
What, then, is the dimensionality of a ball
of string? From a distance, it appears
as a point -- zero. Closer, it is a
sphere -- three. Closer still, it is
revealed to be an entangled line -- one dimension. There is therefore no “real” dimensionality
to the ball of string -- no dimension inherent in its structure. Instead, as we would expect from the
Uncertainty Principle, the dimensionality of the ball of string depends upon
how it is observed. As mathematician
Benoit Mandelbrot writes, “The notion that a numerical result should depend
upon the relation of object to observer is in the spirit of physics in this
century and is even an exemplary illustration of it.”
There is nothing about the ball of string itself
that will tell us its dimensional characteristics, just as there is nothing
about the coastline of
While there can be no answer to the
coastline of
Fractals are the way we “see” dynamical
systems. They are our observations of
the self-generated patterns that separate these systems from the conditions out
of which they arise. Interestingly, the state-space attractors of dynamical
systems are themselves fractals. It is
the fractal character of the system’s self-organized pattern of behavior that
breaks the causal chain between the system’s parts and the behavior of the
system as a whole.
The idea of a fractal consciousness helps to
explain the role of psychic energy, and why certain things move between
unconscious and consciousness. Some
things are never noticed, and this is because they do not have enough energy to
modulate the “carrier wave” of the self. Things that have enough energy to modulate
the self get our attention; those
things in which we are interested are re-enforced and propagated throughout the
pattern of the self, while the
patterns of other things simply die out and disappear from consciousness. Things that have too much psychic energy,
such as psychoid processes associated with mental illness, push and shove the self-attractor around until the
dynamical system of consciousness itself is destroyed -- this is what
psychoanalysis refers to as the collapse or dissociation of the ego. In the case of archetypes, their psychic
energy can so alter the patterns of the self
that consciousness is transformed into an entirely new system, and the person
is forever changed by the experience.
When we notice that the growth pattern of a
forest closely resembles the veins in individual leaves, we are seeing the
finger print, so to speak, of an underlying dynamical system. Likewise, when we see similarities between
individual visions and mythological motifs, we are seeing the work of dynamical
systems arising within the superconscious mind, at the interface between mind
and spirit. The archetypes are, for all intents and
purposes, dynamical intersections whose symbolic representations within
consciousness are fractals.
Because intersections are boundary
conditions, it is not surprising that they would manifest themselves
symbolically in consciousness. As with
the coastline of
This is why predictions of the future are
never exact. Just as the coastline of
Interpretation is, therefore, a necessary
part of understanding intersections. It
involves the same processes by which anything becomes conscious. Consciousness is itself a dynamical system, a
boundary condition between biological instinct and superconscious spirit, and its fractal, repeating
self-generated pattern is the self --
the self is really the chaotic
attractor of consciousness, the unique pattern that appears when body meets spirit.
We can think of the way in which perceptions, ideas, thoughts and so on
become conscious along the lines of the way a radio signal is transmitted. An AM radio signal consists of a carrier wave
of radio energy that is “modulated” by speech, music, and other sounds; the
patterns of music and voices are superimposed upon the carrier wave. In consciousness, the self pattern is “modulated” in a similar way by other conscious
processes. The attractor of
consciousness gets pushed and shoved around, and other patterns are
superimposed upon it, so that conscious “awareness” really boils down to an
integration of information into the self
pattern.
Because conscious awareness can happen only
when the self is “modulated”, all
conscious contents are necessarily unique in each individual. The “problem” of qualia thus is not a problem
at all -- it is a fact of the way consciousness works. As previously stated, consciousness
personalizes experience because all experience is in relation to the self.
We now see why this is so: the only way for something to get into
consciousness is for it to intermix with the pattern of the self -- to essentially become a part of
who and what you are.
Portal experiences are, for this reason,
always interpreted differently by each individual that has them. It is no argument against the validity of
portal experience to say that no two persons describe the Unknown in the same way; it is a fact of the matter that no two
individuals can describe it in the
same way because all experiences are unique to each individual. We agree that a certain color is “red”
because we are taught to associate a certain mental image with a word. But this is a behavioral association and not
a cognitive one; it is a phenomenon of social behavior that everyone grunts the
same word for a certain color, and not a feature of what each individual
perceives that color to be. Portal
experiences, including encounters with archetypes, derive their meaning from
what they do within consciousness, and not from how people behave toward them.
From the last chapter, we have seen that
consciousness is necessarily connected with the body, although the relationship
is dynamical and not causal. The fact
that we think in terms of visual images, voices, feelings and so on is because
the form of consciousness -- the way
it thinks -- is partly shaped by the environment in which it finds itself. But consciousness is also partly spiritual,
and the archetypes play a fundamental role in determining what consciousness
actually is, and in how it operates.
What Jung discovered as the collective
unconscious is a repertoire of fractal archetypal images that appear when
consciousness encounters spirit. These images appear when consciousness begins
to develop in children, when consciousness first emerged in primitive humanity,
when present-day consciousness is “expanded” or “altered” to be receptive to
their psychic energies, in the visions of mystics, in the dreams and fantasies
of “modern” humanity, and, as we shall see in the next chapter, when psychoid
processes associated with mental illness threaten the existence of the ego.
Careful study reveals an underlying pattern and unity to these images, from
which Jung understood that they originate in a common source.
If the “fractal” explanation of portal
experience and the idea of the collective unconscious hold true, then we should
expect to find both repeating patterns and individual familiarizations in
reports of portal experiences. This is
exactly what Jung found. Mystics of
different religions report “seeing” beings or phenomena appropriate to their
belief system, yet these experiences more often than not carry similar or
identical meanings. The Wiccan sees the
Moon Goddess, the Christian sees Christ, and the tribal shaman sees a tree
spirit. All of these visions share a
common transcendence of space and time, and yet all are culturally and
individually relativized.
One also finds these collective similarities
and individual differences in mythologies, which display both cultural variety
and underlying similarities of pattern. Anthropologist Levy-Bruhl called these
underlying patterns “collective representations”. They may take the form of identical, or
nearly identical, symbols seen in different cultures -- the ubiquity of the
cross symbol is one example, the snake swallowing its tail image in the Chinese
yin-yang and in the vision of chemist August Kekule is another. More commonly, these similarities take the
form of a motif or similar pattern. The
image of the dying god Balder in Norse mythology, of Osiris in Egyptian
mythology, and of Gilgamesh in Sumeria; the “trickster” image of the Norse god
Loki, of the thief and holy man Nasrudin, and of fairy tale characters like Tom
Thumb; and the idea of death and rebirth that figures so prominently in
Christianity, also found in the Greek myth of Persephone and the Sumerian myth
of Ishtar, are examples of the similarities and differences through which
archetypal images are constellated in various cultures.
Mythologies perform on a cultural level the
same function as metaphor and interpretation on an individual level. Mythologies are cultural symbols -- shared
interpretations of a common experience, and more specifically, the way in which
members of a culture understand the constellation of archetypal images in their
environmental and social circumstances.
This is the view of Joseph Campbell:
Every myth . . . is psychologically symbolic. Its narratives and images are to be read,
therefore, not literally, but as metaphors.
Mythologies are addressed, however, as dreams normally are not, to
questions of the origins, both of the natural world and of the arts, laws and
customs of a local people, physical things being understood in this view as
metaphysically grounded in a dreamlike mythological realm beyond space and
time, which, since it is physically invisible, can be known only to the mind.
Myths express, in symbolic fashion, what can
not directly be understood by consciousness.
Consciousness does not directly understand participation mystique; it
can not explain or give reasons why there is a “transcendent reality” that
underlies and unifies all existence.
Consciousness can not explain why
there are seasons; consciousness can, through science, observation and
experiment explain what seasons are
and how they come to pass, but it can
not comprehend why. It can not explain these things because the
relationships are dynamical and not causal, and because the forces that are
responsible for why lie outside the
realm of psychic energy that consciousness can understand. Myths “explain” these things as
constellations of symbols which, within each individual, have the ability to
connect with archetypal forces and energize the psyche to new levels of
awareness.
It is through these symbols that the why questions can be answered. Deriving from archetypes, mythological
symbols can act as gateways to the Unknown,
through which wisdom from the Unknown
can be acquired. Writes
And as the insubstantial shapes of dream arise from the
formative ground of the individual, so do all the passing shapes of the
physical world arise (according to this way of thought) from a universal,
morphogenetic ground that is made known to the mind through the figurations of
myth. These mythic figurations are the
“ancestral forms”, the insubstantial archetypes, of all that is beheld by the
eye as physically substantial, material things being understood as ephemeral
concretions of the energies of these noumena.
Just as the true of “hidden” self can only be revealed through dreams
and symbolic imagery, the forces that underlie the physical world -- what we
have characterized as the vital force -- can only be understood
symbolically. But these symbols can also
act as psychological cues for the appearance of archetypes. Both in psychoanalysis, and in the rituals
and talismans of magic and religion, mythological symbols can invoke the
appearance of archetypes themselves. The
symbolic images found on Tarot cards, for example -- which Jung thought were
representations of archetypes -- serve this dual purpose: they can be used to
predict the future, and in some circumstances, they can also be used to change
it.
Archetypes are the bearers of consciousness
from the world of spirit, and because
of this, the imagery they create suggests worlds, forces and beings that lie
hidden within and beyond the experiences of the senses. Recalling Margot Adler’s characterization of
the Old Religion as belief in animism, pantheism and polytheism, it is apparent
that these beliefs are constellations in consciousness of the very forces out
of which consciousness arises. The idea
of an unseen force that permeates and enlivens all existence, manifesting
itself in a profusion of images that transcend ordinary experience and
transform the mind of the seer is really just another way of expressing the
idea that archetypes from the collective unconscious create and sustain
consciousness, and interconnect individual consciousness with the transcendent
reality from which the archetypes, the world, and ultimately consciousness
itself emerge.
These ideas, whether expressed as archetypes
or gods, announce the very emergence of consciousness itself in humanity. When consciousness first erupted from
psychedelic bootstrapped brains, these are the things it saw. This particular belief system is much more
than just an ancient religion or a modern “cook” philosophy -- it is the fundamental and most basic system of
thought in human consciousness. While
other religions have appeared since that time, and have built upon those
foundations and created yet other foundations, animism, pantheism and
polytheism remain at the center of the way human consciousness works. Children
have the fantasies they have, people have the dreams they have, and the stars
constellate themselves as the lamps of the gods for the simple reason that
human consciousness works in this way
and not some other -- because of the brain and the world in which it evolved,
and because of the spirit that
brought consciousness into the world in the first place.
The ability of consciousness to interact
with the world of spirit and the idea
that consciousness can only interact with the world in relation to the self raises some interesting
issues. We have already mentioned the
“Vulcan mind-melt”, the idea that one person can become directly aware of what
another person knows. Can it really be
possible for me to know what you know, for your thoughts to be my
thoughts? I think not. If knowledge amounts to a “modulation” of the
self “carrier wave”, then another
person probing your mind would encounter something similar to listening to a
radio station broadcasting in a foreign language. One might make out bits and pieces of what is
said, but the general stream of information would be unintelligible because the
information is “encoded” in a pattern that makes sense only to the individual
to whom that pattern belongs. Knowledge
is never absolute, but is always relative to the individual, and to the sum of
the individual’s beliefs, thoughts, experiences and so on.
Another popular idea is that somehow,
someday, we might be able to transfer the contents of our minds into a machine,
or even “back up” ourselves onto a computer disk, and “restore” ourselves at
some later time, in the event of untimely death or brain injury. For the same reason mentioned above, this
idea is completely incoherent. Knowledge
is knowledge only insofar as it is superimposed upon the self, and cannot be separated from the self without destroying its content. Since a machine, depending upon instruction
and programming, does not appear to have the capability of becoming a dynamical
system, then there can be no self
upon which to superimpose the knowledge.
Even if a machine could go dynamical, it would have a self pattern of its own, and the data
from your mind would be unintelligible to the machine. As for backing the mind up on disk, if
consciousness is fractal, it exists as a continuum of repeating patterns which
cannot be reduced to discrete data sets anymore than a mystical experience can
be reduced to the words used to describe it.
Perhaps consciousness cannot be propagated
through a physical medium such as a computer or a storage device, but can
consciousness be separated from the body and continue to exist? This raises issues of ghosts, OOBEs, and even
the possibility of “life after death”.
As we have been using the word, consciousness -- the ego of Jung’s
theory -- exists only because of the boundary between body and spirit, and the flow of psychic energy
between the two. In the absence of one
or the other, consciousness as a dynamical system can not continue to
exist. Or can it? We need to keep in mind that while
consciousness has at least some of its roots in the physical body,
consciousness itself exists in abstract “state space”, which is not the same
thing as physical space-time. There is
no reason to believe, therefore, that consciousness cannot “leave the body”,
because it is not really “in the body” in the first place. The idea that consciousness can “travel” to
times and places where the body is not is in no way inconsistent with the
theory that consciousness is a dynamical system, and there is no reason from
our understanding of consciousness to suspect that OOBEs and astral projection
are impossible or unreasonable.
The issue of ghosts -- a consciousness that
survives the death of the body -- is another matter. What consciousness needs to exist is a source
of psychic energy from which it can derive the free will that keeps the system
in operation. In the absence of a
physical body, the “equilibration of opposites” from which psychic energy
derives no longer exists. It would seem,
however, that since the superconscious mind has too much psychic energy for
consciousness to use directly, if that energy could somehow be down-converted
to a level that consciousness could use, consciousness could keep itself going
on spirit alone.
While we cannot directly see ultraviolet light,
we can use fluorescent materials to convert the ultraviolet energy into a form
our eyes can see. Consciousness does
assimilate psychic energy from spirit,
but this is done through the symbolic representations of archetypal images --
these images are the way consciousness “sees” energy from the superconscious
mind. My suspicion is that consciousness
can keep itself going in this way, but the world it experiences is quite
different from the ordinary world of space-time. While the underlying pattern of a disembodied
consciousness may remain essentially the same, all of its interactions with the
world are via symbolic representations.
The world of the ghost is therefore very dream-like, and as the
“consciousness” continues to assimilate psychic energy which it cannot
discharge, it rises to the same level of energy as an archetype, at which point
the self is assimilated into
superconsciousness itself. This is as
much as saying that not only is there life after death, but that conscious life
can lead to a spiritual union with the Unknown. It makes no difference in what form spirit is understood; whether as God,
Goddess, archetype, Osiris, undifferentiated unity or anything else, the end
result is the same. If consciousness
really has its origins in forces outside space-time, then when the life through
which that consciousness is manifested ends, the spiritual forces return to
their source, taking with them everything that they have experienced and
learned.
While this idea of returning to the world of
spirit is found in many religious and
spiritual traditions, others believe in the idea of reincarnation -- that
consciousness, once freed from the body, can attach itself on to another
physical entity. Some pagan traditions
believe that upon death, the “soul” -- spiritually energized consciousness --
can attach itself onto natural objects such as trees, rocks, animals, or even
planets and stars. Other traditions
teach that the soul will continue to be reincarnated in human consciousness
until it reaches a level of “enlightenment” that enables it to unite directly
with superconsciousness. In these
circumstances, the soul acts something like an archetype, entering the young
mind through the superconscious mind, and stimulating the flow of psychic
energy that bootstraps consciousness.
The soul continues to evolve through a series of incarnations, until it
is able to assimilate sufficient psychic energy to become one with the world of
spirit.
However strange these beliefs may seem, they
are perfectly consistent with the ideas we have developed from the
physiological, dynamical and psychological aspects of human consciousness. What these ideas are not consistent with is
materialism and social-ontology. The
whole point of materialism and social-ontology is to cut us off from the
archetypes and the world of spirit,
and to substitute for them the socially controlled bicameral mind. By denying the existence of spirit, and ridiculing archetypal
imagery whenever it emerges, these “modern” beliefs throw us back into an age
before human consciousness existed.
Neither the suit-and-tie self-righteous moralizing babble from the
political right, nor the scientific socialism and techno-worship from the left,
can replace what they have taken away.
Materialism and social-ontology, and the bicameral mind the serve, give
us nothing but a world of depression, malaise, intolerance, hatred, violence
and despondency, and cut us off from a better life now, and eventual union with
spirit later.
What is sin, after all, but separation from
God, or whatever term one wants to use for the world of spirit from which consciousness arose? Sin is not failing or refusing to follow
rules shouted down from the pulpit or the legislative hall. It is a disease, what Kierkegaard called the
“sickness unto death”, that eats away from the inside and destroys the
consciousness of the individual. In so
doing, death becomes the end of existence.
This is what materialists believe, and to a large extent it is a
self-fulfilling prophecy. Once one
severs one’s connection with spirit,
there is no reservoir of psychic energy to continue the self after physical death.
Fortunately, the soul is not so easily
destroyed. As we shall see in the next
chapter, while archetypes can disrupt the ego, they can also reclaim it from
the mire of social control and runaway destructive psychoid processes that
permeate the “modern” world. We must
fight for ourselves against the social and technological forces directed
against us, but we have powerful allies.
In the end, the bicameral mind and its crank science and empty
philosophies only have power if we choose to give them power. We can take that power away, and in returning
it to ourselves, re-connect with the greatness out of which human consciousness
arose.
The
Acausal Connecting Principle
The observation that dynamical systems can
interact with each other by mixing their attractor patterns directly
contradicts the idea of causation. For
one thing to affect another causally, there must be a sequence of events by
which one physical condition constrains the behavior of another. Since dynamical systems, and their
attractors, act independently of the physical systems from which they arise, a
causal theory will not explain how dynamical systems interact. We are left with one last and final piece of
the puzzle of consciousness that must be put into place -- understanding how
dynamical systems like consciousness and archetypes influence and interact with
each other. If the process is not
causal, then what is it?
Despite the fact the much of the groundwork
for dynamical systems theory was done nearly 100 years ago, many of the
properties and rules that govern dynamical systems are not known. Chaos theory, and the non-linear mathematics
used to describe dynamical systems did not really emerge from theoretical
research into the role of an explanatory scheme until the 1970’s. The whole idea of dynamical systems remained
pretty much hidden from view until the publication of James Gleick’s Chaos
in 1987.
Jung himself knew nothing of chaos theory,
but nonetheless was aware of certain principles which are now an established
part of the science. One of these
principles is the way in which dynamical systems interact with one another. The only way to make the theory of archetypes
and psychic energy work -- and in our case, to explain why human consciousness
is spontaneous and has the other
characteristics we have observed -- is to explain how consciousness can connect
with the world of spirit, bypassing
the rules of physical causation. Working
together with physicist Wolfgang Pauli, Jung developed just such an acausal connecting principle, which he
called synchronicity.
Let the reader be forewarned that such an
explanation is necessarily one that invokes principles other than
causation. The curiosity of the
twentieth century mind is accustomed to being satisfied by causal
explanations. Causal explanations are
expositions of a series of events that lead up to the phenomenon in question,
implying that the phenomenon to be explained follows from an underlying
metaphysical connection between the events that precede it. If one is to understand the relations between
dynamical systems, themselves exempt from causal explanation for reasons already
given, then a causal account will not be possible. The reader who expects to be
shown how a certain sequence of events leads up to the relationship between
dynamical systems that explains portal experience will remain unsatisfied. The explanation of acausal interactions will
necessarily be acausal, and therefore will not be much like the kind of
“explanation” one is used to.
One of the ways used to explain causation is
the “natural law”, an abstract formulation stating that when a certain set of
conditions exist, certain results will follow.
Jung observes that natural laws as causal principles are only
statistically valid -- natural laws only explain things some of the time.
Writes Jung:
The philosophical principle that underlies our conception of natural
law is causality. But if the connection
between cause and effect turns out to be only statistically valid and only
relatively true, then the causal principle is only of relative use for
explaining natural processes and therefore presupposes the existence of one or
more other factors which would be necessary for an explanation. This is as much to say that the connection of
events may in certain circumstances be other than causal, and requires another
principle of explanation.
One way of understanding causation is to
assume that the “glue” that binds events together is a natural law. A natural law is an abstract formulation --
usually mathematical -- of what philosopher David Hume called “regularities” in
observations. Regularity means that whenever events of a certain kind occur,
they must regularly be followed by events of another specific kind. To argue that dropping a piece of chalk from
a certain height causes it to break, there must be, among other conditions, the
observation that whenever pieces of chalk are dropped from the height in
question, they break.
Or so some have interpreted Hume to have
said. What Hume actually says is that in
spite of this relationship, there is nothing in these conditions that
demonstrates necessity. Necessity is the term philosophers use for
the “glue” between cause and effect. It
implies that there is something that forces one event to happen as the result
of another. While regularity may suggest
that events tend to happen in a certain way, there is nothing in these
observations that reveals a metaphysical “glue” which forces breaking to occur
after dropping. The idea that there is
such a “glue” or necessity is purely in the mind, according to Hume.
Philosophers since Hume have argued that
there really is a “glue”, and that what Hume called regularities are natural laws. After the work of
Jung’s point is that natural laws cannot be
precise because, according to the Uncertainty Principle, the conditions under
which they operate are not precise.
Necessity requires exactness. If
necessity is a feature of natural laws, then certain specific, predictable
events will always follow -- necessarily -- when certain conditions exist. The results will always be the same. If events only produce results predictable
within statistical limits -- if the same thing doesn’t always happen when an
event occurs -- then there is no necessity.
