“Someone about to be attacked does not have to wait for his

assailant to strike the first blow or fire the first shot;

circumstances may justify a pre-emptive strike”

 

Discuss

 

 

It was held in Beckford (1) that the victim of an attack does not necessarily have to wait for the first blow to be struck. The appellant was a Police Officer who shot a fleeing man in self-defence without having received an attack from the man. In the light of the facts of the case, it was reasonable to expect an imminent attack from the man.

 

There has been much controversy surrounding the issue of resisting force and self-defence when being or about to be attacked. It would surely be unreasonable to seriously injure or kill someone as a response to a threat of a minor assault. However at the time of a major assault, it is deemed acceptable in certain circumstances to retaliate to an equal or lesser degree of severity. So when does it become acceptable to use force against an assailant? How much force can be used and what criteria should be met before force is used?

 

It has been widely accepted that giving a pre-emptive strike, or any strike after an attack has begun must meet certain criteria to be justified. The courts will take into account issues such as whether there was a possibility to retreat, whether the threat was imminent, whether a mistake had been made and how much force was reasonable.

 

He whom takes it upon himself to retaliate to an attack, or threat of an attack, without first examining the possibility to retreat is wrongly taking the law into his own hands. The most desirable outcome for the law is to avoid confrontation. This ideal is often not sacrosanct due to the social zeitgeist that encourages people to physically stick up for themselves physically rather than suffer the socially demeaning retreat.

 

This is not however always a condition of a successful claim for self-defence. In McInnes (2), the Court of Appeal held that in order for force to be reasonable against an assailant, the defendants behaviour should have demonstrated that he did not want to fight, but by not retreating it should not negate the defence of self defence. It is legally appreciated that in the heat of the moment, one cannot weigh up a decision whether to fight or retreat as easily as one would be able to with more time and less adrenaline. In Palmer (3), Lord Morris stated, “A person defending himself cannot weigh to a nicety the exact measure of his necessary defensive action.”

 

It must be established that the attacker poses an imminent threat. It is not acceptable to strike someone who you believe will at a time not attack you. It is expected that one would take threats (communicated or implied) like this to the proper authority. In Malnik (4), the defendant was arrested for carrying an offensive weapon on route to recover a friend’s property from a known violent. The defence claimed the weapon was purely for self defence but were unable to rely on the defence as the defendant put himself in the dangerous situation by choosing to go to the known violent’s house. The threat was not imminent.

 

For a threat to qualify as imminent though, it does not have to be immediate. It does have to be of a reasonable time lapse in which no other alternatives could be acted upon. In Attorney General’s Reference No. 2 of 1983 (5), the defendant successfully used the defence of self-defence for the ownership of petrol bombs to protect his shop in an area where there had been extensive rioting.

 

If someone strikes out at another in self-defence, there must be good reason. There does not necessarily need to be a genuine threat of attack, but the person acting in self-defence must believe that there is. It is not acceptable to strike in self-defence if it is known the assailant’s threat of attack is not genuine. This would be an unjustified attack on an innocent assailant using self-defence as a black cloak. The belief that one is in danger from the assailant need not be reasonable to the average person but must be proven reasonable to the person seeking to rely on it.

 

In Williams (6), a man was able to rely on self-defence despite assault on an innocent party. His mistake of assaulting an honest assailant was held acceptable because his honest misapprehension would have lead to acquittal if his idea of the facts were at the time correct. There are however limits to what could be reasonable. If a defendant was intoxicated, with his actions being as a result from his intoxication, he will not be able to rely on the defence of self defence (though possibly on the defence of intoxication which is a much stricter). In O’Connor (7), the defendant committed murder in the drunken mistake that he was about to be attacked. Because it is unlikely that he would have come to the same conclusion if sober, he could not rely on self-defence as his mistake was an unreasonable one to make.

 

Perhaps the most controversial area of when to strike back at an attacker is how much force needs to be used. In the heat of the moment when being attacked, it is hard to decide whether one is using too much force. The instinct of self-preservation often leads one to over react-to use more force than the assailant in order to protect oneself. It is left to the jury to decide what constitutes reasonable force which can leave erratic judgements as the test is subjective. Jury’s all too often rule from the heart, letting emotion cloud their judgement, which leaves unlikeable defendants at a disadvantage.

 

In Attorney General for Northern Ireland Reference (1977) (8), a Soldier shot a running man as he wrongly suspected him to be part of the Provisional I.R.A. It was accepted that his force used was reasonable due to the threat of future terrorism. His mistaken identity of the man was also accepted leaving the soldier able to rely on the defence of self-defence. This case however seems ill-judged on moral issues. Whilst it should be accepted that the threat from the Provisional I.R.A was a major one to be dealt with, the threat here was not imminent. The soldier was unlikely to be in any harm himself and there was no evidence of the supposed terrorist being part of any illegal activity. Even if they had, the severity of ending someone’s life because of it seems severe and irrational. Most terrorist activity by the Provisional I.R.A was in demonstrations and terrorism against property. Though obviously undesirable, this is not enough to morally qualify murder as acceptable.

