How to Investigate Corporate/Military Research
at Your University!
Industry is funding more and more research at universities, but students
are told relatively little about what goes on behind the lab door: who's
funding research, whether it's in the public interest. the pressures that
administration and funding put on researchers... Here are some pointers
to do some investigating of your own!
Go to the "Research Administration" Dept. and get a list of research
contracts:
The list indexed by funder, univ. dept. or researcher (whichever is
available and fits your needs)
-
Funder types: Federal: This includes the military, such as
the Army Research Office (ARO), Office of Naval Research (ONR), Air Force
Office of Scientific Research (AFOSR), Defense Advanced Research Projects
Agency (DARPA), and the Air Force Weapons Laboratory (AFWL). The Dept.
of Energy and NASA also fund military research. Non-federal (industry,
business assoc's., foundations, foreign, state/local gov't.)
-
Gifts vs. Grants vs. Contracts: Gifts are donations to the university,
and typically have less "strings attached", although they can sway the
univ's. interests in the long term. Grants and contracts are for specific
research projects -- the researcher submits a proposal and budget, gets
accepted, does the research. and submits a final report. Contracts can
require specific products from the research.
Request the files on questionable research Projects from Research
Administration:
-
Research proposal (from researcher to funder) What will research
be used for? Other funders?
-
Correspondence (between univ. & funder) Any problems with the
funder?
-
Research contract (between univ. & funder) Watch out for the
following: restrictions on publishing; restrictions on sharing results
with other researchers, "proprietary information" given to the researcher
by the funder; who gets the nights to any inventions; "no disparagement"
clauses where the univ. should have "no adverse impact" on the funder's
interests, or "indemnification" clauses where the univ. would agree to
compensate the funder if the research produced results which put the funder
"at risk".
-
Research budget -- Researcher salary? Does funder pay "overhead"
or "Indirect" costs? (if not, then the univ. is heavily subsidizing the
research -- lab construction, maintenance & research bureaucracy are
paid by tax or tuition dollars.)
Check publications about the research:
The research may have been published in a journal, so check the library
index. Unintelligible high-tech research topics may be explained more clearly
in publications like Aviation Week, Space Technology, National
Defense, Army Research, Development & Acquisition,
Technology
Review and High Technology.
Check out the researcher:
-
Researcher databases: Your university may have a database of researcher
profiles and interests, in order to match them with gov't or corporate
funders. One is the "Community of Science" on the world wide web.
-
Conflict of interest: Researchers with federal money should file
an "Investigator's Financial Disclosure Form for Federal Projects" with
the Research Admin. Dept. or Graduate School. The state may require additional
documentation of researchers' financial interests in the research they're
doing.
-
Talk with the researcher: Most researchers like to talk about that
they do. Ask them for a copy of the reports, what the research is for,
who else is involved, if the research is what they originally wanted to
do, etc. If you are going to publish anything from your conversation you
should tell them so.
-
Talk with the funder: The research contract should list a "scientific
liason" or "project monitor" for the funder -- ask them what the research
is for, what other research is being done, etc. Compare the answers with
the univ's answers!
-
Talk with affected groups: Is the research about some area or group
in specific? Contact a citizen's group, professor, gov't official, etc.
from there to get their side of the story. Send them information about
the research.
-
Open records request: If the researcher or university doesn't want
to give you information, tell them you'll use the federal "Freedom of Information
Act" (FOIA) or state "Open Records" laws o to get it. If this threat doesn't
get you immediate access, send a letter (see sample in this packet), with
copies to a friendly lawyer (maybe the Am. Civil Liberties Union), administrator
or elected representative.
Other information sources about corporate-university ties:
-
Minutes from "Board of Trustees" meetings: They usually give the
final "OK" to research funding and other corporate ties -- the minutes
should give a survey of what's going down.
-
University/Industry Relations Office: A univ. office dedicated to
linking researchers with industry! Check out their information and any
seminars -- find out their annual budget!
-
University propaganda: Universities frequently promote their corporate
ties in department newsletters, glossy a brochures, annual reports for
donors, university newspapers, and alumni magazines.
-
University web sites: Lots of information can be organized here
to allow keyword searches.
-
Corporate annual reports: Check them out at the job placement office,
business school or engineering school. They may mention projects at your
university.
-
University policies: on "extramural" (outside) funding, patent policies
& guidelines, research ethics, disclosure of conflict of interest...
Publicize what you find!
-
Write an article for the student or local newspaper, or get a reporter
to investigate it.
-
Use the findings in a meeting with the chancellor about student concerns
(especially if chancellor is publicly promoting corporate ties).
-
Hold a public forum on research ethics and corporatization of the university,
& effect on education.
-
Do a "guerrilla theater" skit to raise public awareness: a "marriage from
hell" between funder & univ.; chain a giant "corporate dollar" to the
lab building; auction off your university to the highest bidder!
Call for reforms to check corporate influence
-
Administration must set an ethical example for the university to follow
-- won't happen without encouragement from above
-
Emphasize teaching over (or as much as) research in the tenure-granting
process.
-
Establish minimum teaching requirements and possibly teacher training for
professors.
-
Institute ethics seminars with professors and student researchers about
corporate funding and the university's teaching-scholarship-service mandate.
-
Require that corporate funder pay full "overhead" costs for their research
(like federal projects do) to cover indirect expenses, so tuition doesn't
subsidize corporate research.
-
Ensure that the university seek adequate non-corporate funding for research,
to give researchers true academic freedom. Funds should have university
and citizen oversight to ensure public benefit of research
-
Any university- industry relations committee should include graduate &
undergraduate student representatives, and specifically address issues
of conflict of interest, academic freedom, intellectual property rights
and public benefit of research.
Compiled by the Alliance for Democracy, UW-Madison 731
State St. Madison. W1 53703 (608)262-9036 Some material from the University
Conversion Project/ Center for Campus organizing POB 748 Cambridge, MA
02142