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WHY DID HUMANS FIRST TURN FROM NOMADIC WANDERING TO VILLAGES
AND TOGETHERNESS? THE ANSWER MAY LIE IN A 9,500-YEAR-OLD SETTLEMENT IN CENTRAL TURKEY
“BASAK, they need
you in Building 42 again.”
Basak Boz looked
up from the disarticulated human skeleton spread out on the laboratory
bench in front of her.
The archaeologist
standing in the lab doorway shuffled his dusty boots apologetically.
"It looks like something really important this time," he said.
Building 42 is
one of more than a dozen mud-brick dwellings under excavation at
Catalhoyuk, a 9,500-year-old Neolithic, or New Stone Age, settlement
that forms a great mound overlooking fields of wheat and melon in the
Konya Plain of south-central Turkey. In the previous two months,
archaeologists working on Building 42 had uncovered the remains of
several individuals under its white plaster floors, including an adult,
a child and two infants. But this find was different. It was the body
of a woman who had been laid on her side, her legs drawn to her chest
in a fetal position. Her arms, crossed over her chest, seemed to be
cradling a large object.
Boz, a physical
anthropologist at Hacettepe University in Ankara, Turkey, walked up a hill to Building 42. She took
out a set of implements, including an oven baster for blowing off dust
and a small scalpel, and set to work. After about an hour, she noticed
a powdery white substance around the object the skeleton cradled.
"Ian!"
she said, beaming. "It's a plastered skull!”
Ian Hodder, the Stanford University archaeologist who directs the Catalhoyuk
excavations, was making his morning rounds of the 32-acre site. He
crouched next to Boz to take a closer look. The skull's face was
covered with soft, white plaster, much of it painted ochre, a red
pigment. The skull had been given a plaster nose, and its eye sockets
had been filled with plaster. Boz could not be sure if the skull was
male or female at first, but from the close knitting of the suture in
the cranium (which closes as people age), she could tell that it
belonged to an older person; later testing showed it was a woman's.
Since researchers
first began digging at Catalhoyuk (pronounced
"Chah-tahl-hew-yook") in the 1960s, they've found more than
400 skeletons under the houses, which are clustered in a honeycomb-like
maze. Burying the dead under houses was common at early agricultural
villages in the Near
East--at
Catalhoyuk, one dwelling alone had 64 skeletons. Plastered skulls were
less common and have been found at only one other Neolithic site in Turkey, though some have been found in the
Palestinian-controlled city of Jericho and at sites in Syria and Jordan. This was the first one ever found at
Catalhoyuk--and the first buried with another human skeleton. The
burial hinted at an emotional bond between two people. Was the
plastered skull that of a parent of the woman buried there nine
millennia ago?
Hodder and his
colleagues were also working to decipher paintings and sculptures found
at Catalhoyuk. The surfaces of many houses are covered with murals of
men hunting wild deer and cattle and of vultures swooping down on
headless people. Some plaster walls bear bas-reliefs of leopards and
apparently female figures that may represent goddesses. Hodder is
convinced that this symbol-rich settlement, one of the largest and
best-preserved Neolithic sites ever discovered, holds the key to
prehistoric psyches and to one of the most fundamental questions about
humanity: why people first settled in permanent communities.
In the millennia
before Catalhoyuk's flowering, most of the Near East was occupied by nomads who hunted gazelle,
sheep, goats and cattle, and gathered wild grasses, cereals, nuts and
fruits. Why, beginning about 14,000 years ago, did they take the first
steps toward permanent communities, settling together in stone houses
and eventually inventing farming? A few millennia later, as many as
8,000 people gathered in Catalhoyuk, and they stayed put for more than
a thousand years, building and rebuilding houses packed so closely
together that residents had to enter through the roofs. "The
formation of the first communities was a major turning point in
humanity's development, and the people of Catalhoyuk seem to have
pushed the idea to an extreme," says Hodder. "But we are
still left with the question of why they would bother to come together
in such numbers in the first place.”
For decades, it
seemed that Catalhoyuk's mysteries might never be explored. James
Mellaart, a British archaeologist, discovered the site in 1958 and made
it famous. But his research was cut short in 1965, after Turkish
authorities withdrew his excavation permit after alleging he was
involved in the Dorak Affair, a scandal in which important Bronze Age
artifacts reportedly went missing. Mellaart was not formally charged,
and a committee of distinguished archaeologists later exonerated him of
any role in the affair. Still, he was never allowed back at the site,
and it sat neglected for nearly 30 years.