 

It also has to be appreciated that not everybody realises that they are using too much force. Those with mental impairments are treated separately to those without. The mens rea for striking out against an assailant using too much force may not be there for mentally handicapped people. They may not realise the strength they are in control of. Similarly handicapped people may not realise the strength they are using. This can also be the case with people without disabilities. What is important to discover is if the defendant used what they deemed was reasonable force. In Scarlett (9), a public house landlord used force to eject a drunken customer who refused to leave and was acting violently. He pushed him away but did not realise that the push would propel the drunk as far as the stairs, which he fell down and subsequently as a result of the push, died. The defendant was acquitted as he thought the force he used was reasonable despite it being over excessive.

 

Unfortunately the law remains unclear on the issue of mistaken force due to a number of contrasting cases including Scarlett. Scarlett had changed the position in Williams (6) which had held that the ‘quality’ of force used should be merely a objective test, not a subjective test as in Scarlett. The law was yet again changed in Owino (10) where a Man was unable to claim his excessive force against his wife’s assault was subjectively reasonable. The court held that the objective test should be followed. It is clear that with three changes in the law in the eight years between these cases, that there is little clarity or consistency present in the law. Legislation on the issue would surely not go amiss. It should be put in place promptly.

 

However the Criminal law system is flawed in other more major ways. Notably surrounding the issue of the amount of force required. Offences with mandatory prison sentences leave those using excessive but subjectively reasonable force at risk. For example if excessive force is used where some degree of force is justified and death results, the defendant can be convicted of murder despite their force being reasonable in their mind. It would make more sense to allow such instances to result in the lesser offence of manslaughter. The law is not flexible enough. This could soon change as it has been recently suggested by the Law Commission and Criminal Law Revision Committee that murder can in these circumstances can be reduced to manslaughter. A problem lies with the timing of this change. The same change had been suggested by the House of Lords Select Committee on Murder and Life Imprisonment in 1989 and was widely accepted, yet nothing has since been done. The Law has been too slow to adapt.

 

The law is also not flexible enough in the case of physically weaker people. Currently the law in Oatridge (11) states that the force used must be commensurate with the level of the perceived attack. This however leaves holes in the law, which could prejudice some people. For example, lets take a strong man and a much weaker woman. The man is unarmed as is the woman other than a large kitchen knife. The only way the woman can protect herself from her assailants attack is to use the kitchen knife. Her fists would do insufficient damage. The law needs to adapt to a test of reasonableness. What would a reasonable person do in the woman’s position! The reasonable response may not always be the one that is proportionate to the attack or threat of attack.

 

The law commission in a recent draft bill has suggested that the requirement for the threat to be imminent be abolished. Whilst it is true that this would no doubt aid women who attack their abusive partners through fear of future abuse, it does seem that it could do more danger than good. It leaves the law open to abuse. Many people could decide to physically take out personal vendettas against others and call the attacks self-defence. Changing the law in this way would make it easier for lies to be accepted in court creating more violence. It would also suggest to victims of domestic abuse that the law allows them to take retribution against their partners without facing consequences that they previously would have. For these reasons, I would disagree with the Law Commissions proposal.

 

The law is currently full of holes in the issue of self-defence. To prove mens rea, the criteria above must be met. The criteria however are too rigid. The tests all need to be subjective, not objective and reasonableness needs to be applied. The law commission has come up with some good proposals but can seriously harm the criminal law if the requirement for the threat to be imminent is removed. Government needs to intervene to create statute law surrounding these issues as the common law is often too erratic in its judgements. Similarly as the law stands, self-defence overlaps with s3 of the Criminal Law Act 1967, which allows reasonable force to be used in the prevention of a crime. Separate boundaries for the law needs to be set out.

 

The problem will however still remain as along with society, the criminal zeitgeist is quickly changing. The Law needs to be more flexible or will become unpractical.

 

 

 

Cases

 

  1. Beckford V R (1988) AC 130 (Privy Council)
  2. R V McInnes (1971) 1 WLR 1600, 3 ALL ER 295
  3. Palmer V R (1971) AC 814, 1 ALL ER 1077, 2 WLR 831
  4. Malnik V DPP (1989) Crim LR 451
  5. Attorney General’s Reference (No. 2 of 1983) (1984) AC 456 , CA
  6. R V Williams (1987) 3 ALL ER 411, CA
  7. R V O’Connor (1991) Crim LR 135, CA
  8. Attorney General for Northern Ireland Reference (No. 1 of 1975) (1977) AC 105
  9. R V Scarlett (1993) 4 ALL ER 629,CA

10. R V Owino (1995) Crim LR 743

11. R V Oatridge (1992) Crim LR 205

 

Bibliography

 

  1. Criminal Law (3rd edition)-Peter Seago
  2. Criminal Law text and materials (4th edition)- C.M.V Clarkson and H.M. Keating
  3. Criminal Law revision workbook-Consultant Editor: Lord Templeman (Old Bailey Press)

 

 

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