A Look at the Historical Sociology of Religion1
In
Robert N. Bellah
This article has its germ in puzzlement and curiosity about a term that
appears in a number of different places in Max Weber's writings on the sociology
of religion but nowhere more centrally than in his famous essay "Religious
Rejections of the World and Their Directions" (1920, 1:536-573;
1946:323-359), a term generally translated as "acosmistic love" or
"the acosmism of love," leaving not only generations of students to
whom I have taught Weber utterly baffled but also myself--although I understood
the literal meaning of the words--largely at a loss. The German word that lies
behind these translations is Liebesakosmismus, and, in the course of
teaching a seminar on Weber's sociology of religion in the spring of 1997, I
decided at last to get to the bottom of this term and why it was so important to
Weber. The closest English equivalent I could come up with is
"world-denying love." "World-denying2
love" is a more accessible English translation, but even that reverses the
German noun and adjective. "World-denying love;' as opposed to worldly
love, which is always love for particular persons, is love for all, without
distinction--love for whoever comes, friends, strangers, enemies--which led
Weber to quote Baudelaire in calling it "the sacred prostitution of the
soul"3 (1920, 1:546;
1946:333); but a fuller understanding of the term, as we will see, must depend
on the contexts in which he uses it. At any rate, Liebesakos-mismus, what
I am pointing to with the inadequate term "world-denying love" was for
Weber a central notion. I will argue that tracing this idea in Weber's work will
lead us to the core of his historical sociology of religion and to problems that
are still very much on the agenda today. We may begin by looking at this idea in the "Intermediate
Reflections" ("Zwischenbetrachtung") in Volume One of his Collected
Essays on the Sociology of Religion (1920, 1:536-573)4.
One can see why Gerth and Mills in their From Max Weber: Essays in Sociology preferred
to call this essay "Religious Rejections of the World and their
Directions"5 (1946:323-359),
a title adapted from the German subtitle "Theorie der Stufen und Richtungen
religiöser Weltablehnung," which is literally "A Theory of the
Stages and Directions of Religious Rejections of the World."
"Intermediate Reflections" refers to the place of the essay in the Collected
Essays, between The Religion of China and The Religion of India, and
since it no longer had that place in the Gerth and Mills volume, they used the
German subtitle. But whether in German or English, this title is both inadequate
and inaccurate. The title fundamentally misleads the reader as to the content of
the essay and so may obscure the fact that this is a key text, perhaps the key
text in Weber's entire corpus. For the subject is not, or not simply, religious
rejections of the world but the differentiation of what Weber calls the value
spheres (Wertsphären) and the increasingly irreconcilable conflict between
them, a differentiation that leads to the "polytheism" of modernity, a
"war of the gods" which is the result of the entire process of
rationalization, Weber's central preoccupation during his last and most fruitful
period. Weber’s Historical Sociology In order to understand the place of world-denying love, Liebesakosmismus,
in Weber's thought, we must first look at the overall conception of social
development that organizes his entire sociological work. Although he rejected
nineteenth-century evolutionism, Weber's own comparative historical sociology
has a strongly developmental framework, which could still be called evolutionary
if that word is properly construed.6
In this framework the baseline from which all later development begins is
characterized by a social structure rooted almost entirely in kinship and
neighborhood. What is characteristic of such baseline societies, which we
might--though the term is not without ambiguities--call tribal societies, is
that all aspects of life are organized through kinship and local group
association. There is no differentiated political system or economic system.
Hierarchy is not missing but is organized almost exclusively through age and sex
differences. Economic life is carried on largely through kinship and
neighborhood reciprocity. Religion is embedded in the ongoing social life of the
people and is largely oriented to immediate needs, which led Weber to
characterize it as magic. In strongest contrast to tribal societies, Weber characterized modern
societies as divided into a number of competing spheres, each with its own needs
and values, and each increasingly incompatible with other spheres. I will
illustrate extensively what Weber means later in this article, but for now let
me give it a common sense interpretation. It is often said that people today
find themselves "fragmented and exhausted." We rush from work to
family to school to recreation to church, if there is time for church, shifting
gears and changing personalities, it would almost seem, each time we move from
one context to another. Lacking a close attachment to locality such as is
characteristic of many tribal societies, where every rock and tree has its
special meaning and often a story connected to it, we jump into our cars and
rush from one impersonal location to another, always hoping we can find a little
solace at the end of the day at "home." But at home most of us spend
several hours in front of a television set watching things jump around from
drama to comedy to sports, always interrupted by incessant advertisements, in a
way even more chaotic than the rest of our lives. In this evolutionary framework,7
which is the essential context for understanding the "Zwischenbetrachtung,"
kinship societies are succeeded by more complex societies characterized by
patriarchalism, patrimonialism, and traditional bureaucracy--and related
developments in economics, law, and urbanism--all with greater capacity for
rationalization than kinship societies but usually with various blockages to
continuous rationalization. In the sphere of religion, these intermediate
societies see the emergence of salvation or prophetic religions, which, through
the rejection of magic, have, in varying degrees, rationalizing potentialities.
Weber organized his comparative work in the sociology of religion around the
salvation religions that emerged largely in the first millennium B.C.E., the
most important of which he called world religions. These include, following the
order of Weber's own presentation, Confucianism and Taoism, Hinduism and
Buddhism, and Judaism, studies which were to be completed by further work on
Christianity and Islam. Although he never treated it extensively, he also
included Zoroastrianism among the world religions. Karl Jaspers, a close friend
and student of Weber's work, called the period of the emergence of these
religions the Axial Age (1948).8
S.N. Eisenstadt, the leading Weberian sociologist today, speaks of the world
religions as axial religions and their related civilizations as axial
civilizations.9
Rationalizing potentialities exist in all the axial civilizations, but,
according to Weber, it was several tendencies within Western Civilization that
led to the decisive breakthrough into modernity, the third of his major
evolutionary stages, one characterized by a high degree of rationalization in
every sphere and the increasing disjunction between the spheres. Although Weber
used the term "capitalism" as his most frequent way of referring to
modern society; he by no means considered economics the key to the entire
complex. He attributed to the Protestant Reformation, particularly in its
Calvinist and sectarian forms, a key role in the emergence of modernity;
especially through its relentless criticism of magic and its methodical
organization of ethical life in an effort to transform the world. THE ZWISCHENBETRACHTUNG A close reading of the "Zwischenbetrachtung," which is what
I want to undertake in this article, leads to the central problem of Weber's
sociology of religion. The opening paragraph notes that the essay precedes the
treatment of the Indian case, which is, "in strongest contrast to the case
of China, the cradle of those religious ethics which have abnegated the world;'
and Weber goes on to wonder whether perhaps it was from India that this idea
"set out on its historical way throughout the world at large" (1920,
1:536;1946:323). After a brief excursus on the value of ideal types, Weber
develops in swift overview his typology of world-rejection, namely, asceticism
and mysticism, each in an other-worldly (ausserwehlich) and inner-worldly
(innerweltlich) form. I will assume familiarity with this basic Weberian
typology and only note that there is an ambiguity about whether all four types
involve rejection of the world. The inner-worldly types are not
"world-fleeing" (weltfluchtig, a synonym for ausserweltlich),
since they require that believers stay in and work with the world. They are,
however, world-rejecting, in that they do not take the world for granted but
either work in the world to change the world (inner-worldly asceticism) or act
in the world without attachment to the results of action (inner-worldly
mysticism). For Weber's sociology of religion the critical case is inner-worldly
asceticism, above all as expressed in Puritanism, because of its role in the
emergence of capitalism and the other essential features of modernity. Weber then turns to the central topic of the essay, "the tensions
existing between religion and the world," which involves not only the
notion of religious rejections of the world but, at least equally, worldly
rejections of religion. He begins with the emergence of salvation religions from
magic. "The magician has been the historical precursor of the prophet, of
the exemplary [mystical] as well as of the emissary [ascetic] prophet and
savior" (1920, 1:540;1946:327). But the prophet or savior who is a bearer
of a true religion of salvation--that is, one that holds out deliverance from
