Analysis of the (K+,K+p) reaction on light nuclei in the intermediate energy region

Ya.A. Berdnikov, A. M. Makhov, and V. I. Ostroumov
Leningrad Polytechnic Institute, USSR Academy of Sciences
(Submitted 4 September 1989)
Yad. Fiz. 52, 76 - 85 (July 1990) 


 ©HTML version from A.M.Makhov. 1997.


    On the basis of the distorted-wave method the integrated cross sections and the diff'erential characteristics of the (K+,K+p) reaction at the energies 130, 268, and 480 MeV are calculated. The results are compared with experimental data. Satisfactory agreement of the theory with experiment is obtained.

1. INTRODUCTION
    Analysis of knockout reactions induced by protons and pions is often performed using various modifications of the distorted-wave method. The most important among such modifications are the DWIA (distorted-wave impulse approximation, which has been studied recently in Refs. 1-4) and the DWTA (the t-matrix approximation, which was suggested in Refs. 5 and 6 and is being actively developed by Vdovin et al. [7,8]). Other methods [9-13] are also used for description of knockout reactions, but they are outside the scope of the present paper.
    In the current literature, among the papers which analyze knockout reactions with protons and pions by the distorted-wave method, a large place is devoted to various models of the three main quantities entering into the expression for the matrix element of quasifree knockout: the distorted-wave functions (DWFs), the t matrix of the elementary interaction of the incident particle and an intranuclear nucleon, and the bound-state wave function (the overlap integral F ). The main approximations for the DWFs are either the wave functions of the phenomenological optical model, calculated numerically using, as a rule, the Woods- Saxon potential for the nucleons [1] and a Kisslinger potential for the pions [3,4], of analytic wave functions for the nucleons [6]. For high-energy nucleons one sometimes uses eikonal wave functions [14]. In a number of papers, in order to simplify the computations, the DWFs are obtained using the strong-absorption model [15,16].
    The approximation of factorization of the cross section [17,18], which appeared in the first versions of the DWIA, is still used for knockout reactions [16], but in most papers the t matrix is taken in a separable form, which does not lead to such factorization. Here one analyses the off-mass-shell effects [6,15] and the effects of nonlocality of the elementary interaction [5,6,19];' there are also different interpretations of the influence of the nuclear medium on the t matrix [6,20-24].
    The models used for the calculation of the overlap integral F depend strongly on the concrete nucleus. For light nuclei one uses either the shell model with the Woods - Saxon potential and spin-orbit coupling [1] or the translationally invariant shell model [7]. For nuclei lighter than 7Li it is more suitable to use models that take into account clustering of the nucleus [7], whereas for heavier nuclei it is apparently necessary to include the nuclear deformation [25].
    There have recently appeared experimental data on nucleon-knockout reactions induced by a new probe-the positive kaon [26-29]. This makes it necessary to extend the distorted-wave method to reactions with K+ mesons, which is what we do in the present paper. Note that in this case in generating the DWFs one must use microscopic optical potentials, since the experimental information on K+A elastic scattering is extremely scarce and does not allow one to apply the phenomenological optical model and the DWTA.
    In order to test the applicability of the DWIA to reactions with K+ mesons we compare the calculated results with the experimental data on the (K+,K+p) reaction on light nuclei at the K+-meson energies 480 MeV (Ref. 28), 130 MeV (Ref. 29), and 268 MeV.

2. METHOD OF CALCULATION
    The cross section for the reaction
A+x®B+y+z                                      (1)
in the lab has the following form:
dsfi=| Tfi|2MxMyMzMBd4(PA+Px-Pz-Py-PB)dpylabdpzlabdpBlab/(pxlab(2p)5EylabEzlabEBlab). (2)
Here Mi, Eilab, pilab, and Pi are the mass, total lab energy, lab momentum, and 4-momentum of particle i; Tfi is the total matrix element of the transition, which can be represented as a sum of the matrix elements of direct knockout of a particle y from the nucleus A and of a two-step process of inelastic scattering of x by A with excitation into the region of giant resonances and subsequent decay of A* into B and y. Thus, the squared modulus of the matrix element from (2) can be written in the following form:
where Ty and TA* are the respective matrix elements of the knockout of y and of the two-step process.
    In deriving the concrete expressions for Ty in the DWIA we have used the assumptions of Refs.1-4. As a result, Ty takes the form
In (3) the quantities si and m i- are the spin of particle i and its projection,- S is a spectroscopic factor [30] for separating a particle y' from the nucleus; C is a Clebsch - Gordan coefficient; kij is the momentum in the c. m. s. of particles i and j; the upper indices of the spin projections pertain to the state prior to the interaction; the lower indices pertain to the state after the interaction; J, L, M, and L are the total spin, orbital angular momentum, and their projections for y'; t is the two- particle xy transition matrix off the mass shell [31]; Y +,- (kij) is the wave function of particle i in the c. m. s. of ij; F is the overlap integral; and G(r) is a factor which gives the transformation of Y from the c.m.s. to the lab frame on account of the time difference of the events in the two frames and which takes into account the motion of the centers of mass of xA, yB, and zB in the lab frame in the plane-wave limit. The spin structure of Ty is illustrated in Fig.1. The wave function has the following form:

