NSW Ombudsman rejects complaint
Text of letter follows
Re: your complaint about the Department of Corrective Services
In response to your complaint I have assessed all the materials you have provided and have interviewed Acting Assistant Commissioner McCornish and Secretary of the Institutional ethics Committee, Mr. Simon Eyland. In addition I have had access to the transcript of the meeting of the Committee on 12 March 1997. 
At the outset I should explain that the Ombudsman is not in a position to substitute her views for those of a public authority or a properly constituted body. This office can only assess whether the conduct of the body (the Institutional Ethics Committee in this case) might constitute misconduct in terms of section 26 (1) of the Ombudsman Act. 
The Institutional Ethics Committee includes a range of community and departmental representatives with broad experience in prison related matters. The Committee was essentially established to examine the large number of applications to do research within the prison system. It has met only three times since being constituted in April 1996. I understand that your application is the first and only approach to conduct a trial of a medical treatment in NSW prisons to be dealt with by the Committee. 
The Committee has raised with you, in person and in writing, their concerns that you are proposing a trial of the herbal formula. By definition, no guarantee can be given of the impact of the formula on those using it and its efficacy in conjunction with existing HIV/AIDS treatments. As the committee made clear in the meeting of 12 March 1997 the Department of Corrective Services has a duty of care to ensure that inmates are not exposed to an increased risk as a result of their incarceration. In addition, the Department and the Committee must counter any public perception that prisoners are involve din a trial simply because they are a "captive" population. The overriding consideration is that prisoners are not free to choose in the same sense as those at liberty in the community. They are incarcerated and the Department of Corrective Services has a responsibility for their welfare notwithstanding any wish they may have at the time to participate in an activity. 
I also note that the Committee was not satisfied that you had adequately explained why you needed to involve prisoners in particular in the trial. The number of identified HIV positive inmates is insignificant, even in terms of your trial, and would seem to add little weight to any conclusions that might ultimately be drawn. Other than being incarcerated it is hard to see what special attribute the prison population would bring to the trial of which you are a proponent. 
Clearly, neither the IEC nor this office, is in a position to make a technical judgment about the safety or efficacy of the KM1 formula. That is what the trial is for. My understanding is that the Committee has a broader concern about the safety of a product which remains untested. 
Whether or not specific, fully tested, medications are prescribed or allowed for individual inmate patients is another matter. Inmates are free to request particular treatments and it is a matter of clinical assessment by medical staff whether complementary medication is provided. 
I am aware that it has taken some 16 months for Corrective Services to assess and finally reject your application. At least initially this delay was due to the formation of the Ethics Committee which first met in April 1996, some 3 ½ months after you applied to conduct the trial. The situation was not helped by the fact that the Committee only planned to meet twice a year. I realize that this may mean substantial delays but it seems to match arrangements for such groups in the medical sphere and appears to fit with guidelines from the National Health and Medical Research Council. 
You have also raised the concern that no specialist advice on the therapeutic aspects of the matter was available to the Committee. Based on my understanding of the function of such committees i believe that it is an assessment not of the technical or scientific merit of a product but whether it has met certain ethical criteria. 
Finally, I understand that certain practical difficulties exist which might have a n impact on the operation of such a trial within the prison system. At present HIV positive inmates are not grouped within NSW prisons but scattered across the gaols. The monitoring and dosing of such prisoners would be a matter to be negotiated with the medical staff of Corrections Health Service. (You may wish to approach that authority about this matter). It is almost certainly impractical to consider removing inmates from prison to facilitate treatment. The current inmate population also means that your preferred numbers (20 male and 20 female) are not available to participate in your trial. 
The Ombudsman fully understands and supports your efforts in trialing HIV treatments of any sort. Nevertheless, the Department and the Institutional Ethics Committee in particular, has a responsibility to consider the welfare of all inmates. The Committee does not appear to me to have acted unreasonably in assessing and rejecting your application. 
No further action will be taken in connection with this matter. If you have any questions concerning this decision please contact me on the above number. Ms Clover Moore MP, made submissions of your behalf and on that basis has been informed of my decision in this matter.

Yours sincerely,

Jim Milne
Senior Investigation Officer for the Ombudsman
 
 
 
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