suffering to its adherents--will often lead to "not only an acute but a
permanent state of tension in relation to the world and its orders." The
tension has become greater "the more religion has been sublimated from
ritualism and towards 'religious absolutism'"(1920, 1:541; 1946:328). But
the rationalization of salvation religion is paralleled by the rationalization
and increasing autonomy of the other value spheres, thus heightening the tension
from both sides. 1. The Kinship Sphere Weber opens his substantive account of the relation of religion to the other
value-spheres where we might expect, given his evolutionary propensities,
namely, the conflict between religion and kinship.10
"When salvation prophecy has created communities (Gemeinschaften) on a
purely religious basis," it has devalued kinship and marriage. In the place
of "the magical ties and exclusiveness" of kinship, "within the
new community the prophetic religion has developed a religious ethic of
brotherliness" (1920, 1:542; 1946:329).11
What is critically important is that in the rest of the essay and in many other
places as well, salvation religion and the ethic of brotherliness are synonymous
for Weber, while the polarity of asceticism and mysticism is secondary. The source of this ethic is extremely interesting in the context of an
evolutionary view of religion. According to Weber, "This ethic [of
brotherliness] has simply taken over the original principles of social and
ethical conduct which 'the association of neighbors' had offered, whether it was
the community of villagers, members of the sib, the guild, or of partners in
seafaring, hunting, and warring expeditions. These communities have known two
elemental principles: first, the dualism of in-group and out-group morality;
second, for in-group morality, simply reciprocity: 'As you do unto me I shall do
unto you.'" The idea was "your want of today may be mine of
tomorrow" (1920, 1:542; 1956:329). Within the group those of wealth and
status have an obligation to help the needy. What Weber is describing is very
close to what Marshall Sahlins in Stone Age Economics describes as
"generalized reciprocity," which may involve kinship obligations or
the redistributional obligations of chiefs: At the extreme, say voluntary food-sharing among near kinsmen--or for its
logical value, one might think of the suckling of children in this context -
the expectation of a direct material return is unseemly. At best it is
implicit. The material side of the transaction is repressed by the social:
reckoning of debts outstanding cannot be overt and is typically left out of
account. This is not to say that handing over things in such form, even to
"loved ones;' generated no counter-obligation. But the counter is not
stipulated by time, quantity, or quality: the expectation of reciprocity is
indefinite .... Receiving goods lays on a diffuse obligation to reciprocate
when necessary to the donor and/or possible for the recipient. The requital
may be very soon or it may be never. There are people who even in the fullness
of time are incapable of helping themselves or others .... Failure to reciprocate does not cause the giver of stuff to stop giving:
the goods move one way, in favor of the have-not, for a very long period. (Sahlins:
194) According to Weber, "the religiosity of the congregation transferred
this ancient ethic of neighborliness to the relations among brethren of the
faith" (1920, 1:543; 1946:329). This could lead to a "brotherly
love-communism" and to an inner attitude of "caritas, love for
the sufferer as such, for one's neighbor, for man, and finally for the
enemy." The euphoria produced by salvation religion, related to a
"direct feeling of communion with God," can incline the believers
toward "an objectless world-denying love" (einen objektlosen
Liebesakosmismus). And while the psychological tone of the ethic of
world-denying benevolence can vary widely, it moves "in the direction of a
universalist brotherliness, which goes beyond all barriers of social
association, often including that of one's own faith"( 1920, 1:543;
1946:330).12 What has
happened to the two principles of the ancient ethic of neighborliness is that
the principle of the contrast between in-group and out-group has been abandoned
and the principle of reciprocity has been absolutized. Before turning to the conflict between religion and the economic, political,
aesthetic, erotic, and intellectual spheres, Weber sums up what has happened
when the brotherliness of kinship is transformed by salvation religion:
"Religious brotherliness has always clashed with the orders and values of
this world, and the more its consequences have been realized, the sharper the
clash has been" (1920, 1:544; 1946:330). But the clash between religion and
kinship differs from that with all the other spheres: kinship is not simply
rejected; it is transformed and universalized so that it becomes the very
principle of religion itself in the form of world-denying love. 2. World-Denying Love We must stop and ask for the empirical reference for world-denying love, or
religious brotherliness, which becomes the very definition of religion in the
rest of the essay, that is, of that religion which most severely clashes with
the other value spheres. In the context of Weber's typology of religious
world-rejections, this definition would seem to be rather one-sided. The very
notion of world-denial (Akosmismus) would seem to rule out the
inner-worldly alternatives. Further, world-denial seems much closer to mysticism
than to asceticism, to saviors than to prophets. We might remember Weber's
pointing to India at the beginning of the essay. And yet there is another
recurrent clue that suggests he is not only pointing to India. At certain
points, often rhetorically critical points, such as once late in the "Zwischenbetrachtung"
(1921, 1:571; 1946:357) and again twice in "Politics as a
Vocation" (1946:126),13
Weber cites the three figures of the Buddha, Jesus and Francis as archetypally
religious; so there is a clear Christian reference as well. And yet in other
contexts it is ascetic Protestantism that is the religious archetype relative to
which everything else is compared. But ascetic Protestantism cannot be
characterized by world-denying love represented by the Buddha, Jesus, and
Francis. We will have to return later to this apparent contradiction. Given the religious conflicts that are so obvious in the world today, we can
hardly argue that religion, often seen as inevitably divisive in the eyes of
secular intellectuals, can usually be characterized by universal brotherliness:
even Christianity and Buddhism often fall short of the mark. If religion has
overcome the ancient in-group, out-group boundaries of kinship, it has often
given rise to new boundaries of at least equal strength. And yet the frequency
with which religions of quite different historic origins have verged on
universal brotherliness or even world-denying love cannot be underestimated
either. Before looking more closely at Weber's three archetypal figures we can get a
sense of their importance for Weber's idea of world-denying love by considering
some defining moments in the lives of each of them. When Jesus told the rich
young man to "Sell all you have and give to the poor" (Mk. 10:21), it
is clear that he meant those words to apply to himself, as is evident when
elsewhere he says, "Foxes have holes and birds of the air have nests; but
the Son of Man has nowhere to lay his head" (Mt. 8:20). In other words,
Jesus was quite deliberately homeless. The moment in the life of the Buddha to which I want to point is, of course,
the moment when this sheltered heir to the throne of a small Himalayan kingdom
saw, in spite of his parent's efforts to shield him, old age, sickness, and
death, and then simply walked away from his father and mother, wife and child,
riches, power and pleasure, to live alone as a beggar in the forest seeking
enlightenment. And the similar moment in the life of Saint Francis is when, in
the midst of a quarrel with his wealthy, merchant father in the central piazza
of Assisi, he takes off all his clothes, throws them at the feet of his father,
and says "now I owe you nothing," as he intends henceforth to reenact
the life and teaching of Jesus. We may consider in somewhat more detail the example of the Buddha, who is not
only one of Weber's three archetypal figures but who emerges in India, which
Weber says produced the most consistent world-denying forms (weltverneinendsten Formen)
of religious ethics ( 1920, 1:536; 1946: 523). In The Religion of India Weber
repeatedly applies the term Liebe-saksosmismus to Buddhism (1921, 2:223,
248, 274; 1958:208-209, 228, 253, 367). The Buddha, as a result of his
enlightenment experience, saw through the illusory nature of the
"house" of this world: All your rafters are broken G. C. Pande speaks of "the superhuman compassion that bridges the vast
gulf between the eternal silence of transcendental wisdom and the preaching of
the truth in the world." He goes on to say that, "Wisdom alone would
have led to total silence. It is compassion that made the historic ministry of
the Buddha possible" (9). Edward Conze, however, argues for the intrinsic relation between Buddhist
wisdom and Buddhist compassion: Normally we live in a world of false appearances, where I myself seem to
be surrounded by other persons. In actual truth I have no self, nor have
they; all that exists is an incessant flow of impersonal dharmas. True,
spiritual, selfless love therefore must operate on the plane of true
reality, and, selfless within, must transcend also the false appearance of a
self in others, and be directed toward that which is really there, i.e. the
dharmas. Since wisdom is the ability to contemplate the dharmas, selfless
love is dependent on wisdom. (Conze:85) Here indeed we get very close to Weber's Liebesakosmismus, world-denying
love, and we begin to understand the intrinsic relation between the Akosmismus
(world-denial) and the Liebe (love). 15 There is a problem about applying the term "world-denial" to Jesus.