where r' is the result of the Lorentz transformation of r from the lab frame to the c.m.s. of i and j is the direction of the vector n, and Y is a spherical function. The distorted wave functions Ylj were calculated using relativistic kinematics and a Kisslinger potential (see Refs. 32-35). The neutron and proton densities r n and r p were taken in the form of a modified Gaussian distribution [35]. For the nuclei 11B, 13C, 14N, 15N, and 160 which appear in our calculations, we have set r n=r p. The parameter of the nucleon distribution was determined on the basis of the rms charge radius of the nucleus, taking into account the finite size of the nucleon [25]. The parameter values for 12C were taken from Ref.35. Since for light nuclei the shell model reproduces well the density of the ground state, by calculating the wave function in the present approach we can avoid the difficulty [1] in removal of the xy' interaction from the xA potential. To this end it suffices to eliminate the component corresponding to the knocked-out particle from the density of the nucleus. In order to reduce the computational load, in the calculation of the wave functions of the systems xA, yB, and zB the quantization axes have been chosen along the respective directions of pxlab, pylab, and pzlab. The transformation of the two-particle t matrix to these axes and the inverse transformation Ty to the experimentally observed projections on the pxlab axis were performed by the standard formulas using the Wigner D functions [36].
    The overlap integrals F were calculated for the Woods- Saxon potential with spin-orbit coupling. The depth U and the radius c at half-maximum of the potential were chosen so as to reproduce correctly the nucleon separation energies from C, N, and 0 as well as the rms radii of the nuclei as determined by electron scattering. The diffuseness a and the spin-orbit coupling constant  were kept fixed. The parameter values used and derived are presented in Table I.
    The two-step mechanism is regarded as a process of inelastic scattering of x by A with formation of an excited nucleus A* of mass M * and its decay through the level e0 in the model of complex energy. Here we take into account the spin structure of the intermediate states (see Fig.2). As a result, the following expressions are obtained:


Here q= (2m yBe *)1/2=(2J+1)1/2, e* =M*-MA, mij- is the reduced mass of particles i and j, bl is a deformation parameter, l is the orbital angular-momentum transfer, q is the relative momentum of y and B in their c.m.s., and Gt and Gy are, respectively, the total width of the level e 0 and the width of its decay with emission of y. The normalization condition for the coefficients OJL is
S |OJL|2=1.
JL
The quantities OJL can affect considerably the calculated results in the case in which the final polarization states are fixed. For the results obtained in the complete geometry and summed over the spin states the influence of OJL is insignificant. Our estimates support this observation. Therefore, in the calculation we have included only one decay mode and have set OJL=l. Our analysis shows also that the phase of OJL has little effect on the results. The quantities I in (5) have the following form:
where the expressions for I1-6 can be easily obtained from the expressions (7) of Ref.37 by making the index replacements l®lx,jx, l’®lz,jz and making the replacement l®lx in the arithmetic expressions; the expression for I6 has the form

where Fl is the nuclear transition form factor [37], the quantities Ai and Bi are the coefficients in the expression for the xA scattering potential (see Refs. 32 - 34),