More importantly, there may not really be such things as natural laws,
or at least not in the way
The effects of probability are easily
observed in state-space diagrams of causal systems. The attractor of a causal system, if the laws
were exact, would be a single point. But
the attractor that is observed is not a point, it is a cloud of points, because
of the effects of statistical probabilities upon the behavior of the
system. What this means is that natural
laws do not determine the way in which events happen -- at least not by
themselves. Laws correlate events within statistical limits -- they are observations
of regularity and not necessities, just as Hume argued. Because natural laws do not accurately
predict the behavior of systems, then there must be principles other than
causality at work.
One such principle might be chance -- that two things happen at the
same time, and there is no relationship between them at all. By “no relationship” is meant that whether
the one event occurred or not would not have influenced the occurrence, or
manner of occurrence, of the other. If
the causal principle were universally valid, argues Jung, then all occurrences
of chance would be susceptible to causal explanation. There would always be a reason, ultimately
traceable to a natural law, that explains the “chance” event. Chance is, according to Jung, what we call
those cases where the “causality has not yet been discovered.” If the causal principle is only statistically
valid and therefore applicable only some of the time, then there will be cases
of chance where a causal principle does not apply, and some other principle
does. Chance is therefore not an
explanation of why things occur; it simply indicates cases where the reasons
for their occurrence have not been discovered, whether those reasons are causal
or not.
To find an alternative principle to
causation, one must examine situations where it is highly unlikely that there
could be any causal connection between events. As Jung suggests, “acausal
events may be expected most readily where, on closer reflection, a causal
connection appears to be inconceivable.”
Jung cites several examples of such situations. The “duplication of cases” is an example in
which a series of similar cases appear in medical practice -- such as several
cases of broken arms in one day. Writes
Jung:
When for instance I am faced with the fact that my tram ticket
bears the same number as the theatre ticket which I buy immediately afterwards,
and I receive that same evening a telephone call during which the same number
is mentioned again as a telephone number, then a causal connection between them
seems to me to be improbable in the extreme, although it is obvious that each
event must have its own causality.
Jung found stronger evidence for this kind
of relationship in the experimental work of J. B. Rhine. The experiments consisted of an experimenter
turning over a series of cards, each card bearing some geometric pattern, and a
subject screened off from the experimenter guessing the image on the card. As
These studies show that the probability of
either a causal explanation or a pure chance explanation is extremely
small. Unless some causal connection
between the experimenter drawing the cards and the subject guessing the symbol
is conceivable, then there is a high probability that the observed results are
not due to either chance or causation.
Given that the experiment was designed in such a way as to minimize the
possibility of any causal connection, there is every indication that some other
principle must be involved.
Several variations on the above experiment
have been performed, in order to further reduce the possibility of a causal
connection. In one set of experiments,
the distance between experimenter and subject was increased to 250 miles, with
an overall success rate of 10.5 out of 25.
Similar results were achieved in experiments where the separation was
one or more rooms, and where the separation was some 4000 miles.
Regarding this result, Jung states:
The fact that distance has no effect in principle shows that
the thing in question cannot be a phenomenon of force or energy, for otherwise
the distance to be overcome and the diffusion in space would cause a diminution
of the effect, and it is more than probable that the score would fall
proportionately to the square of the distance.
Force and energy, in the sense referred to
by Jung, are physical phenomena whose effects diminish with distance, according
to what is known as the “r-squared” law.
According to this principle, the effect of energy emitted from some
object rapidly diminishes as the distance from that object increases -- a light
gets dimmer as one moves away from it. If the results of these experiments were
due to physical phenomena, increasing the distance between subject and
experimenter should have decreased the success rate. This is not what was observed.
Other experiments conducted by
The results of
The
More recent work along similar lines has
been conducted in the field of parapsychology.
Parapsychologist Charles Tart contrasts what he calls the “spiritual
psychologies” with the prevailing
scientific view of physicalism -- “a
notion that all events are ultimately reducible to lawful interactions of
matter and energies within the space-time continuum.” The idea that an acausal connecting
principle, somehow involving the psyche, is responsible for connecting the
events of the
I’m afraid the almost universal answer will be that you simply
accept the belief common in the scientific community without ever having given
much thought to it, and that you have never looked at the scientific evidence
which might contradict this belief.
Indeed, the pattern I find among most colleagues is that they know a priori that there are no such
phenomena, therefore they have never bothered to read any evidence which might
indicate there was and then say they have never seen any evidence to contradict
their belief.
It is fairly common, within the scientific
community as well as outside it, to deny the existence of evidence that does
not conform to a belief already held.
The reasons for this were discussed in Chapter Two. Nonetheless,
parapsychology has amassed evidence that points to an acausal connecting
principle, or some other theory that denies the exclusivity of physical space-time.
Among the subjects investigated by
parapsychologists are telepathy, ESP, clairvoyance, precognition, ghosts and
near-death experience -- the kinds of phenomena that we have classified as
portal experiences. The method of
parapsychology is to apply scientific research methods to these phenomena, much
as the
Tart uses an argument similar to Jung’s
against causality in the case of psi,
or parapsychological, phenomena:
To get information about an event from one location in space
and time to another location in space and time, some form of energy must be
modulated in such a way as to contain the relevant information, and must pass
from one location to the other.
Such “modulated energy” must, if it is a
physicalistic phenomenon, conform to the r-squared law. Experiments show that psi phenomena (which
include the
Jung’s criticism of space and time is that
those concepts became fixed largely because of the introduction of
measurement. Space and time are mental
postulates, or as Jung calls them, “hypostasized concepts born of the
discriminating activity of the conscious mind.”
Consequently, physicalism and causation are ideas cooked up by the
mind. This is why Kant regarded them as a priori categories: they exist in the
mind independent of experience, and are characteristics of the way the mind works, not characteristics of the
way the world works.
Since space and time are of mental origin,
then it should not be surprising to find that they exhibit a form of relativity
governed by psychological conditions. By
this Jung means that seeing through time and space in the way that diviners
“see”, or in the way that subjects “saw” cards in the Rhine experiments, is in
part dependent upon the mental state of the seer, and is not limited by any
“facts” about the world. This is really
another instance of the Uncertainty Principle -- that the way we observe, including the mental conditions we observe with,
has something to do with what is
observed. Jung writes:
This possibility [of psychological relativization of space and
time] presents itself when the psyche observes, not external bodies, but
itself. That is precisely what happens
in
When someone “sees” a vision in a crystal
ball, or of cards drawn in another room or a later date, it is not the cards
that are seen, but rather images arising within the unconscious. What is revealed by the
Synchronicity is Jung’s term that refers to the
simultaneous occurrence of two meaningfully but not causally connected events:
“the simultaneous occurrence of a certain [mental] state with one or more
external events which appear as meaningful parallels to the momentary
subjective state -- and, in certain cases, visa versa.” Because the connection
between synchronistic events is made within the mind of the observer, space and
time are relative and not causal factors.
While the observer can still keep track of time -- the observer is asked
to predict cards drawn tomorrow, say, and not ones drawn yesterday -- there is
nothing illogical, contradictory, or impossible about being able to “see”
future events because time and space are only relative factors, subsumed under
the mental state of the observer. Jung offers another example of synchronicity:
a person in Europe who dreamed the death of a friend in
The idea of synchronicity rests upon “the
simultaneous occurrence of two different states,” one of them being the normal
causally explicable state, such as the drawing of a card, and the other state
causally underivable from the first -- the prediction of the right card on the
previous day. Jung says that because of the subject’s mental state of
expectation, there is an image of the result present in the unconscious mind
before the call is made, which enables the conscious mind to score better than
chance. In the case of the dream of the friend’s death, there was, in the mind
of the dreamer, an unconscious knowledge of the death prior to the dream. Synchronicity therefore implies, as Jung writes,
“an a priori, causally inexplicable
knowledge of a situation which is at the time unknowable.” It implies that the information is already in
the unconscious mind before conscious awareness, and that information got into
the unconscious by acausal means. As
Jung states:
We must completely give up the idea of the psyche’s being
somehow connected with the brain, and remember instead the “meaningful” and
“intelligent” behavior of the lower organisms, which are without a brain. Here we find ourselves much closer to the
formal factor which, as I have said, has nothing to do with brain activity.
It must be re-emphasized here that the
concepts of dynamical systems, fractals and chaos were not well understood nor
well publicized during Jung’s lifetime.
Jung’s comment that the psyche cannot be “connected with the brain”
should be read with the understanding that at the time it was written,
“connected” meant “causally connected”.
Edelman’s work with dynamical systems shows how the psyche can be
connected to the brain without being causally dependent upon it, and indeed the
whole theory of Spontaneous Human Consciousness rests upon the idea that the
brain and the psyche are somehow
connected, but not causally or even physically connected.
The point Jung is making is that we can not
hope to explain the workings of the mind based upon causal connections with the
operations of the brain. Physicalism
must be false because the results of the
Jung regarded synchronicity as an
explanatory principle on a par with causality.
Just as causation explains the relationship of certain kinds of events,
synchronicity explains the relationship between events that are meaningfully,
but not causally, related. It is “an
empirical concept which postulates an intellectually necessary principle.” Synchronicity, according to Jung, is a
candidate for explaining the soul-body relation, and therefore solving the
mind-body causation problem. The problem
of understanding how physical processes in the brain are related to the psyche
is solved by the empirical insight that they relate to each other acausally
according to the principle of synchronicity.
In the Miracle
experiment, for example, psilocybin doesn’t cause the mystical experience, it
causes changes in the brain. The drug
can’t cause the mystical experience, because to do so it would have to cause
changes in a non-physical reality, which violates the rules of causation. The mystical experience is a synchronicity
event -- it is a mental state that is meaningfully related to physical changes
in the brain, without being caused by them.
Synchronicity eliminates the requirement for
causal space-time connections between body, mind and spirit, and dissolves the mind-body causation problem. We have, of course, already dissolved this
problem using the theory of dynamical systems.
But synchronicity brings us closer to understanding how the connection
between dynamical systems works. Jung
writes:
A causalistic explanation of synchronicity seems out of the
question . . . It consists essentially of “chance equivalences” . . . The
meaningful coincidence or equivalence of a psychic and a physical state that
have no causal relationship to one another means, in general terms, that it is
a modality without a cause, an “acausal orderedness” . . . [If causeless events
exist] then we must regard them as creative acts, as the continuous creation of
a pattern that exists from all eternity, repeats itself sporadically, and is
not derivable from any known antecedents.
Terms such as acausal orderedness, repeating
patterns, and “not derivable from any known antecedents” -- states that are not
dependent upon their conditions -- should by now be quite familiar. It is the “chaos-talk” of dynamical systems
theory. Experimental work by Rhine, Tart
and others, and research in dynamical systems theory shows that there is an
acausal connecting principle, but it must be remembered that this principle
cannot be validated by causal explanation or experiment. The acausal connecting
principle does not work through a series of events related to one another by
natural law; if it did, it would be causation.
Not only the principle being explained, but the explanation itself, must
be of a very different sort.
While underlying conditions do not “cause”
the behavior of dynamical systems, the overall behavior of dynamical systems is
strongly dependent upon the initial conditions under which the system is
established. The characteristic patterns
-- the attractors -- of such systems are fixxed when the system is established,
and the system will tend to return to those patterns should it be
disturbed. This is very different from
causal, or linear systems, which,
once disturbed, tend to remain disturbed until some correcting force is
applied. If shaken, a mixture of salad
oil and water tends to separate once the shaking stops. The interface between oil and water is a
dynamical system, and once the outside shaking force is removed, the system
returns to its original pattern of behavior -- the oil and water separate. The heart tends to beat at a certain
rate. A dynamical system controls
heartbeat, and when that system is disturbed -- through exercise, for example
-- the rate changes, but the pattern of elecctrical discharge within the heart
remains the same. Once the disturbance
is removed, the heart returns to its normal, self-generated rate of
discharge.
The attractor of a dynamical system may be
pushed, bent, modulated, and altered in many ways, but its pattern of behavior
remains, and once the altering force is removed, the system returns to its
original behavior. On the other hand,
once a causal system is disturbed, it does not return to its original behavior
on its own. If we nudge a ball rolling
along the floor, it will not return to its original path unless an additional
correcting force is applied. Causal
systems do not have characteristic patterns of behavior -- they are totally at
the mercy of the conditions in which they exist.
In his book Chaos, James Gleick tells
the story of the Dutch physicist Christian Huygens who invented the pendulum
clock, and accidentally discovered an interesting property of dynamical
systems. Huygens had several clocks
lined up against a wall, and noticed that they were all swinging in perfect
synchronization. Knowing that he could
not possibly have built all of the clocks accurately enough to account for
this, he supposed that somehow the movement of the clocks was being coordinated
by vibrations transmitted through the walls.
Nothing understood about pendulums, by themselves, could account for
this phenomenon -- the causal laws that govern the movement of pendulums cannot
explain how this happens. It is a case
where events are meaningfully connected but not causally related.
Huygens had observed a property unique to
dynamical systems called entrainment,
or mode locking. Entrainment explains why the same side of the
moon always faces the earth, and why satellites tend to spin with a rotation
that is some whole-number ratio to their orbital period. Gleick cites several other examples:
Mode locking occurs throughout electronics, making it possible,
for example, for a radio receiver to lock in on signal even when there are
small fluctuations in their frequency.
Mode locking accounts for the ability of groups of oscillators,
including biological oscillators, like heart cells and nerve cells, to work in
synchronization. A spectacular example
in nature is a Southeast Asian species of firefly that congregates in trees
during mating periods, thousands at one time, blinking in a fantastic spectral
harmony.
Very little is known about how mode locking
works. What is known is that it cannot
be a causal principle. In the case of
the fireflies, for example, a causal explanation would require that some signal
apart from the blinking itself be transmitted throughout the tree that results
in the fireflies blinking. This signal
would have to be transmitted instantaneously throughout the entire group, else
the blinking would not be all at once, but rather it would spread outward from
its point of origin. Since no such
signal exists, and a signal that can be transmitted instantaneously by physical
means is impossible, there must be an acausal
principle involved.
Gleick states that, in the case of
satellites, the “nonlinearity in the tidal attraction of the satellite tends to
lock it in.” Linear systems are ones that operate according to causal principles
-- their operation can be described with linnear equations, not unlike those
found in common algebra. A non-linear system is one whose behavior
cannot be described in terms of ordinary equations. Other factors are required, and those factors
are responsible for breaking the causal connections within the system. It is a general property of non-linear -- or
dynamical, another word for the same thing -- systems to “lock on” to each
other, such that their observable characteristics appear to follow the same
pattern. To say that the non-linear
components of a system are responsible for mode locking is as much as saying
that mode locking is an acausal connecting principle. It is, just as Jung states for synchronicity,
“an empirical concept which postulates an intellectually necessary principle.”
Entrainment means that under the right
circumstances, dynamical systems tend to incorporate the patterns of other
systems into their own. While causal
events can not change the characteristic pattern of a dynamical system once it
is established, dynamical systems can quite easily “modulate” each other’s
patterns. This is a basic characteristic
of the way dynamical systems operate, and it means that these systems interact
with each other acausally.
Like causation, entrainment is not a
principle to be explained -- it is a fundamental explaining principle. One does not ask how causation “works” --
philosophers have asked that for a very long time, and there is no satisfactory
answer. It is known that causation does
work in certain circumstances -- that natural laws are useful for explaining
some phenomena. It would therefore not
be reasonable to expect a better explanation of entrainment than can be given
for causation. Entrainment is a
phenomenon that can be observed. It is
not simply an assumption -- it can be detected, like causation, in state-space
diagrams of systems, and it can be observed experimentally. Mode locking is the fundamental principle by
which dynamical systems exchange information, and it is “systems-talk” for what
Jung called synchronicity.
What Jung describes as synchronicity in the
psychological realm, what Tart characterizes as psi phenomena, and what Gleick
calls entrainment or mode locking in the physical realm are one and the same
principle. They are simply different
names for the same acausal connecting principle. The acausal connecting principle establishes
the relationship between systems whose initial conditions are established by
causal systems involving force, acceleration, and so on, and whose ongoing
behavior is maintained by dynamical systems.
This applies as much to orbiting satellites as it does to the
psyche. When Jung describes
synchronicity as, “The meaningful coincidence or equivalence of a psychic and a
physical state that have no causal relationship to one another,” this is simply
the application of the acausal connecting principle in the realm of the psyche.
While we may feel a bit uneasy about the
acausal connecting principle, mostly because we can’t offer a causal
explanation for it, it should be pointed out that the existence of an acausal
connecting principle is basic not only to an understanding of consciousness,
but also in the understanding of quantum physics. The Uncertainty Principle is not a causal
phenomenon -- it is based upon acausal connections between events. Experiments have shown that quantum events
are indeed not related by causation. As
an example, it is possible to produce certain particles in pairs. The laws governing the production of these
particle pairs state that both particles spin, but necessarily spin in opposite
directions. If one produces such a
particle pair, then looks at the spin of these particles as they move away from
each other at nearly the speed of light, one finds that they indeed spin in
opposite directions. Now if the spin
direction of one member of the particle pair is changed after the particles
separate from each other, one would predict, based upon the laws governing
particle spin, that the spin of the other particle should also change. That is what is observed in the experiment --
changing the spin of one particle changes the spin of the other. The problem with this result is that for the
other particle to “know” that the spin of its partner has changed, some kind of
information would have to move between the particles at nearly twice the speed
of light. According to the laws that govern the transfer of energy, it is
impossible for energy to move at faster than the speed of light, if it is to
follow the rules of causation.
Therefore, however it is that one particle “tells” the other its spin
has changed, it can’t be causation at work.
What are we to do with this result? If we give up on the laws that restrict
energy travel to less than or equal to the speed of light, we would have to
give up pretty much everything we know about relativity and quantum
mechanics. Since we know that both of
those theories work -- they both explain things, and they both produce useful
theoretical and practical results -- then instead of giving up physics, we give
up causation. Since, as Hume said, we
have no proof of causation, and we have an experimental situation in which
causation does not a cannot apply -- the physicist’s equivalent of the
The whole idea of an “objective reality”
that follows a certain set of causal laws or principles -- the idea of
determinism -- is completely inconsistent with the facts. Writes John Gribbin in In Search of
Schrödinger’s Cat: “Objective reality does not have any place in our fundamental description of the universe,
but action at a distance, or acausality, does have such a place.” The physics which makes lasers, computer
chips, and other modern technology possible has at its foundations not only
uncertainty, but also the principle that events are interconnected by
relationships other than causality.
Action at a distance -- another name for acausality or synchronicity --
just is a basic feature of the way the
universe works, whether “common sense” approves of it or not. There is nothing “supernatural” about
physics, about consciousness, about archetypes, or about portal experiences
after all -- what makes them appear “mysterious” is their incompatibility with
the eighteenth century ideology that holds “modern” thinking captive.
The acausal connecting principle is the
“solution” to the Incompleteness Principle.
It explains why the universe does not fall apart at its subatomic seams,
and it also explains why consciousness can exist as a unique self-generated
entity, and can break the rules of the environment in which it appears. Neither the universe, nor the consciousness
that evolved within it, are bound to follow a pre-ordained or imposed set of
rules. The “system” of the universe is
made up of competing and inconsistent rules -- like causation and probability
-- through which dynamical systems interact with one another.
The acausal connecting principle is what
allows different systems to “intermix” or modulate their patterns without any
underlying causal connection, and without destroying one another. Just as in
the case of Huygens’ pendulum clocks, the patterns of consciousness and of
archetypes can intermix, without the requirement that the physical activity of
the brain be involved. This is how
intersections become conscious, and how consciousness itself comes about as the
result of archetypes. It is also because
of this acausal connection that interactions between consciousness and spirit are symbolic and
interpretive. Acausal connections
involve dynamical systems, and we “see” dynamical systems as fractal images,
whether those systems are mixtures of oil and water, or of spirit and consciousness.
What sustains human consciousness, and makes
it different from here-and-gone perceptual chaos and instinctual psychoid
processes, is its acausal connection with spirit. Mode locking between spirit and consciousness makes possible the ongoing flow of psychic
energy that keeps consciousness going as a self-organizing entity. It is also because of mode locking that human
consciousness is spontaneous. Mode locking between archetypes and a brain
driven dynamical by evolved high-gain neural circuitry, by psychoactives, by
meditative practices or physiological conditions is not a causal event, and
nothing about the anatomy or physiology of the brain can predict when or how
such mode locking will occur. It is,
from the causal point of view, without basis or antecedent condition. Consciousness just appears out of nowhere,
manifesting itself in the archetypal images of dreams, fantasies and
visions. It is the hand of God touching,
or the lamps of the gods illuminating, the emerging soul within each
individual.
If dynamical systems such as archetypes and
consciousness can interact acausally and intermix their fractal patterns, then
is it not also true that our own consciousness influences the patterns of
archetypes as much as they influence us?
If visions are possible under this theory, then is not magic --
influencing the world through portal experiences -- also possible? There is no reason to suppose that dynamical
interactions are one-way streets.
However, just as one must have certain knowledge and experience to
understand the symbology of archetypal visions, one needs similar adeptness at
manipulating symbols to obtain useful results from symbolic magic.
But there is a more important consequence of
this acausal connection between psyche and spirit. If our consciousness can be “modulated” by
the patterns of archetypes, then is it not also the case that the patterns of
the archetypes themselves are “modulated” by our consciousness? If archetypes are the manifestation in the
superconscious mind of the vital force or entelechy, then the collective
unconscious is as much a product of us as it is of spirit. We are as much a
part of the collective unconscious as it is of us, or so the rules of
synchronicity lead us to conclude. Could
it be true that we are all interconnected, not by any set of rules, laws,
decrees or moralizing babble, or by any form of social interaction, but by a
continuum of energy that underlies the existence of the universe itself? If the greatness of humanity lies in
spontaneous human consciousness, then perhaps humanity is destined for an even
greater greatness. If this is so, then
what are we going to do about it?