In a biblical perspective, since God created the world, it must be good. Yet to
the God-obsessed the world falls away, loses its claim, or rather, its claim is
wholly derivative from its creator. Thus, we can understand the ambivalence of
the New Testament toward the world. On the one hand, "God so loved the
world, that he sent his only begotten son..." (Jn. 3.16). On the other
hand, "the world knew him not" (Jn. 1.10). The connotation of
"this world" is negative when the world denies God. For Jesus, whose
attitude Weber characterizes as "an absolute indifference to the
world" (1978:633), love of neighbor is inextricably linked with love of
God. What Jesus calls "the greatest and first commandment" is the love
of God, and the second is the love of neighbor (Mt. 22.37-40). And Jesus
drastically extends the notion of neighbor, as Weber noted, to the stranger and
the alien, as in the Parable of the Good Samaritan (Lk. 10.25-37), and even to
the enemy as in the Sermon on the Mount: "Love your enemies and pray for
those who persecute you" (Mt. 5.44). Edward Conze attempts to link the
Buddhist and Christian teaching: The Christian doctrine is quite analogous to the Buddhist and might perhaps
be described as follows: spiritual love for people is entirely dependent on
the love for God, and secondary to it. Since we are bidden to love all people
equally, we can do so only by loving them in the one respect in which they are
equal, and that is their relation to God, whose children they are. The love of
God is therefore the necessary antecedent to the love of others ....
(Conze:85) Francis, who attempts to reenact the life and teaching of
Jesus, extends the love commandment to the whole of the cosmos, to "brother
sun and sister moon," etc., as in his Cantico delle creature. In all
three, world-denying love has the further correlate of absolute non-violence.
The first of the Buddha's rules for his followers is to refrain from injury to
all living things (Pande:16). Jesus intensifies the commandment not to kill by
saying also that one should not be angry (Mt. 5.21-22), and rejects "An eye
for an eye and a tooth for a tooth" in commanding "Resist not
evil" (Mt. 5.39). Not only the early church but later monastic orders, such
as that founded by Francis, followed Jesus in this regard. All three of our paradigmatic characters could be called,
following Louis Dumont, "renouncers" (1980; see especially, Appendix
B, "World Renunciation in Indian Religions."), that is, persons who
stand outside everyday existence and question many of its most basic
assumptions. It would be hard to see how a sincere believer in world-denying
love could be other than a renouncer, although we shall find that a number of
compromise positions are possible. From the point of view of Weber's interest in
the conflict between the value spheres, it is clear that the most consistent
renouncers will produce the greatest tension with the other value spheres. This
is not the place to conduct a general survey of renouncers in the various
traditions, but it might be helpful to suggest that the three paradigmatic
figures are far from alone. India, as we might expect, has produced many
renouncers: besides the Buddhists there are the Jainas, as well as many figures
within the Hindu tradition. Weber specifically applies the term Liebesakosmismus
to the bhakti tradition in India (1921, 2:344; 1958:313). In China
the Mohists believed in "universal love" although they do not appear
to have been world-denying. They were opposed to war, yet were active in
defending small states against large ones. The Taoists might seem to be better
candidates, although their world-denial, which might better be called partial
world-withdrawal, was far from radical; and although they were opposed to
aggressive action, they cannot be said to believe in universal love. On the
other hand, the Confucians, who might be seen as quintessential world-affirmers,
believed in a graded love (jen), which, while it should be felt more
strongly toward close kin, should ultimately be extended to all, even
barbarians; and government should be by moral example, not through compulsion or
punishment. In the ancient Mediterranean world, the Cynics were clearly
renouncers. They appear to have believed in non-violence, indeed in
non-participation in society generally, but not in universal love. The Stoics,
who owed a considerable debt to the Cynics, did believe in universal
benevolence, the abolition of distinctions of gender and servitude, and
universal peace, but it would be hard to argue that they were world-denying. If we move to the immediate background of Christianity, we find Weber himself
in Ancient Judaism identifying world-denying love among the Essenes (the
community about which we would later learn much from the Dead Sea Scrolls). He
says that the Essenes "pushed the old social commandment of brotherliness
to the length of a full economic world-denying love (vollen ökonomischen
Liebesakosmismus)" (1921, 3:424; 1952:407), and a few pages later he
characterizes them as having "world-denying love-communism (akosmistischen
Liebeskommunismus)" (1921, 3:428; 1952: 410). Most surprisingly, he
argues that the boundary between Pharisaism and Essenism was fluid, "at
least with regard to the way of life," and he indicates that the first of
the features which suggest a similar mentality is the Liebesakosmismus that
is to be found among the Pharisees (1921, 3:427; 1952:409). We may well ask a question that Weber, surprisingly, almost never asks: how
can we account for the emergence of the salvation religions in the axial age?
What was there about the social and cultural conditions of the first millennium
B.C.E. that could have given rise to these unprecedented developments?16
In the major cultural centers of the old world it was a period of rapid economic
and political development with unsettling consequences for older kinship and
tribal solidarities and the potentiality for serious social conflict. Yet these
processes were only accelerations of conditions that had been developing since
the emergence of centralized state structures in Mesopotamia early in the fourth
millennium, in Egypt from the end of the fourth millennium, in North China and
the Indus River Valley from the late third and early second millennia. With the
uncertain exception of Akhenaten17
in fourteenth century B.C.E. Egypt, and the hard-to-date figures of Moses and
Zoroaster late in the second millennium, all the significant developments,
including the larger implications of the teachings of Moses and Zoroaster,
appeared only in the first millennium B.C.E. A social conflict or social criticism model has been developed in several
cases. The notion that the covenant, which is the foundation of ancient Israel,
formed a revolutionary confederation of marginal people in conflict with
Canaanite city states has gained considerable currency (Gottwald).18
Arguments for Christianity as a proto-socialist protest movement go back at
least to Karl Kautsky in 1908, but recently a considerable body of work has
suggested a linkage between the multiple levels of oppression suffered by Jewish
peasants under Roman occupation and the Jesus movement (Kautsky; Theissen;
Horsley; Oakman).19 The
Cynics and especially the early Stoics have been portrayed as offering a
fundamental criticism of Hellenistic Society (Erskine; Dawson). Chad Hanson has
suggested a social critical role and a social context in the artisan class for
the Mohist movement in Warring States China. Although there are problems of
dating and ambiguities in the evidence, there are a number of recent efforts to
clarify the social context, including elements of social conflict and protest,
from which Buddhism and other developments in first-millennium B.C.E. India
arose. (On early Buddhism see Wagle; Chakravarti. On the general Indian
background in the first millennium B.C.E., see Thapar 1975, 1979; Kulke;
Heesterman.) If a context of social unrest only partially accounts for the emergence of
the axial religions, can we consider the possibility that some of these new
conceptions of reality arose primarily out of cultural reinterpretations? One
possibility might be that the spread of literacy in the first millennium B.C.E.