Hodder, a tall,
bespectacled, 56-year-old Englishman, first heard about Catalhoyuk in
1969 as a student of Mellaart's at London's Institute of Archaeology In
1993, after some delicate negotiations with Turkish authorities, helped
greatly by support from leading Turkish archaeologists, he was given permission
to reopen the site. Nearly 120 archaeologists, anthropologists,
paleoecologists, botanists, zoologists, geologists and chemists have
gathered at the mound near Konya summer after summer, sieving through
nearly every cubic inch of Catalhoyuk's ancient soil for clues about
how these Neolithic people lived and what they believed. The
researchers even brought in a psychoanalyst to provide insights into
the prehistoric mind. Catalhoyuk, says Colin Renfrew, emeritus
professor of archaeology at Cambridge University in Britain, is "one of the most ambitious
excavation projects currently in progress." Bruce Trigger of Montreal's McGill University, a noted historian of archaeology, says
Hodder's work at the site "is providing a new model of how
archaeological research can and should be carried out." Still,
Hodder's unorthodox approach--combining scientific rigor and
imaginative speculation to get at the psychology of Catalhoyuk's
prehistoric inhabitants--has generated controversy.
Archaeologists
have long debated what caused the Neolithic Revolution, when
prehistoric human beings gave up the nomadic life, founded villages and
began to farm the land. Academics once emphasized climatic and
environmental changes that took place about 11,500 years ago, when the
last ice age came to an end and agriculture became possible, maybe even
necessary, for survival. Hodder, on the other hand, emphasizes the role
played by changes in human psychology and cognition.
Mellaart, now
retired and living in London, believed that religion was central to the
lives of Catalhoyuk's people. He concluded that they had worshiped a
mother goddess, as represented by a plethora of female figurines, made
of fired clay or stone, that both he and Hodder's group have unearthed
at the site over the years. Hodder questions whether the figurines
represent religious deities, but he says they're significant
nonetheless. Before humans could domesticate the wild plants and
animals around them, he says, they had to tame their own wild nature--a
psychological process expressed in their art. In fact, Hodder believes
that Catalhoyuk's early settlers valued spirituality and artistic
expression so highly that they located their village in the best place
to pursue them.
Not all
archaeologists agree with Hodder's conclusions. But there's no doubt
the Neolithic Revolution changed humanity forever. The roots of
civilization were planted along with the first crops of wheat and
barley, and it's not a stretch to say that the mightiest of today's
skyscrapers can trace their heritage to the Neolithic architects who
built the first stone dwellings. Nearly everything that came afterward,
including organized religion, writing, cities, social inequality,
population explosions, traffic jams, mobile phones and the Internet, has
roots in the moment people decided to live together in communities. And
once they did so, the Catalhoyuk work shows, there was no turning back.
THE PHRASE
"Neolithic Revolution" was coined in the 1920s by the
Australian archaeologist V. Gordon Childe, one of the 20th century's
leading prehistorians. For Childe, the key innovation in the revolution
was agriculture, which made human beings the masters of their food
supply Childe himself had a fairly straightforward idea about why
agriculture was invented, arguing that with the end of the last ice age
about 11,500 years ago, the earth became both warmer and drier, forcing
people and animals to gather near rivers, oases and other water
sources. From such clusters came communities. But Childe's theory fell
out of favor after geologists and botanists discovered that the climate
after the ice age was actually wetter, not drier.
Another
explanation for the Neolithic Revolution, and one of the most
influential, was the "marginality," or "edge,"
hypothesis, proposed in the 1960s by the pioneering archaeologist Lewis
Binford, then at the University of New Mexico. Binford argued that early human beings
would have lived where the hunting and gathering were best. As
populations increased, so did competition for resources, among other
stresses, leading some people to move to the margins, where they
resorted to domesticating plants and animals. But this idea does not
square with recent archaeological evidence that plant and animal
domestication actually began in the optimal hunting and gathering zones
of the Near East, rather than in the margins.