r (r) is the nucleon distribution in the nucleus, and Uc is the Coulomb potential. The normalization of Y lj(+,-) in (3), (4), and (6) corresponds to taking the total wave function of xA scattering in the form exp(ikijrij) when Uij=0.
    For concrete calculations of the matrix element of the two-step process we have used a model in which the giant resonance of a given multipolarity is described by one broad level, since the use of a set of experimentally observed levels would lead to a large number of unknown parameters (the relative phases of the matrix elements) and, hence, to growth of the inaccuracy of the calculation of TA* and to underestimation of the contribution of TA* to the total matrix element. The reason for this is that, as estimates show, for most of the experimentally known levels of the nuclei under consideration [38] the contribution to the energy- weighted sum rules (EWSR) is very small. The only exception is the giant dipole resonance (GDR) in 160, where the contribution of the known levels considerably exceeds the EWSR.
    Analysis of the existing data [38] shows that in decay of states characterized by large excitation cross sections (the excitation cross sections are gauged by their electromagnetic widths) [39,40] an appreciable nucleon yield can be expected only in 12C and 160, wheras for 14N the experimental information is considerably poorer and the nucleon yield is small. For this reason, and also making use of the fact that the concentration of nitrogen nuclei in the emulsion is small (it amounts to 12% if the total concentration of 0, N, and C is taken as 100%), one can expect that elimination of the two- step process on 14N from consideration would not affect the results appreciably. Thus, in the present calculation of the matrix elements of the two-step process we take into account the transitions to the states 1-, 2+, and 3- in the nuclei 12C and 16O. The values of the mean energies e0 and widths Gt for the 2+ and 3- levels of 160 are taken from Ref. 41, and those for the 1- and 2+ levels of 12C from Ref. 42. For the octupole resonance in 12C we take the parameters e0 and Gt of the concrete level observed in (p, p') scattering [38]. We assume that the given states exhaust 100% of the EWSR. This allows us to obtain the deformation parameters bl for calculating the transition form factor Fl(r) from the following expressions [39, 43-47].

where Fl(r)=-r¶r/r for the modified Gaussian distribution in the collective model [37] and Bab(El ) is the reduced probability of the transition of multipolarity l from the state a with energy Ea to the state b with energy Eb. For the proton widths of the given levels we take the quantities Gp characteristic of the states of the given multipolarity from the spectra of 12C and 160 from the tables in Ref. 38. For the GDR in 160 the parameters e0, Gp, and <Gg > were obtained by averaging over seven actual states with the largest values of GpiGg i /Gti using the formulas
The parameters of the actual averaged levels are given in Table II. The quantity Gt is obtained by means of a Breit- Wigner approximation for the sum of the cross sections of the seven levels. It should be noted that the value of e0 obtained in this way coincides with the position of the GDR found experimentally in (p, p') scattering [42], but the level used by us turns out to be somewhat broader. The deformation parameter bl of a given state is obtained using the expressions [39,44,46,47]
whence, taking into account the form factor, we obtain
b12=3p<Gg >/16Z2e2e 03<|rN|>2.
The parameters determined in this way are presented in Table III.
    It should be noted that use of the form factor of the collective model can lead to underestimation of the contribution of dipole resonances. Monopole transitions and transitions of multipolarities higher than 3- are not included for the following reasons:
    (a) for monopole transitions there is no reliable experimental information [38], and the results of Refs. 48 and 49 show that the cross sections for excitation of the known 0+ levels of 12C are considerably smaller than the cross section for inelastic scattering with excitation of the 2+ and 3- levels.
    (b) transitions of multipolarity higher than 3- give, apparently, a small contribution to the matrix element of the two-step process, since the giant octupole resonance already accounts for less than 20% of the total matrix element of the two-step mechanism.
    However, neglect of these transitions can also lead to a certain underestimation of the contribution TA* to the total matrix element. All this must be borne in mind in comparing the calculations with the experimental data. 

TABLE I. Parameters of the potential of the bound state of the p proton used in the calculation.
Nucleus
U, MeV
c,F
a,F
, F2
rms, F
C
50.84
3.38
0.63
0.28
2,306
N
40,25
3,47
0.63
0,28
2,40
0
41.16
3,85
0.63
0.28
2.,589
TABLE II. The levels [34] used in obtaining the GDR parameters for 16O.
i
Exi, MeV
Gg , eV
Gp, MeV
Gt, MeV
i
Exi, MeV
Gg , eV
Gp, MeV
Gt, MeV
1
18.773
41
0,16
0,215
5
22,89
120
0,485
0,3
2
19.48
59
0.125
0.25
6
24.07
384000
0.0002
0.55
3
20,945
170
0.04
0.3
7
25.12
600000
0.003
3.0
4
22,15
1000
0.36
0,73
         