might have made possible more systematic and abstract reflection. Writing is
older than the first millennium, and even then was in most places quite limited
to priestly or scribal groups, but it was certainly more widespread than
earlier. Unfortunately, however, writing does not appear to be decisive in many
cases. Much of the speculation that led to axial breakthroughs occurred in
purely oral traditions. Zoroaster's Gathas and the Brahmanic Upanishads
were not written down for centuries, nor were the early teachings of
Buddhism.20 The teachings of
Confucius, Socrates, and Jesus were transmitted orally, although probably
written down within a generation of their deaths. Plato, although a superb
writer, was famously skeptical of writing (Seventh Letter) and may have
transmitted his most important teachings orally.21
The tradition of an "inner" teaching to be transmitted orally appears
to survive even today among the followers of Leo Strauss. But if writing is not the key factor, groups of intellectuals, clerical or
lay, with a sufficient degree of autonomy from the established order to question
its assumptions, would seem to be an essential condition for the axial
breakthroughs (Weber 1920-21, 1978; Eisenstadt). And the capacity to transmit,
interpret, and apply complex texts, oral or written, would be a defining trait
of such groups. The transmitters of the Iranian Avesms and the Indian Vedas,
out of which came the Zoroastrian and Brahmanic breakthroughs, and perhaps
the status group to which Confucius belonged, seem to be priesthoods of
typically archaic type, whose teachings became transformed under new conditions.
Greek philosophy and Israelite prophecy, as well as Mohism in ancient China,
appear to have derived from groups of lay intellectuals, though some of the
Hebrew prophets may have had priestly connections. In most cases, although we
have enough evidence to feel that a combination of disturbed social conditions
and partially autonomous groups of intellectuals help account for the emergence
of axial religions, the exact connections remain to be worked out. In many of
the cases (including India) the surviving data will probably never allow more
than probable hypotheses. From the beginning, the heroes of world-denying love, the
renouncers - to use Dumont's term - exerted intense pressure against the
familial, economic, political, aesthetic, erotic, and intellectual value
spheres. Not surprisingly, renouncers were always problematic from the point of
view of political, military, and intellectual elites, as Weber's entire
sociology of religion repeatedly points out. Yet in almost all traditional
societies the radical implications of the axial religions were moderated by a
compromise formation which Weber called "the organic social ethic." The organic social ethic met the needs of both elites and masses. Such a
compromise formation made it possible for elites to use religion for "the
taming of the masses," and for the reinforcement of their own legitimacy.
On the other hand, when salvation religions developed large popular followings,
among whom thorough-going renouncers, usually organized in some form of
monasticism, would inevitably be a minority, it became necessary to recognize
what Weber called "the inequality of religious charisma." The fact of
unequal charismatic qualifications could be linked to "secular
stratification by status, into a cosmos of God-ordained services which are
specialized in function. As a rule, these tasks stand in the service of the
realization of a condition which, in spite of its compromise nature, is pleasing
to God" (1920, 1:553; 1946:338).22
That is, the organic social ethic made it possible to include in the religious
community those who, for reasons of temperament or occupation, could not fulfill
the radical demands of world-denying love. Weber's two most frequently cited examples of the organic social ethic are
Hinduism and Catholic Christianity. Already in the Brahmanism of ancient India,
although the renouncer ideal had emerged in the Upanishads in the first
half of the first millennium B.C.E., it was seen as only one possible role, or
one stage in the life cycle, of the elite classes. This view reached its
classical formulation for Hinduism, as Weber noted, in the Bhagavad Gita, where
the renouncer ideal is fully articulated with its accompanying world-denying
love. Krishna tells Arjuna that the man who is dear to him "is the same
with regard to enemies and friends." He is "without hatred for any
creature, friendly and compassionate, free from possessiveness and egoism,
indifferent to pleasure and pain, enduring" (12.13, 18; 1994:56). Yet
Krishna enjoins Arjuna to fulfill his role as a war- rior, even though it means
killing his own relatives. As long as Arjuna acts without attachment to the
results of his action, he is fulfilling his religious obligation. In this way Liebesakosmismus
is reconciled with an organic ethic (Weber 1921, 2:200-202, 367;
1958:189-191, 333).Catholic sacramentalism in a quite different religious
context, nonetheless also succeeded in legitimating the renunciatory role of the
religious life together with the necessarily compromised obligations of the
laity, including the military. Weber describes what he calls the organic ethics
of vocation as follows: The various callings or castes have been providentially ordained, and each
of them has been assigned some specific, indispensable function desired by God
or determined by the impersonal world order, so that different ethical
obligations devolve on each. The diverse occupations and castes are compared
to the constituent portions of an organism in this type of theory.... The
virtuosi of religion, be they of an ascetic or contemplative type, are also
assigned their specific responsibility within such an organic order, just as
specific functions have been allocated to princes, warriors, judges, artisans
and peasants. This allocation of responsibilities to religious virtuosi is
intended to produce a treasure of supernumerary good works which the
institution of grace may thereupon distribute. By subjecting himself to
the revealed truth and to the correct sentiment of love, the individual will
achieve, and that within the established institutions of the world, happiness
in this world and reward in the life to come. (1978:598-599) If traditional axial religions have been able to compromise, however
uneasily--and with occasional rebellions and breakdowns--with the realities of
an organic ethic, such compromises, according to Weber, are no longer possible
in the modern world. In order to see why, it will be necessary to look more
closely at each of the value spheres described in the "Zwischenbetrachtung."
As we have seen, Weber begins with the sphere of kinship, which turns out to
be the exception among value spheres because, although there is indeed tension
between salvation religion and kinship, that tension is in a way overcome by the
incorporation of the "generalized reciprocity" ethic of kinship in an
absolute form in salvation religion itself. In treating the other spheres--economic, political, aesthetic, erotic, and
intellectual--Weber follows the same basic pattern: he invariably begins by
indicating that in the earliest, magical, phase of development, there is no
tension between religion and the other spheres; they are effectively fused.