Chapter
5: Beyond the Shadow of Utopia
The ancients worshipped trees as divine
spirits, and for us, the image of a tree serves as a unifying metaphor for the
idea of consciousness as a physical-psychic-spiritual entity. With its roots in the ground, absorbing
nutrients and moisture from the soil, the trunk channels life giving substances
upward from the Earth. At the top of the
tree the leaves spread outward from a complex network of branches, receiving
illumination and energy from the Sun, transforming the Earth’s chemistry into a
highly organized living system.
From its roots in the old brain,
consciousness receives the energies and forces of nature and Earth. What Freud saw as the id is really only a
primitive classification of the natural forces that affect the psyche,
understood in terms of a materialistic ontology. The forces of nature are more complex that Eros
and Thanatos; they are the energies of mystic participation that gave rise to
ideas of a cyclic nature and the nature spirits that drive it. Similarly, the energies of spirit illuminate the mind through
archetypal images like the rays of the Sun striking the leaves. When the upward moving forces of nature
collide with the downward moving forces of spirit,
the explosion of chaotic activity creates individual human consciousness, with
its self-organized Self, its unique pattern of identity, and its power of free
will to determine its own destiny.
The analogy is a good one, for it shows how
consciousness growing out of both biology and theology retains its independence
from both. Identically cloned trees will
have different patterns of branches because of the probabilistic forces that
control their development and their unique patterns of matter-light
interaction. Identical twins are not
identical persons nor identical consciousnesses; once nature and spirit collide
within the psyche, DNA becomes irrelevant.
Those things that create the possibility of consciousness do not control
its eventual identity.
It would be well to keep this in mind in
this age of genetic cloning, for their is an underlying belief among many that
cloning the body is the same as cloning the person. Some think that a lost pet or child can
simply be cloned, but identical genetics does not mean an identical body
because of the probabilistic processes of morphogenesis, nor an identical mind
because of fractal consciousness.
If this is all true, then what has happened
to us? How has the mighty tree fallen;
how did we fall from the greatness of the archetypes and superconsciousness to
drive-by shootings, tying people to fences and bludgeoning them to death,
dragging people to their deaths behind pickup trucks, and even worse? How could someone connected to the world of spirit through the spectacular images of
archetypes do such things?
The answer is, of course, that they
cannot. People can only commit such
unspeakable acts when their ties to the Unknown
have been completely severed. Though
less dramatic but nonetheless destructive, runaway reproduction and
environmental devastation are also consequences of this separation from the Unknown.
Having seen the role of the Unknown
and its archetypes in creating and maintaining consciousness, we must conclude
that such acts are only possible when consciousness itself has disappeared.
The culprit is materialism, or more
correctly, our blind-faith belief that we are social animals. Believing that there is no such thing as spirit poisons our thoughts to the point
that the spontaneous appearance of archetypes is ignored or ridiculed. While technology, social-ontology, chatter
and privacy destruction all have important roles to play in the fall from
greatness, in the end it is the emptiness of our own beliefs that severs what
we think we are from who we really are.
To be fair, in its day materialism brought
forth many benefits. It turned inquiring
minds away from dogmatic theology, and focused attention upon observation and
experiment. In so doing, it brought
humanity into the picture of understanding the world. Adopted as a social doctrine, materialism and
its accompanying rationalistic and social philosophies fueled the French
Revolution, and rid the world of the divine right of kings and its abusive
aristocratic social systems.
But once institutionalized, materialism,
like the theological philosophies before it, became a tool for perpetuating the
institution. Ideas that found
intellectual and social movements often become dogmas, and instead of
stimulating creativity and inquiry, become the means for suppressing and
oppressing alternative opinions. In our
own time, the ideas of “pure chance” and atoms in the void have descended into
the same senselessness as counting angels on the head of a pin, and those who
do not embrace and espouse the vacuous metaphysics of materialism are regarded
as crackpots and charlatans.
Along with diminishing the importance of the
individual, the institutionalization of materialism and social-ontology as
political and social philosophies has eclipsed the importance of the intellect
and creativity, collapsing humanity into a new age of darkness. Where the late 19th and early 20th century
saw the blossoming of the “age of the mind” -- of Einstein, Heisenberg, and
Jung, among many others -- the acceptance of deflationary philosophies in the
late 20th century has plunged humanity into a mindless “age of the body”. No longer are education, thought and
creativity the marks of stature; now it is physical attractiveness and social
aggressiveness -- the very same qualities that make for stature in a public
zoo. The lowest and stupidest become the
best and the greatest, while the most intelligent and creative are ridiculed
and ignored, in an age where passing a drug test and “dressing for success” are
the criteria for social acceptance.
Much of this fall from greatness has
happened in the last forty or so years, when mass media fell from education and
information into entertainment. Filled
with chatter, in the name of earning ratings and selling products, the media
have descended to the least common denominator of body this and sex that,
trading carefully researched news and challenging ideas for deodorant and
exercise videos. When the least common
denominator becomes the standard, is it any wonder that human behavior declines
to something even lower than what is seen among caged animals?
This “modern” world is for the “do-er” and
the “go-getter”; it is no place for the thinker and the mystic. This is as
Nietzsche predicted in his theory of the ascetic ideal: humanity continues this
downward spiral until everything that is important becomes meaningless and
worthless, and everything that is unimportant and worthless becomes the most
important. The philosopher and the
artist are ridiculed, while the athlete and the actor become the heroes. How many schoolchildren know the name and
history of some football player or supermodel, and how many know the name of
the most recent Nobel prize winners, of any
artist or poet, or even know who the Dali Lama is?
This descent into the mire of stupidity
happened because culture has broken the connection between individual and spirit.
Where the archetypes serve to draw us up from the slug-like life of the
body, materialism and social-ontology have destroyed our inner contact with spirit, ridiculed and persecuted the
appearance of archetypal images, and allowed us to fall back into the “age of
the body” much as decaying mushrooms fall back into the dung-heap from which
they arise. The consequence of this
social and mental indolence is, as we have observed, the same fate that has
befallen all other “civilizations” in which the individual has been sacrificed
for society -- eventual extinction at the hands of contingent events.
If we want some other future, then the
strongest possible steps must be taken to banish the bicameral mind and the
stupidity and mediocrity into which it has led us, and restore the greatness of
individual human consciousness and its connections with the world of spirit.
Materialism and social-ontology must be sent the way of the divine right
of kings; we need new ideas and new perspectives to replace mindless social
conformity with a divine right of individuals.
We begin this by taking ourselves seriously: what we are is spontaneous human consciousness, and what we are not is our
society, our technology, or the modern obsession with the body. The body is merely dust; what made it
different from dust in the first place is human consciousness, and to rise
above the dust heap, it is to the archetypes that we must return.
Archetypes are unconscious processes. They can assimilate and discharge psychic
energy without any awareness on the part of the individual. Because they are dynamical systems directly
connected with spirit, they can
appear without discoverable antecedent conditions or causes in consciousness.
The consciousness that archetypes bootstrap is therefore spontaneous, and that
consciousness will arise spontaneously when an archetype becomes activated in a
psyche connected with a brain that is biologically capable of supporting
dynamical systems.
It is for this reason that the appearance of
introspective consciousness among children is an entirely spontaneous event. When such spontaneous consciousness appears
in children, it often appears as participation mystique, just as it appeared in
their ancient ancestors. Whether in
dreams or fantasies, an underlying sense of unity appears, along with the
beginnings of a sense of self. Joseph Campbell writes:
The sense, then, of this world as an undifferentiated continuum
. . . may be said to constitute the axiomatic, spontaneously supposed frame of
reference of all childhood experience, no matter what the local details of this
experience happen to be.
Campbell, Jung and others have shown that
motifs similar to childhood fantasies and dreams appear in mythologies the
world over, and in the unconscious imagery of adults. Jung’s explanation for
these patterns that are essential components of the psyche is that they are
“inherited”, meaning they have their origin in a common psychic substrate --
the collective unconscious -- to which all consciousnesses have access. This substrate, which Hans Driesch called
vital force, is the immaterial continuum from which consciousness arises.
But we are toying with a dangerous idea
here. If there is a universal, spiritual
collective unconscious from which archetypes and consciousness originate, could
that collective force have a consciousness of its own? Could its behavior be intentional, acts of a conscious will toward some meaning or
purpose? Science rejects teleology --
the idea of an underlying purpose, force or intelligence in the universe --
because doing so produces the most useful theories. “Useful” must be qualified, however, as
meaning physicalistic, materialistic and causally explicable. Once we enter the world of dynamical systems,
and especially those connected with archetypes, we necessarily leave the world
of physicalism and causation behind, and enter the strange world of
uncertainty, incompleteness, fractals and entrainment. In this new world, the idea of teleology
translates into entrainment between systems, a perfectly ordinary
phenomenon. We may find, however, that
this ordinary phenomenon leads us to some shocking, perhaps frightening, and
certainly exhilarating conclusions.
Can
There Be Consciousness Without Archetypes?
What Jaynes calls the bicameral mind is
really a psychoid process. It arises out
of the neural circuitry of the brain, and for the most part operates
unconsciously. We are never directly
aware of the patterns of social behavior that the right brain monitors. We only become aware of the bicameral mind’s
activity when it perceives a threat to social patterns of behavior and
activates the fear response. This fear
may be perceived as “voices in the head” or, more commonly today, through emotional
responses.
Just as archetypes appear in consciousness
symbolically, the bicameral mind appears symbolically in consciousness as society, an image of the social patterns
the bicameral mind uses to orient itself.
There is no such thing as society.
If there is such a thing, then where is it? How big is it? How much does it weigh? The answer is that it does not exist at all;
it is an abstract, symbolic representation that arises in consciousness as a
result of an unconscious, socially-oriented process. Unlike archetypes whose patterns are
self-generated, the images of the bicameral mind are not its own, but are
assembled from observations of social behavior into the unconscious phantasm of
society.
What sustains the bicameral mind is not
psychic energy from archetypes, but psychic energy arising out of the conflict
between biological instincts and the requirements of social conformity. In addition, because the bicameral mind is a
thing opposed to individuality and consciousness, it derives additional energy
from conflicts arising between individual consciousness and social
interactions. Consequently, the
bicameral mind, or social psychoid
process, as it is more appropriately called, is an unconscious process that
feeds off the ongoing tension between individual and culture, over which
consciousness has little control.
The symbolic imagery of the social psychoid
process finds its expression in philosophy and other intellectual pursuits as
the social-ontological assumption, and various theories that derive from this
assumption. This view would have us
believe that there is no consciousness of the kind we have been
discussing. What exists is society, and
one way or another society is what gives us a sense of individuality. “Individuality” is, according to this
assumption, simply a phantasm of membership in a social order, a reflection of
the place in the machine of society that each person fills.
We have already examined this view, but it
gives rise to a question we must now face: Can consciousness arise out of
social processes, as opposed to the spiritual and dynamical processes we have
examined so far? Is consciousness really
a social phenomenon, as opposed to an individual phenomenon? If consciousness
is just an epiphenomenon, or by-product, of social behavior, then maybe
archetypes, spirit, and the greatness
alleged to have disappeared may not exist at all.
For society to bootstrap consciousness, it
has to “get in the head” one way or another.
There are two ways for this to happen.
One is by way of the social psychoid process. If archetypes can bootstrap consciousness,
then why can’t the social psychoid process fill the same role along the lines
of Jung’s theory?
There are several reasons why a social
process can not bootstrap consciousness.
The most important reasons have to do with the fact that the social
psychoid process is not a dynamical system.
Because its patterns are merely copies of the behavior it observes, it
has no unity or identity of its own. If
consciousness depended upon such a process, the identity of consciousness would
change from moment to moment, and there would be no continuity or self.
We would not be the same person throughout time, and there could be no
memories or coherency of behavior. We
could not remember things from moment to moment because memories all relate to
the self, and if the self were to change over time, memories
of the past would always be gibberish.
More importantly, since the patterns of the
social psychoid process are entirely dependent upon social observation and
behavior, if such a process were responsible for consciousness, in the absence
of others our minds would simply shut down.
There would be no psychic energy to sustain the ego, and any conscious
awareness of ourselves would vanish in the absence of others. We would simply go into a coma any time we
are alone. This is empirically false; it
does not happen. Quite the opposite:
most of the time we regard “being ourselves” as really only possible in the
absence of others. Individuating
phenomena like portal experiences are possible only for a consciousness that is
sustained by an ongoing dynamical system, and they are not possible for any
mental process that must draw upon social situations for its existence.
Furthermore, it would be impossible for
introspective distance to exist for such a socially-created consciousness. A consciousness arising out of social
processes would have no separation from them, because the only patterns it
could have would be the very ones it observes in social behavior. The external would be the internal, in
Hegel’s words, and there would be no way for such a consciousness to envision
or choose alternatives to existing patterns of behavior. Such a consciousness would have no adaptive
value over the bicameral mind itself, and it is not only unlikely, but also
historically false, that such a consciousness would have survived in evolution.
Because it seems impossible for a social
psychoid process to be the bearer of consciousness, most who cling to the
social-ontological view appeal to the second way society can get into the head
-- via language. Both Edelman and
Jaynes, as well as many philosophers and scientists, argue that language lies
at the bottom of consciousness. We are
who we are, think what we think, and do what we do because of language, according
to these ideas.
Language is largely an unconscious
process. While language may be used
consciously, the processes by which it works remain invisible to consciousness.
It is true that language is most often learned through conscious processes, but
it could be argued that language can also be learned without consciousness, as
is the case with computers. Further,
language is most often used unconsciously.
Ordinarily, there is no conscious choice of words or grammar in speech
-- the words just come out automatically.
The problem with this idea is that while the
mental operations governing language use often operate unconsciously, language
can nonetheless be understood by consciousness.
Language is fully representable to consciousness, and there is nothing
about language that consciousness can not understand. In other words, while language use can be
unconscious, it is not a psychoid process.
The significance of this is that consciousness can discharge any psychic
energy that is built up by language processes.
A psychoid process accumulates psychic energy because consciousness can
not understand it, whereas other unconscious processes disappear when
consciousness assimilates their energy.
For this reason, language can never accumulate the necessary energy to
either bootstrap or sustain consciousness.
Even though the social psychoid process
cannot bootstrap consciousness, this does not mean that it can not take control
of the psyche. The theories of both
Freud and Jung contend that a psychoid process amassing sufficient psychic
energy can displace or destroy the ego-consciousness of the individual. While growing in energy, these processes are
represented to consciousness symbolically.
Their images appear in dreams and thoughts, and if not drained of their
energy one way or another, the images increase in intensity until the
consciousness of the individual collapses in a collage of frightening thoughts,
bizarre behavior and eventual madness.
The way in which the spontaneous
consciousness of childhood is replaced by the social psychoid process is
identical with the path of emerging mental illness. The archetypal images that appear in
childhood dreams and fantasies are ridiculed and dissolved in social chatter
until, one by one, the very archetypes that give rise to consciousness are
robbed of their power. We are told,
“There is no such thing as Santa Claus,” when the archetype of the benevolent spirit is not only psychologically, but
in the case of Saint Nicholas historically, real; “There are no fairies or
secret playmates,” when their archetypes are found in every mythology and
sacred history of all humanity. These are just two examples of how the lies of
social conformity rob the child’s emerging consciousness of its connections
with spirit.
Once the ties with spirit are weakened, the social conformity pressures are really
turned on. Much of the “stress” and
“difficult times” of adolescence that one hears so much whining about are directly
the result of pressures for social conformity attacking the individual. As in any other ego-threatening condition,
signs of neurotic, compulsive and obsessive behavior emerge. Suicides, teenage alcohol and drug abuse,
delinquent and senselessly violent behavior, depression and malaise,
irresponsible sexual activity, and so on are all signs of impending ego
collapse. They indicate the ego is
beginning to lose control of behavior, and that unconscious processes are
sneaking through the barrier of ego consciousness.
Into the psychic vacuum of dissolving
consciousness slips the social psychoid process. Feeding off the psychic energy arising out of
the conflict between consciousness and “society”, the social psychoid process
locks on to the moralizing babble of organized religion, the chatter and
leveling of mass media, the mechanical stimulus-response activity of computer
games, the rhythmic thumping of popular music, and the strength-in-numbers of
being a “team player”. Once
consciousness is pushed out of the picture, mindless socially conforming
behavior ensues. The “I” becomes “we”,
and the promise of spontaneous human consciousness is lost in mindless work,
reproduction and entertainment. O.B.I.T.
technologies are brought to bear, insuring that if archetypes or consciousness
should try to re-emerge, they will be suppressed.
From a psychoanalytic point of view, the
condition in which the control of the psyche by ego-consciousness is replaced
by a psychoid process is referred to as psychosis. Psychosis is a mental illness -- what, in
primitive cultures, was considered demonic possession -- in which the
consciousness of the individual is destroyed by a psychoid process. The individual is no longer “who” he or she
is, and the individual’s identity is taken over by an unconscious process. We must conclude from this that what is
called “maturity” and “normal” in today’s culture amounts to a situation in
which individual consciousness is replaced by the social psychoid process -- a
condition, in fact, of psychotic mental illness.
The proof of this is evident throughout
modern culture; all we need do is, as Joseph Campbell said, “Read the
newspapers.” One function of
consciousness is to keep unconscious processes under control. The ego does this
because it has a self structure that
relates behaviors and their consequences to the well-being of itself. In asking, “What will happen to me if I do
this?” the ego brings destructive impulses from the unconscious under control,
using its psychic energy of free will.
If the ego is dissociated, or broken apart by a powerful psychoid
process, it is no longer able to exert this kind of control. Unconscious processes have no underlying unity
with one another -- there is no sense of self
-- and consequently psychoid processes do noot exert any control over each
other. Bizarre thoughts and beliefs,
paranoid delusions and feelings of persecution, and dangerously violent
behaviors emerge unchecked.
We opened this chapter by asking how
deranged acts of violence are possible, and the answer is because there is no
ego-consciousness to stop them.
Everyone, at some time or other, gets strange ideas or violent impulses,
and for the most part consciousness is able to intercede before they become
destructive. Whether it is attractive
feelings toward a stranger at the beach, or angry feelings toward someone whose
behavior is offensive, consciousness steps in and takes control before
something dangerous occurs. Once the
unreasonableness and potential self-destructiveness of the situation is
realized, the unconscious impulse is either drained of its energy, or
sublimated and expressed in ways that are not self-destructive.
But if consciousness is not in control -- if
the ego has been dissociated by the social psychoid process -- then there is no
one to step in between impulse and behavior.
Domestic arguments become assaults, attraction becomes rape, anger
becomes murder, hazing becomes a schoolroom shooting, frustration becomes a
mail-bomb, and amorousness becomes overpopulation when the internal becomes the
external, and the self vanishes in
chatter and leveling.
These are the external, observable
consequences of psychosis on a culture-wide scale. On the inside, the effects of social
psychosis are even more bizarre. Mental
illnesses often first manifest themselves as irrational and inexplicable
beliefs and feelings of persecution and intolerance. Schizophrenics will spend hours washing their
hands to the point that the skin comes off, in the belief that they are being
attacked by germs or worms. Is the
persecution of homosexuals in modern society any less of a psychotic
delusion? What possible consequence
could this behavior have for anyone other than the participants? Rationally, of course, there are no
consequences, but to a mind devoid of reflective thought and seized by
psychotic oversocialization, anything that isn’t “normal” -- fitting the social
psychoid process’s version of “reality” -- must be destroyed. The same could be said of racial intolerance
-- there is nothing in the theory of conscioousness, or pertaining to the world
or archetypes and spirit, that
mentions differences in ethnicity or skin color. Yet those who are, or are perceived to be,
homosexuals or “mud people” are brutally murdered and discriminated against on
a routine basis in our modern, scientifically and technologically advanced
culture.
To this list could be added the more modern
and “scientifically informed” intolerance of drug use. There is a difference between use and abuse,
but of course any use that threatens social conformity is necessarily abuse to
social psychosis. This is the reason for
the draconian intolerance and persecution of those who use psychoactives. These are the very substances that
bootstrapped consciousness eons ago, and could well do the same in today’s
psychotic culture. “Expansion of
consciousness,” leading to direct interaction with archetypes and spirit, is as likely in the casual user
as in the Miracle experiment, and the social psychoid process knows this
perfectly well. The threat to mindless,
soul-less socialization is a very real one, and the social psychoid process
must use all of the resources available to it to prevent spontaneous human
consciousness from reappearing in the modern world. Could it possibly matter,
on a reasonable and realistic level, whether someone grows and uses their own
marijuana? Of course not, provided it is
done so responsibly, but the social psychoid process can not understand the
idea of “responsibly”, and assumes that any use is abuse, and is a threat to
existing social order.
It seems that the less of a real threat an
idea or behavior is, the more severely it is persecuted by the social
psychotic. This is nowhere more apparent
than in religious intolerance.
Religion, understood in this context as the personal relationship
between the individual and spirit, is
perhaps the innermost sanctum of individuality.