TABLE III. Parameters of the giant resonances in 12C and 160 in TA* (e0 and Gt, are in MeV).
l 
e0
Gt
Gp/Gt,%
bl 
e0
Gt
Gp/Gt,%
bl 
   
12C
     
16O
   
1
25.28
3.5
29
0.0698
23.44
3.5
0.15
0.796
       
-0.0776
       
2
33,0
5.0
50
0.315
25.0
2.8
30
0.279
3
21.65
1.2
50
0.270
36.0
4.0
50
0.460
Note. For the GDR in 12C we give the deformation parameters of the proton component (the upper number) and of the neutron component, since the neutron and proton densities in Ref.32 are not identical. 

Increase the imageFIG.1. Spin structure of Ty. Indicated are the interactions (by two-way arrows between the circles) and the corresponding integrands in (3).
Increase the imageFIG. 2. Spin structure of TA*. The notation is the same as in Fig. 1. The matrix elements are from (5)

3. METHODS AND RESULTS OF THE EXPERIMENT
    The experimental data used in the comparison with the calculations at the initial kaon energy 268 MeV were obtained by the method of nuclear emissions. The experimental method was described in Ref. 27. We have identified 630 events belonging to the (K+,K+p) reaction on C, N, and O. The integrated cross section for the reaction, averaged over the nuclei, is 12.9± 1.8 mb. We have obtained the following differential characteristics (Fig.3): the momentum spectrum of the recoil nuclei (a), the energy spectrum of the protons (b), the distribution with respect to the Treiman- Yang angle YTY (c), the differential cross section for kaon scattering (d), the angular distribution of the protons (e), and the angular distribution of the recoil nuclei (f). We note that, in contrast to Ref. 27, the differential characteristics are constructed in the whole region of the momenta transferred to the residual nucleus. The experimental data at the energies 130 and 480 MeV are taken from Refs. 29 and 28, respectively. 

Increase the imageFIG. 3. Differential characteristics of the (K+,K+p) reaction on light nuclei at the energy 268 MeV. The experiment and the calculation are from the present paper. The short-dashed curves are for the two-step mechanism, the long-dashed curves are for direct knockout, and the solid curves show the full calculation.
Increase the imageFIG. 4. The same as in Fig. 3, but for the energy 480 MeV. The circles are from the experiment of Ref. 28, and the dot - dash curves are the calculation of Ref. 28.

Increase the imageFIG. 5. The same as in Fig. 3, but for the energy 130 MeV. The circles are from the experiment of Ref. 29, and the dot-dash curves are the calculation of Ref. 29



4. RESULTS OF THE CALCULATIONS
    Since the experiments of Refs. 26-29 studied the knock- out of 1p protons, in the present paper we have calculated the knockout of p protons from the nuclei 12C, 14N, and 160 at the energies 130, 268, and 480 MeV. The results were averaged over the C, N, and 0 nuclei, taking into account their concentration in the nuclear emulsion, and are presented in Figs. 3-5. The calculated contributions of the two-step mechanism and of direct nucleon knockout, as well as the total calculated and experimental cross sections, are given in Table IV.
    We find that in the full phase space for the measured quantities there is practically no interference between the two reaction mechanisms. There is also no interference between multipolarities in the two-step process with our choice of the parameters of the resonance states. Note that inclusion of the two-step mechanism leads to improvement in the agreement between the theory and experiment, especially at 130 MeV. We also emphasize that the calculations using the present algorithm are compatible with the experimental data in the studied energy region in the sense of the c2 criterion with a 5% level of significance.
    Figures 4 and 5 show that at the energies 130 and 480 MeV the results calculated by the present method and using the diagrammatic technique [28,29] are similar, though there are some differences in the details.
    To conclude, the authors thank A. P. Shishlo and B. A. Likhachev for help in performing the calculations and in processing the experimental data. 

TABLE IV. Integrated cross sections for the (K+,K+p) reaction on light nuclei (in mb). 
TK+, MeV
s theor(y)
s theor(A*)
s theor
s exp
130
6.91
2,24
9,2
12.3± 1.9
268
10.2
0.86
11.1
12,9± 1,8
480
11.0
0.77
11.8
10.1± 1.6
 
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