Magical religion operates to bring economic well-being--rain, good harvests,
successful fishing, etc.--as well as success in war; magical ritual often has an
erotic aspect and is the primary sphere of aesthetic expression in simple
societies; mythology provides the sole forum for intellectual speculation. The
religion of brotherliness, however, finds itself at odds with each sphere, and
increasingly so as each sphere is rationalized. In the economic sphere it is the
"interest struggles of men in the market" (1920, 1:544;
1946:331 ) that it finds offensive. In the political sphere it is coercion, and
above all the violence of war, that it finds wholly incompatible with its
teachings. But in the political sphere, as well as in the aesthetic and erotic
spheres, there is another source of tension. Not only is there an intrinsic
incompatibility of value: in each of these spheres a competing form of salvation
actually emerges. 3. The Political Sphere In the political sphere it is salvation through death in war. What Weber says
is particularly poignant since the essay was probably written during World War I
and revised shortly thereafter: The community of the army standing in the field today feels itself - as in
the times of the war lord's following--to be a community unto death, and the
greatest of its kind. Death on the field of battle differs from death that is
only man's common lot .... Death on the field of battle differs from this
merely unavoidable dying in that in war, and in this enormity only in
war, the individual can believe that he knows he is dying
"for" something. The why and the wherefore of his facing death can,
as a rule, be so indubitable to him that the problem of the
"meaning" of death does not even occur to him. (1920, 1:548;
1946:335) What is implicit here and becomes explicit in the treatment of the aesthetic
and erotic spheres is that not only does death in battle compete with brotherly
religion in solving the meaning of death, it is one of the few points in our
modern disenchanted world where any meaning at all can be found. 4. The Aesthetic Sphere The aesthetic sphere is a danger to the religion of brotherliness once form
becomes an object of cultivation independent of content, for formal elaboration
without ethical content can only seem self-indulgent and unbrotherly to
salvation religion. But the tension is greatly heightened with the development
of "intellectualism and the rationalization of life": "For under
these conditions, art becomes a cosmos of more and more consciously grasped
independent values which exist in their own rights. Art takes over the function
of a this-worldly salvation, no matter how this may be interpreted. It provides
a salvation from the routines of everyday life, and especially from the
increasing pressures of theoretical and practical rationalism" (1920,
1:555; 1946:342). Weber points out that the tension between salvation religion and the
aesthetic and erotic spheres (as well, by the way, as warfare) is that these
spheres, while participating in the general process of intellectualiztion and
rationalization, are basically non-rational or even anti-rational, and thus
serve not only as alternatives to religion but as refuges from the increasing
compulsion of a market economy and a bureaucratic state ("the iron
cage") as well as from a hypertrophied intellectual sphere. 5. The Erotic Sphere Weber's discussion of the erotic sphere is one of the most remarkable
passages in all of his writings and the second longest section of the "Zwischenbetrachtung."
One need not find in it a specific autobiographical reference, as Arthur
Mitzman (1969) does, to feel that it comes "from the heart," so to
speak, as much as anything Weber ever wrote. This is not the place for a full
commentary on this extraordinary passage. The main point appears in the first
paragraph of the section: "The brotherly idea of salvation religion is in
profound tension with the greatest irrational force of life: sexual love. The
more sublimated sexuality is, and the more principled and relentlessly
consistent the salvation ethic of brotherliness is, the sharper is the tension
between sex and religion" (1920, 1:556; 1946:343). As in the aesthetic sphere, the elaboration of eroticism in modern
life--Weber makes it clear that he is speaking of "specifically
extramarital sexual life, which has been removed from the everyday"--gives
it the quality of a full-scale alternative form of salvation, one particularly
appealing in the face of modern disenchantment: Under these conditions, the erotic relation seems to offer the
unsurpassable peak of the fulfillment of the request for love in the direct
fusion of the souls of one to the other. The boundless giving of oneself is as
radical as possible in its opposition to all functionality, rationality, and
generality... It is so overpowering that it is treated
"symbolically": as a sacrament. The lover realizes himself to
be rooted in the kernel of the truly living, which is eternally inaccessible
to any rational endeavor. He knows himself to be freed from the cold skeleton
hands of rational orders, just as completely as from the banality of everyday
routine. (1920, 1:560; 1946: 346-347) Yet for Weber, brotherly love's critique of this kind of ecstatic experience,
which he so eloquently describes, is nonetheless overwhelming: From the point of view of any religious ethic of brotherhood, the erotic
relation must remain attached, in a certain sophisticated measure, to
brutality. The more sublimated it is, the more brutal. Unavoidably, it is
considered to be a relation of conflict. This conflict is not only, or even
predominantly, jealousy and the will to possession, excluding third ones. It
is far more the most intimate coercion of the soul of the less brutal
partner. This coercion exists because it is never noticed by the partners
themselves. Pretending to be the most humane devotion, it is a sophisticated
enjoyment of oneself in the other? (1920, 1:561-562; 1946:348)23 It is worth remembering that once earlier in the essay Weber used the word
"brutality;' when he said that "the brotherliness of a group of men
bound together in war must appear devalued in brotherly religions... as a mere
reflection of the technically sophisticated brutality of the struggle"
(1920, 1:549; 1946:336). 6. The Intellectual Sphere Weber's final section on the intellectual sphere is the longest and most
somber passage in an essay that is somber enough already. It requires far more
careful analysis than I can give it here. One point worth noting is that the
intellectual sphere, like the economic sphere, but unlike the political,
aesthetic, and erotic spheres, offers no alternative form of secular salvation.
The wisdom (sophia) that we encounter in Plato or in Book 10 of the Nicomachean
Ethics, as the way humans can approach most closely to transcendence, is for
Weber not an option: The tension between religion and intellectual knowledge definitely comes to
the fore wherever rational, empirical knowledge has consistently worked
through to the disenchantment of the world and its transformation into a
causal mechanism. For then science encounters the claims of the ethical
postulate that the world is a God-ordained, and hence somehow meaningfully and
ethically oriented, cosmos. In principle, the empirical as well as the
mathematically oriented view of the world develops refutation of every
intellectual approach which in any way asks for a "meaning" of
inner-worldly occurrences.... [Culture's every step forward seems condemned to
lead to an ever more devastating senselessness. (1920, 1:564, 570;
1946:350-351, 357) Weber uses this final discussion of the intellectual sphere to sum up the
consequences of the whole process of rationalization and intellectualization in
every sphere. These consequences are overwhelmingly negative in two critical
aspects: 1) they remove individuals from any sense of embeddedness in an organic
cycle of life, and 2) they deny the ethic of brotherliness at the core of
salvation religions. In making these points Weber shows the rhetorical power
characteristic of his last writings. On our alienation from organic life he
writes: The peasant, like Abraham, could die "satiated with life." The
feudal landlord and the warrior hero could do likewise. For both fulfilled a
cycle of existence beyond which they did not reach. Each in his way could
attain an inner-worldly perfection as a result of the naive unambiguity of the
substance of his life. But the "cultivated" man who strives for
self-perfection, in the sense of acquiring or creating "cultural values;'
cannot do this. He can become "weary of life" but he cannot become
"satiated with life" in the sense of completing a cycle... It thus
becomes less and less likely that "culture" and the striving for
culture can have any inner-worldly meaning for the individual. (1920,
1:569-570; 1946:356) The denial of love in every differentiated sphere of life is equally
devastating: "absence of love is attached from the very root" to
"the routinized economic cosmos"; "the external order" of
the state "could be maintained only by brutal force, which was concerned
with justice only nominally and occasionally"; "the barriers of
education and of aesthetic cultivation are the most intimate and the most
insuperable of all status differences"; "veiled and sublimated
brutality" as well as "idiosyncrasy hostile to brotherliness... have
inevitably accompanied sexual love"; and finally "the aristocracy of
intellect" is an "unbrotherly aristocracy" ( 1920, 1:568-569;
1946:354-355). It is the final irony that even "mystical attempts at
salvation... succumb in the end to the universal domination of unbrotherliness."