How one views one’s hidden self,
and how that self relates to the
archetypes from which it emerged is the most personal belief one can have. And yet, both historically and in the
contemporary world, these beliefs are the focus of the most horrendous
intolerance and persecution. This
intolerance is precisely because these beliefs are personal, and are therefore a function of consciousness and
individuality. Social psychosis fears
individuality because individuality is the calling card of ego-consciousness,
the very thing that the social psychoid process must subdue in order to gain
control.
The danger to the social psychoid process
posed by religious belief is eliminated by transforming religion into a social
institution. Enshrine the belief in
social behavior, substitute for the belief a socially constructed morality,
enforce conformity with the threat of excommunication or damnation, and you
have the formula for transforming a potential threat to social psychosis into a
pillar of support. The religious belief
that relates individual to spirit is
thus emptied of its individual content, and mutated into a feeding frenzy for
the bicameral mind.
Nowhere is this travesty against spirit more apparent than in the
mass-media marketing of God and Christ through radio and television. Recently I heard a radio minister express
what he called a “devotional thought”, that the rewards of peace and heaven
were to be obtained through submissiveness.
The rewards of social conformity, perhaps, but not of anything connected
with spirit. The minister went on to say that the
greatness of Christ was that he was submissive.
Now I do not profess to be a doctor of the Christian religion, but I can
nonetheless read, and nothing I ever
read in the Bible or anywhere else suggested that Christ was submissive. Christ never forgot who He was, He never
ceased to be who He was, and He never surrendered Himself to those around
Him. He never said, “Just tell me who
you want me to be and what you want me to do, and I will do it.” His humility was not submission; it was His
weapon against the wealthy and powerful who sought to destroy Him. Like Gautama, Gandhi and other ministers of spirit, His poverty was a clear and
unambiguous refusal to be co-opted and absorbed by the social order. There never was a stupider thing said than
Christ was submissive, and there never was a more clear example of the perversion
and desecration of religion by socially psychotic minds than such a use of
Christ to suggest and enforce social conformity.
The social psychoid process often sees what
it wants to see in the behavior of others.
It is dangerous to mistake humility for submissiveness, for as Gandhi
showed, one man’s humility can overcome an Empire’s power. Only the insecure need to be aggressive, only
those with nothing to say need to hear themselves talk, only the weak need use
force, and only those devoid of the inner strength of consciousness need the
strength in numbers of “society”.
Whether it is the submission of a wife to
her husband, or of a job applicant to a drug test, submissiveness is a
consequence of individuality swallowed up by society, and consciousness replaced
by psychosis. The social psychoid
process has no free will, it has only the motivation to conform. While it is true that submissiveness can
produce a kind of peace -- the same kind of peace that one feels standing in a
line -- this peace is acquired only at a terrible price. The destruction of individual consciousness
means not only the destruction of the society by contingencies, but the
severance from spirit means the loss
of life beyond death.
I believe a case could be made that the
Bible itself is something of a record of the emergence of consciousness. The Old Testament depicts a culture of rules,
where conformity is the criterion for acceptance. We see the paradoxes and incompleteness, too:
“Thou shalt not kill,” and yet those who commit offenses are to be stoned to
death, and one should not suffer a witch to live. On the other hand, the New Testament moves
from the external to the internal: it is the thoughts and feelings, emanating
from consciousness, that become the important factors. Christ Himself, being both man and God, is
the quintessential archetype of consciousness.
That in the end, neither condemnation nor torture and death could
destroy Him, is both a promise and a warning of things to come.
We must remember that the concept of
“society” is inherently flawed.
“Society” is a symbolic representation of a psychoid process, a process
that threatens the existence of humanity on both an individual and a collective
basis. The concept of “society” is
flawed because, as with many psychotic delusions, it views itself as a complete
and infallible system. To maintain this
delusion, the social psychoid process must both fight against consciousness,
and be blind to the possibility of contingent events. While we see the asteroid, prophecy and
“doomsday” shows on television, they are rarely taken seriously. People continue with their routines, their
jobs, their reproduction, all the while oblivious to the fact that sooner or
later, these things will all come to dust.
That outcome is avoidable, but only if
“society” is abandoned as the paradigm of human life. Spontaneous human consciousness is an
alternative pathway, a different way to live than urbanized society. Consciousness is also a mechanism for
survival, while history has shown that urbanized living is not. The promise of the resurrection of Christ, of
the enlightenment of the Buddha, and of the uncountable other expressions of
the archetype of the self in religion
and mythology is that we can reclaim our consciousness from social psychosis. Those same belief systems also express the
severest of warnings, if consciousness is allowed to be swallowed up by the
psychotic conformity of the bicameral mind.
What prevents the ego from collapsing under
the stresses and difficulties of ordinary life is its connection with spirit.
Psychoid processes can arise from the id as a result of emotional
stress, physical illness, and other factors.
As these processes accumulate psychic energy, they can either be dealt
with by consciousness directly, or through their symbolic representations. The ego holds its own against these processes
by drawing upon the psychic energy residing in the superconscious mind. Provided that this connection between mind
and spirit is strong, the ego can
resist most of the challenges it faces.
In today’s culture, however, the attacks
against the ego are so many and so strong that it is a wonder consciousness
exists at all. The most dangerous attack
comes from the underlying beliefs in materialism and social-ontology, for these
beliefs weaken the connection between mind and spirit. When one considers
the strength of the social psychoid process, and how much reinforcement it gets
from leveling, chatter, and O.B.I.T. technologies, the philosophically deflated
psyche is left on it own, and becomes highly vulnerable to even the slightest
attacks from the unconscious. As we have
seen, breaking the connection with spirit,
both through social ridicule of archetypes and the transformation of religion
from a spiritual to a social institution has left the ego with few resources
upon which to draw. As the energies
against consciousness mount, the ego collapses and social psychosis supervenes.
Basic to Jung’s theory of psychoanalysis is
that accompanying the appearance of unconscious motivations and behaviors in
psychotic illness, there will also be the emergence of visions and images
similar to those found in mythologies.
These visions are archetypal images, and they are indicators that
archetypes in the superconscious mind are attempting to reconnect with the
psyche, and re-establish consciousness.
The disappearance of the ego opens the floodgates, so to speak, and just
as instincts and the social psychoid process break through, so can
superconscious archetypes.
Because archetypes are psychoid processes,
they can themselves seize control of the psyche and destroy consciousness. This does on occasion happen, and while the
consequences are considered insanity in this materialistic and
social-ontological culture, in other cultures it is considered the mark of
holiness. In cultures that respect
spirituality, the appearance of an archetype is regarded as a sign of divine
intervention, and is taken as a signal that a person will become a healer,
shaman, visionary, or holy person. It is
the connection with spiritual Unknown
that confers this special status upon the individual in whom it occurs. These archetypal appearances may be nurtured
to the point that the entire psyche of the individual becomes dominated by the
archetype, just as in this culture, every effort is made to insure that the
social psychoid process dominates the psyche.
When this archetypal domination occurs -- and it is a rare and extreme
case that the psyche is completely controlled by an archetype -- the outward
symptoms are identical with psychosis.
The person is unable to provide for basic needs. Every effort is made to protect and nurture
such individuals, for they are considered links between physical existence and
the realm of spirit. The inwardness of this condition is one of
complete immersion in the collective unconscious -- such persons are, in
actuality, the very embodiment of spirit
itself. These persons are living
portals, and have the wisdom and powers of spirit
at their immediate disposal. You will not find such people climbing the ranks
of society, for they are for all purposes not-of-this-world. To achieve this state is the goal of many
meditative and magical practices, and some think that reincarnation through
many lifetimes is necessary to accomplish it.
While it is unusual that an archetype will
completely seize the psyche, its energy can be used to displace other psychoid
processes. Once a psychoid process has
seized control of the psyche, the only thing that can unseat it is another
psychoid process. There is no self from which psychic energy can be
channeled; the energy must come from somewhere else. What we find in the archetypal images
appearing in psychosis is a potential source of energy that can be used to
reverse the disease process. The energy
with which the social psychoid process is imbued is very great, but it is also
entirely dependent upon social conditions.
The energy of spirit is
infinite, and while the social psychoid process can fight only so hard before
it runs out of steam, and archetype can fight in the psyche forever.
To introduce a perhaps unwelcome metaphor,
when the processing system of a computer ceases to function, the computer must
be shut down and restarted, a process called rebooting. A similar process
must occur in the psyche to restore conscious control where consciousness has
been dissociated by a psychoid process. The appearance of the patterns and
motifs in the psyche characteristic of archetypes reveal the emergence of
exactly the kind of psychoid process -- one of infinite and eternal
proportions -- that can seize control of the psyche and banish the fragmentary
processes of psychosis, social or otherwise, creating the conditions necessary
for the return of consciousness. Just as archetypes bootstrap consciousness
through dreams, fantasies and other images in the developing minds of children,
they can reboot consciousness in a psyche ravaged by disease and suffering.
This is one reason the social psychoid
process so desperately fears psychoactive drugs and “the occult” -- they are
means by which the psyche can connect with archetypes, and purge the mind of
social psychosis. In the 1960’s and
1970’s, many psychiatrists discovered that certain psychoactives could greatly
enhance and accelerate the therapeutic process by which archetypes are used to
cure psychosis. This research was
suppressed by the “War on Drugs” for obvious reasons -- it is these very archetypal
images that hold the power to destroy the social psychoid process, and banish
it from the psyche for good. Similarly,
those who participate in the rites and practices of the Old Religion are
condemned as “nuts” and heretics, primarily because such rites have as their
object the induction of archetypal visions.
To reboot consciousness, we must first shut
down the psychoid processes that have taken control of the psyche. In the case of the social psychoid process,
this means we must introduce individuating events into the psyche, experiences
and mental contents that break the individual off from the external continuum
of social behavior. Because the connection with spirit is individual and not social in nature, the very emergence
of archetypal images signals a breaking off of the individual from the social
pattern. Jung writes:
The psychological process of individuation is clearly bound up
with the so-called transcendent function,
since it alone can provide that individual line of development which would be
quite unattainable upon the ways dictated by the collective norm.
When an archetype appears in the psyche, it
pulls the focal point of the psyche away from psychoid processes because of its
energy, and toward the direction of spirit. In doing so it revitalizes the ego, which
lies closer to spirit than other
psychoid processes, including social ones.
The social psychoid process notices this, and a war in the psyche
between archetype and social psychosis ensues.
If you want to know what happens when the
social psychoid process meets an archetype, there is no better illustration
than in an excerpt from Dostoevsky’s Brothers Karamazov entitled The
Grand Inquisitor. The story beings
with the appearance of Christ in
The metaphor for the divorce of spirit from religion is obvious, but so
is the parallel between archetype and social psychosis. Against the appearance of an archetype in the
mind, the social psychosis begins its mad diatribe of condemnation. Every form of ridicule and insult, every threat
and image of destruction, and finally every possible injury is paraded before
the psyche, but the archetype need only stand in silence. The archetype’s energy pulls the psyche away
from social psychoid process, and in the end the social psychoid process
withers and collapses. The energies of spirit are released, and in a moment of
spectacular imagery the self
reappears. Consciousness returns, the
psyche is restored, and the social psychoid process, for all its ferocity and
might, is revealed to be what it truly is: a disease, nothing more than a
runny, snotty nose in the mind.
This process by which an archetype displaces
psychosis -- a process which is actually a portal experience -- has the
paradoxical name of the healing sickness.
It is only when consciousness is gone, or nearly so, that spiritual forces from
the superconscious mind can make themselves felt, and can discharge their
healing energies into consciousness. If
we are to pull humanity out of the despair and violence of a socially psychotic
culture, then we must rout out the social psychoid process and replace it with
consciousness. The signs of a
culture-wide ego collapse are already there.
Random acts of violence, mass depression and malaise, and the complex of
rigidity, intolerance and persecution all indicate impending psychosis. The emerging archetypal images are there, too
-- the increasing popularity of the Old Reliigion, fascination with astrology
and tarot cards, people turning to religion for insight and comfort, and the
mythic imagery of movies like the Star Wars series.
But the most striking appearance of
archetypal images is found in the prophecies and predictions of mass
devastation. Every culture, from ancient
to modern, has received warnings of its imminent destruction. These warnings are seldom heeded, and perhaps
this is one of the reasons that so many civilizations have vanished from the
face of the Earth without a trace.
Prophecies are regarded as nonsense by the social psychoid process
because, like most psychotic mental conditions, it believes itself to be
indestructible, and anything to the contrary is ridiculed, ignored or
suppressed.
Prophecies should never be regarded as
silly; they are not, for the most part, concoctions of charlatans and
crackpots. They are constellations of
images from the superconscious mind, archetypal images that are both memories
from the collective unconscious of what has happened to past civilizations, and
visions of what will happen to our own, if the connections with spirit are broken. All prophetic images share a more or less
common pattern, and yet they are expressed differently by the prophets of
different ages and cultures. This is
exactly what we would expect of an archetypal image; it is a form or pattern,
whose detail is filled in by the seer according to the time and place in which
the vision occurs. This variability is
therefore not a sign of foolishness, but rather a signal that an archetype has
been activated.
Whether these images appear as floods,
fires, earthquakes, or falling objects from the skies, they all tell the same
story. They are visions of what happens
when consciousness, as a means of dealing with contingent events, is traded for
psychotic social conformity. Their
appearance in the literature and folklore of a culture indicates that the ego
is in trouble, and that the culture as a whole teeters on the brink of
extinction.
Why are we so fascinated by these images and
stories? At some deep level in the
psyche, there is a sense that something is very wrong. Even in a properly “matured” and socialized
psyche, what we see in the newspapers leaves its mark in the unconscious, and
like the unconscious processes that solve problems while asleep, the daily news
is digested and understood. The horrors
we witness on a daily basis connect up with archetypal images and the
collective unconscious, and when we see or read similar things in prophetic
visions, they are brought to life in consciousness as fascinations and outright
fear.
The fact is, at some level we want these
prophecies to come true. We know the
world is messed up, and we don’t know what to do about it. So, we hope that outside events will
intercede, and save us from the mess we have put ourselves in. Whether it’s Y2K computer glitches,
volcanoes, horrendous storms or alien invaders, we want someone or something to
step in and solve the problems for us.
Unfortunately, as both prophecy and history reveal, when those events
step in the result is always catastrophic.
The tragedy is that we don’t have to wait
for contingent events to wipe out the mess of society. We created the mess, we believed the lies of
materialism and followed the ways of recameralization and technology, and we
have the means to halt our progress toward mass destruction. But to do that, we have to take action. Relaxing in the indolence of media chatter
and submitting to technological tyranny will not solve the problem. We must call forth the healing sickness, and
as with the mental patient, we must return to the archetypes from which human
greatness emerged.
If we are to avoid catastrophic destruction,
we must bring the age of “we” to an end.
The starting point is individuation; we must punctuate the sentence that
begins with “we” before the sentence that beings with “I” can be formulated. The healing sickness begins by turning away
from the social psychoid process, and breaking each individual off from the
psychotic image of “society”. Once that
has happened, the conditions under which archetypes can emerge and revitalize
consciousness must be created and sustained. Of course, the social psychoid
process will concoct every possible objection, but in the end it is our own
survival that is at stake, and the alternative is what you see on the doomsday
shows. If we are to come to a different
end, then we must choose a different path from the one social psychosis has put
before us.
What makes it possible for the ego to resist
those forces directed against it is the connection with spirit. While archetypes
bootstrap and reboot consciousness, the connections between mind and spirit are routinely maintained by what
Joseph Campbell calls the personal myth. Recalling Jung’s idea that there is a part of
the self that remains unconscious,
the personal myth is essentially the fractal, archetypal image resulting from
the unity of conscious and unconscious parts of the self. The personal myth is
what we have already discussed as the “real” self.
The personal myth is a symbolic image that integrates
conscious experiences and thoughts with energies from the superconscious
mind. Often, this personal myth is taken
from images in mythology, tailored to the specific experiences and situation of
the individual. This is one way in which
mythologies help to support consciousness, for those images call forth
archetypal energies that stabilize the ego and solidify the individual against
social and environmental pressures. In
many primitive tribes, a child will be assigned a totem animal, tree, or other
object. Totems are potent sources of power and wisdom, for they are connected
with archetypes via the mythologies of the culture. The child is taught to identify him or her
self with that totem, and by doing so draws upon the psychic energy released by
archetypes.
Whether derived from fairy tales, religious
or historical figures, or from patterns that appear spontaneously in
consciousness, the personal myth is the inner vision one has of who one
is. The personal myth has a history of
its own, made up in part of conscious experiences, real or imagined events, and
interactions with archetypes and spirit. When this image appears in dreams and
thoughts, it is a sign of the presence of spirit,
and a source of revitalizing energy to the ego.
Often, especially in dreams, the personal myth is the image through
which one interacts with archetypes themselves.
Though we may not always be directly aware of its presence, by providing
form and structure to the self, the
personal myth directs the way we think and behave.
The social psychoid process has no personal
myth, no connection with spirit, and
no underlying unity to its operations.
Instead of the personal myth, the social psychoid process sees itself in
a socially constructed self, an image of one’s social behavior. Since this image has no self-generated
pattern, it looks for one in the social order, and often finds it in the images
of media celebrities. This culture’s
neurotic obsession with actors, athletes and supermodels -- the Cult of
Celebrities -- really stems from the need for the social psychoid process to
find an image in which to unify its functions.
Why the need to know every moment of some actress’s life? Because the social psychoid process has no
soul, no self in which to immerse and
consolidate itself; it manufactures that unity in chattering about someone
else’s life. Of course the chatter is
all external -- it is about the social activities of the celebrity, and so the
image is really socially constructed and has little to do with the person whose
form it takes. It would appear, from the
newspapers, that many celebrities in reality are nothing more than their
socially created images. But for others,
when personal details inconsistent with the image come out, they are either
ignored or the image is shattered, and the social psychoid process moves on to
a different image through which to view itself.
Many of the pressures brought forth against
consciousness by the social psychoid process are directed against the personal
myth. By dissolving the conscious image
of the self from the underlying
unconscious processes that sustain it, all that is left of the self is what can be expressed through
social interaction. Chatter, and
especially the “self-image” babble that fills pop psychology, further limits
one’s appreciation of who one is to what can be articulated in language. The real self,
because it is partly irrepresentable to consciousness, can never be fully
expressed in language, and chatter’s demand to do so simply fragments the ego
and weakens consciousness.
The personal myth is an entirely private
vision. It can not, and must not, be
shared with others. To do so desecrates
the self and defiles the
individual. When the personal myth is
brought forth by chatter, the innermost essence of the self is made external, subject to the criticism, ridicule and
pointless babble of others. Because it
can never be fully explained in language, one is led to believe that the real self must not exist. One believes the
chatter, loses the symbolic image of the self
in dreams and the imagination, the ties to the world of spirit are cut, and social psychosis begins.
When mythologies disappear from a culture,
the resources that can be used by consciousness to construct a personal myth
and connect with archetypes through mythological images are lost. Consciousness is weakened, and the result is
what we read in the newspapers. It is Joseph Campbell’s theory that myth has
disappeared from modern culture. When cultural myth is replaced by O.B.I.T.
technologies, chatter and indoctrination, the environment in which personal
myth can sustain individual consciousness disappears, and psychoid behavior emerges. Neither a media “superstar”, a “supermodel”,
nor a “supercop” are substitutes for cultural myth. They are absurd concoctions of the social
psychoid process that insult consciousness and reinforce social
conformity. A myth is a myth and not a
media image because it connects the individual with archetypes, and not with
instances of social conformity.
The purpose of a myth,
One need not look too far back in history to
see what happens when a social psychoid process seizes control of a culture
that has lost its mythology. The
fragmentation of German culture following World War I, and the hardships forced
upon the German people at the end of that War effectively destroyed the unity
of
The fate that befell Nazi Germany is the fate
that eventually befalls every bicameral culture -- annihilation by contingent
events. The invasion of
It is said that O.B.I.T. technologies are
necessary because of the threat the behaviors they suppress pose to
“society”. In truth, it is the social
psychoid process itself that imperils human survival. This is vividly illustrated by an
announcement made by a scientific group a few years ago, that within 8 years a
major destructive earthquake would strike the
If this is not the outcome we want, then we
must choose a different direction. The
social psychoid process can not gain a foothold in the psyche as long as the
real self is at the center of
conscious attention. The real self is the means by which consciousness
is attached to the archetypes, and it is through the image of the personal myth
that the energies of spirit enter
consciousness. This is where the mixing
of patterns from archetypes, consciousness and brain chaos intertwine. The hidden part of the self is what is tuned in to the “heart of the cosmos”, and what
makes portal experiences possible.
To reclaim consciousness from social
psychosis, the real self must be
restored to its place in the center of the psyche. The revitalization of the personal myth is
the individuating event that occurs when an archetype overwhelms a psychoid
process. A myth is really a metaphor for
an archetype. It is an image of a
particular pattern by which spiritual energy is manifested in individuals and
in cultures. The healing sickness is
itself an instance of an archetype which is recorded in mythology as the hero’s journey. In this motif, an individual of no particular
note becomes a hero by subduing some terrible evil. A boy becomes a great chief by overcoming an
enemy; the knight becomes king after slaying a dragon; Christ overcomes the
temptations -- the story is omnipresent in cultures and mythologies
everywhere. The myth is in turn a
metaphor of the psyche -- of the ego’s struggle against fragmentation, and of
the power of spirit to subdue
uncontrolled psychoid processes.