Such traditional
explanations for the Neolithic Revolution fall short, according to
Hodder, precisely because they focus too much on the beginnings of
agriculture at the expense of the rise of permanent communities and
sedentary life. Though prehistorians once assumed that farming and
settling down went hand in hand, even that assumption is being
challenged, if not overturned. It's now clear that the first
year-round, permanent human settlements predated agriculture by at
least 3,000 years.
In the late
1980s, a drought caused a drastic drop in the Sea of Galilee in Israel, revealing the remains of a previously
unknown archaeological site, later named Ohalo II. There, Israeli
archaeologists found the burned remains of three huts made from brush
plants, as well as a human burial and several hearths. Radiocarbon
dating and other findings suggested that the site, a small, year-round
camp for hunter-gatherers, was about 23,000 years old.
By about 14,000
years ago, the first settlements built with stone began to appear, in
modern-day Israel and Jordan. The inhabitants, sedentary
hunter-gatherers called Natufians, buried their dead in or under their
houses, just as Neolithic peoples did after them. The first documented
agriculture began some 11,500 years ago in what Harvard archaeologist
Ofer Bar-Yosef calls the Levantine Corridor, between Jericho in the Jordan Valley and Mureybet in the Euphrates Valley
In short, the
evidence indicates that human communities came first, before
agriculture. Could it be, as Hodder tends to believe, that the
establishment of human communities was the real turning point, and
agriculture just the icing on the cake?
Hodder has been
influenced by the theories of the French prehistory expert Jacques
Cauvin, one of the first to champion the notion that the Neolithic
Revolution was sparked by changes in psychology. In the 1970s Cauvin
and his co-workers were digging at Mureybet, in northern Syria, where they found evidence for an even
earlier Natufian occupation underneath the Neolithic layers. The
sediments corresponding to the transition from the Natufian to the
Neolithic contained wild bull horns. And as the Neolithic progressed, a
number of female figurines turned up. Cauvin concluded that such
findings could mean only one thing: the Neolithic Revolution had been
preceded by a "revolution of symbols," which led to new
beliefs about the world.
After surveying
several Neolithic sites in Europe,
Hodder concluded that a symbolic revolution had taken place in Europe as well. Because the European sites were
full of representations of death and wild animals, he believes that
prehistoric humans had attempted to overcome their fear of wild nature,
and of their own mortality, by bringing the symbols of death and the
wild into their dwellings, thus rendering the threats psychologically
harmless. Only then could they start domesticating the world outside.
It was Hodder's search for the origins of that transformation that
eventually took him to Catalhoyuk.
~~~~~~~~
BY THE TIME
Catalhoyuk was first settled--about 9,500 years ago, according to a
recent round of radiocarbon dating at the site--the Neolithic epoch was
well under way. The residents of this huge village cultivated wheat and
barley, as well as lentils, peas, bitter vetch and other legumes. They
herded sheep and goats. Paleoecologists working with Hodder say the
village was located in the middle of marshlands that may have been
flooded two or three months out of the year. But ongoing research
suggests the village wasn't anywhere near its crops.
So where did they
grow food? Tentative evidence has come from Arlene Rosen, a
geoarchaeologist at the Institute of Archaeology in London and an expert in the analysis of
phytoliths, tiny fossils formed when silica from water in the soil is
deposited in plant cells. Researchers think phytoliths may help reveal
some of the conditions in which plants were grown. Rosen determined
that the wheat and barley found at marshy Catalhoyuk were likely grown
on dry land. And yet, as other researchers had shown, the closest
arable dry land was at least seven miles away
Why would a
farming community of 8,000 people establish a settlement so far from its
fields? For Hodder, there is only one explanation. The settlement site,
once right in the middle of marshlands, is rich in the dense clays that
villagers used to make plaster. They painted artworks on plaster, and
they fashioned sculptures and figurines out of plaster. "They were
plaster freaks," Hodder says.
If the people of
Catalhoyuk had located their village in the wooded foothills, they
would have had easy access to their crops and to the oak and juniper
trees they used in their mud-brick houses. But they would have had a
difficult, perhaps impossible, time transporting the clay from the
marshes over a distance of seven miles: the material must be kept wet,
and the villagers' small reed-and-grass baskets were hardly suitable
for carrying the large quantities that they clearly used to plaster and
replaster the walls and floors of their houses. It would have been
easier for them to carry their crops to the village (where, as it
happened, the foodstuffs were stored in plaster bins). In addition, the
Carsamba River, which in prehistoric times flowed right past
Catalhoyuk, would have enabled villagers to float juniper and oak logs
from the nearby forests to their building sites.