Because they are "not accessible to everybody . . . it [such an
attempt] is an aristocratic religiosity of redemption." But it is not just
the religious virtuosity that it requires that isolates radical salvation
religion today: it is also its external conditions: "And, in the midst of a
culture that is rationally organized for a vocational workaday life, there is
hardly any room for the cultivation of world-denying brotherliness Under the
technical and social conditions of rational culture, an imitation of the life of
Buddha, Jesus, or Francis seems condemned to failure for purely external
reasons" (1920, 1:571; 1946:357). 7. World-Denying Love in the Modern World Thus an ethic of universal brotherliness, which first came into being through
the idea of world-denying love in the salvation religions, has no place in the
world today. This appalling conclusion has not failed to raise objections even
among Weber's greatest admirers. For Jürgen Habermas, for example, the
universalistic ethic of human rights, which derives from the Enlightenment, and
especially from Immanuel Kant, and which is highly relevant for today's world,
is itself a development out of the religious ethic of brotherliness, which
therefore lives on, in altered form, today. (1984:Ch. 2) Nor have the salvation
religions accepted the irrelevance to which Weber consigned them. Before we ask further about the continued viability of an ethic of
brotherliness today we must consider more carefully Weber's reasons for denying
it. (We will see that Weber did, after all, reserve one place for this ethic
today: the sphere of intimate life.) His reasons are implicit in what I have
said about the various spheres already. We need not discuss further the
aesthetic or the erotic spheres, or even the intellectual sphere, once we
realize that for Weber salvation religion inevitably requires "the
sacrifice of the intellect" (1920, 1:566;1946:352).24
But Weber's arguments for the incompatibility of the modern economy and state
with an ethic of brotherliness have to be taken with the utmost seriousness. Since Weber spent many years studying economic history in relation to
religious ethics, it is not lightly that he argues for their incompatibility: Money is the most abstract and "impersonal" element that exists
in human life. The more the world of the modern capitalist economy follows its
own immanent laws, the less accessible it is to any imaginable relationship
with a religious ethic of brotherliness. The more rational, and thus
impersonal, capitalism becomes, the more this is the case. In the past it was
possible to regulate ethically the personal relations between master and slave
precisely because they were personal relations. But it is not possible to
regulate--at least not in the same sense or with the same success--the
relations between the shifting holders of mortgages and the shifting debtors
of the banks that issue these mortgages: for in this case, no personal bonds
of any sort exist." 25
(1920, 1:544; 1946:331) Weber fears any effort to impose ethical regulation on the market because of
the danger that it would undermine the formal rationality of the market
mechanism itself. Elsewhere he writes that "in [the world of capitalism]
the claims of religious charity are vitiated not merely because of the
refractoriness and weakness of particular individuals, as it happens everywhere,
but because they lose their meaning altogether. Religious ethics is confronted
by a world of depersonalized relationships which for fundamental reasons cannot
submit to its primeval norms" (1978:585).26 Weber seems remarkably contemporary in viewing any effort to "interfere
with" the market economy as destructive of the viability of such an
economy, as his lifelong hostility to socialism also suggests. But Weber is no
simple apologist for laissez-faire capitalism--he sees its human destructiveness
as clearly as its harshest critics. Rather, he is giving us his own bleak
picture of the irreconcilable conflict of the value spheres. He closes his
discussion of the economic sphere in the "Zwishchenbetrachtung" by
pointing out the two "consistent avenues for escaping the tension between
religion and the economic world": 1) the "benevolence" of the
mystic who gives whatever is asked with no thought of return; and 2) the paradox
of the Puritan ethic of "vocation": Puritanism renounced the universalism of love, and rationally routinized
all work in this world into serving God's will and testing one's state of
grace .... Puritanism accepted the routinization of the economic cosmos,
which, with the whole world, it devalued as creatural and depraved. This state
of affairs appeared as God-willed, and as material given for fulfilling one's
duty In the last resort, this meant in principle to renounce salvation as a
goal attainable by man, that is by everybody. It meant to renounce salvation
in favor of the groundless and always only particularized grace. In truth,
this standpoint of unbrotherliness was no longer a genuine "religion of
salvation." (1920, 1:545-546; 1946:332-333) In thinking about the meaning of these words of Weber's in contemporary
America, it would be well to remember that American Protestantism, and to some
degree American religion generally, is the lineal descendent of that Puritanism
that Weber describes as having so abandoned the ethic of brotherliness that it
is no longer a religion of salvation. Only in this way can religion and the
capitalist economy be reconciled. Weber's discussion of politics and ethics is complex, and it would take us
too far from the topic of this paper to go into it in detail. But as far as an
ethic of brotherly love is concerned, Weber has little doubt that it is as
inapplicable to the modern state as to the modern economy. The state is based on
power and serves the interests of power, not the commands of an ethic of
conviction. Any effort to justify the coercive actions of the state with ethical
or certainly with religious language seems purely hypocritical to Weber.
"In the face of this, the cleaner and only honest way may appear to be the
complete elimination of ethics from political reasoning," he writes (1920,
1:548; 1946:334). If Weber denies the applicability of the radical ethic of brotherliness to
the modern economy and state, we may be sure that he would similarly deny the
possibility that the organic social ethic could be resurrected to meet our
current need. One can imagine the skepticism with which he would greet the
present effort in the United States to offer so-called private-sector
volunteerism, family values, and a renewal of local community as ways of
providing the safety net, such as it was, that is no longer publicly provided.
The gated, guarded "communities;' which have in recent years been springing
up in American suburbs, nowhere more frequently than in California, would surely
seem to Weber to be the complete antithesis of genuine organic community. Yet, however somber Weber's view of the iron cage of modern society, he did
not entirely despair of an ethic of brotherliness. He was fascinated by the
writings of Tolstoy and Dostoevski, those modern representatives of a radical
ethic of world-denying love, and enjoyed conversations with young Russians
concerning these writers. His wife, Marianne, in her biography of him, tells us
that "for a long time he had been planning to write a book about Tolstoy
that was to contain the results of his inner-most experiences" (466).27
She also says that "He never lost his profound reverence for the gospel of
brotherhood, and he accepted its demands relating to personal life" (90).
In the late address, "Science as a Vocation," Weber, while raising
doubts about the religious self-understanding of "some of the youth groups
[of] recent years" nevertheless says, "every act of genuine
brotherliness may be linked with the awareness that it contributes something
imperishable to a super-personal realm" (1946:155).28
And his characterization of marriage (which he says is "a category
heterogeneous to the purely erotic sphere") in the "Zwischenbetrachtung"
as "a mutual granting of oneself to another," is surely an example
of the significance of the love-ethic in personal life. To underscore, however,
the limits of the claims of world-denying love on Weber, Marianne says that
"for him, the God of the Gospels did not have any claim to exclusive
dominion over the soul. He had to share them with other 'gods' particularly the
demands of the fatherland and of scientific truth" (90). EPILOGUE At the end of this effort to place the radical ethic of brotherly love in the
context of Weber's historical sociology of religion we must ask whether he was
right to confine that ethic to the purely personal realm in the modern world,
whether in the public world we must accept the sole dominion of the
"gods" of money and power unrestrained by brotherliness, and of
science which cannot give us any answers to questions of meaning, even the
meaning of its own endeavor. To attempt an answer to the latter question would
require at least another article. To the former I will offer a brief response. We might begin by asking whether the subsequent course of history in the
twentieth century would have provided any basis for Weber to change his mind. We
can imagine that much of the last eighty years of history would only have
confirmed Weber in his darkest predictions: "Not summer's bloom lies ahead
of us, but rather a polar night of icy darkness and hardness..."
(1946:128). Yet we can also point to things that perhaps Weber did not imagine.
At least in the figures of Mohandas Gandhi and Martin Luther King, Jr., we have
seen leaders exemplifying the ethic of Jesus, the Buddha, and Francis on the
public stage and with significant, if not unambiguous, political achievements.