The personal myth appears spontaneously when
archetypes enter the psyche. It is with
the personal myth that individuation begins, and the beginning of individuation
is the beginning of the end for the social psychoid process. As said before, we have to learn to take
ourselves seriously, and what is most important to the self is its own image. It is
not the suit-and-tie, dressed for success, properly groomed and successfully
drug tested image of “productivity” that is the real self; this is a socially manufactured phantasm of what society --
itself a delusion the social psychoid process -- expects us to be. The real self
is what calls from the netherworld of dreams and the shadows of idle
thoughts. If we hope to escape the
depression and violence of the modern world, then it is the real self that must be taken seriously, for
it is the true greatness of human life.
It makes no difference how hard you try, you
can not breathe under water. Whether
connected with spirit through
archetypes or not, it will not work. If
you try to breathe under water, you will drown, and the only way to avoid
drowning is to take your head out of the water.
The same logic holds for consciousness.
Immersed in chatter and O.B.I.T. technology, the social psychoid process
will drown spontaneous human consciousness whenever it appears. The only way to prevent this from happening
is to eliminate the conditions under which the social psychoid process can
survive.
While archetypal rebooting can be an
individuating event, it does not change the cultural conditions that suppress
consciousness. It is not enough to sit
in a closet and meditate for a few minutes each day, for as soon as you come
out of the closet, the social psychoid process and the psychotic culture it has
created are there waiting for you. Nor will using a psychoactive drug, by
itself, change anyone’s life, if that life continues to be lived as a social
animal. These things are effective only
when they are individuating -- when they break off the individual from the
social psychoid process. There can be
only one master in the psyche, and if that master is to be consciousness, then
the social psychoid process, and the conditions under which it can take control
of the psyche, must be destroyed. External changes in the world must
parallel internal changes in the
psyche, else the all of the efforts to re-establish the personal myth are for
naught.
A cultural transformation, from domination
by the social psychoid process to domination by consciousness must occur if the
prophecies of destruction and death are to be avoided. Merely restructuring society will not change
its underlying processes. Neither
working within the system, nor replacing it with another system will undo the
damage that the system of civilization itself has done to the psyche. Passing
laws against drug testing or electronic surveillance will not eliminate their
capacity to threaten consciousness. The
reason these “solutions” can not work is that they do not change the
environment in which the individual is subservient to “society”, and the social
psychoid process remains in control.
As long as the social psychoid process
exists, it will threaten consciousness, and suppress consciousness whenever it
appears. The social psychoid process
draws its energy from the social suppression of individuality. To get rid of the social psychoid process,
the conditions under which it can accumulate psychic energy have to be replaced
by conditions that encourage the appearance of archetypes. This means
transforming culture from an entity of “we” to a cooperative of “I’s”, and to
do this, the power of the social psychoid process to suppress consciousness
must be taken away.
While the internal attack on the social
psychoid process begins with the personal myth, the external attack must begin
by eliminating the ability of the social psychoid process to unleash its energy
against individuals. While chatter and
leveling are important factors in the social domination of individuals, for the
most part the televisions and talk-shows can be turned off; they are not
physically forced upon individuals, and they can be resisted with the flick of
a switch. O.B.I.T. technologies like
drug testing and surveillance are, however, generally forced upon individuals
against their will. They are oppressive, rather than suppressive, technologies; since they
are already used against the will of individuals, crying and protesting in the
streets or wearing silly colored ribbons will not get rid of them. The whole point of these technologies is to
force submission, and as long as they are around they are powerful weapons
against consciousness. To disarm the
social psychoid process, there is no choice but to eliminate these
technologies. There is no point in
whining about it: the machines must be
smashed.
By smashing
the machines I do not mean endless chatter about why they should or should
not be used; I mean reducing surveillance technologies to scrap with hammers
and axes, after the fashion of the Luddites.
It is precisely because the physical and violent destruction of
oppressive technologies is socially unacceptable, that doing so is such a powerful
weapon against the social psychoid process.
It not only renders the social psychoid process incapable of carrying
out its war on consciousness, but it is internally individuating by not only
refusing to submit, but also by destroying the means of enforcing
submission.
Why were the statues of Lenin destroyed with
the collapse of the
The machines have to be smashed, or, as the
O.B.I.T. alien proclaims, “hundreds will be built.” Destruction of technology hits the social
psychoid process where it hurts the most: it is a direct rejection of what is
perceived to be the most important “benefit” this society has provided. Technology allows for “relaxing in
indolence”, and while it is true that life without technology is harder, it is
also less indolent, less likely to be controlled by those who provide the
technology, and less likely to stupefy one into trading one’s self for convenience.
Not only must the surveillance machines be
destroyed, but the machinery of one’s life that is governed by social
conformity must also be smashed. It is
not enough to go out and blow up drug testing machines, if one continues to
live one’s life based upon automatic responses to unconscious motivations. One has to re-orient one’s own life to
consciousness. Life as a social animal
is lived according to machine-like rules, and those rules must cease to control
thought and behavior if smashing the machines is to accomplish anything.
The personal myth is the beginning of
individuation, and smashing the machines allows the personal myth to
flourish. If the personal myth is to be
kept alive, smashing the machines must be followed by smashing the routines of
socially psychotic life. This means
turning off the chatter, and refusing to be leveled. The social psychoid process teaches us to
think in terms of “have-to’s”, and many of those have-to’s are related to
mind-numbing technologies. We don’t have
to watch the television, we don’t have to listen to the music, we don’t have to
multiply like fruit flies, and we don’t have to check email. Refusing to do those things, like smashing
the machines, energizes consciousness with free will and robs the social
psychoid process of yet another source of power.
It seems that today, everyone talks about
the internet. Oh, it is the promise of a new future, so we hear, that will
eliminate unemployment and ignorance, provide instant access to everything, and
eliminate all barriers between everyone and everything. Yeah, right. At one time, these very same
expectations were held for television, but things didn’t work out that
way. Where the internet started out as a
valuable means of information exchange, it has degenerated into nothing more than
two-way television. The internet not only spews out the same chatter that
dominates soap-opera and talk-show television, but invites you to swim in the
same psychological cesspool as those whose chatter their privacy and dignity
away. Being “interactive” means it is
twice as mind-sucking, for it encourages people to reduce themselves to
machines, to think like machines, and to live like machines.
It is no surprise that philosophy would have
eventually gotten around to the idea that the brain -- and consciousness -- are
some kind of computer. The social
psychoid process is very computer-like in its behavior and its information
processing schemes. What appears to be a romance with technology is really an
attraction of likeness -- the social psychoid process sees itself in the
computing machine, for a machine is essentially what the social psychoid
process is. Thus, the social psychoid
process becomes addicted to technology, and technology becomes the external
manifestation of the social psychoid process.
The social psychoid process therefore raises
every possible objection to anything that threatens technology. Every unconscious fear-phantasm is brought
forth to protect the machines. From
inside the individual as fear, guilt, and shame, to social threats, punishments
and ostracism, nothing is spared to create, propagate and preserve technology
and the psychological dependence upon it.
This is why smashing the machines is both so dangerous and so necessary:
it breaks the feedback loop between internal and external, cutting the social
psychoid process off from one of its most important sources of power. Smashing the machines cuts off the external
reinforcement for the social psychoid process which is then left, like the
babbling Inquisitor, to face the archetypes alone.
Abandoning the social “self image” for the
personal myth, and smashing the O.B.I.T. machines creates the possibility for
the healing sickness to begin. These
things invite the archetypes into the psyche, and make it possible for
consciousness to re-emerge. But for
consciousness to flourish, one more individuating event is necessary. The conditions under which the social
psychoid process itself arises must be changed, so that when it appears,
consciousness finds a world in which it belongs, and not one in which it is an
unwelcome stranger.
Neither the personal myth nor smashing the
machines will destroy the underlying problems of modern society. They help; they initiate the healing sickness,
but the point at which we turn from sickness to healing is the point at which
we begin to build a better world. The
problems of modern society are problems that lie at its very roots; the problem
is bound up with the concept that people can and should live as social animals
and not conscious individuals.
Consciousness can not thrive in an urban setting because of the social
interdependencies that sustain the social psychoid process. Metropolises are roach nests of destructive
psychoid processes, and if we want to clean the roaches out of the psyche, we
need to clean out their nests.
Why is it that so many visions of the future
are visions of bigger and better cities?
Whether in science fiction or science fact, those who turn their eyes
toward the future so often see the same thing: larger populations and denser
cities. What kind of a future would this
really be? We have already seen that:
increasingly psychotic behavior and destruction. These visions of regimented and pigeon-holed
humanity are delusions of the social psychoid process, and they are not
realistic in the light of what we know about the way unconsciously driven
cultures operate. This is not a future
for consciousness, and we must reject the psychotic delusion and find some
other way. If humanity is not to be left
behind by the evolution of the rest of the universe, it will have to get beyond
the idea from 9000 BC that “progress” means bigger cities.
How did the social psychoid process appear
in the first place? According to Jaynes,
it is a mechanism for survival in a social environment. In large cities, where individuals can not
provide for their own basic needs, the social psychoid process insures that
persons are intertwined with one another so as to function as a self-supporting
unit. Individual persons can not take
care of themselves, but under the influence of unconscious socializing
processes, they can work together to provide for each other.
As we have seen, this scheme does not
work. Not only because the displacement
of consciousness results in the emergence of destructive unconscious processes,
but also because we live in a world of environmental change, and without
consciousness persons can not adapt and civilizations crumble. Since we know that complex urban societies are
ultimately doomed, then what we need to do is find some paradigm for human
culture other than densely-packed cities, and the social psychosis necessary to
sustain them. If urbanized culture is
going to fall apart anyway, then why not take matters into our own hands before
disaster strikes, and come up with some other way to live? Some way of living other than population
dense cities must be found, and I call this alternative disurbanization.
Smashing the machines dissolves the idea
that people have no choice but to live in large cities. Freed from the tyranny of social psychosis,
people discover that they don’t need the crowding, the smog, the pollution, the
noise, the “services”, or the neighbors.
As people move away from the psychological cesspool of the city,
urbanized culture can break up into smaller units, something like villages,
with less interdependence and greater room for individuality.
The social psychoid process will undoubtedly
raise every possible objection and obstacle to the notion of disurbanization,
but such objections must be regarded as mental static. Psychoid processes always present themselves
as indestructible and inevitable. Before
seriously attending to the social psychoid process’s objections to
disurbanization, consider how impossible a democratic government seemed in the
Soviet Union of the 1970’s, or how impossible that there could be a government
with a Black president in the
Disurbanization pulls the rug out from under
the social psychoid process. No longer
do the conditions under which individuals must be subservient to the collective
exist, and there is no more energy to sustain psychotic social conformity. Like the mental patient whose mind is cleared
by archetypal connections, people discover that what they thought was a
necessary condition for survival was really a deception leading them to
disaster.
What would such a culture be like? Would it have to be like cave people? Not at all.
The human intellect has advanced considerably since the time of living
in caves, and there is no reason to suspect or require that human beings
de-evolve. Exactly the opposite: human evolution is in no way tied to
technology, nor to the machine-like behaviors required in urban
civilization. With the appearance of
consciousness, the social psychoid process became maladaptive, or to coin a
perhaps more colorful term, “counter-evolutionary”. Instead of allowing humanity to evolve and
progress, the social psychoid process has frozen humanity in a web of social
behavior and technology that has arrested human evolution altogether.
Evolution is a response to the environment,
and once the machines are smashed, the social psychoid process is drained of
all its power. Individuals are no longer
isolated from the environment by the machines of urban culture, but are
required to change and adapt, and human evolution is free to proceed. Instead of holding evolution at bay and
freezing human progress in a web of social acceptability and technological
control, disurbanization returns humankind to the path of progress.
It can not be specified a priori what a disurbanized culture would be like. If disurbanization is to succeed in advancing
consciousness, the form of culture must be discovered and not dictated. But one thing is certain: an increasing
population cannot be supported by disurbanization. The breakup of urban population centers and
the dissolution of their social interdependencies can occur only when the
population level is low enough that individuals can meet their own needs, or
can meet them in cooperation with others such that dependency for survival can
no longer fuel the social psychoid process.
Accomplishing this is a matter that individuals must resolve and impose
upon their own conduct. The purgation of
the social psychoid process cannot be done by decree; it must be chosen and
acted upon by individuals.
It is not suggested that disurbanization can
be accomplished overnight, nor is it necessary that the reduction in population
necessary to sustain a disurbanized culture be accomplished by genocide. The entire human population of this planet
will, for all practical purposes, be dead 100 years from now. The human population could be reduced to zero
in that time by simply not reproducing.
By discontinuing the “morality” and “values” propaganda that encourages
and sanctifies reproduction, the population of the Earth can be reduced
drastically within 50 to 100 years.
Population reduction can be accomplished through “attrition”, and
disurbanization can go on to a large degree during that time.
Human overpopulation is perhaps the most dangerous
threat to the continued survival of humanity.
What makes it dangerous is that it is insidious -- it produces harm to
humanity and the environment in which humanity lives without calling direct
attention to itself. Overpopulation does
not mean standing-room-only, or that people are falling off cliffs into the
ocean. It is more subtle than that. Overpopulation means that people impact the
environment to a degree that the environment cannot recover; it means that more
is being taken away from the planet than can be replaced. Pollution, and specifically toxins and heat,
are generated faster than they can be dissipated, and as a result the
environment changes. Forests are cut
down, the level of oxygen in the air declines slightly and health problems
begin to emerge, while carbon dioxide builds up and heat accumulates, resulting
in hurricanes, floods, massive wildfires, and the extinction of animal and
plant species. Cancers become more
common; not because we are better at detecting them, but because, as many
experts believe, toxins are accumulating in the environment that lead to a
greater frequency of cancer. People get
sick because the environment has been poisoned.
One could analogize the effects of
overpopulation to the accumulation of a credit card debt. One wants a little more luxury in life, so
one uses the credit card to buy clothes, fix up the car, and so on. But as the monthly payments increase, one
finds that there is no longer money for the very luxuries one wanted to have:
no more money for restaurants, no more going to the theater, no expensive
vacations. This happens long before the
bank forecloses on the house: the harmful effects appear well before
catastrophe occurs, but unless corrective measures are taken, the catastrophe
is inevitable. Overpopulation works the
same way: humanity has accumulated an ecological “debt” to the planet, and the
harmful effects of pollution are being felt right now, even though the entire
planet does not yet resemble a rock music concert.
Of course the most serious effect of
overpopulation is the effect it has on consciousness, because it is only
through conscious activity that the destructive trend can be reversed. Overpopulation requires urbanization, because
individuals are living out of balance with the environment and cannot provide
for their own needs. Instead of
individual independence, we have social interdependence, and the mental state
of recameralization that is necessary to sustain the social structures required
for urban survival. The social psychoid
process emerges and takes control, its obsession with sex and reproduction
leads to an ever increasing population, and eventually to the destruction of
the very environment necessary for human survival. This is why disurbanization is so essential a
step in the de-cameralization of the mind: reverse the effects of
overpopulation, and the conditions under which the social psychoid process
thrives are eliminated.
I can already hear the social psychoid
process raise its poisonous jabber: “It is a God-given right to reproduce!” No
one is saying that to save humanity reproduction should cease; only that it
should be done responsibly, and not as the goal of human life itself. God did not give humanity the “right” to
reproduce. God, or however you wish to
view spiritual unity, gave humanity consciousness, from which mindless
instincts and drives can be controlled.
Uncontrolled reproduction enslaves humanity to the social psychoid
process, and destroys the natural environment through which spirit originally made its presence
felt. If the human race is to survive,
the social psychoid process can not be allowed to devastate the planet and hold
humanity captive in an urban environment that exists because there are too many
people for each to provide for his or her own well-being. Human births are not “miracles” nor “blessed
events” -- they are mindless, spiritless biological processes. The miracle is consciousness -- the direct
manifestation of spirit in the
world. Using one’s free will to control
the body and its instincts, to dismantle the world of social psychosis,
depression, and random violence, and to create a better world of enlightenment
and progress is the most blessed event conceivable, because it is through this
very free will that the power of spirit
is wielded.
As the population begins to decrease,
individuals can move away from large cities into smaller communities of a few
hundred or thousand, depending upon the capabilities of the surrounding
environment to provide the necessities for life. Such communities would be self-governing, and
perhaps federated with other communities by trade agreements. Some communities
might specialize in certain products or services, while others focus upon
creative or artistic pursuits. By living
in communities where individuals are closer to the means of their survival, the
dependency upon a regimented social order for survival no longer structures
individual life. The whole point of
disurbanization is to destroy the environment in which the social psychoid
process thrives, by destroying the social interdependencies needed for survival
in an urban setting. Cleaning the people
out of the cities cleans the roaches out of the psyche, and clears space for
the blossoming of consciousness.
A population spread out in small communities
is far better able to survive the effects of contingency that one in a
dense-packed city. Disurbanization can
create sustainable communities -- ones that exist in a balanced relationship
with their environment. Depletion of
resources occurs hand-in-hand with uncontrolled reproduction, and helps sustain
the social interdependencies required by the social psychoid process. Breaking up large cities and dispersing their
populations into small enclaves not only means that those enclaves can provide
for themselves; it also means they can provide for themselves in ways that
don’t destroy the environment upon which they depend.
Small, self-sustaining communities are
better able to adapt to changing environmental conditions than large cities because
the behavior of individuals living in them is not fixed neurologically. Persons living in small communities that are
neither technologically nor psychologically isolated from the environment are
better able to adapt to changing conditions and better able to cope with
contingencies because their actions are under conscious control. Individual
survival is more close connected with environmental conditions than with social
behavior, and this is exactly the circumstance under which consciousness, both as
an evolutionary survival tool and as a connection with spirit, first appeared. This
is why disurbanization effectively returns humanity to the path of progress and
evolution, leaving behind the stagnation and degeneration of the city.
Most importantly, from the standpoint of
consciousness, individuals would be able to select a community whose character
is appropriate to the individual’s personal myth. Autonomous communities develop autonomous
mythologies, and while those mythologies have common roots in the collective
unconscious, the way in which they are expressed creates different communities
with different activities and different character. In such a situation, the nature of an
individual is not determined by the community, the community in which one lives
is selected by the individual, much as the brain figures out for itself by
selective recognition how to add two and two.
The saying, “From each according to his
abilities, to each according to his needs,” has much validity in terms of
individual health and productivity. Put
a philosopher in a technician’s job, or a prophet behind a desk, and you get
essentially the same result as forcing a square peg into a round hole --
something breaks somewhere, and the breakage often extends beyond the individual
in question. Individuals who are
prevented from living their personal myth become psychotic, and although for a
while they might be “productive”, in the end the result is disaster.
A socially psychotic culture has no use for
teachers, but only for those who preach the pattern. It has no use for musicians, except those it
can make into celebrity-surrogates for the self. It has no use for thinkers or visionaries at
all, and these people are discarded like waste, or forced into despair and
psychosis. In a culture dominated by the
social psychoid process, the best minds go insane, as Ginsberg said. In a conscious culture, the philosopher is
free to think, the poet to write, the farmer to farm and the prophet to teach,
and everyone benefits. A conscious
culture thrives on ideas and art; because it is tied to the forces of
evolution, it always seeks new pathways and new alternatives.
There are two possible scenarios for the
future of humanity. One is a future in
which there are millions -- perhaps hundreds
of millions -- killed in contingent events that strike urban population
centers. The other is one in which
millions of babies are simply not born, and perhaps no one is killed when
contingency strikes because there are no urban population centers. Because the social psychoid process is an illness that thinks itself
indestructible, modern urban culture is headed for the first outcome. The only way to choose the second outcome is
to smash the machines, dismantle urban society and its psychotic mentality, and
live the personal myth along with -- and not psychotically opposed to -- the
world around us.
The social psychoid process has disconnected
the human mind from many of the processes in nature and in spirit from which it evolved.
These processes form the basic character of consciousness, and to a
large extent define what it is to be a human being. Once the machines are smashed and
disurbanization begins, it is necessary to reconnect the psyche of the
individual to those processes that have been lost to it. This means not only reconnecting with spirit and with the natural environment,
but also reconnecting with other human beings.
It would seem at first glance that
connecting with others is what the social psychoid process is all about. On reflection however, we discover that the
social psychoid process has nothing to do with people. It connects the unconscious mind with
abstract patterns of behavior, and in so doing, reduces people to nothing more
than abstract characters in the phantasm of society. Driven by the social
psychoid process, modern humanity understands connections between individuals
in terms of strict rules and patterns -- the “thou shalt nots” of socially
indoctrinated morality. The ways in
which people relate to each other in modern culture are psychotic -- they are
based upon unconscious drives, “body language”, “dressing for success”, “family
values” and similar cretinisms.
Once the conditions under which the social
psychoid process exists are changed, some other means of relating to people, as
conscious individuals, must be devised.
The whole scheme of dictated, unconscious, and judgmental behavior goes
out with the social psychoid process, along with the invisible, unconscious “morality”
that supports it. What takes its place
is a different kind of morality, based not upon rules but upon a fundamental
respect for persons as individuals. This kind of morality might be called metaphysical morality, for it grows out
of the nature of consciousness. Respect
for others grows out of respect for one’s own self, and without that self
respect, there can be no consciousness.
Joseph Campbell tells the story of two
police officers who saw a man preparing to jump over a cliff. As the first officer approached the man, he
jumped; the officer grabbed his arm and was pulled over the edge of the
cliff. His partner grabbed him just in
time, and they were able to pull themselves back above the cliff. When asked why he did not let the man’s arm
go to save himself, the first officer replied, “If I had let him go, I could not have gone on
living.”