Some experts
disagree with Hodder's interpretations, including Harvard's Bar-Yosef,
who believes sedentariness became more attractive for hunter-gatherers
when environmental and demographic pressures pushed them to keep their
resources together. Boston University archaeologist Curtis Runnels, who
has conducted extensive studies of prehistoric settlements in Greece,
says that nearly all early Neolithic sites there were located near
springs or rivers, but those settlers seldom decorated their walls with
plaster. Runnels says there may well be other reasons that Catalhoyuk
occupants settled in the marsh, even if it is not yet clear what they
were. "Economic factors always seem a little inadequate to explain
the details of Neolithic life, particularly at a site as interesting as
Catalhoyuk," Runnels says. "But my view is that Neolithic peoples
first had to secure a dependable supply of food, then they could
concentrate on ritual practices.”
But Hodder
maintains that the people of Catalhoyuk gave a higher priority to
culture and religion than to subsistence and, like people today, came
together for shared community values like religion. Hodder sees support
for that idea in other recent Neolithic digs in the Near East. At
11,000-year-old Gobekli Tepe in southeastern Turkey, a German team has
uncovered stone pillars decorated with images of bears, lions and other
wild animals. "These appear to be some sort of monuments, and they
were built 2,000 years before Catalhoyuk," Hodder says. "And
yet there are no domestic houses in the early levels of settlement at
Gobekli. The monuments appear to belong to some sort of ritual
ceremonial center. It is as if communal ceremonies come first, and that
pulls people together. Only later do you see permanent houses being
built.”
At Catalhoyuk,
the plaster-covered skull found last year testifies to the material's
significance for the people of this prehistoric village. Yet the find
leaves Hodder and his coworkers with an enigmatic portrait of early
human togetherness: a woman lying in her grave, embracing the painted
skull of someone presumably very important to her for 9,000 years.
Whatever brought our ancestors together, it was enough to keep them
together--in death as well as in life.
MAP: ISTANBUL,
BLACK SEA, ANKARA, TURKEY, KONYA, CATALHOYUK, MEDITERRANEAN SEA,
CYPRUS, SYRIA, IRAQ
PHOTO (COLOR):
Unusual finds (right, a body buried under a plastered floor) fuel new
ideas about the impetus for one of the first long-term settlements
(left, top, an artist's conception; left, the site today).
PHOTO (COLOR): In
1993, dig leader Ian Hodder (above left) resumed work at the site,
neglected for decades after Catalhoyuk's discoverer, James Mellaart
(right), was barred by the Turkish government following an antiquities
scandal. Mellaart has since been exonerated.
PHOTO (COLOR):
"It's a plastered skull!" shouted anthropologist Basak Boz
(with the artifact). To researchers, who have documented more than 400
human burials at Catalhoyuk, the find is evidence of a prehistoric
artistic and spiritual awakening.
PHOTO (COLOR): A
wild animal (above) and a three-inch female figure found last year
(below) could be toys--or, archaeologists say, religious art. Hundreds
of human figurines have been uncovered at Catalhoyuk since 1993, but
their role and importance remain a mystery. Researchers hope advanced
techniques like fingerprint analysis will yield more clues.
PHOTO (COLOR):
The bull figured prominently in artworks at Catalhoyuk (a mural), and
bull skulls have even been found molded in walls and floors.
Researchers speculate the animal symbolized the power of nature--and of
people to overcome it.
PHOTO (COLOR):
Catalhoyuk art (a conservator, above) speaks to an early emphasis on
shared rituals. "Communal ceremonies come first," Hodder
says. "That pulls people together.”
PHOTO (COLOR)
PHOTO (COLOR)
PHOTO (COLOR)
PHOTO (COLOR)
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By Michael Balter
Michael Balter is
the author of The Goddess and the Bull, Çatalhöyük: An Archaeological
Journey to the Dawn of Civilization, published in 2005 by Free Press.
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