Equally if not more significant, we have seen in the years after World War II an
effort in Western Europe, usually under some sort of combined effort of
Christian Democrats and Social Democrats, to create what has come to be called a
welfare state, one that would embody in impersonal legal and bureaucratic
structures something of the ethic of brotherly love. Even in the United States
there was a half-hearted and inadequate effort in this direction during the
middle years of this century. The impersonality of these efforts might make them
appear far from the ethic of brotherliness, but it is worth remembering Weber's
emphasis on the fact that world-denying love is always impersonal, open to all
who come, "no respecter of persons." Now, of course, that effort is everywhere under attack on the grounds that we
can no longer "afford" the welfare state under the pressure of
"the global economy"--the "world dominion of unbrotherliness"
if ever there was one. Of course it remains to be seen whether we will all
succumb to this pressure and sink back into a world where only the few at the
top really prosper and where everyone else either works to provide them with
their luxuries or exists under carceral conditions provided for surplus and
unneeded labor. Jtirgen Habermas has argued for the "reanchoring" of
the economic and state administrative structures in the "lifeworld,"
where an ethic of solidarity and normative standards of social justice would
take priority over the pure incentives of profit- and power-maximization
(1987:153-197). This would require rethinking the Christian Democratic and
Social Democratic projects under twenty-first century conditions, a difficult
but perhaps not wholly impossible project. The problems of global political
order are even more intimidating. If there is some slight moderation of the
purely Hobbesian play of power interests on the international stage in recent
years, it is even harder to see where there might emerge an ethic of solidarity
between rich and poor nations than it is to see how we might revive such an
ethic for all citizens within developed societies. Living in a very different cultural context from that of Weber, Americans,
even those of us who feel that the United States is giving the worst possible
example of unbrotherliness in its economic and political policies today, have an
inveterate hopefulness that leads us to believe that an ethic of universal love,
is, after all, not irrelevant to our most urgent economic and political
problems. But beyond hopefulness there is the realistic consideration that a
society in which money and power are radically detached from ethical life may
undermine the conditions of its own survival. Nor should we forget, as Weber
reminded us, that the God of Jesus is not only a God of love but also a God of
judgment: "It must not be overlooked, as it so often has been,"
he wrote, "that Jesus combined world-denying love with the Jewish notion of
retribution. God alone will one day compensate, avenge, and reward"
(1978:633). As the evolutionary biologists are warning us, if our proclivities
toward uncontrolled exploitation of our environment and of each other go on
unchecked, they could lead to the destruction of the species or even of life on
our planet. In short, no one in today's world can be sure that Weberg fear of
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The peak of the roof is ruined,
The mind is freed from its accumulations,
It has reached the cessation of desires.14
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1. I wish to thank Ann Swidler and the members of the seminar on Max Weber's sociology of religion at Berkeley in the spring of 1997, which she co-taught with me, for the stimulation that led to many of the ideas in this paper. I would like to thank the following persons who read the paper and commented on it: Melanie Bellah, S. N. Eisenstadt, Marc Garcelon, Andreas Glaeser, Philip Gorski, Dirk Kaesler, Richard Madsen, Arvind Rajagopal, Eli Sagan, Wolfgang Schluchter, James Stockinger, William Sullivan, Steven Tipton, and Richard Wood. I would also like to thank the Lilly Endowment for a grant in support of my work on religious evolution, of which this paper is an offshoot. (return to text)
2. Gr. kosmos=world, Gr. a=alpha privative; following Hegel's point about Spinoza, that he was not an atheist, one who denies God, but an acosmist, one who denies the world, because God is all ( 1990:162-163).
(return to text)3. Two German colleagues, Professors Wolfgang Schluchter and Dirk Kaesler, have given me generous advice and assistance concerning Liebesakosmismus in personal communications. Schluchter writes, "To my knowledge, Weber used the term akosmisrn of love for the first time during the convention of the German Sociological Association in 1910." In a discussion of mysticism following a paper by Troeltsch, Weber considered the case of Tolstoy. According to Schluchter Weber said that "Tolstoy's interpretation of Christian love qualifies as akosrnism of love. It is regarded as formless, opposed to any form of life" (1997). Schluchter discusses this event elsewhere (1996:275-277). There Schluchter defines "Akosrnismus der Liebe" as "love transcending the orders of the world" (281 ). Schluchter has indicated in his personal communication that the word Akosmismus was in general use in the intellectual life of the time: for example, the article on "Types of Religion" in the famous German encyclopedia of religion, Die Religion in Geschichte und Gegenwart, says, "The more mystical the mysticism is the more its Weltanschauungbecomes a k o s m i s t i s c h" (1415). Kaesler has helped me sort out the sources of the term in Spinoza, Fichte, and Hegel, and has pointed out that for Feuerbach the acosmism of Christianity was a great defect and point of criticism (Kaesler 1997; Feuerbach 1957).
(return to text)4. Rogers Brubaker (1984) provides a useful commentary on the "Zwischenbetrachtung" and related essays.
(return to text)5. I will frequently make minor alterations in the Gerth and Mills translation. Emphasis in all Weber translations is Weber's.
(return to text)6. See the discussion of this issue in Schluchter (1981) where he speaks of "Weber's limited program in evolutionary theory" (141). Schluchter prefers the term "developmental history;' but he takes note of the same features of Weber's thought to which I am calling attention. For a qualified use of the term evolution, see "Religious Evolution" (Bellah:20-50). Recently Schluchter (1996) has expressed stronger reservations about the relation of Weber's developmental history to neo-evolutionary theory.
(return to text)7. One can detect such a framework not only in the Collected Essays on the Sociology of Religion (1920-21) (and in every section of the "Zwischenbetrachtung") but in every chapter of Economy and Society (1978) as well.
(return to text)8. Weber himself referred in passing to "the prophetic age" (1978:447). In connection with the development of prophecy in ancient Greece he wrote: "It is not necessary to detail here these developments of the eighth and seventh centuries some of which reached into the sixth and even the fifth century. They were contemporary with Jewish, Persian, and Hindu prophetic movements, and probably also with the achievements of Chinese ethics in the pre-Confucian period, although we have only scant knowledge of the latter" (1978:442). Weber's dating of the prophetic age to the early-middle first millennium B.C.E. fits with Jaspers's dating of the axial age. The latter has been criticized for leaving out not only Islam but Christianity. But these and later developments can be seen as "secondary formations" from the original breakthroughs. Such a dating has a certain irony in view of the fact that the term "axial" undoubtedly derives from the notion of Christ as the "axis" of history, something very clear in Hegel, for example.
(return to text)9. Among many relevant works one might mention especially S. N. Eisenstadt (1986).
(return to text)10. Much of the secondary literature omits kinship as one of the value spheres. This is partly because Weber's terminology is variable here. He often speaks of kinship by referring to the sib, what in American anthropology would be called the clan, and neighborhood is often treated as part of this complex. It may also be partly because Gerth and Mills do not give a title to the section discussing kinship in the "Zwischenbetrachtung." The discussion of kinship has no section heading called "The Kinship Sphere;' as there is subsequently "The Economic Sphere," etc. It should be noted that the German original of this essay is without section breaks and that all the section headings in the English translation were added by the editors.
(return to text)11. It would be unfaithful to Weber’s text to abandon the term "brotherliness" for the sake of gender inclusiveness, but it goes without saying that "brotherliness" in this sense includes "sisterliness" as well and is synonymous, in Weber's usage, with the gender-neutral term "ethic of neighborliness."
(return to text)12. There is a passage in the "Sociology of Religion" section of Economy and Society that applies this argument specifically to Jesus: "Jesus nowhere explicitly states that the preoccupation with wealth leads to unbrotherliness, but this notion is at the heart of the matter. For the prescribed injunctions definitely contain the primordial ethic of mutual help which is characteristic of neighborhood associations of poorer people. The chief difference is that in Jesus's message acts of mutual help have been synthesized into Gesinmmgsethik [ethic of conviction or ethic of ultimate ends] involving a fraternalistic sentiment of love. The injunction of mutual help was also construed universalistically, extended to everyone" (1978:632-633).