In his On the Metaphysical Basis of
Morality Schopenhauer discusses the possibility of such an interconnection
between individuals. Morality, on this view,
is not a social phenomenon and has little to do with codes, standards, and
judgments. Instead, it has to do with
the interconnections between persons that lie at the metaphysical basis of being a person. We know from Jung’s theory that the collective
unconscious, as the source of archetypes, is a continuum or “transcendent
function” in which all human consciousnesses participate. To find a unity between all persons that
grows out of who people are instead of what they have been forced into
becoming, we need only look in the origins of consciousness itself.
This transcendent unity is understood as respect for persons because it sees in
others what is essentially itself. Harm
done to a conscious individual is in a very real sense harm to one’s self, for,
as we have seen, the collective unconscious is a two-way path. Everything we, as conscious individuals, do
registers in the transcendent continuum that underlies our own being. To attack or defile another is to attack
one’s own consciousness -- it is to cease living as a conscious individual.
What a metaphysical morality would mean, in
terms of conduct, cannot be specified by rules, codes or standards. It is a purely contingent morality, meaning
it is dependent upon circumstances, because consciousness must evaluate what
respect for others amounts to. Does it
mean grabbing a falling person by the arm, or does it mean letting that person
make the decision for him or her self?
Once can not appeal to a rule to answer that question; one must judge
under the circumstances.
Of course this conception of morality is
utter nonsense to the social psychoid process, which can only understand
relations between individuals in terms of rules and standards. It must be
remembered that much of what is considered “immoral” is immoral because it
threatens the social psychoid process, and not because it is in any way “bad”
or “evil” in itself. The social psychoid
process serves itself, and not the self
of the individual nor the interests of others.
In so doing, the social psychoid process clears the way for uncontrolled
destructive behaviors to emerge from the unconscious. These random destructive acts are “immoral”
because the social psychoid process can not control them, but they exist in the
first places because the social psychoid process has hijacked the psyche and
pushed consciousness out of the driver’s seat, allowing destructive psychoid
processes to emerge in thought and behavior.
Metaphysical morality is unthinkable and impossible under psychotic
social conditions because there is no consciousness to relate others to an
underlying unity, and there is no ego to scrutinize potentially destructive
behaviors in the light of how such behaviors would affect the self and others.
The philosopher Kant argued that respect for
persons is a categorical imperative;
it is a fundamental principle without which any understanding of right and
wrong is impossible. It turns out to be
much more than that, for a lack of respect for persons means a diminution of
the self, and opens the gateways to
social psychosis. The plethora of laws in modern society, through which the
government sticks its nose in the most private matters of individuals, is a
complete disrespect for persons. The
idea that someone else knows what is best for you means that others do not
respect you, and do not respect themselves.
Paternalism, the idea that a government should treat citizens as a
parent treats a child, is nothing but an excuse for culture-wide descent into
psychotic behavior. The objection that
people need rules to live is true only for a socially psychotic mind devoid of
a soul and a conscience.
The breakup of urbanized society creates not
only the opportunity for individuals to reconnect with each other as individuals, but also to reconnect with
the natural environment out of which consciousness first arose. Living in apartment buildings and
mass-produced tract houses creates a barrier between the consciousness of the
individual and the environment -- a barrier of constancy and artificiality. The underlying principle of evolution is
adaptation to change, and removing the psyche from a changing environment
arrests is adaptive process, of which consciousness is one.
The old
brain of humanity did not evolve in inner cities or skyscrapers -- it
evolved in the natural environment. The
patterns by which the old brain is
“wired” have been selected by the brain during its evolution to match the
characteristics of the species with that environment. When that match is not available in the
psyche -- when life is physically isolated from the natural environment -- the old brain loses its orientation, much as
a seafarer would be lost without a compass.
Its activities become confused and inappropriate, resulting in disease
and destructive behavior. The id is not
destructive by itself -- it evolved as a survival mechanism. It becomes destructive when it becomes
disoriented, and when it cannot find the conditions in the world under which it
evolved. When that isolation occurs,
psychoid processes appear in response to inappropriate stimuli, resulting in
what we read in the newspapers.
The old
brain is as much a part of the psyche as the cerebral cortex and the
archetypes. Constellation produces its
characteristically intense emotional reactions because it energizes pathways in
the old brain. The constellation of an archetype in a mythic
image is a resonance throughout the
psyche, involving not only spirit but
intellect, instinct, consciousness, and underlying neural discharge. Such resonance in the old brain is dependent upon its ability to connect with the
conditions under which it evolved. The
stars did not become the lamps of the gods on a city street; the image was
constellated in a dark forest. It could
only have been constellated under such circumstances because the necessary
connections between spirit, psyche
and environment could not have been made otherwise. While the new brain may be able to wire itself in
response to existing conditions, the old
brain cannot do so. For constellation to occur -- and for consciousness
itself to survive -- the old brain
must be able to connect with the environmental conditions it recognizes. Environmental reconnection is not optional
for the existence of human consciousness.
The disconnection of the psyche from the
natural environment is as much responsible for the malaise, depression and
psychotic behavior that fills the newspapers, as is psychological isolation
from archetypes. The old brain is synchronized to the world
by selective recognition and evolution, while the superconscious mind is
synchronized with spirit through
archetypes. Consciousness is the bridge
between the two, effectively completing the circuit from matter to spirit.
Breaking the circuit at either end, either by disconnecting
consciousness from spirit or
consciousness from environment, dissociates the ego because the flow of psychic
energy is disrupted.
Just as dreams and fantasies reconnect the
psyche with spirit, disurbanization
makes it possible to re-establish the connection between psyche and
environment. This does not mean that
everyone has to become a farmer, but it does mean that a closer connection
between what goes on in the world and what goes on in the mind is necessary for
consciousness. To a large extent, what
we regard as comforts in modern society are perceived as “comforts” because
they satisfy the social psychoid process and its desire for social
dependency. We think of living close to
the land as a “hardship”, but what it really does is reconnect the psyche with
the environment, and in the process disconnect the psyche from the rules and
interdependencies upon which the social psychoid process feeds. This is yet another reason why the machines
have to be smashed, and why less drastic measures will not suffice. The environment in which the social psychoid
process thrives must be changed into one where psychic reconnection can occur.
All of the information we have considered, from dynamical systems theory and
psychedelic bootstrapping to Jung’s theory of archetypes and the collective
unconscious, suggests that human consciousness originated when humanity lived
in a close relationship with the environment.
These conditions must be re-established, if we are to have a world of
consciousness and not a world of depression, malaise, violence and eventual
extinction.
What happens under these conditions? The circuit between earth, mind and spirit is completed, and what results is
the same thing that resulted for our ancestors.
Portal experiences occur spontaneously, drawing, as Jung says, the
center of the psyche away from uncontrolled instinct and toward spirit.
This drawing upward manifests itself in the same way it did for the
ancients: in the images and energies of participation mystique. Spiritual forces constellate themselves in
the images of natural phenomena because it is these natural phenomena that
complete the circuit, through the old
brain, to the biological and physical systems of the Earth.
This is why so many of the “communes” of the
1960’s and 1970’s found themselves gravitating toward the Old Religion. The Old Religion is what
Along with the appearance of the Old Religion,
the old powers of the psyche also emerge.
Clairvoyance and telepathy, once freed from the ridicule of the social
psychoid process, provide valuable insights that can not otherwise be obtained. Practices that encourage participation and
psychic powers, such as ritual divination and magic, become accepted parts of
social life. While many communities,
past, present, and hopefully future, find and celebrate their own common
mythologies, individuals have the freedom to pursue their own connections with spirit through their own devices. For some this means psychedelics, for some
meditation or reverie, for some ritual magic and divination, for some shamanism
-- each must find his or her own way.
Does this mean everyone in our future of
consciousness sits cross-legged on a rug, smoking marijuana and reading tarot
cards all day? For the diviner, whose
place in the circuit from spirit to
Earth is to do so, perhaps. That is as
respectable, and essential, to the survival of the community as those who find
their path in agriculture or crafts and skills.
Just because the social psychoid process can not comprehend the value of
anything that is not materially productive does not mean such things do not
have significant, if not indispensable, value in a non-psychotic society. That
a psychotic mental state holds something in disrepute is no reason to assume it
is worthless.
I do not mean to suggest by this discussion
that the more common religious beliefs and systems of today have no value. As we have seen, many religions are built
around archetypal figures that embody the basic structure of a
spiritually-connected human consciousness. What is of value in religion -- any
religion, traditional, “old”, or “new age” -- is the degree to which in
connects the psyche with spirit. The success of the old religions in
accomplishing this connection is due to their spontaneous nature, which makes
them very personal. This personal
connection with spirit, through an
archetype, can be made in many contexts, although individuals often find that
certain images constellate better for them than do others. Those who have a strong sense of
identification with feminist politics, for example, often find that female
images are better vehicles for constellation than male images. Some respond better to the naturalistic
settings and images found in Wicca, while others are better able to achieve
connections with spirit through the
images and sounds of gothic cathedrals.
The problem with modern religions is that
they are all too often associated with social institutions whose goals have
moved from spirituality toward social conformity. What is important in any religion is the
personal connection it makes with the spiritual, and the transformative power that
connection holds for that individual.
What is of unimportance in
religion is the social doctrine that grows up around it, for doctrine and dogma
too often interfere with the spiritual connection. It is sad that religion has become a haven
for “moralists” and “family values” crackpots, for such creatures of the social
psychoid process have nothing to do with the transformative power of spirit.
When religious institutions become social and political entities, they
wind up like the Grand Inquisitor -- opponents of the very spirituality they claim
to represent. The only connection such
institutions hope to make is between your money and their pockets.
The essential component of any religion is faith.
Faith is neither following nor submission; it is not being led down
someone else’s path or living the dictates of someone’s dogma. It is a strictly internal matter. Faith is an act of free will by which one
commits one’s self to the truth of the impossible: that matter and spirit can exist as one. Whether through the image of Christ or
Buddha, or through mystical experience and participation mystique, in the end
faith means reconnection with archetypes and spirit. The leap of faith,
no matter the context in which it is made, is essentially the same thing as the
healing sickness. It is the act of will
by which one is elevated from instinct toward spirit, and by which archetypes banish psychosis and consciousness
appears.
From the moment of birth onward, the social
psychoid process strives against individuality.
The culmination of years of indoctrination, suppression and oppression
is what we call “maturity”, the complete integration of the psyche into the
social environment. One is not mature
until the manifestations of archetypes and participation mystique are crushed,
all desire to pursue creativity and spirituality is “reinvented” toward
socially useful purposes, and the social psychoid process so completely
controls the psyche that any spontaneous emergence of archetypal forces is
quickly subdued. Those in whom the
images still flicker are condemned and ostracized as “immature”, and either
subjected to “therapy”, “medications”, or other mind-control techniques, or are
simply left out of the social environment to rot in the gutters.
In spite of this, the images appear, and
short of destroying or chemically shutting down the brain, the images will
continue to appear. To fight them is to
fight not only the power of spirit,
but the forces of evolution as well. If
we want a world free of psychotic violence, then we must not turn away from the
images, but invite them in. While
reconnection with spirit and with the
Earth are important, perhaps the most important reconnection we need to make is
within ourselves.
Consciousness gives rise to personal myth,
the symbolic representation of both hidden and visible self in consciousness. But
it is not enough just to have a personal myth; the personal myth must mean
something to the person that has it. As
a fractal symbol, the personal myth reflects the integration of the self with both the archetypal and
environmental forces that act upon the psyche.
We might say that while the “self image” or “reinvented self” of yuppie
psychobabble reflect the individual being properly situated in the social
environment from the social psychoid process’s point of view, the personal myth
reflects the individual being optimally situated within the flow of energy from
spirit to Earth through
consciousness.
To live life within the balance of forces
created by consciousness, one must live the personal myth. While this does not necessarily mean that one
must live life as a mythological figure, it does mean that a conscious life,
free from psychotic possession, has to be lived so as to instantiate the
patterns represented by the personal myth.
To borrow a term from the existentialist
philosophers, the matching of personal myth to the way life is lived is called authenticity. An authentic life is one lived according to
the patterns of the personal myth. Participation mystique is, on the outside,
what personal myth is on the inside, and just as participation mystique inserts
one’s life into the events of the world, authenticity aligns one’s life to the
events within. Personal myth and cultural
myth are aligned, without the individual being swallowed up by culture, and the
internal and the external -- the psyche and the world -- reinforce one another
symbiotically without destroying each other.
Authenticity is the conscious equivalent of
the social psychoid process’s maturity.
To live authentically, one must trade personal myth for maturity,
participation mystique for social order, metaphysical morality for “family
values” and other such tripe, and the “comfort” of conformity for
individuality. One must also live in an
environment where this is possible, hence smashing the machines and
disurbanization. The authentic life is
the goal toward which all the processes of consciousness and against social
psychosis strive.
There is just one catch. True authenticity is impossible, according to
many existentialists, because it requires absolute self-consciousness. To live
a life that is authentic, one must “know one’s self”, and this appears to be
impossible because consciousness must always stand apart from the thing it
seeks to understand. Any time
consciousness tries to become conscious of itself, it necessarily must step
back, in introspective distance, from itself.
Thus there exists a basic tension in consciousness -- that to be
conscious of something, it must necessarily be distanced from that something,
and therefore can never really know itself. A person can therefore never really
know what he or she is, because to do so would require distancing one’s self from one’s self. To express this
problem in Jung’s terms, the self
includes psychoid processes of which consciousness cannot be aware, and
therefore the ego can never know what the self
really is. Thus, according to this line
of argument, authenticity is never really possible.
According to Kierkegaard, this tension
between what consciousness thinks it is, and what it really is, is the
fundamental source of angst or
dread. Angst is a force within
consciousness that, like psychoid processes and external factors, tends to
weaken consciousness and, under the right conditions, can tear consciousness
apart. Angst is exploited by the social
psychoid process in attempting to suppress individuality and induce
conformity. The point of such taunts as
“get a life” or “reinvent yourself” is to exacerbate the angst arising out of
the conflict between self and social
environment, to tear the self apart
and substitute for it a socially constructed “self-image” that conforms to
social expectations and relaxes in the indolence of public chatter.
I have to disagree with those who contend
that self-consciousness is impossible.
We have already seen how it is possible, although in a somewhat
disguised form. The personal myth is the
symbolic representation of absolute self-consciousness: it is the fractal
pattern arising out of the juncture between visible and invisible self, that is perceived by consciousness
as a mythic pattern. While this form of
self-consciousness may not be completely expressible in language or art, it is
nonetheless a true representation of the self. To know one’s self is to know the personal
myth.
Nonetheless, there remains the element of
angst in trying to live an authentic life.
It is an ongoing struggle for consciousness to live one’s life in such a
way as to understand and express the personal myth. Because the personal myth
is expressed as a pattern, it appears in ever changing meanings and
guises. Not only that, but the internal
is never the external, and the same tension that appears when a mystic tries to
explain a vision also arises when one
tries to manifest one’s inner thoughts and feelings to the outside world.
To borrow another existentialist example, a
waiter can never be a waiter in the way that an inkwell is an inkwell. An inkwell is an inkwell because there is no
difference between what it is and what it does.
A waiter is only a waiter because he acts the part, and according to
this argument he can never really be
a waiter because there is more on the inside than what he does. A certain amount of angst appears when the
waiter tries to be a waiter, because he can never escape what is different
about himself from the role he plays.
Similarly, one can never live the personal myth exactly, because there
are individual patterns on the inside than can never really be expressed
externally.
But we can try. We can narrow the gap between internal and
external without collapsing the two, and bring ourselves closer to a truly
authentic life in the way the personal myth is expressed. In so doing we turn angst into a weapon against
the social psychoid process, and into a tool for living authentically.
Authenticity requires a constant striving to
bring forth the personal myth into the world.
Every time one tries to express the inner myth, it seems as though the
world inches just a little bit further away.
In an environment where the social psychoid process is dominant, one is
tempted to give up. But in a
disurbanized, reconnected environment, what would otherwise be frustration
becomes a source of invigorating psychic energy. Whenever the personal myth is expressed in
the world, either through thought or action, it draws a little more of the
world’s energy into itself. As if in
pursuit of a pot of gold at the end of a rainbow, every time the rainbow moves
a little farther away, we are drawn to pursue it with even greater
enthusiasm. This constant striving for
the expression of the personal myth, accompanied by an ever increasing flow of
psychic energy is called passion.
Passion is the word Kierkegaard uses to
indicate the opposite of chatter and leveling.
It is a never ending struggle to be
one’s inner self, and it is the kind
of struggle that the harder one tries, the more energetic and enthusiastic ones
becomes about trying. It draws
inwardness outward, not by destroying it in chatter and gossip, but in a
passionate striving to make the outer world reflect the inner self.
As Kierkegaard writes in Two Ages:
For example, every letter that bears the mark of inwardness in
the expression of an essential felt passion has eo ipso form... the tension and resilience of the inner being
are the measure of essential culture. A
maidservant genuinely in love is essentially cultured; a peasant with his mind
passionately and powerfully made up is essentially cultured. Whereas there is only affectation, the
pretense of form, in the external piecemeal training correlative with an
interior emptiness...
What Kierkegaard means by “external
piecemeal training correlative with an interior emptiness” is the expression of
the social psychoid process. The social
psychoid process has no consciousness, no self
and no inwardness from which passion can arise.
The writer who is all the more committed to writing in spite of
difficulties, the artist who pursues art in spite of frustration and failure --
these are the marks of passion. The yuppie
who works for social recognition and career advancement is nothing but an empty
dullard, an inwardly empty thing that can only understand itself in relation to
external correlations with social rewards.
There is nothing inside the dullard save what others put there, whereas
those who strive passionately are driven to do so by an inner flame that seeks
its own reflection in the outside world.
What characterizes passion is not so much
its outward appearance as its inward intensity.
It is not simply devotion to and end, it is consumption in the devotion,
and not in the end itself. It occurs
when the self seizes a part of the
world as its own, and experiences the fullness of the tension between world and
self.
Faith, for example, understood as belief in the Absolute Paradox or
something like it, is passion -- it is the commitment to the truth of something
that every element of the mind rebels against.
It is passion because it recognizes the absurdity and impossibility of
what it believes, but believes it with all its heart anyway. Belief without this passionate tension can
never be faith.
Passion can only be passion when it “bears
the mark of inwardness”, when it is an expression of the what the self essentially is. Spontaneity is always
passionate. Things that come from within
the individual without cause can come only from the expression of inner being
acausally. Art is often passionate, but
so is science;
Passion is the outward expression of the self; the inward correlation of passion
is the release of psychic energy when self
touches world called ecstasy. When the patterns of consciousness and outside
world match up, an entrainment event occurs whereby energy from the world is
released directly into consciousness.
For this reason, portal experiences are always ecstatic: they always
involve an influx of energy from spirit
into consciousness. This is most
obviously the case in an introvertive mystical experience, where the perceived
separation between self and spirit collapses. The energy released in this type of
experience can draw the psyche so far upward that a return to “normal” life is
impossible.
This is why the appearance of an archetype
in consciousness, whether it be spontaneous or induced, always carries with it
intense emotional reaction and transformative power. Constellations are always ecstatic. They always bear the energy of spirit, and transform the perceptual
matrix of consciousness. Ecstasy is not
necessarily pleasant, however -- the experience of Hell is as much ecstasy as
the experience of Heaven. Ecstasy is
always deeply resonant within the psyche -- it always impacts not only what
consciousness sees as world, but also what it sees as self.
Passion is always in pursuit of
ecstasy. It is the very union of
personal myth and archetype that is passionately sought, and every step that is
taken in that direction releases ecstatic energy that drives passion further
and further. Cultural myth and
participation mystique are the patterns of archetypes in the outside world, and
thus seeing the self in the world
draws the psyche into the world of archetypes and spirit. The interaction of
passion and ecstasy constantly draws the psyche upward, away from the
depression and violence of culturally psychotic life, and toward the spiritual
continuum of the collective unconscious, from which consciousness arises.
This is the world of authenticity -- of
passionate striving and ecstatic vision, of personal and cultural myth, of
reconnection and metaphysical morality.
It is a world of intensity, of creativity, of individuality and of
greatness. It is never a world of
chatter or indolent relaxation. It is,
as Kierkegaard writes:
... violent, riotous, wild, ruthless toward everything but its
idea, but precisely because it still has one motivation, it is less open to the
charge of crudeness. However externally
oriented his ambitions, the person who is essentially turned inward because he
is essentially impassioned for an idea is never crude... Where there is
essential inwardness, there is a decent modesty between man and man that
prevents crude aggressiveness...
Passion and ecstasy are essentially violent
-- perhaps tumultuous would be a better wordd.
The world of passion and ecstasy is what Kierkegaard called “The Age of
Revolution”. It is a world of action, of
change, of struggle and of instability.
As such, it fosters consciousness and disdains the indolence of social
conformity. What distinguishes the Age
of Revolution from a socially psychotic culture is that events are passionate
and ecstatic expressions of inner self,
and not the random and senseless destruction of unconscious processes that are
what Kierkegaard calls “crude”. Passion
can be violent, but because it expresses the self, it is respectful of the self
in others “that prevents crude aggressiveness”.
Smashing the machines, for example, is a passionate and violent act, but
in the hands of consciousness it need not descend to the smashing of
persons. The machines can all be smashed
-- every single one of them -- without the lloss of a single human life.
This is the healing sickness through which
individuals and culture must go, to cast off the social psychoid process and
return to consciousness. Smashing the
machines of technological control and surveillance, disurbanization,
reconnection with spirit, and
authenticity by way of personal myth re-involve humanity in the physical and
spiritual processes out of which it arose.
The greatness of humanity can be reclaimed from socially maintained
psychosis, and the world of revolution can replace the world of depression,
malaise, and senseless violence. But it
can not be done by relaxing in indolence.
Social “causes” and “values” will not unseat the social psychoid
process. Consciousness must be pursued
with passionate dedication, and with the strength of character to face whatever
obstacles lie in the way.
Utopia, if the word is understood to mean a
perfect social order, is not possible. A
perfect system of any kind is impossible, because it will succumb to either
external contingencies or internal incompleteness. As the Oracles of Julianus proclaim:
Stoop not down unto the Darkly-Splendid World; wherein
continually lieth a faithless Depth, and Hades wrapped in clouds, delighting in
unintelligible images, precipitous, winding, a black ever-rolling Abyss; ever
espousing a Body unluminous, formless and void.
But, like Marlowe’s Doctor Faustus, humanity
“hath done it anyway.” By abandoning the
archetypes, trading personal myth for technological convenience, creativity for
conformity, initiative for obedience, evolution for security and consciousness
for social psychoid process, humanity has chosen to descend into the
Darkly-Splendid world. We can descend further into the Pit, and suffer the same
fate as other human civilizations, or we can take the first steps upward
through the healing sickness.
Where do those steps lead? What lies beyond the Age of Revolution,
beyond disurbanization and reconnection?
We can not know the answer to that, any more than the first fish
emerging out of the water onto land could have known what lay ahead. But the Oracles offer a hint:
Explore the River of the Soul, whence, or in what order you
have come: so that although you have become a servant to the body, you may
again rise to the Order from which you descended, joining works to sacred
reason.
If consciousness really is a product of
undifferentiated spirit, or what
Driesch called the Entelechy, what could this shifting of the psyche toward the
spiritual mean for humanity, and what could it mean for the Universe itself?
The
Teleology of Consciousness
There are two senses of the word why relevant to understanding
consciousness and portal experience. The
first meaning of why addresses the
reasons for consciousness being the way it is.
Beginning with the assumption that portal experiences are genuine
intersections with the non-spatiotemporal world of spirit, we have discovered several important characteristics that
consciousness has, and how consciousness came to have those
characteristics. We know that
consciousness is a dynamical system, and we know how, because of the physical
characteristics of the brain, it came to be a dynamical system. The presence of common motifs and images in
consciousness and mythology reveals an underlying connection with spirit through the collective
unconscious, and those images are transmitted to consciousness via entrainment
and fractal patterns. And we have seen
that consciousness as a dynamical system confers important survival advantages,
that have led to its propagation through evolution.
This meaning of the word why could be called the backward-looking sense of the word,
because it deals with the conditions that lead up to the appearance of
consciousness. Even though this sense of
why deals with dynamical systems, it
is nonetheless a causal explanation, for it appeals to events and conditions in
the past to account for events in the present.
This is the sense of why most
commonly addressed by science, for it relies upon things that we can observe in
the present to deduce how the present became what it is.
But when we open the dynamical system
can-of-worms, we find that understanding everything about the antecedent
conditions is not the whole story. As
Feynman said, knowing all the conditions does not tell us what happens next,
and being possessed of inquisitive minds, what happens next is the thing we
want to know. We therefore turn to what
might be called the forward-looking
sense of the word why, which
addresses the role that consciousness plays in a larger context. The forward-looking questions look beyond
consciousness as a consequence, and ask whether consciousness is but one step
in a larger progression of events and processes.
This is the meaning of why normally addresses by philosophy, or at least formerly
addressed by philosophy until the rise of deflationary metaphysics and
pointless analytical jabber in the twentieth century. Having already rejected materialism and
social-ontology, we give ourselves a free hand to return to the days before
philosophy decayed into the analysis of language. The backward-looking sense of why got us from the Miracle experiment
to dynamical systems theory, but it did not tell us why, the forward-looking sense, that things should have worked out
that way. It could have been the case
that consciousness had turned out to be socially constructed, and that humanity
dealt with mass extermination in the same way as insects -- insects die by the
billions every day, but they also reproduce by the billions. It didn’t turn out that way for humankind,
and we are left with asking why in
the forward-looking sense: to what purpose or for what reasons did spontaneous
human consciousness, and not something else, take hold in the human psyche?
We could try to be metaphysical cowards and
retreat to the position that there is no purpose or reason, it simply happened
by “pure chance”. We have already seen
the folly of this position. “Pure
chance” is, according to Jung, merely an excuse for an ignorance of causal explanation. We live in a probabilistic universe; if it
were not probabilistic, the universe would not exist at all. Unless you are given to believing Robert
Anton Wilson’s man in the closet, “pure chance” as an explanation of why will not do.
In asking what role consciousness plays in a
larger picture, we unavoidably re-open the issue of teleology. Teleology is the idea that natural processes
are shaped by some overall purpose, or tend toward some specific end or
goal. Science generally shuns teleology,
because it is not a useful tool for understanding causal systems: teleology is
essentially forward-looking, while causal explanations are
backward-looking. It does not help to
consider what will happen to all car engines in the next one hundred years, or
what their greater significance might be, in trying to understand why the engine
of a car does not work; it is more fruitful to look for broken parts.
The problem with applying teleological
arguments to causal systems is that they wind up postulating the goal as a
cause. We would not have gotten very far
in understanding the Miracle experiment if we had assumed that everything in
the biological history of the Earth happened “so that” portal experiences could
occur. Quite the other way around: we
appealed to a causal explanation -- adaptive advantage -- to understand how the
events from single neurons to dynamical systems were propagated through
evolution. From this we discovered that
we have survived on this world because of consciousness, and the things that
attack consciousness imperil our own survival.
Teleological principles applied to causal
explanations often introduce a kind of determinism that leads to the idea of
backward causation -- that the events of the future fix the events of
today. Aristotle, who believed in final
causes -- a version of teleology -- argued this way when he said that either
there will be, or there will not be, a sea battle tomorrow. The truth of the statement, “There will be a
sea battle tomorrow,” is determined by the events of tomorrow, but the
statement in nonetheless true or false today.
This is like saying you will either be sick tomorrow or you will not,
and whether or not you will be sick has been decided by things that will
happen, over which you have no control.
This whole line of thinking denies that the universe is probabilistic;
we would, from a non-teleological standpoint, have to say that “There will be a
sea battle tomorrow” has no particular truth-value today. It might be more or less likely depending
upon circumstances, but it cannot be either true nor false today because the
events that shape sea battles are subject to probability and not determinism,
either forward or backward moving.
But we are not looking at a causal system
when we ask about consciousness, and therefore determinism is not an
issue. Forward and backward causation
are not the means by which events influence one another in dynamical systems;
they are connected by the acausal connecting principle which works through
fractals and entrainment, and is not bound up in time and space energy
relations. We do not have to suppose
either linear time not physical contact in dealing with consciousness, and we
can observe conditions under which those assumptions are false. We have a much broader base of explanatory
principles to which we can appeal, and the contradictions of supposing
teleology in causal systems do not arise because we are not dealing with causal
systems.
When one moves from causal to dynamical
systems, goals and purposes do not have to be considered as causes. The mode-locking relationship between
dynamical systems means that one system can influence another without there
being an underlying cause. We don’t have to suppose that dynamical systems
interact because someone or something makes them do so; it is a natural part of
their behavior to intermix fractal attractors and exchange information. The introduction of dynamicality switches the
notion of teleology from causal determinism or intending mind to one of an
ongoing progression of interrelated events.
Instead of asking how things came to be, the
forward-looking sense of why in a
dynamical world yields the question, “Where are things going?” Without any direction or coercion, does the
world of nature, consciousness, and spirit
progress toward some end or goal? At
first it might not appear so, for dynamical systems enjoy an independence from
underlying causes that makes them entities unto themselves. Yet, a closer look suggests an underlying
unity between dynamical systems that is not possible within the realm of causal
relations. We have already caught glimpses
of that unity, in the form of metaphysical morality and the collective
unconscious. Metaphysical morality is
based upon the acausal connection between the individual self and the underlying spiritual unity from which each individual self emerges.
There are certain features of consciousness
that are utterly inexplicable by appeal to causal principles. As we have seen, the archetypes and their
universal images can not be explained in terms of causation. It cannot be explained why plants such as Cannabis
expend large amounts of biochemical energy to produce substances that are of
little survival value in the plant. It
is impossible to provide a causal explanation for why selective recognition in
evolution propelled the human brain into the realm of dynamical systems in the
first place. There can be no causal explanation of why there exist portal experiences at all -- consciousness could in
theory have been bootstrapped by archetypes without conscious awareness of
their presence.
The images of mythology, of dreams and
fantasies, and of the healing sickness are all related to each other, and what
relates them is the underlying unity of the collective unconscious. None of these make any sense on their own,
but a sense of coordination and purpose emerges when we understand the
relationship between them. Like wise,
the events and conditions out of which consciousness arises -- brain chaos,
psychedelic bootstrapping, archetypes, and so on -- by themselves make no sense;
they are just a mass of data. But when
we understand the unity between them, and how they relate to one another
through the collective unconscious or vital force, the pieces begin to fit
together.
The pieces fit together because of the
entrainment property of dynamical systems.
Individual systems that are mode-locked to one another share each
other’s patterns, and are able to function as a coordinated unit. Without appeal to causation, intention, or
pre-ordination, dynamical systems can integrate their activities acausally, and
in doing so an overall unity and purpose emerges.
The collective unconscious is really Jung’s
psychological term for Driesch’s vital force or Entelechy. It is the undifferentiated continuum that
lies behind consciousness, and the force that makes a living system more than
the sum of its parts. As Driesch writes,
the Entelechy is “a factor in nature, though it only relates to nature in space
and is not itself anywhere in space.” It
is, in other words, the underlying unity between the dynamical systems of
nature and consciousness.
Because of this link between individual
consciousness and universal vitalizing principle, consciousness is what Stanley
Fish called a self-consuming artifact. The existence of consciousness points beyond
itself; while individual consciousness is an independent entity, it points to
some meaning that lies beyond itself.
Spontaneous human consciousness is more than consciousness -- it has a
greater meaning and purpose that is found in the unity with other
consciousnesses from which it emerges.
The acausal connections between
consciousness and Entelechy are two-way streets, suggesting that as well as
emerging from this unity, each individual consciousness contributes something
to it. Perhaps the Entelechy itself
evolves, becoming more and more complex as the patterns of individual
consciousnesses are assimilated by it.
If so, and the Entelechy is a universal animating principle, then it is
reasonable to ask where it is going, and toward what end does the Entelechy
evolve?
Holes in Space and in the Psyche
The interconnection of consciousness with
natural events extends well beyond the drawing of cards and the passing of
seasons. There are some striking
parallels between consciousness and ideas in theoretical physics, and
particularly with respect to the idea of black holes. A black hole is formed when a star of
sufficient mass runs out of nuclear fuel.
As the star begins to cool, gravitational forces overcome subatomic
repulsive forces, and the star collapses until it no longer exists as a
physical object. What the collapsed star
becomes is a singularity, essentially
a hole in space-time. Writes physicist
Stephen Hawking:
. . . according to general relativity, there must be a singularity
of infinite density and space-time curvature within a black hole. This is rather like the big bang at the
beginning of time, only it would be an end of time for the collapsing body . .
. At this singularity the laws of
science and our ability to predict the future would break down.
A singularity is a point in space and time where the ordinary
rules of physics do not apply. It is not
all that difficult to envision a singularity.
Suppose you were standing at the geographic north pole, at the very
point of the Earth’s rotational axis.
Several very odd things would be true, that would be true no where else
except at the south pole. No matter
which way you turn, you would be facing the same direction. If you were to walk backwards, you would be traveling
in the same direction you are facing. At
this point, a singularity of sorts, the ordinary rules of geography do not
work.
Similarly, at the point of singularity
within a black hole, the rules of physical space-time do not apply. It is as though the star passes through a
gravitational portal, and the region where the star used to be is, for all
intents and purposes, now occupied by the Unknown. Whatever the singularity might be, it is not
a thing belonging to the physical universe, and because of this, we would
expect the event horizon, the area
surrounding the singularity where gravitation is so strong that not even light
can escape, to be a dynamical system. It
is the same kind of interface as that found in intersection, and work done by
Hawking and others suggests that event horizons are indeed chaotic.
Black holes come in at least two varieties
-- the round, black kind, created out of staationary objects, and a more
flattened, bright kind, created out of spinning objects. These flattened black holes are surrounded by
strong magnetic fields that interact with matter approaching them such that
they emit enormous quantities of energy from matter falling into them. It is thought that quasars, the most distant
detectable astronomical objects -- detectable only because of the energy they
emit -- may be huge, galaxy-sized objects with matter-consuming black holes at
their centers. It is also speculated
that the bright core of galaxies, including the Milky Way, may be bright
because of one or more black holes at their core, consuming matter and
radiating energy.
In asking why there is consciousness, in the forward-looking sense, we were
led to the idea of an underlying unity between dynamical systems. But two questions, to which Jung does not
provide what I think are satisfactory answers, remain. First, if consciousness emerges from a
universal animating principle -- call it collective unconscious, vital force, spirit, Entelechy, God, Nuit, or
whatever -- how did that principle or force get there in the first place? It had to be there before consciousness first
appeared, else it could not have been the original source of
consciousness.
The second question, closely related to the
first, is where does psychic energy come from?
To say that it arises from the “equilibration of opposites” really
doesn’t tell us much. Simply pouring
water into oil doesn’t seem like the kind of thing that would give rise to
consciousness, nor does it seem like something that could release energy into
the psyche at a level sufficient to overcome the biology of the body and create
a consciousness that is more than the sum of its parts.
For the vital force to be a truly universal
principle, it must be something that arises on a universe-wide basis. For it to animate everything, it must
penetrate everywhere. But it cannot be spirit itself, else it would not be able
to interact with physical systems. The
vital force must arise out of a dynamical system, and exist in the form of a
fractal interface or attractor to which other systems have access in
state-space. This would allow for
transfers of energy that bypass the rules of physical causation. The irrelevance of physical causation would
make the action of such a force or principle spontaneous, without obvious
physical causes or conditions.
I believe that such an animating principle
exists, because it is the best explanation for observable phenomena such as
mythic images and the
It is most interesting that one reporter,
hearing the sound produced by analyzing data from a black hole, described the
sound as resembling a human heartbeat.
The human heartbeat is the result of a dynamical system that coordinates
the contraction of the heart, and gives the heart its own self-established
rhythm. Is this a coincidence -- like
the man in the closet -- or does it show a deeper relationship, organized by a
universally present dynamical system?
Perhaps it is stretching the limits of weird
science to suggest that energy-ejecting black holes and quasars provide the
energy that ultimately finds its way into consciousness as what Jung called
psychic energy, but it is no stranger than the idea that the cat is both alive
and dead at the same time in Schrödinger’s box.
The absence of strangeness is not the criterion for acceptability, not
in physics, and nor should it be in philosophy.
What we encounter in the mind as Unknown,
we encounter in space as singularity; they are simply different vocabularies
for the same thing. Note that we are not
reducing the vital force to a physical phenomenon. Once we assume it comes from an interface between
singularity and physical universe, we have already taken the essential step
against materialism: we have denied that physical matter is all there is, and
we have denied that the rules governing the behavior of matter are the only
rules there are.
Everything in the universe in which we live
has access, via state space, to this enormous source of energy. Once the brain goes dynamical, the floodgates
are opened to fractal images appearing from the vital force -- the
archetypes. It is no wonder that portal
experiences are accompanied by inrushes of psychic energy, when we consider the
energy reserves available via entrainment to the cosmic powerhouses at galactic
cores.
Whether manifesting itself in the mind as an
archetype or some other form of portal experience, or in space as an event
horizon, the vital force or collective unconscious is everywhere. It would not matter whether consciousness or
quasar came first, anymore than it matters whether the subject guesses the
right card before or after it is drawn.
The world of acausal connections does not depend on linear time, no
matter how strange that seems. Just as
Jung and
Driesch thought, though they could never have imagined the evidence for it,
there is an underlying unity that interconnects the dynamical events of the
universe. The simple phenomenon that
Huygens observed in his synchronized clocks is nothing less than the heartbeat
of the universe itself.
The archetypes are the bearers of this unity
and energy in consciousness. Beyond
bootstrapping and maintaining consciousness, they are also the sources of
energy by which consciousness itself evolves. Jung writes:
If the unconscious can be reorganized as a co-determining
factor along with consciousness, and if we can live in such a way that conscious
and unconscious demands are taken into account as far as possible, then the
centre of gravity of the total personality shifts its position. It is then no longer the ego, which is merely
the centre of consciousness, but in the hypothetical point between conscious
and unconscious. This new centre might
be called the self.
Under the influence of archetypes,
consciousness becomes more spirit-like. It moves closer to the unity from which it
emerged, and in so doing the unity also evolves. Gould and others have suggested that our
changing understanding of the “laws” of physics may actually be a sign of this
universal evolution. Where we once only
saw causality, we now see dynamical systems because the universe is itself
evolving away from causation, and closer to the vital principle.
Dynamical systems often appear when energy
levels in a system reach some critical point that non-causal factors,
unnoticeable under ordinary circumstances, assume significant proportions and
rupture the causal relationships in the system.
This is true whether those energies are psychic in the case of
consciousness, or physical in the case of turbulence. The energy from the black hole furnaces of
quasars and galactic cores could well be fueling the same process in the universe
that archetypes fuel within the psyche -- the movement from causation toward
dynamicality, and, ultimately, from matter toward spirit.
As the universe accumulates energy, what
Jung metaphorically called the “centre of gravity” shifts upward, toward spirit.
Dynamical activity pushes causation out of the picture, and the universe
tends toward an interconnected wholeness. We need not suppose an intending mind
or will to drive this process; it happens of its own accord, a perfectly
natural form of evolution. If this is
so, then where does the process lead? We
do not have far to look for the answer.
The
What other kinds of knowledge might be in
the unconscious? Wee have already seen
another kind of knowledge: the recurrent images of myth and archetype. While these images are the bearers of psychic
energy, they also organize thoughts and behaviors. Their images teach us how to understand the
world and ourselves. The hero’s journey
is more than just a story; it is a model for how to defend consciousness
against threatening psychoid processes.
But the archetypes are only forms of thought and apprehension. They are given meaning and purpose -- in
Jung’s words, they are meaningfully correlated -- in the mind of the person to
whom they appear. They are frameworks,
whose specific meaning is filled in by consciousness.
There are other examples of this kind of
knowledge. Rupert Sheldrake, whose
theory of morphogenetic fields shares
many similarities with the collective unconscious, argues that there could
exist a “galactic academy” of knowledge, in which the knowledge amassed by life
on one planet could be shared throughout space without the need for physical
contact. The experiences of individuals
are “copied” into the morphogenetic field, and since the morphogenetic field is
not a strictly physical phenomenon, it can then by “retrieved” by any species
with access to morphogenetic fields.
Morphogenetic fields are forces produced by living organisms; it follows
from this that all living organisms would have access to the knowledge and
experience of all other organisms.
It would appear that the collective
unconscious and the morphogenetic field are similar phenomena described in
different vocabularies. Individual
consciousnesses are mode-locked to the collective unconscious by way of
archetypes, but as we have said, entrainment can be a two-way street. It is therefore reasonable to conclude that
information existing in individual consciousness could be spread throughout the
collective unconscious, and any organism with a dynamical consciousness could
recover that information. The Vulcan
mind-melt might be possible after all, although there are a few complications.
This knowledge would be primarily accessible
through portal experiences, and could carry with it such enormous bursts of
psychic energy that it might well alter the meaning of the information
itself. Drawn up to a higher level, the
psyche might interpret the knowledge differently than would ordinary
consciousness. This often happens in
otherwise innocent spiritual experiences.
An individual approaches divination for the answer to some mundane
question, and the “answer” from the collective unconscious carries with it so
much psychic energy that the questioner’s mind is transformed, and no longer
cares about the question. A sightseer
goes to visit the site of some oracle or religious figure out of curiosity, and
is so overwhelmed by the psychic energy released by the encounter that he or
she abandons ordinary life for a more spiritual path. Spirit
chooses whom it will and when it will.
What would such “universal knowledge” be
like? Since information is transferred
between dynamical systems in the form of patterns, the information would be
much like an archetype -- a repeating pattern that must be “meaningfully
correlated” by the individual receiving the information. Knowledge obtained from the galactic academy
would be very dream-like, and would be dependent upon consciousness to fill in
its meaning.
This idea has appeared before in philosophy,
as Plato’s idea of forms. According to Plato, there are two orders: becoming, the world of physical bodies
and objects in which we live, and being,
an unchanging ethereal state in which absolute truth resides. Like archetypes in the collective
unconscious, the forms reside in the
world of being. The forms are the idealized images of which
physical objects are imperfect copies.
Triangularity, for example, is a form that is the perfect embodiment of
a three-sided figure. The triangles we
see, all having different sizes, angles and so forth, are triangles because
they embody the form of triangularity.
But none of these physical triangles are perfect -- they have bent
lines, they can be destroyed, and they are all different from one another.