(return to text)13. "Politics as a Vocation" was a lecture delivered on January 28, 1919, whereas the "Zwischenbetrachtung" was essentially written in 1915, although revised for publication at the very end of Weber's life. The similarity of concerns and even phraseology between the two pieces suggest the continuity of his thinking in the last five years of his life.
(return to text)14. Dhammapada 11.9, as quoted in Pande (9).
(return to text)15. It is an interesting question whether one can have the Akosmismus without the Liebe. Parmenides is as close to Akosmismus as one can get in early Greek thought: the changeless realm of reason is utterly different from the changing world of appearance. (I am indebted to Schluchter [ 1997] for the reference to Parmenides.) We have only fragments of the writings of Parmenides, but from the fragments and later accounts of his thought there is no indication of an ethic of love. Spinoza, on the other hand, seems to have a somewhat pallid but not insubstantial doctrine of love. Part IV of the Ethics is famously entitled "Of Human Bondage"' It is the "intellectual love of God" (remembering that in Spinoza God and Nature are the same: Deus sire natura) that frees us from emotional bondage in a way not entirely dissimilar to the enlightenment of the Buddha and leads Spinoza to conclude: "he who lives under the guidance of reason will endeavour to repay hatred with love, that is with kindness" (Pt. IV, Prop. XLVI).
(return to text)16. S. N. Eisenstadt has considered this question in his general introduction and the introduction to the several parts of The Origins and Diversity of AxialAge Civilizations. Weber did suggest in one of his brilliant throw-away lines which he never, to my knowledge, followed up but which would be well worth pursuing, the beginnings of an answer: "Perhaps prophecy in all its forms arose, especially in the Near East, in connection with the reconstitution of the great world empires in Asia, and the resumption and intensification of international commerce after a long interruption" ( 1978:441 ).
Jürgen Habermas gives an interesting "materialist"
background for the emergence of salvation religions that assert in a new and
more radical way the "generalized reciprocity" of the early kinship
and tribal ethic: "Social integration accomplished via kinship relations
and secured in cases of conflict by preconventional legal institutions belongs,
from a developmental-logical point of view, to a lower stage than social
integration accomplished via relations of domination and secured in cases of
conflict by conventional legal institutions. Despite this progress, the
exploitation and oppression necessarily practiced in political class
societies has to be considered retrogressive in comparison with the less
significant social inequalities permitted by the kinship system. Because
of this, class societies are unable to satisfy the need for legitimation that
they themselves generate" (1979:163). (return
to text)![]()
17. Akhenateng religious "revolution" is endlessly fascinating. Although it comes out of a background of intense mythical speculation about solar deities, speculation that does not appear to transcend the limits of archaic religiosity, Akhenaten's monistic conception of light as the fundamental reality does seem to approach an almost Spinozist acosmism: Deus sive lux. (After making this con nection between Spinoza and Akhenaten, I learned from Jan Assmann's new book, Moses the Egyptian (1997:143), that eighteenth and early nineteenth-century Spinozists were making a connection with Egyptian religion even before the discovery of Akhenaten's religious revolution, a connection that can be expressed as Deus sive natura sive Isis.) But the fact that the truth of the one God, Aten, is available only through the divine king, Akhenaten, is thoroughly archaic (Assmann 1992a, 1992b; Allen).
(return to text)18. For a less scholarly but most interesting discussion that shows the indelible connection of religion and politics in early Israel, see Walzer. It is remarkable how much of this "revolutionary" theory of early Israelite history is foreshadowed in Weber's Ancient Judaism.
19. Again, it is remarkable to what degree Weber's treatment of Jesus, for example toward the end of the "Sociology of Religion" section of Economy and Society (1978:632-633) foreshadows this contemporary view. (return to text)
20. Stanley J. Tambiah has discussed the remarkable capacity of the Buddhist and Hindu traditions, the latter virtually to this day, to transmit and develop teachings of great complexity purely orally ( 1986:458 - 465).
21. Plato's anxiety about the danger of committing the most important things to writing may not be dissimilar to the anxieties of some of us about the consequences of television and computers, and in both cases the anxiety may have some justification.
22. Weber describes the transformation of the original charismatic "communism of love" into the organic social ethic: "Once the eschatological expectations fade, charismatic communism in all its forms declines and retreats into monastic circles, where it becomes the special concern of the exemplary followers of God (Gottesgefolgschaft) The maintenance of the indigent and unemployed brothers becomes the task of a regular officer, the deacon. Some ecclesiastic revenues are set aside for them (in Islam as well as Christianity). For the rest, poor relief becomes the concern of the monks. As a remnant of the charismatic communism of love, Islam, Buddhism and Christianity equally consider the giving of alms as pleasing to God, despite their greatly different origins. For caritas, brotherhood, and ethically imbued personal relations between master and servant remain the foundation of every ecclesiastic ethic, from Islam and Judaism to Buddhism and Christianity; they are the residues of the old ethos of love of the charismatic brotherhood" (1978:1187-1188).
(return to text)23. In starkest contrast to this passage is the paean to married love at the very end of the section on the erotic sphere: "From a purely inner-worldly point of view, only the linkage of marriage with the thought of ethical responsibility for one another--hence a category heterogeneous to the purely erotic sphere--can carry the sentiment that something unique and supreme might be embodied in marriage; that it might be the transformation of the feeling of a love which is conscious of responsibility throughout all the nuances of the organic life process, 'up to the pianissimo of old age,' and a mutual granting of oneself to another and the becoming indebted to each other (in Goethe's sense). Rarely does life grant such a value in pure form. He to whom it is given may speak of fate's fortune and grace--not of his own 'merit'" (1921:563; 1946:350). It is worth remembering that Weber dedicated the volume to Marianne with the words "1893 [the year of their marriage] 'bis ins Pianissimo des höschsten Alters.'"
24. See the parallel assertion in "Science as a Vocation" (1946:155).
(return to text)25. In Economy and Society Weber speaks of "the 'masterless slavery' of the modern proletariat" (1978:600).
26. In Chapter 7, Part 2, of Economy and Society, "The Market;' Weber writes: "Where the market is allowed to follow its own autonomous tendencies, its participants do not look toward the persons of each other but toward the commodity; there are no obligations of brotherliness or reverence, and none of those spontaneous human relations that are sustained by personal unions. They would all just obstruct the free development of the bare market relationship, and its specific interests serve, in their turn, to weaken the sentiments on which these obstructions rest…..Such absolute depersonalization is contrary to all the elementary forms of human relationship…..The "free" market, that is, the market which is not bound by ethical norms, with its exploitation of constellations of interests and monopoly positions and its dickering, is an abomination to every system of fraternal ethics. In sharp contrast to all other groups which always presuppose some measure of personal fraternization or even blood kinship, the market is fundamentally alien to any type of fraternal relation" (1978: 636-637). (return to text)
27. There is a passage in War and Peace that illustrates what Weber found in Tolstoy. Prince Andrei, when facing the possibility of death, grasps "the principle of eternal love": "To love everyone and everything, always to sacrifice oneself for love, meant not to love one person, and not to love this earthly life. And the more he became imbued with this principle of love, the more he renounced life..." (Tolstoy: 1173). (return to text)
28. On the same page just a few lines down Weber writes: "Precisely the ultimate and most sublime values have retreated from public life either into the transcendental realm of mystic life or into the brotherliness of direct and personal human relations. It is not accidental that our greatest art is intimate and not monumental, nor is it accidental that today only within the smallest and most intimate circles, in personal human situations, in pianissimo, that something is pulsating that corresponds to the prophetic pneuma, which in former times swept through the great communities like a firebrand, welding them together
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