Thus, a form is very much like an
archetype. It is a pattern or framework,
that must be filled in by the observer to have any meaning. According to Plato, only the truly wise
person can know a form directly, and these persons are few and far between. The rest of us understand the form through
its imperfect physical or mental correlates.
It follows from this that the knowledge of the world we have, all based
upon imperfect copies of forms, is fundamentally flawed and inaccurate. We can never come to know a form this
way. Instead, we learn of the forms
through recollection. Plato’s theory of reincarnation suggests that
after death, the soul goes to the world of being,
where it has direct knowledge of the forms.
When that soul reincarnates, it enters the world of becoming, but still retains its memory of the forms. We can recall that information from the soul,
and thus achieve an understanding of triangularity, beauty, goodness, and the
other forms without appeal to their imperfect copies. Thus, truth comes not by learning from
experience, but by recalling the forms.
There are so many parallels between Plato’s
theory of forms, Jung’s theory of archetypes and Sheldrake’s galactic academy
that I believe they are really the same basic idea. The collective unconscious, or world of being, or morphogenetic field has within
its fractal attractor innumerable patterns of information. The knowledge is already in the unconscious,
and it can be called forth by portal experience, or by Platonic recall, which
amounts to the same thing. This
knowledge, in its raw state, is purely formal and must be filled in by
consciousness to have meaning -- as with archetypes, consciousness understands
forms by way of symbols. Thus, we
understand triangularity by imagining triangles.
But what of the wise person, who can
understand the forms directly? The wise
person is one who has undergone certain preparations to see the forms, which
turn out to be very similar to the preparations set forth by many spiritual
traditions to produce mystical experiences.
Once the “centre of gravity” of the psyche has been pulled to a higher
level by preparation, the form (or archetype) can be experienced directly,
without the need to visualize an imperfect copy or symbol.
If this information constitutes a galactic
academy, then who, besides us, has access to it? This raises the issue of extra-terrestrial
life forms, and what these life forms would be like. From a mental standpoint, would their
consciousness be anything like ours?
Would we even recognize them as conscious? Human consciousness is human because of the conditions under which it evolved -- the
Earth’s environment, and the contingent events that have happened on Earth.
Unless the environment and contingencies of another planet are exactly like
ours, it is likely that alien consciousness would not be exactly like
ours. But, if consciousness is also the
product of the collective unconscious, then there is every reason to suspect
that no matter how different another planet’s environment might be, there would
be some underlying substrate in consciousness that we would have in common with
extra-terrestrials. Their consciousness
might not be recognizable as human, but we might have some basis for
communication and understanding nonetheless.
The idea of the galactic academy depends
upon an underlying unity between consciousness and some pre-existing, formal
system of collective knowledge. The
observation that we do seem to acquire this kind of knowledge, whether through
recall, archetypes or morphogenetic fields, gives us a hint of the direction
toward which consciousness may be evolving.
We tend to know things in terms of how they are different from one
another -- a table is a table because it has a certain shape that other things
do not have. But at the galactic academy
we learn a different way. We learn that
a beautiful painting, a beautiful woman and beautiful music share a unity with
one another through patterns in the unconscious. Perhaps all things share an underlying unity
with one another, and as the universe evolves, that unity accumulates ever
increasing energies, pulling the “centre of gravity” higher and higher, drawing
more and more of the universe into itself.
Could it be that the galactic academy is a prep school for the greatest
event ever to occur in the universe?
The laws of thermodynamics tell us that
energy can neither be created nor destroyed.
But it can change form, as from electricity to heat and light. In the twentieth century we have learned that
matter is really a form of energy, and the black hole furnaces at the centers
of galaxies and quasars consume matter and release enormous quantities of
energy.
Where does that energy go? Most of it is no doubt ejected into space, as
light and other forms of radiation.
Perhaps some of it is released into other dynamical systems entrained
with the black hole’s event horizon. Wherever the energy goes, one thing
appears obvious: the universe is trading matter for energy, and accumulating
energy in ever increasing amounts.
Why, in the forward-looking sense, is this
happening? To what end is the universe
consuming itself? Physicists have
theorized two possible scenarios for the end of the universe. One is “thermal rundown” or “brown-out”, in
which the universe eventually runs out of energy and becomes nothing but inert
matter. The other scenario is “Big
Crunch”, in which the matter of the expanding universe reverses direction and
begins to implode inward. This is the
reverse of the Big Bang, where the energy that pushes the universe outward runs
out, and the gravitational forces pull the entire universe back into one clump
of matter. Both of these scenarios
ultimately reduce to physical matter as the final constituent of reality, and
we know where this belief comes from.
Matter is energy, and the universe seems to
have found ways to run the conversion long before the first atomic bomb. Perhaps there is yet another
end-of-the-universe scenario, one that does not reduce to inert matter and does
not imply final destruction. This new
scenario is one that can not be envisioned with causal models, and can not be
understood in terms of materialistic atheology.
It requires the application of other principles, principles that we have
already seen in operation.
Dynamical systems feed on energy. As we have seen, the appearance of energy
magnifying circuits in the brain, coupled with psychedelic bootstrapping,
provides the energy that initiates dynamical systems activity in the brain,
leading to consciousness. Archetypes enter
the picture, and as consciousness appears and accumulates energy, its “centre
of gravity” is pulled upward, toward ever increasing levels of energy until it
finally, possibly after many incarnations, crosses the event horizon into the
world of spirit. The energy is returned to its source, and in
so doing, both the world of matter and the world of spirit are transformed.
Could this vision of consciousness simply be
a microcosm, an image in miniature, for the events of the entire universe? If the universe, through its energy-releasing
and dynamical event horizons, can create a universal animating principle that
can energize other dynamical systems, then it could just as easily entrain all
of those various systems into one functional, interconnected unit. As easily as the human brain is able to
interconnect its various dynamical systems of perception and memory into one
overall coordinating system of consciousness, the universe could well
interconnect all of its constituent systems into a unified whole, complete with
self-generated fractal pattern. As the
universe releases energy, and that energy fuels dynamical systems activity, the
“centre of gravity” is pulled upward, away from matter and toward the source of
the energy itself. If this occurs, the
same things that happens in the brain happens in the universe as a whole; when
the “centre of gravity” is pulled up far enough, the universe becomes
conscious.
Is this really so strange an idea? Is it any stranger to argue that the universe
could become conscious, than it is to argue that a gelatinous lump of water and
minerals inside the skull can become conscious?
Only if one’s imagination is held prisoner by deflationary philosophical
assumptions could these ideas seem strange at all. Once we get beyond materialism, reductionism
and social-ontology, we see that we are not necessarily the only ones capable
of consciousness. Consciousness is, as
Edelman said, a dynamical systems property, and since the activity of a
dynamical system is not dependent upon the nature of its parts, there is no
reason to believe that a universe-wide dynamical system could not behave as a
conscious being.
We have already seen the beginnings of this
universal consciousness. The galactic academy, or collective
unconscious, is not only the source of consciousness, but also the final unity
to which consciousness returns. The
archetypes reach out to the developing human brain, and in the end take the
consciousness they have created back with them to their source. The galactic academy’s library -- its
repertoire of self-generated patterns -- grows with each consciousness it
creates. Universal consciousness
evolves, and with each atom of matter dissolved in an event horizon, its energy
grows and the Entelechy is pulled upward.
As the collective unconscious evolves, so
human consciousness also evolves. The
archetypes bring with them more complex patterns and greater reservoirs of
energy. Once disconnected from the
psychosis of oversocialized urban life, the human psyche is free to evolve
along with the universe. If we can
manage to throw off the paradigm of urban life, and finally get the city out of
our heads, then we as a conscious species can evolve along with the universe,
instead of being left behind.
What happens as human consciousness
evolves? From Jung’s theory, it appears
that it becomes more spirit-like, as
the archetypes that bootstrap consciousness become more complex and
energetic. The state of mind that
accompanies mystical experiences becomes the norm, leaving the blind reactions
to instincts and susceptibility to psychosis behind. This is matched by the continuing evolution
of universal consciousness. Both
individual and universe continue to evolve, pulling ever and ever upward,
accumulating more and more energy, until . . .
Nirvana. At-one-ness. Rapture.
Atziluth. Kether. The final utterance: I am who I am. What are all these words, and what do they
mean? Though volumes have been written
about them, they all really mean the same thing: a world so different than the
world we know, that we cannot possibly grasp their meaning. Like the passage of a star’s center through
the portal of gravity and into the Unknown,
or the passage of the mystic’s mind through the portal of intersection into
unity with spirit, it is the
transformation of everything we know into something we cannot imagine.
At least, we can not imagine it on our
own. This new world is the world from
which archetypes emerge, from which the symbology of myth and legend
originates, and which is seen by mystics and visionaries. It is the birthplace of consciousness, and
the repertoire of all conscious experience throughout the universe. We have seen this world in our own childhood,
we recall it in dreams and fantasies, and we see and feel it all around us when
archetypes touch the psyche and, even if only for a moment, push the social
psychoid process out of the way.
Of course there is another world that
mystics and visionaries have seen -- one of death, destruction and
desolation. This other world is the
world of the social psychoid process, and these visions are both recollections
of the failure of human civilizations, and warnings about the future of a world
descended into oversocialized psychosis.
An unconscious universe faces the same fate as human civilizations ruled
by the social psychoid process -- decay into silent, physical ruins of what
could have become greatness.
We can relax in indolence, and we can have
the future that the social psychoid process has mapped out for us. We can have more shootings and suicides, more
depression and malaise, more “medications”, more children, and more wasted
lives and wasted Earth. Propelled by the
energy of cosmic furnaces and transcendental intersections, the universe will
move onward, and those things that do not move with it will be consumed in the
final moment of enlightenment, reduced to energy that feeds a consciousness of
which humanity has chosen not to be a part.
Or, we can reclaim the greatness that has
been stolen from us by deflationary philosophies and the psychotic mentality
that keeps us imprisoned as social animals in the death-rows of the city,
awaiting execution by contingent events.
Instead of dropping out of the galactic academy, we can get back on the
path of evolution and spirit, for
despite the reductionist debates on both sides, we have seen that evolution and
creation are really the same thing, and lead to the same point of
transformation.
We have looked into the globe and seen, as
Yeats said, the archetypal images. We
have seen the images of the woods and the hills and the heavens, and felt the
energies these images constellate in the psyche. Humanity’s ancestors felt them, children feel
them, and in moments of fantasy, dream, and psychedelic-induced visions we
again feel them. When we follow the
archetypes through the windy doors, we enter the world of human greatness, and
leave the psychotic world we read of in the newspapers behind. It is your right to claim that greatness, to
abandon the ways of humanity’s preconscious ancestors, and, as the Oracles of
Julianus proclaim, “again rise to the Order from which you descended.”
Conclusion: You Have Become Us
There are those who may think that this book
is crazy. Some will think that it is
nuts to start with; that the idea of portal experiences, spirit, Unknown, and the
whole business with archetypes and consciousness makes no sense. Others will snicker at the absurdity of
appealing to spirit in an age when
everyone knows there is no such thing, and still others will marvel at the
author’s blindness to the obvious truth that all of these ideas are just
metaphors for socially controlled thought and behavior. And, of course, there will be those who will,
under no circumstances, tolerate the idea that the evilest among all evils --
d-r-u-g-s -- could have any beneficial effect on anything, ever.
If you are one of these people, then ask
yourself this question: Is this book crazy because the things it talks about
are not true, or is it crazy because these things must not be true? Is there
something wrong with the assumptions, the data cited, and the arguments; or is
it really, at bottom, that our conclusions must
be false, because if they are not, then the world is not as you thought it
was? This book deals with many issues
that are either unknown, or the knowledge of which has been suppressed in this
culture. As Lovecraft said, the
strongest of all emotions is fear, and the strongest fear is fear of the
unknown. Nothing will close a mind
faster than the fear that it might be wrong.
I know that fear well, for I was once a
believer in the great lie of materialism.
At one time I believed that everything that could be known about
consciousness reduced to brain chemistry and a repertoire of social legend that
grew up around it. But once I began to
study the matter, I discovered that more information was being thrown out than
was being allowed in, and that the only reasonable conclusions that could be
drawn were prohibited by the very assumption of materialism that had at first
sparked my interests in neurochemistry, and the ancient rituals that grew up
around the use of psychoactives.
Calvin once claimed that there exists a
natural inclination to see God; and for the serious thinker and researcher,
honesty demands a natural inclination to seek the truth. The truth of consciousness lies beyond
materialism and social-ontology, and if we want to find that truth, we have to
abandon the old ideas, no matter how hard that might be.
Perhaps the hardest idea to abandon is that
whatever the Truth may be, it is the province of only one path of inquiry. In this book I have argued that to fully come
to grips with human consciousness, we must include not only the path of
science, but also the ways of philosophy and religion. If we understand Truth as a unifying
phenomenon in which all questions and answers exist in perfect harmony, then
Truth is necessarily a transcendent phenomenon that is so different from
ordinary thinking that it can be known only symbolically. All Truth-seeking disciplines ultimately
converge -- they eventually lead to a common, transcendent communion of
thought. Whether revealed to the physicist
in the esoteric mathematics of relativity and quantum theory, to Plato as the
form of Beauty, or to Mohammed as a voice that commanded him to write, Truth is
something that transcends reason and clothes itself in imagery through which it
becomes intelligible to the seeker.
We can only understand ourselves, and the
world around us for that matter, once we come to the realization that the
various paths of inquiry are not at odds with each other. The search for Truth is not a competitive
sport in which there are winners and losers; Truth can only be achieved through
cooperative and synergistic understanding.
Once freed of socially constructed dogmatisms that generate friction and
close minds for no purpose other than social stature, we begin to see how
science, religion, philosophy, and perhaps other disciplines such as art intertwine
and reinforce each other, and how they lead to a better understanding of
complex phenomena such as human consciousness.
The idea, for example, that science -- by which is meant science based
upon materialism and social ontology -- is the only legitimate voice in
explaining consciousness can never lead to a useful understanding of
consciousness. To find the Truth, we must look for unifying principles between
the various disciplines, instead of hiding behind exclusionary principles and
dogmatic ideas. Materialism and social
ontology are not bad ideas in themselves; they have become bad ideas because
they have shut us off from the Truth.
These ideas must be abandoned if humanity is
to survive. We need not appeal to
prophetic visions of destruction to understand where the social psychoid
process is going; we need only read the newspapers. Attorney Gerry Spence, in the aftermath of
one of the many recent school room shootings, compared this culture to the
geothermal hotbeds in
An excellent illustration how far things
have gone down can be found in a recent episode of the Outer Limits
science fiction series. In this program, a scientist discovers a way of
unlocking hidden human genetic material.
His brain begins to change, and he assembles a group of students for
“secret” research. These students are
rigorously screened to rule out any imperfections. They must have perfect eyesight and body
build, pass all kinds of blood tests and mental tests, etc. -- they must be
“perfect specimens.” They are even
required to strip naked to prove they have “no blemishes.” Once the group is assembled, they are taken
to a secluded place where an alien space ship is waiting. The group’s leader, spread out savior-like,
delivers a lecture supposedly authored by the aliens, who congratulate humanity
on having achieved the level of technological superiority necessary to unlock
their genetic message. These
blemish-free people are then taken to the alien world as examples of the best
humanity has to offer.
Some of us remember the original episode,
back in the 1960’s, of which this is a remake.
The original episode didn’t go quite that way. Instead of genetic engineering, the show’s
heroes, a group of soldiers from
I think it is fair to assume that the aliens
in both episodes represent what human culture sees itself evolving into -- in
President Clinton’s words, an “image of what we’d like to become.” Thirty years ago, the “image of what we’d
like to become” was a caring and compassionate world that used its technology
to heal and to nurture. But the modern
world has a different vision of what we’d like to be -- a world of ruthless
perfectionism, of blemish-free, drug-free, fat-free, smoke-free, alcohol-free,
genetic imperfection-free, thought-free, mind-free “perfect specimens”, that
uses its technology to enforce its ideas of perfection and destroy those who
don’t conform. Persons in the modern
world are not persons because of who they are -- they must prove themselves perfect or be discarded. If your clothes, your hair, your body, your
blood, your drug test, your personality test, and your lie-detector test aren’t
perfect, you’re outta here. And nobody
gives a damn.
The Nazi leader Hermann Goring once said
that it didn’t matter who won World War II; in the end the Nazis would be
victorious because, “You will become us.”
He was right. Modern culture, in
the space of some 30 years, has become the very thing Hitler and Goring aspired
to. In the Nazi world, one was required
to prove one’s Aryan ancestry to get a job.
Now one has to pass the drug test, the personality test, the medical
test, the “dress for success” test, and so on.
Hitler’s world defined the perfect specimen as the Aryan, and everyone
else was discarded. The modern world
likewise has its vision of the perfect specimen, and discards those who don’t
make the grade. Where the Nazis asked
the question, “Is the blood of an Aryan superior to the blood of a Jew?” the
modern world knows that the blood of
a “professional” is superior to the blood of a marijuana smoker. We have become them, we have our own “master
race,” and we treat those who don’t match the criteria for the “master race” in
the same way as did the Nazis. In the
space of thirty years, we have traded the goal of a compassionate world for a
world of Nazi perfectionism.
Is this the image of what you’d like to
become? If so, then you don’t need a
crystal ball to see what you will
become. You only need photographs of the
bombed-out ruins of the Nazi empire, of Nazi concentration camps where those
who were not “perfect specimens” were put, and of Nazi war criminals hanged or
shot when it all fell apart. If you
think that persons are persons only so long as they are the prefect embodiment
of social ideals -- as long as they are drug tested, personality tested, body-fat
tested, intelligence tested, eyesight tested, blood tested, medical tested,
mind tested, fashion tested, blemish tested, and religion tested perfect
specimens of human superiority -- then this is where you are going. There is no difference between Hitler’s
Aryan perfection and the modern demand for physical and mental perfection --
and there is no difference in what will happen to the cultures that enforce
those demands. That is, thankfully,
annihilation and oblivion.
Every civilization throughout history --
including the present one -- has thought itself invulnerable and
invincible. But throughout the entire
history of humanity, there has never been a civilization that has been either,
and that includes the present one. This
is because the concept of civilization, and the social and mental processes
necessary to sustain it, are inherently flawed.
The psychoid processes necessary to sustain an organized social
structure cannot envision a world different from the one in which they find
themselves. This means that for
civilization to survive, evolution must come to a standstill, and the laws of
physics that describe a universe of change must cease to operate. Neither will happen; the world will change,
and with those changes will come the obliteration of human civilization, as has
happened many times in the past.
Contingent events will occur, individual human consciousness will arise
spontaneously, evolution will proceed and the world will change. Against those changes, humanity will suffer
and die needlessly in defense of a social paradigm that should have been
abandoned thousands of years ago.
Civilization -- this civilization
-- no matter how arrogantly it demands “perffection” of its members, will
collapse in the end. The question is
whether humanity must collapse along with it.
You as an individual must make the choice of
where you will be when the end comes. If
you want to be a part of the master race, then count your days, for they are
numbered. But if the image of what you’d
like to become is more like the aliens of thirty years ago, then it is time to
begin the ending of what we have become.
We don’t need to build a space ship to take us to a place where people
will be loved and cared for. We don’t
need to flee the master race; we can destroy it simply by caring for and respecting
ourselves and each other as individuals, and we can begin that destruction by
refusing to live as social animals.
Living with the social psychoid process is living life backwards; it is giving up
on both evolution and spirit, and
trading them for a social paradigm that we know does not work. To survive, we must start living life forward
-- in synchronicity with the universe and itts path of evolution toward spirit.
We do so by committing to the healing sickness: by smashing the
machines, disurbanizing, reconnecting, and living an authentic life. In so doing we return to the participation
through which consciousness itself first emerged.
There is something special about portal
experiences, and what is special about them is what is special about human
individuals. What makes both special is
their connection with spirit. Whether one characterizes spirit as God, Goddess, Earth, Infinite,
or whatever term is used, the magic of portal experience is the spirit that is also the magic of human
existence. Portal experiences connect
one not only with the forces that shape one’s self, but with the forces that
shape the universe as well. This is why
it has been argued that they are basic
experiences: they are the fundamental experience of human existence itself.
Many who have studied evolution believe that
it progresses through a series of radical transformations. Fish did not crawl out of the sea and on to
land by one more centimeter with each passing generation; instead, a
fundamental anatomical transformation occurred that enabled them to leave the
sea for long periods of time in one fell swoop.
Similarly, human consciousness is not something that allows civilization
to become more and more sophisticated.
It is a fundamental transformation of the human mind that allows
civilization to be abandoned altogether.
The ecological niche filled by the bicameral mind has become
overcrowded, stagnant, polluted and poisoned to the point that human survival
requires adaptive radiation into new formulas for human existence. The difference between process evolution and
consciousness, however, is that consciousness does not have to search for new
niches -- it can create them, and it can do so before catastrophic destruction
occurs. The survival of humanity does
not depend upon the survival of technology, cities and social order; as we have
seen, human survival in fact depends upon abandoning these things, and giving
up rule-governed thinking for a new world of consciousness and respect for
persons.
While we know exactly what lies ahead for a
world of oversocialized psychosis, we can not know what lies ahead for
consciousness any more than the proverbial fish crawling out of the sea could
have seen the world of today. This is as
it should be, for a world of consciousness must create its own future. We can try to imagine a disurbanized world
without the machines, without the persecution and hatred, without the anger of
social psychosis waiting to break through the surface. If we can bring ourselves to take this first
step, then we begin the healing sickness, and the journey toward the lost human
greatness.
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